U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:11-cv LAK

Transcription

1 US District Court Civil Docket as of October 21, 2013 Retrieved from the court on October 22, 2013 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:11-cv LAK In re China Valves Technology Securities Litigation Date Filed: 02/04/2011 Assigned to: Judge Lewis A. Kaplan Jury Demand: Plaintiff Member case: (View Member Case) Nature of Suit: 890 Other Statutory Actions Related Cases: 1:11-cv LAK Jurisdiction: Federal Question 1:11-cv LAK 1:11-cv LAK Cause: 15:78m(a) Securities Exchange Act Lead Plaintiff Bristol Investment Fund, LTD. Plaintiff represented by Frederick Taylor Isquith, Sr Wolf Haldenstein Adler Freeman & Herz LLP 270 Madison Avenue New York, NY Fax: William Bernard Federman Federman & Sherwood N. Pennsylvania Oklahoma City, OK (405) Fax: (405) Donald Foster represented by Laurence Matthew Rosen Individually and on Behalf of All Others The Rosen Law Firm, P.A. Similarly Situated 350 5th Avenue, Suite 5508 New York, NY (212) Fax: (212) LEAD ATTORNEY Frederick Taylor Isquith, Sr Phillip C. Kim The Rosen Law Firm P.A. 275 Madison Avenue

2 34th floor New York, NY (212) Fax: (212) Plaintiff Joseph Gibbons represented by Joseph Gibbons PRO SE V. Consolidated Plaintiff Greg London Consolidated Plaintiff Greenberg Elliot represented by Frederick Taylor Isquith, Sr represented by Frederick Taylor Isquith, Sr V. Movant Mallard Corporation Movant Li Danhong Movant Carnaggio Group represented by Joseph R. Seidman Bernstein Liebhard, LLP 10 East 40th Street 22nd Floor New York, NY (212) Fax: (212) LEAD ATTORNEY represented by Joseph R. Seidman LEAD ATTORNEY represented by Phillip C. Kim The Rosen Law Firm P.A th Avenue, Suite 5508 New York, NY (212) Fax: (212) LEAD ATTORNEY

3 V China Valves Technology, Inc. Sidley Austin LLP (NY) 787 Seventh Avenue New York, NY (212) Fax: (212) LEAD ATTORNEY Sidley Austin LLP 787 Seventh Avenue New York, NY (212) Fax: (212) LEAD ATTORNEY Sidley Austin LLP (NY) 787 Seventh Avenue New York, NY (212) Fax: (212) Thomas Andrew Paskowitz Sidley Austin LLP (NY) 787 Seventh Avenue New York, NY (212) Fax: (212) Siping Fang

4 Jianbao Wang Gang Wei Renrui Tang Ichi Shi Binjie Fang

5 Zengbiao Yu Peter Li William Haus Bin Li

6 Moore Stephens Wurth Frazer and Torbet, LLP represented by John Sandercock Lester, Schwab, Katz and Dwyer LLP 120 Broadway New York, NY Fax: TERMINATED: 10/03/2011 Lawrence Allen Steckman Eaton & Van Winkle LLP Three Park Avenue, 16th Floor New York, NY (212) Fax: (212) Ted Gary Semaya Eaton & Van Winkle LLP Three Park Avenue, 16th Floor New York, NY Fax: Frazer Frost LLP represented by Lawrence Allen Steckman Ted Gary Semaya ADR Provider Springline Advisors, LLC represented by Thomas H. Burt Wolf Haldenstein Adler Freeman & Herz LLP 270 Madison Avenue New York, NY (212) Fax: (212)

7 Date Filed # Docket Text 02/04/ COMPLAINT against China Valves Technology, Inc., Siping Fang, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei. (Filing Fee $ , Receipt Number )Document filed by Donald Foster.(ama) (ama). (Entered: 02/07/2011) 02/04/2011 SUMMONS ISSUED as to China Valves Technology, Inc., Siping Fang, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei. (ama) (Entered: 02/07/2011) 02/04/2011 Magistrate Judge Michael H. Dolinger is so designated. (ama) (Entered: 02/07/2011) 02/04/2011 Case Designated ECF. (ama) (Entered: 02/07/2011) 03/08/ ORDER RE SCHEDULING AND INITIAL PRETRIAL CONFERENCE:: Initial Conference set for 4/8/2011 at 10:00 AM in Courtroom 12D, 500 Pearl Street, New York, NY before Judge Lewis A. Kaplan. (Signed by Judge Lewis A. Kaplan on 3/3/11) (laq) (Entered: 03/08/2011) 03/22/ SUMMONS RETURNED EXECUTED Summons and Complaint served. China Valves Technology, Inc. served on 3/15/2011, answer due 4/5/2011. Service was accepted by Julie Brown, Administrative Manager of Registered Agent. Document filed by Donald Foster. (Kim, Phillip) (Entered: 03/22/2011) 04/05/ MOTION to Appoint Bristol Investment Fund, LTD. to serve as lead plaintiff(s) and Approval of Lead Plaintiff's Selection of Lead Counsel. Document filed by Bristol Investment Fund, LTD..(Federman, William) (Entered: 04/05/2011) 04/05/ MEMORANDUM OF LAW in Support re: 4 MOTION to Appoint Bristol Investment Fund, LTD. to serve as lead plaintiff(s) and Approval of Lead Plaintiff's Selection of Lead Counsel.. Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 04/05/2011) 04/05/ DECLARATION of William B. Federman in Support re: 4 MOTION to Appoint Bristol Investment Fund, LTD. to serve as lead plaintiff(s) and Approval of Lead Plaintiff's Selection of Lead Counsel.. Document filed by Bristol Investment Fund, LTD.. (Attachments: # 1 Exhibit 1(A), # 2 Exhibit 1(B), # 3 Exhibit 1(C), # 4 Exhibit 1(D), # 5 Exhibit 1(E))(Federman, William) (Entered: 04/05/2011) 04/05/ MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s)., MOTION to Appoint Counsel., MOTION to Consolidate Cases 1:11-cv-00796; 1:11-cv ; 1:11-cv Document filed by Mallard Corporation, Li Danhong. (Attachments: # 1 Proposed Order)(Seidman, Joseph) (Entered: 04/05/2011) 04/05/ MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:11-cv-00796; 1:11-cv-01116; 1:11-cv MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s).. Document filed by Li Danhong, Mallard Corporation. (Seidman, Joseph) (Entered: 04/05/2011) 04/05/ DECLARATION of Joseph R. Seidman, Jr. in Support re: 7 MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:11-cv-00796; 1:11-cv-01116; 1:11-cv MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s).. Document filed by Li Danhong, Mallard Corporation. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Seidman, Joseph) (Entered:

