Institutional Analysis in Social Sciences: ( 社会科学中的制度分析 : 问题 理论 方法 )

Transcription

1 Institutional Analysis in Social Sciences: A Theoretical and Methodological Introduction ( 社会科学中的制度分析 : 问题 理论 方法 ) 学年, 第二学期 授课老师 : 唐世平 何俊志 刘春荣 熊易寒 制度分析已经成为社会科学中最为核心的课题之一 本课程将向学生介绍社会科学的各主要领域 ( 政治学 社会学 制度经济学 人类学 ) 对制度的理解和分析的历史演进 前沿进展和分析方法 修完本课程后, 学生应该可以从事定性的制度分析 定量方法需要学生单独修学定量方法课程 ( 本课程的老师强烈推荐 ) 学习本课程的前期课程要求 : 政治学理论 (POLI6003) 或者是本科是修过政治学课程 最好修过定量方法初阶 学生应该具有一定的英文的阅读能力 课程的每一节课都要求学生读完 150 页左右的材料, 积极参与课堂讨论 每一次课, 老师都会事先给出几个问题 每一节课开始, 老师会对这节课的内容做一个简要的介绍 之后是学生回答问题 ( 每一位学生 分钟 ) 然后是讨论 评分标准 : 硕士生 : 出勤 10%, 课堂 presentation20%, 两篇短评 ( 字 )20%, 期末考试 50% 博士生 : 出勤 10%, 课堂 presentation20%, 两篇短评 ( 字 )20%, 期末论文 50% 必读书目 1. Jared Diamond, Guns, Germs, and Steel (New York, Norton, 1997)( 枪炮 病菌 钢铁: 人类社会的命运, 谢延光译, 上海译文出版社,2006) 2. Norbert Elias, [1939] The Civilizing Process. Oxford: Blackwell. ( 诺贝特 埃利亚斯, 文明的进程, 上海译文出版社,2009 ) 3. Robert Jervis, System Effects, Chap. 2, System Effects, Princeton University Press. ( 杰维斯, 系统效应, 李少军等译, 上海人民出版社,2008) 4. Paul Pierson, Politics in Time. Princeton University Press. 5. Shiping Tang, A General Theory of Institutional Change. London: Routledge.( 唐世平, 制度变迁的广义理论,2011) 课堂发言 讨论要求 1. 大家的发言一定要基于对文献的阅读之上 不能泛泛而谈 ( 我对有时不得不打断学生的发言表示歉意, 但是, 有时候, 我们可能还不得不这么做 ) 2. 绝大部分我们的问题事实上都没有预设的答案 ( 即便是有, 也不重要, 因为我们所有的老师都希望能够从学生的讨论中学到东西 ) 如果我们有时不得不打断同学的发言, 我们不是因为不同意同学的观点, 而只是要求大家的讨论切题 请大家别猜测老师的答案 1

2 基本学术刊物 因为制度分析是社会学 政治学 经济学的重要组成部分, 这些杂志代表了最新的研究 Economics AER QJE JPE Journal of Economic Growth Journal of Institutional Economics Economic Change and Social Development American Sociological Review American Journal of Sociology Social Forces Theory and Society British Journal of Sociology American Political Science Review American Journal of Political Science European Journal of Political Research Journal of Politics British Journal of Political Sciences 世界政治 (World Politics) 比较政治(Comparative Politics) 和 比较政治研究 (Comparative Political Studies),Comparative Studies in Society and History, Studies in Comparative International Development East European Politics and Society, Latin America Politics and Society, Latin America Research Review, Journal of Modern African Studies, Asian Survey, Modern Asian Studies. 2

