U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:14-cv PGG

Transcription

1 US District Court Civil Docket as of March 31, 2018 Retrieved from the court on March 31, 2018 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:14-cv PGG In re: CannaVest Corp. Securities Litigation Assigned to: Judge Paul G. Gardephe Related Case: 1:14-cv PGG Cause: 15:78m(a) Securities Exchange Act Lead Plaintiff Steve Schuck Plaintiff Tanya Sallustro individually and on behalf of all others similarly situated Date Filed: 04/23/2014 Jury Demand: Plaintiff Nature of Suit: 890 Other Statutory Actions Jurisdiction: Federal Question represented by William Bernard Federman Federman & Sherwood N. Pennsylvania Oklahoma City, OK (405) Fax: (405) represented by Laurence Matthew Rosen The Rosen Law Firm, P.A. (NYC) 275 Madison Avenue, 34th Floor New York,, NY (212) Fax: (212) Phillip C. Kim The Rosen Law Firm P.A th Avenue, Suite 5508 New York, NY (212) Fax: (212) Yu Shi The Rosen Law Firm. P.A. 275 Madison Ave, 34th Floor

2 New York, NY (212) Fax: (212) V. Movant Anamaria Schelling represented by Ira M. Press Kirby McInerney LLP 825 Third Avenue 16th Floor New York, NY (212) Fax: (212) Thomas W. Elrod Kirby McInerney, LLP 825 Third Avenue New York, NY (212) Fax: (212) Movant Wayne Chesner Movant Jane Ish Movant Mark Williams represented by Phillip C. Kim represented by Andrei V. Rado Milberg LLP (NYC) One Pennsylvania Plaza New York, NY (212) Fax: (212) represented by Adam M. Apton Levi & Korsinsky LLP (DC) th, Street, NW

3 Washington, DC Fax: V. Defendant Cannavest Corp. represented by Sean Michael Sullivan Procopio Cory Hargreaves & Savitch LLP 525 B Street, Suite 2200 San Diego, CA (619) Fax: (619) sean.sullivan@procopio.com Stacey Todd Neal Procopio Cory Hargreaves & Savitch LLP 525 B Street, Suite 2200 San Diego, CA (619) Fax: (619) todd.neal@procopio.com Henry Edward Mazurek Mazurek Lipton LLP 152 West 57th, 8th Floor New York, NY (212) henry@mazureklipton.com Defendant Michael Mona, Jr. represented by Sean Michael Sullivan Stacey Todd Neal

4 Henry Edward Mazurek Defendant Bart P. Mackay represented by Sean Michael Sullivan Stacey Todd Neal Henry Edward Mazurek Defendant Theodore R. Sobieski represented by Sean Michael Sullivan Stacey Todd Neal Henry Edward Mazurek Defendant Edward A. Wilson represented by Sean Michael Sullivan Stacey Todd Neal

5 Henry Edward Mazurek Defendant Michael Mona, III represented by Sean Michael Sullivan Stacey Todd Neal Henry Edward Mazurek Defendant Stuart Titus represented by Jessica L Mackaness Shustak Reynolds & Partners, P.C. 401 West A Street, Suite 2250 San Diego, CA (619) Fax: (619) jmackaness@shufirm.com Paul A Reynolds Shustak Reynolds & Partners 401 West A Street, Suite 2250 San Diego, CA (619) Fax: (619) preynolds@shufirm.com Defendant Michael Llamas ADR Provider

6 Otilda LaMont represented by Thomas James McKenna Gainey McKenna & Egleston 440 Park Avenue, South 5th Floor New York, NY Fax: Date Filed # Docket Text 04/23/ CIVIL COVER SHEET filed. (jom) (Entered: 04/25/2014) 04/23/ COMPLAINT against Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Filing Fee $ , Receipt Number )Document filed by Tanya Sallustro.(jom) (Entered: 04/25/2014) 04/23/2014 SUMMONS ISSUED as to Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (jom) (Entered: 04/25/2014) 04/23/2014 Magistrate Judge James L. Cott is so designated. (jom) (Entered: 04/25/2014) 04/23/2014 Case Designated ECF. (jom) (Entered: 04/25/2014) 04/23/ STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (jom) (Entered: 04/25/2014) 05/07/ NOTICE OF PRETRIAL CONFERENCE: Initial Conference set for 6/26/2014 at 10:45 AM in Courtroom 705 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, NY before Judge Paul G. Gardephe. (Signed by Judge Paul G. Gardephe on 5/7/2014) (kgo) (Entered: 05/07/2014) 05/08/ NOTICE of Mailing of Notice of Pretrial Conference and Court's Individual Rules of Practice. Document filed by Tanya Sallustro. (Shi, Yu) (Entered: 05/08/2014)