8 04/05/2011) 04/05/ MOTION to Appoint Counsel., MOTION to Appoint Carnaggio Group to serve as lead plaintiff(s)., MOTION to Consolidate Cases. Document filed by Carnaggio Group. (Attachments: # 1 Text of Proposed Order)(Kim, Phillip) (Entered: 04/05/2011) 04/05/ MEMORANDUM OF LAW in Support re: 10 MOTION to Appoint Counsel. MOTION to Appoint Carnaggio Group to serve as lead plaintiff(s). MOTION to Consolidate Cases.. Document filed by Carnaggio Group. (Kim, Phillip) (Entered: 04/05/2011) 04/05/ DECLARATION of Phillip Kim in Support re: 10 MOTION to Appoint Counsel. MOTION to Appoint Carnaggio Group to serve as lead plaintiff(s). MOTION to Consolidate Cases.. Document filed by Carnaggio Group. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Kim, Phillip) (Entered: 04/05/2011) 04/05/ MOTION to Appoint Springline Advisors, LLC to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Springline Advisors, LLC.(Burt, Thomas) (Entered: 04/05/2011) 04/05/ DECLARATION of Thomas Burt in Support re: 13 MOTION to Appoint Springline Advisors, LLC to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Springline Advisors, LLC. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C)(Burt, Thomas) (Entered: 04/05/2011) 04/06/ MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint Springline Advisors, LLC to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Springline Advisors, LLC. (Burt, Thomas) (Entered: 04/06/2011) 04/11/ FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Springline Advisors, LLC in Support re: 13 MOTION to Appoint Springline Advisors, LLC to serve as lead plaintiff(s). MOTION to Appoint Counsel. Document filed by Springline Advisors, LLC. (Attachments: # 1 Certification, # 2 Loss Chart)(Burt, Thomas) Modified on 4/12/2011 (ldi). (Entered: 04/11/2011) 04/11/2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Thomas H. Burt to RE-FILE Document 16 Declaration in Support of Motion. ERROR(S): Incomplete document. Cover page of document is missing. (ldi) (Entered: 04/12/2011) 04/12/ DECLARATION of Springline Advisors, LLC in Support re: 13 MOTION to Appoint Springline Advisors, LLC to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Springline Advisors, LLC. (Attachments: # 1 Certification, # 2 Loss Chart)(Burt, Thomas) (Entered: 04/12/2011) 04/12/ STIPULATION AND ORDER EXTENDING TIME TO ANSWER OR OTHERWISE RESPOND TO THE COMPLAINT: China Valves shall have no obligation to respond to the Complaint until after the filing of, and the Court's decision and entry of order on, motion(s) to be appointed as lead plaintiff and after the filing of a Consolidated Complaint. China Valves shall have no less than sixty (60) days after service of any Consolidated Complaint to file and serve an answer. a motion to dismiss, or otherwise respond to any such Consolidated Complaint, or shall have no less than sixty (60) days after entry of any order denying consolidation of the Action to so respond to the Complaint, if the Court so orders. SO ORDERED. (See STIPULATION AND ORDER as set forth) (Signed by Judge Lewis A. Kaplan on 4/12/2011) (lnl) (Entered: 04/12/2011) 04/18/ NOTICE OF APPEARANCE by Alfred Robert Pietrzak on behalf of China Valves Technology, Inc. (Pietrzak, Alfred) (Entered: 04/18/2011)