3 Course Introduction: Institutions and Institutionalism(s) Suggested Readings (Review articles) The Centrality of Institutions in Political Sciences 1. Chapters by Margaret Levi, Atul Kholi, and Barbara Geddes, 2002, in State of Political Science (New York, Norton) What are institutions? 1. Duffield, John What Are International Institutions? International Studies Review 9: Hodgson, Geoffrey M What Are Institutions? Journal of Economic Issues 40 (1): John Searle What is an institution? Journal of Institutional Economics 1 (1): Varieties of Institutionalisms 1. Peter A. Hall and Rosemary C. R. Taylor, Political Science and the Three New Institutionalisms, Political Studies 44 (1996), pp Kathleen Thelen, Historic Institutionalism in Comparative Politics, Annual Review of Political Science 2 (1999), pp Old Stuff 1. James G. March and Johan P. Olsen, The New Institutionalism: Organisational Factors in Political Life, American Political Science Review, Vol. 78, No. 3 (Sept. 1984), pp Martha Finnemore, Norms, Culture, and World Politics: Insights from Sociology s Institutionalism, International Organization, Vol. 50, No. 2 (1996), pp Guy Peters, Institutional Theory: Problems and Prospects, Political Science Series 69, (July 2000), pp Powell, Walter W., and Paul J. DiMaggio (eds.) The New Institutionalism in Organizational Analysis. Chicago: University of Chicago Press. [ 中文版, 张永宏主编 : 组织社会学的新制度主义学派, 上海 : 上海人民出版社,2007 年 ] 5. Sven Steinmo, Kathleen Thelen, and Frank Longstreth (eds.) Structuralizing Politics: Historical Institutionalism in Comparative Politics. Cambridge: Cambridge University Press. 6. Brinton, Mary C., and Victore Nee The New Institutionalism in Sociology. Stanford: Stanford University Press. 7. Jan-Erik Lane and Svante Ersson, < 新制度主义政治学 >, 何景荣译, 台北 : 韦件文化, Williamson, Oliver E The New Institutional Economics: Taking Stock, Looking Ahead. Journal of Economic Literature 38 (3): Langlois, Richard N. What was wrong with the old institutional economics (and what is still wrong with the new)? Metroeconomics: Session 1: Power, Institutions, and Institutional Change: toward a general theory (Tang) Reading 1. Shiping Tang, A General Theory of Institutional Change, London: Routledge, Introduction, and chaps

4 General Review 1. Bush, Paul D The Theory of Institutional Change. Journal of Economic Issues 21 (3): Timur Kuran, The Tenacious Past: Throeis of Personal and Collective Conservatism. Journal of Economic Behavior and Organization 10 (1): Douglass C. North, Institutions, Institutional Change and Economic Performance, Cambridge: Cambridge University Press, pp Elisabeth Clemens and James Cook, Politics and Institutionalism: Explaining Durability and Change, Annual Review of Sociology 25 (1999), pp Terry M. Moe, Political Institutions: The Neglected Side of the Story, Journal of Law, Economics, & Organization, Vol. 6, Special Issue: [Papers from the Organization of Political Institutions Conference, April 1990] (1990), pp Lieberman, Robert C Ideas, Institutions, and Political Order: Explaining Political Change. American Political Science Review 96 (4): Kathleen Thelen How Institutions evolve. In James Mahoney and Dietrich Rueschemeyer (eds.). Comparative Historical Analysis in the Social Science. Cambridge: Cambridge University Press, pp Terry M. More, Power and Political Institutions, Perspectives on Politics, Vol. 3, No. 2 (Jun., 2005), pp Sangmpan, S. N Politics Rules: The False Primacy of Institutions in Developing Countries. Political Studies 55 (1): Weyland, Kurt Toward a New Theory of Institutional Change, World Politics 60 (2): Kingston, Christopher, and Gonzalo Cabellero Comparing Theories of Institutional Change. Journal of Institutional Economics 5 (2): Schmidt, Vivien Taking ideas and discourse seriously: explaining change through discursive institutionalism as the fourth new institutionalism. European Political Science Review 2 (1): Mahoney, James, and Kathleen Thelen A Theory of Gradual Institutional Change, in James Mahoney and Kathleen Thelen eds., Explaining Institutional Change: Ambiguity, Agency, and Power (pp. 1-37). Cambridge: Cambridge University Press. Case Studies 1. 凯瑟琳 西伦, 制度是如何演化的: 德国 英国 美国和日本的技能政治经济学, 上海 : 上海人民出版社,2010 年 2. 周雪光 艾云, 多重逻辑下的制度变迁 : 一个分析框架, 中国社会科学 2010 年第 4 期 Session 2: Qualitative Institutional Analysis: Methodological issues (Tang) 1. Robert Jervis, System Effects, Chap. 2, System Effects, Princeton University Press. ( 系统效应, 李少军等译, 上海人民出版社,2008 年, 第二章, 系统效应 ) 4