7 05/23/ NOTICE OF APPEARANCE by Henry Edward Mazurek on behalf of Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr.. (Mazurek, Henry) (Entered: 05/23/2014) 05/23/ NOTICE OF APPEARANCE by Henry Edward Mazurek on behalf of Theodore R. Sobieski, Edward A. Wilson. (Mazurek, Henry) (Entered: 05/23/2014) 05/23/ RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cannavest Corp..(Mazurek, Henry) (Entered: 05/23/2014) 05/28/ STIPULATION FOR ACCEPTANCE OF SERVICE AND CONTINUANCE OF DEADLINE TO RESPOND TO COMPLAINT: IT IS HEREBY STIPULATED AND AGREED by and between the parties through their respective undersigned counsel as follows: Lead counsel for all named defendants, the law firm of Procopio, Cory, Hargreaves, and Savitch, LLP, shall accept service on behalf of each of the parties named to date as defendant in the above-captioned action. The deadline for each and every defendant to answer or otherwise respond to the initial complaint shall be extended to, and include, June 10, (Signed by Judge Paul G. Gardephe on 5/28/2014) (kgo) (Entered: 05/28/2014) 05/28/2014 Set/Reset Deadlines: All Defendants' answers due 6/10/2014. (kgo) (Entered: 05/28/2014) 06/04/ FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Stacy Todd Neal to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Attachments: # 1 Exhibit Certificate of Standing, # 2 Text of Proposed Order)(Neal, Stacey) Modified on 6/4/2014 (bcu). (Entered: 06/04/2014) 06/04/2014 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. 10 MOTION for Stacy Todd Neal to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff.. The filing is deficient for the following reason(s): Missing Certificate of Good Standing. Certificate of Good Standing must be issued from the Supreme Court of California and not from a State Bar Association. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. (bcu) (Entered: 06/04/2014) 06/04/ FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Sean Michael Sullivan to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Attachments: # 1 Exhibit Certificate of Standing, # 2 Text of Proposed Order)(Sullivan, Sean) Modified on 6/4/2014 (bcu). (Entered: 06/04/2014) 06/04/2014 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. 11 MOTION for Sean Michael Sullivan to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff.. The filing

8 is deficient for the following reason(s): Missing Certificate of Good Standing. Certificate of Good Standing must be issued from the Supreme Court of California and not from a State Bar Association. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. (bcu) (Entered: 06/04/2014) 06/06/ MOTION for Stacy Todd Neal to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Neal, Stacey) (Entered: 06/06/2014) 06/06/2014 >>>NOTICE REGARDING MOTION. Regarding Document No. 12 MOTION for Stacy Todd Neal to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) (Entered: 06/06/2014) 06/06/ MOTION for Sean Michael Sullivan to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Sullivan, Sean) (Entered: 06/06/2014) 06/09/2014 >>>NOTICE REGARDING MOTION. Regarding Document No. 13 MOTION for Sean Michael Sullivan to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) (Entered: 06/09/2014) 06/17/ STIPULATION FOR CONTINUANCE OF DEADLINE TO RESPOND TO COMPLAINT AND PRETRIAL CONFERENCE: IT IS HEREBY STIPULATED AND AGREED by and between the parties through their respective undersigned counsel as follows: This case is brought under the Private Securities Litigation Reform Act. The parties agree that Defendants CannaVEST Corp., Michael Mona, Jr., Bart P. Mackay, Theodore R. Sobieski, Edward A. Wilson, and Michael Mona, III (collectively, "Defendants"), and each of them, shall not be required to answer or respond to the complaint until after the Court's appointment of lead plaintiff and lead counsel, and consolidation of this action with any other related actions. Within ten (10) court days of the Court's final order appointing a lead plaintiff and lead counsel, and consolidating this action with any related actions, Defendants and lead plaintiff(s) shall jointly submit a schedule for the filing of any amended complaint and briefing of a motion to dismiss. The parties further agree that the Pretrial Conference set for June 26, 2014, at 10:45 a.m., in the above-entitled court, should be continued to a date following appointment of lead plaintiff and lead counsel, and consolidation of this action with any other related actions. SO ORDERED (Signed by Judge Paul G. Gardephe on 6/17/2014) (kgo) (Entered: 06/17/2014) 06/17/ ORDER: It is hereby ORDERED that a conference shall be held on Thursday, July 31, 2014 at 10:00 a.m. in Courtroom 705 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York, to consider any motions for appointment of lead plaintiff and lead counsel and for consolidation. It is further ORDERED that opposition to any motions for appointment of lead plaintiff and lead counsel and for consolidation shall be filed by July 24, It is further