9 04/18/ NOTICE OF APPEARANCE by Thomas Andrew Paskowitz on behalf of China Valves Technology, Inc. (Paskowitz, Thomas) (Entered: 04/18/2011) 04/18/ NOTICE OF APPEARANCE by on behalf of China Valves Technology, Inc. (Mitnick, Joel) (Entered: 04/18/2011) 04/18/ RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by China Valves Technology, Inc..(Mitnick, Joel) (Entered: 04/18/2011) 04/18/ RESPONSE to Motion re: 4 MOTION to Appoint Bristol Investment Fund, LTD. to serve as lead plaintiff(s) and Approval of Lead Plaintiff's Selection of Lead Counsel.. Document filed by Carnaggio Group. (Kim, Phillip) (Entered: 04/18/2011) 04/18/ RESPONSE to Motion re: 10 MOTION to Appoint Counsel. MOTION to Appoint Carnaggio Group to serve as lead plaintiff(s). MOTION to Consolidate Cases., 4 MOTION to Appoint Bristol Investment Fund, LTD. to serve as lead plaintiff(s) and Approval of Lead Plaintiff's Selection of Lead Counsel., 7 MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:11-cv-00796; 1:11-cv-01116; 1:11-cv MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s). Movant Springline Advisors Memorandum Of Law In Response To Competing Motions For Lead Plaintiff. Document filed by Springline Advisors, LLC. (Burt, Thomas) (Entered: 04/18/2011) 04/19/ RESPONSE to Motion re: 13 MOTION to Appoint Springline Advisors, LLC to serve as lead plaintiff(s). MOTION to Appoint Counsel., 10 MOTION to Appoint Counsel. MOTION to Appoint Carnaggio Group to serve as lead plaintiff(s). MOTION to Consolidate Cases., 7 MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:11-cv ; 1:11-cv-01116; 1:11-cv MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s).. Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 04/19/2011) 04/22/ MEMORANDUM OF LAW in Opposition re: 13 MOTION to Appoint Springline Advisors, LLC to serve as lead plaintiff(s). MOTION to Appoint Counsel., 10 MOTION to Appoint Counsel. MOTION to Appoint Carnaggio Group to serve as lead plaintiff(s). MOTION to Consolidate Cases., 4 MOTION to Appoint Bristol Investment Fund, LTD. to serve as lead plaintiff(s) and Approval of Lead Plaintiff's Selection of Lead Counsel.. Document filed by Li Danhong. (Seidman, Joseph) (Entered: 04/22/2011) 04/29/ REPLY MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:11-cv-00796; 1:11-cv-01116; 1:11-cv MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s).. Document filed by Li Danhong. (Seidman, Joseph) (Entered: 04/29/2011) 05/02/ REPLY to Response to Motion re: 4 MOTION to Appoint Bristol Investment Fund, LTD. to serve as lead plaintiff(s) and Approval of Lead Plaintiff's Selection of Lead Counsel.. Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 05/02/2011) 05/02/ DECLARATION of William B. Federman in Support re: 4 MOTION to Appoint Bristol Investment Fund, LTD. to serve as lead plaintiff(s) and Approval of Lead Plaintiff's Selection of Lead Counsel.. Document filed by Bristol Investment Fund, LTD.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Federman, William) (Entered: 05/02/2011)

10 05/10/ MOTION for Leave to File Sur-Reply Memorandum of Law in Further Opposition to Bristol Investment Fund, Ltd Motion for Lead Plaintiff, and in Further Support of Mallard Corporation and Li Danhong's Motion to Consolidate Related Cases, Be Appointed as Lead Plaintiffs, and for Approval of Their Choice of Counsel. Document filed by Li Danhong, Mallard Corporation. (Attachments: # 1 Proposed Order)(Seidman, Joseph) (Entered: 05/10/2011) 05/10/ PROPOSED REPLY MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:11-cv-00796; 1:11-cv-01116; 1:11-cv MOTION to Appoint Mallard Corporation, Li Danhong to serve as lead plaintiff(s).. Document filed by Li Danhong, Mallard Corporation. (Seidman, Joseph) (Entered: 05/10/2011) 05/16/ RESPONSE in Opposition re: 30 MOTION for Leave to File Sur-Reply Memorandum of Law in Further Opposition to Bristol Investment Fund, Ltd Motion for Lead Plaintiff, and in Further Support of Mallard Corporation and Li Danhong's Motion to Consolidate Related Cases, Be Appointed. Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 05/16/2011) 05/23/ MEMO-ENDORSEMENT re: NOTICE OF MOTION FOR LEAVE TO FILE SUR- REPLY MEMORANDUM OF LAW IN FURTHER OPPOSITION TO BRISTOL INVESTMENT FUND, LTD'S MOTION FOR LEAD PLAINTIFF, AND IN FURTHER SUPPORT OF MALLARD CORPORATION AND LI DANHONG'S MOTION TO CONSOLIDATE RELATED CASES, BE APPOINTED AS LEAD PLAINTIFFS, AND FOR APPROVAL OF THEIR CHOICE OF COUNSEL. ENDORSEMENT: Motion denied. denying 30 Motion for Leave to File Document.. (Signed by Judge Lewis A. Kaplan on 5/23/11) (pl) (Entered: 05/23/2011) 06/29/ ORDER: Accordingly, Bristol's motion to consolidate these actions, to appoint Bristol as lead plaintiff, and to approve Bristol's selection of Federman & Sherwood and The Ball Law Firm LLP as lead counsel [11 Civ. 0796, DI 4 is granted. The motions of Springline Advisors, the Camaggio Group and the Mallard Group [11 Civ. 0796, DI7, 10, 13] are denied. (Signed by Judge Lewis A. Kaplan on 6/29/2011) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(js) (Entered: 06/29/2011) 06/29/ ORDER: it is hereby ORDERED as follows:1.the Clerk shall establish a Master File for these consolidated actions under the 11 Civ docket number. 2. Every paper filed in any of these cases shall bear the following caption and shall state in the caption either that the paper applies to ALL CASES or state the docket number(s) of the individual case(s) to which it applies: (Signed by Judge Lewis A. Kaplan on 6/29/2011) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(js) (Entered: 06/29/2011) 07/19/ STIPULATION AND ORDER EXTENDING TIME TO FILE THE CONSOLIDATED AMENDED COMPLAINT: Now, therefore, Lead Plaintiff shall have until August 29, 2011 to file a consolidated amended complaint (ie. sixty (60) days after the Court's order appointing Lead Plaintiff, appointing Lead Counsel, and consolidating the related actions China Valves shall have sixty (60) days after service of the consolidated amended complaint to file and serve an answer, a motion to dismiss or to otherwise respond to the consolidated amended complaint. All other provisions as further set forth in this order (Signed by Judge Paul A. Crotty Part I Judge on 7/18/11) (js) (Entered: 07/19/2011) 07/27/ MOTION to Authorize Service of Unserved s Located Abroad Pursuant to Federal Rule of Civil Procedure 4(F)(3). Document filed by Bristol Investment Fund, LTD.. (Attachments: # 1 Text of Proposed Order)(Federman, William) (Entered:

11 07/27/2011) 07/27/ MEMORANDUM OF LAW in Support re: 37 MOTION to Authorize Service of Unserved s Located Abroad Pursuant to Federal Rule of Civil Procedure 4(F)(3).. Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 07/27/2011) 08/10/ MEMORANDUM OF LAW in Opposition re: (37 in 1:11-cv LAK) MOTION to Authorize Service of Unserved s Located Abroad Pursuant to Federal Rule of Civil Procedure 4(F)(3).. Document filed by China Valves Technology, Inc.. (Attachments: # 1 Compendium of Unreported Authorities)Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(Mitnick, Joel) (Entered: 08/10/2011) 08/22/ FILING ERROR - DEFICIENT DOCKET ENTRY (SEE DOCUMENT #41) - REPLY to Response to Motion re: 37 MOTION to Authorize Service of Unserved s Located Abroad Pursuant to Federal Rule of Civil Procedure 4(F)(3). Document filed by Bristol Investment Fund, LTD. (Federman, William) Modified on 8/24/2011 (ldi). (Entered: 08/22/2011) 08/22/ REPLY to Response to Motion re: 37 MOTION to Authorize Service of Unserved s Located Abroad Pursuant to Federal Rule of Civil Procedure 4(F)(3).. Document filed by Bristol Investment Fund, LTD.. (Attachments: # 1 Compendium)(Federman, William) (Entered: 08/22/2011) 08/29/ CONSOLIDATED CLASS ACTION COMPLAINT amending 1 Complaint against China Valves Technology, Inc., Siping Fang, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Binjie Fang, Zengbiao Yu, Peter Li, William Haus, Bin Li, Moore Stephens Wurth Frazer and Torbet, LLP.Document filed by China Valves Technology, Inc. Related document: 1 Complaint filed by Donald Foster. (Received in the night deposit box on 8/29/11 at 10:44 p.m.)(mro) (Entered: 09/02/2011) 09/09/ MOTION for Leave to File Supplemental Memorandum of Law in Support of Motion to Authorize Service of Unserved s Located Abroad Pursuant to Federal Rule of Civil Procedure 4(F)(3). Document filed by Bristol Investment Fund, LTD.. (Attachments: # 1 Supplemental Memorandum)(Federman, William) (Entered: 09/09/2011) 09/14/ ORDER granting (37) Motion to Authorize Service of Unserved s Located Abroad in case 1:11-cv LAK. The Court hereby grants the Motion in its entirety. Accordingly, Lead Plaintiff shall effectuate service on the Unserved Individual s by serving the complaint and summonses on China Valves' defense counsel, Sidley Austin, LP. (Signed by Judge Lewis A. Kaplan on 9/14/2011) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(ft) (Entered: 09/14/2011) 09/27/ AFFIDAVIT OF SERVICE of Consolidated Complaint served on Frazer Frost LLP on 9/15/2011. Service was accepted by Fred Perkins, Atty. Document filed by Bristol Investment Fund, LTD.. (Burt, Thomas) (Entered: 09/27/2011) 09/27/ AFFIDAVIT OF SERVICE of Consolidated Complaint served on William Haus on 9/16/2011. Document filed by Bristol Investment Fund, LTD.. (Burt, Thomas) (Entered: 09/27/2011) 10/03/ NOTICE OF APPEARANCE by Lawrence Allen Steckman on behalf of Moore Stephens Wurth Frazer and Torbet, LLP (Steckman, Lawrence) (Entered: 10/03/2011) 10/03/ NOTICE OF APPEARANCE by John Sandercock on behalf of Moore Stephens Wurth