5 2. Tilly, Charles Mechanisms in Political Processes. Annual Review of Political Science 4: Pierson 2004, Politics in Time, chap. 4, Time and Sequence. 4. Richard Ned Lebow Review article: What s so different about a counterfactual? World Politics 52 (3): What do you mean by explanation/understanding? (and, How to get them?) 1. Bunge, Mario Mechanism and Explanation. Philosophy of the Social Sciences 27 (4): Elias, Norbert. 1991[1939]. The Society of Individuals, In Norbert Elias, The Society of Individuals, translated by Edmund Jephcott. Oxford: Blackwell, Grzymala-Busse, Anna Time Will Tell? Temporality and the Analysis of Causal Mechanisms and Processes. Comparative Political Studies. Online first. Background on qualitative methods 1. James Mahoney, After KKV: The New Methodology of Qualitative Research. World Politics 62 (1): Bennett and Elman 2006, Qualitative Research: Recent Developments in Case Study Methods. Annual Review of Political Science : Charles Ragin Redesign Social Inquiries: Fuzzy Sets and Beyond. Chicago. 4. David Collier, Henry E. Brady, and Jason Seawright Outdated Views of Qualitative Methods: Time to Move On. Political Analysis 18: Specific Topics 1. Paul David, Why are Institutions the Carriers of History? Path Dependence and the Evolution of Conventions, Organisations and Institutions, Structural Change and Economic Dynamics, Vol. 5, No. 2 (1994), pp James Mahoney, Path Dependence in Historical Sociology, Theory and Society, Vol. 29, No. 4 (Aug., 2000), pp Guy Peters, Jon Pierre and Desmond S. King, The Politics of Path Dependency: Political Conflict in Historical Institutionalism, The Journal of Politics, 67 (4): Kuran, Timur The Tenacious Past: Theories of Personal and Collective Conservatism. Journal of Economic Behavior and Organization 10 (1): Colin Elman Explanatory Typologies. International Organization 59 (2): Sidney Tarrow, The Strategy of Paired Comparison. Comparative Political Studies 43 (2): Tilly, Charles Big Structures, Large Processes, Huge Comparison. New York: Russell Sage. 8. Tilly, Charles To Explain Political Process. American Journal of Sociology 100 (6): Geddes, Barbara How the Cases You Choose Affect the Answers You Get: Selection Bias in Comparative Politics, Political Analysis Geoffrey Levy Theory Choice and the Comparison of Rival Theoretical Perspectives 5

6 in Political Sociology, Philosophy of the Social Sciences 26 (1): James Mahoney and Dietrich Rueschemeyer (eds.) Comparative Historical Analysis in the Social Science. Cambridge: Cambridge University Press. Session 3: Institutions and Social Outcomes: big pictures and middle level theories (He) 1. Polanyi, Karl [1944]. The Great Transformation: The Political and Economic Origins of Our Time. Boston: Beacon. Chap. 4-6 (pp ), 10 (pp ). 市场的力量 2. Pierre Bourdieu The Social Structures of the Economy. London: Polity. pp 周雪光 基层政府间的 合谋现象 : 一个政府行为的制度逻辑, 社会学研究 2008 (6): [Xueguang Zhou The Institutional Logic of Collusion among Local Government in China. Modern China 36 (1): ] 4. 赵立涛, 中国义务教育经费体制改革 : 变化与效果 中国社会科学,2009 年第 4 期 5. Paul A. Jargowsky, n.d. The Ecological Fallacy. (or the gap between micro and macro) On-line text. 1. Karl De Schwentiz, Jr. Growth, Development, and Political Modernization. World Politics 22 (4): Oberschall, Anthony, Eric M. Leifer Efficiency and Social Institutions: Uses and Misuses of Economic Reasoning in Sociology. Annual Review of Sociology 12: Session 4: Institutions, Institutional Change and Growth-I (1 st generation) (Tang) 1. Marx and Engels The Communists Manifesto [ 共产主义者宣言 ] 2. Albert O. Hirschmann The Changing Tolerance for Income Inequality in the Course of Economic Development (with a Mathematical Appendix by Michael Rothschild). Quarterly Journal of Economics 87 (4): Douglass C. North and Barry Weingast, Constitutions and Commitment: The Evolution of Institutional Governing Public Choice in Seventeenth-Century England Journal of Economic History 49 (4): Mokyr, Joel, Technological Inertia in Economic History, Journal of Economic History, Vol. 52, No. 2 (Jun., 1992), pp Mancur Olson, Dictatorship, Democracy, and Development, American Political Science Review 87 (3): Milonakis, Daniel., and B. Fine Douglass North s Remaking of Economic History: A Critical Appraisal. Review of Radical Political Economics 39: North and Thomas, The Rise of the Western World. 西方世界的兴起. 第三部分 Douglass C. North, Institutions, Institutional Change and Economic Performance, 6