9 ORDERED that the initial pre-trial conference previously scheduled in these matters for June 26, 2014 is adjourned sine die. The Court will set a new date for the initial pre-trial conference once lead plaintiff and lead counsel have been appointed. It is further ORDERED that the named plaintiffs shall promptly serve a copy of this Order on each of the defendants. (Responses due by 7/24/2014. Status Conference set for 7/31/2014 at 10:00 AM in Courtroom 705 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, NY before Judge Paul G. Gardephe.) (Signed by Judge Paul G. Gardephe on 6/17/2014) (kgo) (Entered: 06/17/2014) 06/18/ ORDER FOR ADMISSION OF SEAN M. SULLIVAN, ESQ. granting 13 Motion for Sean M. Sullivan to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 6/18/2014) (kgo) (Entered: 06/18/2014) 06/18/ ORDER FOR ADMISSION OF S. TODD NEAL, ESQ. granting 12 Motion for S. Todd Neal to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 6/18/2014) (kgo) (Entered: 06/18/2014) 06/20/ LETTER addressed to Judge Paul G. Gardephe from Ira M. Press dated June 20, 2014 re: Filing of Motion for Appointment of Lead Plaintiff and Lead Counsel and Consolidation. Document filed by Anamaria Schelling.(Press, Ira) (Entered: 06/20/2014) 06/23/ MOTION to Appoint Lead Plaintiff., MOTION to Appoint Counsel Lead Counsel The Rosen Law Firm, P.A.., MOTION to Consolidate Cases 14-cv (PGG). Document filed by Wayne Chesner. (Attachments: # 1 Text of Proposed Order)(Kim, Phillip) (Entered: 06/23/2014) 06/23/ MEMORANDUM OF LAW in Support re: 19 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel Lead Counsel The Rosen Law Firm, P.A.. MOTION to Consolidate Cases 14-cv (PGG).. Document filed by Wayne Chesner. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Kim, Phillip) (Entered: 06/23/2014) 06/23/ MOTION to Consolidate Cases 14-cv-2900; 14-cv-3079 Appoint Lead Plaintiff and Approve Choice of Lead Counsel. Document filed by Steve Schuck. (Attachments: # 1 Text of Proposed Order)(Federman, William) (Entered: 06/23/2014) 06/23/ MEMORANDUM OF LAW in Support re: 21 MOTION to Consolidate Cases 14- cv-2900; 14-cv-3079 Appoint Lead Plaintiff and Approve Choice of Lead Counsel.. Document filed by Steve Schuck. (Federman, William) (Entered: 06/23/2014) 06/23/ DECLARATION of William B. Federman in Support re: 21 MOTION to Consolidate Cases 14-cv-2900; 14-cv-3079 Appoint Lead Plaintiff and Approve Choice of Lead Counsel.. Document filed by Steve Schuck. (Attachments: # 1 Exhibit A - Investor Certification, # 2 Exhibit B - Loss Analysis, # 3 Exhibit C - Press Release, # 4 Exhibit D - Firm Resume)(Federman, William) (Entered: 06/23/2014) 06/23/ MOTION to Consolidate Cases 1:14-cv and 1:14-cv , MOTION to Appoint Jane Ish Lead Plaintiff., MOTION to Appoint Counsel Milberg LLP. Document filed by Jane Ish. (Attachments: # 1 Text of Proposed Order)(Rado, Andrei) (Entered: 06/23/2014)