12 Frazer and Torbet, LLP (Sandercock, John) (Entered: 10/03/2011) 10/04/ AFFIDAVIT OF SERVICE of Consolidated complaint served on Bin Li on 9/26/2011. Service was accepted by Bin Li. Document filed by Bristol Investment Fund, LTD.. (Burt, Thomas) (Entered: 10/04/2011) 10/04/ STIPULATION AND ORDER ADJUSTING TIME TO ANSWER OR OTHERWISE RESPOND TO THE CONSOLIDATED COMPLAINT: that China Valves and the Individual s shall file and serve an answer, a motion to dismiss, or otherwise respond to the Consolidated Complaint on or before 11/21/2011. China Valves Technology, Inc. answer due 11/21/2011; Siping Fang answer due 11/21/2011; Ichi Shi answer due 11/21/2011; Jianbao Wang answer due 11/21/2011; Gang Wei answer due 11/21/2011; Renrui Tang answer due 11/21/2011. (Signed by Judge Lewis A. Kaplan on 10/3/2011) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11- cv lak (ft) (Entered: 10/04/2011) 10/19/ STIPULATION EXTENDING TIME TO RESPOND TO THE CONSOLIDATED COMPLAINT: The auditor defendants shall file their response to the Consolidated Complaint by November 21, So Ordered (Signed by Judge Lewis A. Kaplan on 10/18/2011) (js) (Entered: 10/19/2011) 11/17/ ORDER AUTHORIZING SERVICE OF UNSERVED DEFENDANTS PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 4(F)(3); Having considered Lead Plaintiff Bristol Investment Fund, Ltd.' s Motion to Authorize Service of Unserved s Located Abroad Pursuant to Federal Rule of Civil Procedure 4()(3), the Court hereby GRANTS the Motion (DI 37) in its entirety. Accordingly, Lead Plaintiff shall effectuate service on the Unserved Individual s by serving the complaint and summonses on China Valves' defense counsel, Sidley Austin, LP. (Signed by Judge Lewis A. Kaplan on 11/17/2011) Filed In Associated Cases: 1:11-cv LAK, 1:11- cv lak, 1:11-cv LAK(ae) (Entered: 11/17/2011) 11/17/ MEMO ENDORSEMENT, granting (43) Unopposed Motion for Leave to File Supplemental Memorandum of Law in Support of Motion to Authorize Service of Unserved s Located Abroad Pursuant to Federal Rule of Civil Procedure 4(F)(3) in case 1:11-cv LAK. (Signed by Judge Lewis A. Kaplan on 11/17/2011) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(ae) (Entered: 11/17/2011) 11/18/ NOTICE OF APPEARANCE by Alfred Robert Pietrzak on behalf of Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu (Pietrzak, Alfred) (Entered: 11/18/2011) 11/18/ NOTICE OF APPEARANCE by on behalf of Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu (Mitnick, Joel) (Entered: 11/18/2011) 11/18/ NOTICE OF APPEARANCE by on behalf of Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu (McLaughlin, Daniel) (Entered: 11/18/2011) 11/21/ FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Dismiss. Document filed by Moore Stephens Wurth Frazer and Torbet, LLP. (Attachments: # 1 DECLARATION, # 2 Exhibit EXHIBIT 1 - PART I, # 3 Exhibit EXHIBIT 1 - PART 2, # 4 Exhibit EXHIBIT 2, # 5 Exhibit EXHIBIT 3, # 6 Exhibit EXHIBIT 4, # 7 Exhibit EXHIBIT 5, # 8 Exhibit EXHIBIT 6, # 9 Exhibit EXHIBIT 7, # 10 Exhibit EXHIBIT 8, # 11 Exhibit EXHIBIT 9, # 12 MEMORANDUM OF LAW)(Steckman, Lawrence) Modified on 11/21/2011 (db). (Entered: 11/21/2011)

13 11/21/2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Lawrence Allen Steckman to RE-FILE Document 57 MOTION to Dismiss. ERROR(S): Supporting Documents are filed separatey, each receiving their own document #. (db) (Entered: 11/21/2011) 11/21/ MOTION to Dismiss CONSOLIDATED AMENDED COMPLAINT. Document filed by Moore Stephens Wurth Frazer and Torbet, LLP.(Steckman, Lawrence) (Entered: 11/21/2011) 11/21/ DECLARATION of Lawrence A. Steckman in Support re: 58 MOTION to Dismiss CONSOLIDATED AMENDED COMPLAINT.. Document filed by Moore Stephens Wurth Frazer and Torbet, LLP. (Attachments: # 1 Exhibit 1 - Complaint Part 1, # 2 Exhibit 1 - Complaint Part 2, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9)(Steckman, Lawrence) (Entered: 11/21/2011) 11/21/ MEMORANDUM OF LAW in Support re: 58 MOTION to Dismiss CONSOLIDATED AMENDED COMPLAINT.. Document filed by Moore Stephens Wurth Frazer and Torbet, LLP. (Steckman, Lawrence) (Entered: 11/21/2011) 11/21/ MOTION to Dismiss the Consolidated Class Action Complaint in its entirety with prejudice. Document filed by China Valves Technology, Inc..(Mitnick, Joel) (Entered: 11/21/2011) 11/21/ MEMORANDUM OF LAW in Support re: 61 MOTION to Dismiss the Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by China Valves Technology, Inc.. (Mitnick, Joel) (Entered: 11/21/2011) 11/21/ DECLARATION of JOEL M. MITNICK in Support re: 61 MOTION to Dismiss the Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by China Valves Technology, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R)(Mitnick, Joel) (Entered: 11/21/2011) 11/21/ MOTION to Dismiss. Document filed by Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu.(Mitnick, Joel) (Entered: 11/21/2011) 11/21/ MEMORANDUM OF LAW in Support re: 64 MOTION to Dismiss.. Document filed by Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (Mitnick, Joel) (Entered: 11/21/2011) 11/21/ DECLARATION of in Support re: 64 MOTION to Dismiss.. Document filed by Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (Attachments: # 1 Exhibit A)(Mitnick, Joel) (Entered: 11/21/2011) 01/10/ STIPULATION AND ORDER EXTENDING TIME TO RESPOND TO THE MOTIONS TO DISMISS: Lead Plaintiff shall have until February 3, 2012 to respond to the motions to dismiss. s shall have forty five ( 45) days after service of Lead Plaintiff's responses in opposition to file their respective replies. ( Responses due by 2/3/2012) (Signed by Judge Lewis A. Kaplan on 1/10/12) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(pl) (Entered: 01/10/2012) 01/27/ STIPULATION AND ORDER PERMITTING A COMBINED RESPONSE TO THE