7 Cambridge University Press, part III. 4. Anne O. Kreuger, Government Failures in Economic Development, The Journal of Economic Perspectives, Vol. 4, No. 3 (Summer, 1990), pp John Zysman, How Institutions Create Historically Rooted Trajectories of Growth, Industrial and Corporate Change, Vol. 3, No. 1 (1994), pp Mancur Olson, Big Bills on the Side Walk Journal of Economic Perspectives 10 (2). Session 5: Institutions, Institutional Change and Growth-II (2 nd generation and beyond) (Tang) 1. Acemoglu, Daron, Simon Johnson, and James A. Robinson Reversal of Fortune: Geography and Institutions in the Making of the Modern World Income Distribution. Quarterly Journal of Economics 117 (4): Acemoglu, Daron, Simon Johnson, and James A. Robinson The Rise of Europe: Atlantic Trade, Institutional Change, and Economic Growth. American Economic Review, 95(3): 张宇燕 高程, 美洲金银和西方世界的兴起, 社会科学战线 2004 年第 1 期 4. Shiping Tang The Positional Market and Economic Growth, Journal of Economic Growth 44 (4): Reviews and Synthesis on the Institutional Approach toward Growth 1. Lin, Justin Yifu and Jeffrey B. Nugent Institutions and Economic Development. In Handbook of Development Economics Volume 3A, edited by S. J. Behrman and T. N. Srinivasan, pp Amsterdam: Elsevier Science, Janie Aron Growth and Institutions: A Review of the Evidence, World Bank Research Observer, 15 (2): Stanley L. Engerman1 and Kenneth L. Sokoloff, Debating the Role of Institutions in Political and Economic Development: Theory, History, and Findings. Annual Review of Political Science 11: Stephen Haggard, Institutions and Growth in East Asia. Studies in Comparative International Development 38 (4): Epstein, S. R Freedom and Growth: The Rise of States and Markets in Europe, London: Routledge and LSE. 6. William Easterly The Elusive Search for Growth. MIT Press. 7. Daron Acemoglu and Simon Johnson Unbundling Institutions. Journal of Political Economy 105 (5). 8. Rodrik, Dani, A. Subramanian and F. Trebbi (2004), Institutions Rule: The Primacy of Institutions over Geography and Integration in Economic Development, Journal of Economic Growth, 9 (2): Dani Rodrik One Economics, Many Recipes. Princeton. 欧洲奇迹 大分流 李约瑟难题 1. Eric Jones The European Miracle. 7

8 2. Kenneth Pomneraz The Great Divergence. 3. Lin, Justin Yifu. The Needham Puzzle: Why the Industrial Revolution Did Not Originate in China. Economic Development and Cultural Change 43, 2 (1995): Joel Mokyr. The Levers of Riches 5. Joel Mokyr. The Gift of Athens. 6. 张宇燕 高程, 海外白银 初始制度条件与东方世界的停滞, 经济学季刊 2005 年 1 月 7. 赵红军, 李约瑟之谜 : 经济学家应接受旧解还是新解? 经济学季刊 2009 年 4 期 Session 6: Quantitative Institutional Analysis: Methodological issues (He) 1. Pop-Eleches, Grigore Historical Legacies and Post-Communist Regime Change. Journal of Politics 69 (4): Sven Wilson and David Butler A Lot More to Do: The Sensitivity of Time-Series Cross-Section Analyses to Simple Alternative Specifications. Political Analysis 15: Spiegler, Peter, and William Milberg The taming of institutions in economics: the rise and methodology of the new new institutionalism. Journal of Institutional Economics 5 (3): Aaron Katz, Matthias vom Hau and James Mahoney Explaining the Great Reversal in Spanish America: Fuzzy-Set Analysis versus Regression Analysis. Sociological Methods Research 33 (4): 黄荣贵 桂勇, 互联网与业主集体抗争: 一项基于定性比较分析方法的研究, 社会学研究,2009 年第 5 期 Formal Model Approaches and its Critics 1. Daron Acemoglu and James A. Robinson, Economic Origins of Dictatorship and Democracy, Cambridge: Cambridge University Press, Daron Acemoglu and James A. Robinson, Persistence of Power, Elites, and Institutions, American Economic Review, 98 (1): Mirowski, Philip. (1993[1986]). Institutions as a Solution Concept in a Game Theory Context. In The Reconstruction of Economic Theory, ed. Philip Mirowski. Boston: Kulwer-Nijhoff. Reprinted in Geoffrey M. Hodgson eds., The Economics of Institutions (Elgar, 1993), MacDonald, Paul K. Useful Fiction or Miracle Maker: The Competing Epistemological Foundations of Rational Choice Theory. American Political Science Review 97/4 (Nov. 2003): Stephen M. Walt. Rigor or Rigor Mortis: Rational Choice and Security Studies. International Security, 23/4 (Spring 1999), pp Measuring Problems in Quantitative Analysis 1. Coppedge, Michael, Angel Alvarez, and Claudia Maldonado, Two Persistent Dimensions of Democracy: Contestation and Inclusiveness. Journal of Politics 70 (3):