10 06/23/ MEMORANDUM OF LAW in Support re: 24 MOTION to Consolidate Cases 1:14- cv and 1:14-cv MOTION to Appoint Jane Ish Lead Plaintiff. MOTION to Appoint Counsel Milberg LLP.. Document filed by Jane Ish. (Rado, Andrei) (Entered: 06/23/2014) 06/23/ DECLARATION of Andrei V. Rado in Support re: 24 MOTION to Consolidate Cases 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish Lead Plaintiff. MOTION to Appoint Counsel Milberg LLP.. Document filed by Jane Ish. (Rado, Andrei) (Entered: 06/23/2014) 06/23/ MOTION to Appoint Otilda LaMont to serve as lead plaintiff(s). Document filed by Otilda LaMont.(McKenna, Thomas) (Entered: 06/23/2014) 06/23/ MEMORANDUM OF LAW in Support re: 27 MOTION to Appoint Otilda LaMont to serve as lead plaintiff(s).. Document filed by Otilda LaMont. (McKenna, Thomas) (Entered: 06/23/2014) 06/23/ DECLARATION of Thomas J. McKenna in Support re: 27 MOTION to Appoint Otilda LaMont to serve as lead plaintiff(s).. Document filed by Otilda LaMont. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(McKenna, Thomas) (Entered: 06/23/2014) 06/23/ MOTION to Appoint Mark Williams to serve as lead plaintiff(s). Document filed by Mark Williams.(Apton, Adam) (Entered: 06/23/2014) 06/23/ MEMORANDUM OF LAW in Support re: 30 MOTION to Appoint Mark Williams to serve as lead plaintiff(s).. Document filed by Mark Williams. (Apton, Adam) (Entered: 06/23/2014) 06/23/ DECLARATION of Adam M. Apton in Support re: 30 MOTION to Appoint Mark Williams to serve as lead plaintiff(s).. Document filed by Mark Williams. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Apton, Adam) (Entered: 06/23/2014) 06/23/ NOTICE OF APPEARANCE by Ira M. Press on behalf of Anamaria Schelling. (Press, Ira) (Entered: 06/23/2014) 06/23/ MOTION to Appoint Anamaria Schelling to serve as lead plaintiff(s)., MOTION to Appoint Counsel., MOTION to Consolidate Cases 14-cv-2900, 14-cv Document filed by Anamaria Schelling. (Attachments: # 1 Text of Proposed Order)(Press, Ira) (Entered: 06/23/2014) 06/23/ MEMORANDUM OF LAW in Support re: 34 MOTION to Appoint Anamaria Schelling to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 14-cv-2900, 14-cv Document filed by Anamaria Schelling. (Press, Ira) (Entered: 06/23/2014) 06/23/ DECLARATION of Ira M. Press in Support re: 34 MOTION to Appoint Anamaria Schelling to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 14-cv-2900, 14-cv Document filed by Anamaria Schelling. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Press, Ira) (Entered: 06/23/2014)