14 MOTIONS TO DISMISS FILED BY CHINA VALVES TECHNOLOGY, INC. AND THE INDIVIDUAL DEFENDANTS: Lead laintiff and s China Valves and the Individual s, by and through their counsel of record, stipulate and agree as follows: Lead Plaintiff shall file a combined response to the motions to dismiss filed by China Valves and the Individual s, with the length of the combined response to be limited to sixty (60) pages. (Signed by Judge Lewis A. Kaplan on 1/24/2012) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(ft) (Entered: 01/27/2012) 02/03/ MEMORANDUM OF LAW in Opposition re: 64 MOTION to Dismiss., 61 MOTION to Dismiss the Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 02/03/2012) 02/03/ DECLARATION of William B. Federman in Opposition re: 61 MOTION to Dismiss the Consolidated Class Action Complaint in its entirety with prejudice., 58 MOTION to Dismiss CONSOLIDATED AMENDED COMPLAINT., 64 MOTION to Dismiss.. Document filed by Bristol Investment Fund, LTD.. (Attachments: # 1 Exhibit A - SEC Order Cease-and-Desist, # 2 Exhibit B - Measures for Annual Inspection, # 3 Exhibit C - Administrative Rules for RMB Bank Settlement Accounts, # 4 Exhibit D - PRC COntract Law, # 5 Exhibit E - CESR Report, # 6 Exhibit F - PCAOB Report)(Federman, William) (Entered: 02/03/2012) 02/03/ MEMORANDUM OF LAW in Opposition re: 58 MOTION to Dismiss CONSOLIDATED AMENDED COMPLAINT.. Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 02/03/2012) 02/09/ MEMORANDUM OF LAW in Opposition re: 58 MOTION to Dismiss CONSOLIDATED AMENDED COMPLAINT. (CORRECTED). Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 02/09/2012) 03/19/ REPLY MEMORANDUM OF LAW in Support re: 58 MOTION to Dismiss CONSOLIDATED AMENDED COMPLAINT.. Document filed by Moore Stephens Wurth Frazer and Torbet, LLP. (Steckman, Lawrence) (Entered: 03/19/2012) 03/19/ REPLY MEMORANDUM OF LAW in Support re: 61 MOTION to Dismiss the Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by China Valves Technology, Inc.. (Mitnick, Joel) (Entered: 03/19/2012) 03/19/ DECLARATION of in Support re: 61 MOTION to Dismiss the Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by China Valves Technology, Inc.. (Attachments: # 1 Exhibit A)(Mitnick, Joel) (Entered: 03/19/2012) 03/19/ FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MEMORANDUM OF LAW in Support re: 64 MOTION to Dismiss. Document filed by Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (Mitnick, Joel) Modified on 3/20/2012 (db). (Entered: 03/19/2012) 03/19/2012 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney to RE-FILE Document 76 Memorandum of Law in Support of Motion. Use the event type Reply Memorandum in Support of Motion found under the event list Replies, Opposition and Supporting Documents. (db) (Entered: 03/20/2012) 03/20/ REPLY MEMORANDUM OF LAW in Support re: 64 MOTION to Dismiss.. Document filed by Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang,