9 2. Kirk Bowman, and James Mahoney, Measuring Political Democracy: Case Expertise, Data Adequacy, and Central America. Comparative Political Studies 38 (8): Gerardo Munck Measuring Democracy. John Hopkins University Press. Session 7: Institutions and Transitional Economies, China as a Case (Liu) 1. 张军 周黎安主编 (2008): 为增长而竞争 中国增长的政治经济学, 上海人民出版, 第二 四 五 六章 ( 钱颖一 Weingast; 张军 高远 ; 周黎安 ; 周黎安 李宏彬 陈烨 ) 2. Walder, Andrew Elite Opportunity in Transitional Economies. American Sociological Review 68 (6): Sinha, Aseema, 2005, Political Foundations of Market-Enhancing Federalism: Theoretical Lessons from India and China, Comparative Politics 37 (3): 张军 周黎安主编 (2008): 为增长而竞争 中国增长的政治经济学, 上海人民出版社 其他章节 2. 周黎安 (2008): 转型中的地方政府: 官员激励与治理, 上海人民出版社 3. 泽兰尼 (2008): 没有资本家打造资本主义, 北京 : 社会科学文献出版社 4. 白苏珊 : 乡村中国的权力与财富: 制度变迁的政治经济学, 浙江人民出版社 5. Jin, Hehui, Qian Yingyi, Barry Weingast, 2005, Regional Decentralization and Fiscal Incentives: Federalism, Chinese Style, Journal of Public Economics, 89: Nauro F. Campos and Fabrizio Coricelli Growth in Transition: What We Know, What We Don't, and What We Should. Journal of Economic Literature 40 (3): Susan L. Shirk The Political Logic of Economic Reform in China. 8. Oi, Jean C The Role of the Local State in China s Transitional Economy. China Quarterly 144: Oi, Jean C Rural China Takes Off: Institutional Foundation of Economic Reform. University of California Press. 10. Walder, Andrew 1995, Local Governments As Industrial Firms. American Journal of Sociology 101 (2): Martin King Whyte Paradoxes of China s Economic Boom. Annual Review of Sociology 35: Forum on Transitional Economies, American Journal of Sociology, 101, 4 (Jan., 1996). 13. Gabriella Montinola, Yingyi Qian, Barry R. Weingast Federalism, Chinese Style: The Political Basis for Economic Success in China, World Politics 48 (1): Rodden, Jonathan and Susan Rose-Ackerman, 1997, Does Federalism Preserve Markets? Virginia Law Review, 83 (7): (See also the same issue on the topic). 15. Hongbin Li, Li-An Zhou, Political turnover and economic performance: the incentive role of personnel control in China. Journal of Public Economics 89: ( 周黎安 李宏彬 陈烨的英文版 ) The Victor Nee versus Andrew Walder Debate 1. Victor Nee, A Theory of Market Transition: From Redistribution to Markets in State 9

10 Socialism. American Sociological Review 54 (5): American Journal of Sociology, special issue, vol. 101, no. 4 (1996), including Walder, Markets and Inequality in Transitional Economies: Toward Testable Theories ; Nee, The Emergence of a Market Society: Changing Mechanisms of Stratification in China 3. Cao, Yang and Victor Nee Comment: Controversies and Evidence in the Market Transition Debate, American Journal of Sociology 105 (4): Session 8: Institutions and Governance: Regime Types and Beyond (He) 1. H. Bäck & Hadenius, A. (2008). Democracy and state capacity: Exploring a J-shaped relationship. Governance 21 (1): Nicholas Charron and Victor Lapuente Does Democracy produce quality of government? European Journal of Political Research 49: Diskin et al 2005, Why Democracies Collapse: The Reasons for Democratic Failure and Success. International Political Studies Review 26 (3): Ming Shing 2010, Explaining Democratic Survival Globally ( ), Journal of Politics 72 (2): Sangmpan, S. N Politics Rules: The False Primacy of Institutions in Developing Countries. Political Studies 55 (1): David Lake and Matthew Baum The Invisible Hand of Democracy: Political Control and Provision of Public Service. Comparative Politics Studies 34 (6): H. Bäck & Hadenius, A. (2008). Democracy and state capacity: Exploring a J-shaped relationship. Governance 21 (1): Bo Rothstein & Teorell, J. (2008). What is quality of government? A theory of impartial government institutions. Governance: 21 (2): Daniel Lederman, Norman V. Loyaza, and Rodrigo R. Soares Accountability and Corruption: Political Institutions Matter. Economics and Politics 17 (1): Session 9: Regime Types and Growth (or vice versa) (Tang) 1. Victor Nee The role of state in making the market. Journal of Institutional and Theoretical Economics. 2. Charles Kurzman, Regina Werum, and Ross E. Burkhart Democracy s Effect on Economic Growth: A Pooled Time-Series Analysis, Studies in Comparative International Development, 37 (1): Peter Lindert Voice and Growth: Was Churchill Right? Journal of Economic History 63 (2): John Gerring et al., Democracy and Economic Growth: A Historical Perspective. World Politics 57 (2): Reviews 10

11 1. Larry Sirowy and Alex Inkeles The Effects of Democracy on Economic Growth and Inequality: A Review. Studies in Comparative International Development 25 (1): Przeworski, A. & Limongi, F Political regime and economic growth. Journal of Economic Perspective 7(3): Specific Topics 1. Robert Wade Governing the Market. Princeton. 2. Dani Rodrik Where did all the growth go? External Shocks, Social Conflict, and Growth Collapses. Journal of Economic Growth 4: David Lake and Matthew Baum The Invisible Hand of Democracy: Political Control and Provision of Public Service. Comparative Politics Studies 34 (6): David Lake and Matthew Baum The Political Economy of Growth: Democracy and Human Capital. American Journal of Political Science 47 (2): Przeworski et al Democracy and Development. Cambridge University Press. 6. Jose Tavares, Romain Wacziarg How Democracy Affect Growth. European Economic Review 45: Elias Papaioannou and Gregorios Siourounis Democratization and Growth. The Economic Journal 118 (October 2008): Doucoulabos and Mehmeti Ali Ulubasoglu Democracy and Economic Growth: A Meta-analysis. American Journal of Political Science 52 (1): Specific Topics: determinants of democracy 1. Seymour Martin Lipset The Social Requisites of Democracy. American Political Science Review 53 (1) Seymour Martin Lipset The Social Requisites of Democracy Revisited. American Sociological Review 59 (1): Robert Barro Determinants of Democracy. Journal of Political Economy. Session 10: Sociology of Knowledge I: Institutions, Power, and Culture (Tang) 1. Norbert Elias, The Civilizing Process. Vol. 2, part 3, Dynamics of Feudalization. Pp ( 诺贝特 埃利亚斯, 文明的进程, 上海译文出版社,2009) 2. Michel Foucault, History of Sexuality, Vol. 2, New York: Vintage. Introduction, and Use of Pleasures, pp. 1-13, Michael Polanyi The Republic of Science. Minerva 1: Antonio Gramsci, Selections from Prison Notebooks. New York: The International Publishers. The Intellectuals. pp (skipping pp ). 1. Michael Polanyi The Growth of Thought in Society. Economica NS 8 (32): Michael Foucault Power/Knowledge. New York: Pantheon, history of sexuality, confession of the flesh. 3. Thomas Kuhn The Structure of Scientific Revolutions (2 nd. Ed.). Chicago. 11