15 Jianbao Wang, Gang Wei, Zengbiao Yu. (Mitnick, Joel) (Entered: 03/20/2012) 06/05/ NOTICE of Recent Authority re: 69 Memorandum of Law in Opposition to Motion, 72 Memorandum of Law in Opposition to Motion. Document filed by Bristol Investment Fund, LTD.. (Federman, William) (Entered: 06/05/2012) 06/15/ RESPONSE re: 78 Notice (Other) Response to Notice of Recent Authority and Notice of Additional Recent Authority. Document filed by China Valves Technology, Inc., Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (McLaughlin, Daniel) (Entered: 06/15/2012) 07/16/ NOTICE of of Recent Authority re: 69 Memorandum of Law in Opposition to Motion, 72 Memorandum of Law in Opposition to Motion. Document filed by Bristol Investment Fund, LTD.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Federman, William) (Entered: 07/16/2012) 09/12/ MEMORANDUM OPINION # : For the foregoing reasons, defendants motions to dismiss the consolidated complaint [DI 58, DI 61, DI 64] are granted. This dismissal is without prejudice to the filing, on or before September 26, 2012, of an amended consolidated complaint. re: (64 in 1:11-cv LAK) MOTION to Dismiss. filed by Zengbiao Yu, Gang Wei, Siping Fang, Jianbao Wang, Bin Li, Peter Li, William Haus, Ichi Shi, Renrui Tang, Binjie Fang, (61 in 1:11-cv LAK) MOTION to Dismiss the Consolidated Class Action Complaint in its entirety with prejudice. filed by China Valves Technology, Inc., (58 in 1:11-cv LAK) MOTION to Dismiss CONSOLIDATED AMENDED COMPLAINT. filed by Moore Stephens Wurth Frazer and Torbet, LLP. (Signed by Judge Lewis A. Kaplan on 9/12/2012) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(jfe) Modified on 9/14/2012 (ft). (Entered: 09/12/2012) 09/12/2012 Transmission to Judgments and Orders Clerk. Transmitted re: (16 in 1:11-cv LAK, 81 in 1:11-cv LAK, 17 in 1:11-cv LAK) Memorandum & Opinion,,,, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(jfe) (Entered: 09/12/2012) 09/26/ AMENDED CONSOLIDATED CLASS ACTION COMPLAINT amending 42 Amended Complaint, against China Valves Technology, Inc., Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Moore Stephens Wurth Frazer and Torbet, LLP, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. Document filed by Donald Foster, Greg London, Bristol Investment Fund, LTD., Greenberg Elliot. Related document: 42 Amended Complaint, filed by China Valves Technology, Inc. (Attachments: #(1) Supplement, #(2) Supplement, #(3) Supplement)(djc) (Entered: 10/09/2012) 09/27/ ORDER: Plaintiffs' counsel are requested to provide chambers and defendants' counsel with two copies each of the amended consolidated class action complaint, red-lined or marked to show changes from the consolidated class action complaint. (Signed by Judge Lewis A. Kaplan on 9/27/2012) Filed In Associated Cases: 1:11-cv LAK, 1:11- cv lak, 1:11-cv LAK(ft) (Entered: 09/27/2012) 10/12/ STIPULATION AND ORDER ADJUSTING TIME TO ANSWER OR OTHERWISE RESPOND TO THE AMENDED CONSOLIDATED CLASS ACTION COMPLAINT: China Valves Technology, Inc. answer due 12/3/2012; Siping Fang answer due 12/3/2012; Ichi Shi answer due 12/3/2012; Renrui Tang answer due 12/3/2012; Jianbao Wang answer due 12/3/2012; Gang Wei answer due 12/3/2012; Binjie Fang answer due 12/3/2012; Bin Li answer due 12/3/2012; Peter Li answer due 12/3/2012; Moore Stephens Wurth Frazer and Torbet, LLP answer due 12/3/2012; Zengbiao Yu answer due 12/3/2012. If China Valves and/or the Individual s file such motion(s), they may either file separate memoranda, which shall not exceed 35 pages each, or a single

16 combined memorandum of 50 pages. The Auditor s may file a memorandum of up to 50 pages, and as further set forth in this document. (Signed by Judge Lewis A. Kaplan on 10/12/2012) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(cd) (Entered: 10/12/2012) 12/03/ MOTION to Dismiss Amended Consolidated Class-Action Complaint. Document filed by Moore Stephens Wurth Frazer and Torbet, LLP, Frazer Frost LLP.(Steckman, Lawrence) (Entered: 12/03/2012) 12/03/ DECLARATION of Lawrence A. Steckman, Esq. in Support re: 85 MOTION to Dismiss Amended Consolidated Class-Action Complaint.. Document filed by Frazer Frost LLP, Moore Stephens Wurth Frazer and Torbet, LLP. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7, # 8 Exhibit Exhibit 8, # 9 Exhibit Exhibit 9, # 10 Exhibit Exhibit 10, # 11 Exhibit Exhibit 11)(Steckman, Lawrence) (Entered: 12/03/2012) 12/03/ MEMORANDUM OF LAW in Support re: 85 MOTION to Dismiss Amended Consolidated Class-Action Complaint.. Document filed by Frazer Frost LLP, Moore Stephens Wurth Frazer and Torbet, LLP. (Steckman, Lawrence) (Entered: 12/03/2012) 12/03/ STIPULATION AND ORDER TO DISPLACE COUNSEL OF RECORD: It is hereby Stipulated and Agreed by and between the undersigned that, pursuant to Rule 1.4 of the Local Civil Rule of this Court and upon the accompanying Declaration of Lawrence Steckman, defendant Frazer, LLP., et al., and Moore Stephens Wurth Frazer and Torbet, LLP., Lawrence Steckman and Ted G. Semaya of the law firm of Eaton & Van Winkle LLP, shall be substituted as counsel of record for defendant, Frazer, LLP, et al. only, in this action, replacing Lawrence A. Steckman and Dennis M. Rothman of the law firm of Lester Schwab Katz & Dryer, LLP. (Signed by Judge Lewis A. Kaplan on 12/3/2012) Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(mro) (Entered: 12/03/2012) 12/03/ MOTION to Dismiss Amended Consolidated Class Action Complaint in its entirety with prejudice. Document filed by China Valves Technology, Inc., Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu.(McLaughlin, Daniel) (Entered: 12/03/2012) 12/03/ MEMORANDUM OF LAW in Support re: 89 MOTION to Dismiss Amended Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by China Valves Technology, Inc., Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (McLaughlin, Daniel) (Entered: 12/03/2012) 12/03/ DECLARATION of Daniel A. McLaughlin in Support re: 89 MOTION to Dismiss Amended Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by China Valves Technology, Inc., Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (Attachments: # 1 Exhibit A)(McLaughlin, Daniel) (Entered: 12/03/2012) 12/04/ NOTICE OF APPEARANCE by Lawrence Allen Steckman on behalf of Frazer Frost LLP, Moore Stephens Wurth Frazer and Torbet, LLP Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(Steckman, Lawrence) (Entered: 12/04/2012) 12/04/ NOTICE OF CHANGE OF ADDRESS by Lawrence Allen Steckman on behalf of Frazer Frost LLP, Moore Stephens Wurth Frazer and Torbet, LLP. New Address: Eaton & Van Winkle LLP, 3 Park Avenue, 16th Floor, New York, New York, United States of America 10016, Filed In Associated Cases: 1:11-cv LAK, 1:11-cv-