12 Session 11: Sociology of Knowledge: The Reproduction of Culture/Knowledge/Ideology (Xiong) 1. Antonio Gramsci, Selections from Prison Notebooks. New York: The International Publishers. On Education. pp 布迪厄 : 国家精英 名牌大学与群体精神, 杨亚平译, 北京 : 商务印书馆,2004 年, 第四部分 权力场域及其变化 3. Hayward, Clarissa Rile, 2000, De-Facing Power, Cambridge. chap Jennings, M. Kent Political Socialization. In Russell J. Dalton and Hans-Dieter Klingemann eds. Oxford Handbook of Political Behavior (Oxford), pp (PDF file) 5. 斯达纽斯 普拉图 : 社会支配论 第 7 章, 刘爽 罗涛译, 中国人民大学出版社 熊易寒, 底层 学校与阶级再生产, 开放时代 2010 年第 1 期 1. Mary Douglas, How Institutions Think. NY: Syracuse University Press. 2. 吴清军, 市场转型时期国企工人的群体认同与阶级意识, 社会学研究 2008 第 6 期 3. 熊易寒 : 城市化的孩子: 农民工子女的身份生产与政治社会化, 上海人民出版社 查特杰 : 被治理者的政治: 思索大部分世界的大众政治, 田立年译, 桂林 : 广西师范大学出版社 Richard Dawson and Kenneth Prewitt, Political Socialization. Boston: Little and Brown 6. Mary Douglas, How Institutions Think. NY: Syracuse University Press. 7. Paul Starr, Social Categories and Claims in the Liberal State, Social Research 59 (2): Willis, Paul E. Learning to labor: how working class kids get working class jobs. New York: Columbia University Press, 迈克尔 布若威 : 制造同意 垄断资本主义劳动过程的变迁, 李荣荣译, 商务印书馆 2008 年 10. Easton, David and Jack Dennis, 1980[1969], Children in the political system: origins of political legitimacy, Chicago: University of Chicago Press. 11. Roberta Martin, The Socialization of Children in China and on Taiwan: An Analysis of Elementary School Textbooks, The China Quarterly, No. 62 (Jun., 1975), pp Session 12: Political/Civic Culture and Political Democracy (Xiong) 1. 帕特南 : 使民主运转起来, 江西人民出版社 2002 年, 第 章 2. Ronald Inglehart, The Renaissance of Political Culture, American Political Science Review, 82, 4 (December 1988), Ronald Inglehart and Christian Welzel, "Political Culture and Democracy: Analyzing Cross-Level Linkages", Comparative Politics, Vol. 36, No. 1 (Oct., 2003), pp Robert W. Jackman and Ross A. Miller, "A Renaissance of Political Culture?", American Journal of Political Science, Vol. 40, No. 3 (Aug., 1996), pp Hadenius, Axel, and Jan Teorell Cultural and Economic Prerequisites of Democracy: Reassessing Recent Evidence. Studies in Comparative International Development 39, (4):

13 Readings 4. 阿尔蒙德 维巴 : 公民文化: 五国的政治态度与民主, 马殿君等译, 杭州 : 浙江人民出版社 1989 年, 第 章 5. Wildavsky, Aaron. 1987, "Choosing Preferences by Constructing Institutions: A Cultural Theory of Preference Formation." American Political Science Review 81: Pamela Paxton Social Capital and Democracy: An Interdependence Relationship. American Sociological Review 67 (2): Inglehart, Ronald, The Silent Revolution: Changing Values and Political Styles Among Western Publics. Princeton; Princeton University Press.. 8. Inglehart, Ronald Modernization and Postmodernization. Cultural, Economic and Political Change in 43 Societies. Princeton; Princeton University Press. 9. Robert W. Jackman, Ross A. Miller, The Poverty of Political Culture, American Journal of Political Science, Vol. 40, No. 3 (Aug., 1996), pp Mitchell Seligson The Renaissance of Political Culture or the Renaissance of the Ecological Fallacy? Comparative Politics, 34 (3): Seymour Martin Lipset The Social Requisites of Democracy. American Political Science Review 53 (1) Seymour Martin Lipset The Social Requisites of Democracy Revisited. American Sociological Review 59 (1): Wolf Pelenies The Seduction of Culture in Germany History. Princeton. Pp Robert Putnam, 2001, Bowling Alone: The Collapse and Revival of American Community, Simon & Schuster. 15. Peter R. Moody, Jr Trends in the Study of Chinese Political Culture, The China Quarterly, No. 139 (Sep., 1994), pp 王绍光 : 民主四讲, 北京三联书店 2008 年 Session 13: (Political) Culture and Economic Growth (Tang) 1. Jim Granato, Ronald Inglehart, and David Leblang, The Effect of Cultural Values on Economic Development: Theory, Hypotheses, and Some Economic Tests, American Journal of Political Sciences 40 (3): Robert W. Jackman, Ross A. Miller, The Poverty of Political Culture, American Journal of Political Science, Vol. 40, No. 3 (Aug., 1996), pp Acemoglu, Daron, Simon Johnson, and James A. Robinson The Colonial Origins of Comparative Development: An Empirical Investigation. American Economic Review, 91 (5): Robert J. Barro and Rachel M. McCleary, Religion and Economic Growth across Countries. American Sociological Review 68 (5): William Easterly et al., Social Cohesion, Institutions, and Growth. Economics & Politics 18 (2): Max Weber, The Protestant Ethic and the Spirit of Capitalism. Translated by Talcott 13

14 Parsons. London: Allen and Unwin. 2. Albert O. Hirschman The Passions and the Interests: Political Arguments for Capitalism before its Triumph. Princeton University Press. 3. Mark Elvin Why China Failed to Create an Endogenous Industrial Explanation: A Critique of Max Weber s Explanation. Theory and Society 13 (3): David S. Landes, The Wealth and Poverty of Nations. Cambridge. 5. Charles Tilly, A Grand tour of the Exotic Landes. American Historical Review 104 (4): Lawrence D. Harrison and Samuel Huntington Culture Matters: How Culture Shape Human Progress. New York: Basic Books. 7. Rachel M. McCleary and Robert J. Barro Religion and Political Economy in an International Panel. Journal for the Scientific Study of Religion (2006) 45(2): Rachel M. McCleary and Robert J. Barro Religion and Economy. Journal of Economic Perspectives 20 (2): Liah Greenfield The Spirit of Capitalism: Nationalism and Economic Growth. Harvard University Press. 10. Critical Reviews of Liah Greenfield (2001), by Eric Jones, John A. Hall, Andre Wakefield. 11. Luigi Guiso, Paola Sapienza and Luigi Zingales Does Culture Affect Economic Outcomes? Journal of Economic Perspectives 20 (2): Woolcock, M., 1998, Social capital and economic development: toward a theoretical synthesis and policy framework. Theory and Society 27 (2), Session 14. Modes of Transition (Revolution/Bargaining) and Institutional Change (Liu) 1. Barrington Moore, Social Origins of Dictatorship and Democracy (Boston: Beacon), chap. 3, pp , on the failure of revolutionary change after the Civil War. 2. Dankwart A. Rustow Transitions to Democracy: Toward a Dynamic Model. Comparative Politics 2 (3): Munck, Gerardo L., and Carol Skalnik Leff Modes of Transition and Democratization: South America and Eastern Europe in Comparative Perspective. Comparative Politics 29 (3): Michael McFaul, The Fourth Wave of Democracy and Dictatorship: Noncooperative Transitions in the Postcommunist World. World Politics 54 (2): Rober M. Fishman Democratic Practice after the Revolution: The Case of Portugal and Beyond, Politics & Society 39 (2): Tsou Tang Interpreting the Revolution in China: Macrohistory and Micromechanisms, Modern China, Vol. 26, No Carothers, Thomas The End of the Transition Paradigm. Journal of Democracy 13 (1): Moore, Social Origins of Dictatorship and Democracy, 其余章节 5. 蒂利 : 欧洲的抗争与民主( ), 格致出版社, 白利 威加斯特 : 政治稳定性和美国内战 : 制度 承诺与美国民主, 载于 分析性叙述, 14

15 罗伯特 贝斯等著, 中国人民大学出版社, Brian M. Downing War and the State in Early Modern Europe, in Democracy, Revolution and History, edited by Theda Skocpol, Cornell University Press. 8. Jeffrey S. Kopstein and Jason Wittenberg, Beyond Dictatorship and Democracy: Rethinking National Minority Inclusion and Regime Type in Interwar Eastern Europe, Comparative Political Studies 43 (8/9): Session 15 & Session 16: Presenting the proposal for your research paper 15