17 01116-LAK, 1:11-cv LAK(Steckman, Lawrence) (Entered: 12/04/2012) 02/01/ MEMORANDUM OF LAW in Opposition re: 85 MOTION to Dismiss Amended Consolidated Class-Action Complaint.. Document filed by Bristol Investment Fund, LTD., Joseph Gibbons. (Federman, William) (Entered: 02/01/2013) 02/01/ MEMORANDUM OF LAW in Opposition re: 89 MOTION to Dismiss Amended Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by Bristol Investment Fund, LTD., Joseph Gibbons. (Federman, William) (Entered: 02/01/2013) 03/04/ REPLY MEMORANDUM OF LAW in Support re: 85 MOTION to Dismiss Amended Consolidated Class-Action Complaint.. Document filed by Frazer Frost LLP, Moore Stephens Wurth Frazer and Torbet, LLP. (Steckman, Lawrence) (Entered: 03/04/2013) 03/04/ REPLY MEMORANDUM OF LAW in Support re: 89 MOTION to Dismiss Amended Consolidated Class Action Complaint in its entirety with prejudice.. Document filed by China Valves Technology, Inc., Binjie Fang, Siping Fang, William Haus, Bin Li, Peter Li, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (Mitnick, Joel) (Entered: 03/04/2013) 04/16/ NOTICE of of Recent Authority re: 95 Memorandum of Law in Opposition to Motion. Document filed by Bristol Investment Fund, LTD., Joseph Gibbons. (Attachments: # 1 Exhibit 1 - Recent Case)(Federman, William) (Entered: 04/16/2013) 04/23/ RESPONSE., REPLY to Plaintiffs' Notice of Recent Authority (Dkt.98). Document filed by China Valves Technology, Inc., Binjie Fang, Siping Fang, Frazer Frost LLP, William Haus, Bin Li, Peter Li, Moore Stephens Wurth Frazer and Torbet, LLP, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (Mitnick, Joel) (Entered: 04/23/2013) 08/22/ NOTICE of Recent Relevant Information. Document filed by Bristol Investment Fund, LTD., Joseph Gibbons. (Attachments: # 1 Form 8-K)(Federman, William) (Entered: 08/22/2013) 08/29/ RESPONSE re: 100 Notice (Other) s Response to Plaintiffs Notice of Recent Relevant Information. Document filed by China Valves Technology, Inc., Binjie Fang, Siping Fang, Frazer Frost LLP, William Haus, Bin Li, Peter Li, Moore Stephens Wurth Frazer and Torbet, LLP, Ichi Shi, Renrui Tang, Jianbao Wang, Gang Wei, Zengbiao Yu. (Mitnick, Joel) (Entered: 08/29/2013) 10/21/ MEMORANDUM OPINION re: MOTION to Dismiss Amended Consolidated Class-Action Complaint filed by Frazer Frost LLP, Moore Stephens Wurth Frazer and Torbet, LLP, 89 MOTION to Dismiss Amended Consolidated Class Action Complaint in its entirety with prejudice filed by Zengbiao Yu, Gang Wei, Siping Fang, Jianbao Wang, Bin Li, Peter Li, William Haus, Ichi Shi, Renrui Tang, Binjie Fang, China Valves Technology, Inc. For the foregoing reasons, the Auditor s' motion to dismiss the CCAC [DI 85] is granted in all respects. The motion of China Valves and the Individual s [DI 89] is granted to the extent that 1. Claim I is dismissed as to Jianbao Wang and, except insofar as it relates to China Valves' alleged failure to disclose the FCPA investigation into Changsha Valve, as to China Valves and all other Individual s. 2. Claim II is dismissed as to China Valves except insofar as it relates to China Valves' alleged failure to disclose the FCPA investigation into Changsha Valve. 3. Claim III is dismissed as to Bin Li and, except insofar as it relates to China Valves' alleged failure to disclose the FCPA investigation into Changsha Valve, as to all other Individual s. 4. Claim IV is dismissed as to China Valves and the Individual s, except insofar as it relates to the alleged failure to disclose the alleged related-party nature of the Changsha Valve transaction. 5. Claim V is dismissed as to Bin

18 Li and, except insofar as it relates to the alleged failure to disclose the alleged relatedparty nature of the Changsha Valve transaction, as to all other Individual s. (Signed by Judge Lewis A. Kaplan on 10/21/2013) (lmb) Modified on 10/22/2013 (sdi). (Entered: 10/21/2013) 10/21/2013 Transmission to Judgments and Orders Clerk. Transmitted re: (23 in 1:11-cv LAK, 22 in 1:11-cv LAK) Memorandum & Opinion, (102 in 1:11-cv LAK) Memorandum & Opinion, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:11-cv LAK, 1:11-cv LAK, 1:11-cv LAK(lmb) (Entered: 10/21/2013) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at