11 06/24/ LETTER addressed to Judge Paul G. Gardephe from Ira M. Press dated June 24, 2014 re: Courtesy Copies of Proposed Lead Plaintiff Schellings Motion for Consolidation of Related Actions, Appointment of Lead Plaintiff and Approval of Lead Counsel, and Memorandum of Law and Declaration in Support. Document filed by Anamaria Schelling.(Press, Ira) (Entered: 06/24/2014) 06/24/ FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Consolidate Cases 1:14-cv and 1:14-cv , MOTION to Appoint Jane Ish to serve as lead plaintiff(s)., MOTION to Appoint Counsel [CORRECTED]. Document filed by Jane Ish. (Attachments: # 1 Declaration of Johnathan P. Seredynski)(Rado, Andrei) Modified on 6/25/2014 (ldi). (Entered: 06/24/2014) 06/25/2014 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney Andrei V. Rado to RE-FILE Document 38 MOTION to Consolidate Cases 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish to serve as lead plaintiff(s). MOTION to Appoint Counsel [CORRECTED]. Use the event type Memorandum of Law in Support of Motion found under the event list Replies, Opposition and Supporting Documents. NOTE: You must file the attached Declaration in Support separately. (ldi) (Entered: 06/25/2014) 06/26/ MEMORANDUM OF LAW in Support re: 24 MOTION to Consolidate Cases 1:14- cv and 1:14-cv MOTION to Appoint Jane Ish Lead Plaintiff. MOTION to Appoint Counsel Milberg LLP. [CORRECTED]. Document filed by Jane Ish. (Rado, Andrei) (Entered: 06/26/2014) 06/26/ DECLARATION of Johnathan Seredynski in Support re: 24 MOTION to Consolidate Cases 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish Lead Plaintiff. MOTION to Appoint Counsel Milberg LLP.. Document filed by Jane Ish. (Rado, Andrei) (Entered: 06/26/2014) 07/24/ MEMORANDUM OF LAW in Opposition re: 30 MOTION to Appoint Mark Williams to serve as lead plaintiff(s)., 24 MOTION to Consolidate Cases 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish Lead Plaintiff. MOTION to Appoint Counsel Milberg LLP., 34 MOTION to Appoint Anamaria Schelling to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 14-cv-2900, 14-cv-3079., 38 MOTION to Consolidate Cases 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish to serve as lead plaintiff(s). MOTION to Appoint Counsel [CORRECTED]., 21 MOTION to Consolidate Cases 14-cv-2900; 14-cv-3079 Appoint Lead Plaintiff and Approve Choice of Lead Counsel., 27 MOTION to Appoint Otilda LaMont to serve as lead plaintiff(s).. Document filed by Wayne Chesner. (Kim, Phillip) (Entered: 07/24/2014) 07/24/ MEMORANDUM OF LAW in Opposition re: 30 MOTION to Appoint Mark Williams to serve as lead plaintiff(s)., 24 MOTION to Consolidate Cases 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish Lead Plaintiff. MOTION to Appoint Counsel Milberg LLP., 19 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel Lead Counsel The Rosen Law Firm, P.A.. MOTION to Consolidate Cases 14-cv (PGG)., 34 MOTION to Appoint Anamaria Schelling to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 14-cv-2900, 14-cv-3079., 38 MOTION to Consolidate Cases

12 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish to serve as lead plaintiff(s). MOTION to Appoint Counsel [CORRECTED]., 27 MOTION to Appoint Otilda LaMont to serve as lead plaintiff(s).. Document filed by Steve Schuck. (Federman, William) (Entered: 07/24/2014) 07/24/ DECLARATION of William B. Federman in Support re: 21 MOTION to Consolidate Cases 14-cv-2900; 14-cv-3079 Appoint Lead Plaintiff and Approve Choice of Lead Counsel.. Document filed by Steve Schuck. (Attachments: # 1 Exhibit 1 - Dura Analysis for Ish)(Federman, William) (Entered: 07/24/2014) 07/24/ MOTION to Withdraw 30 MOTION to Appoint Mark Williams to serve as lead plaintiff(s).. Document filed by Mark Williams.(Apton, Adam) (Entered: 07/24/2014) 07/24/ MEMORANDUM OF LAW in Opposition re: 30 MOTION to Appoint Mark Williams to serve as lead plaintiff(s)., 19 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel Lead Counsel The Rosen Law Firm, P.A.. MOTION to Consolidate Cases 14-cv (PGG)., 34 MOTION to Appoint Anamaria Schelling to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 14-cv-2900, 14-cv-3079., 21 MOTION to Consolidate Cases 14- cv-2900; 14-cv-3079 Appoint Lead Plaintiff and Approve Choice of Lead Counsel., 27 MOTION to Appoint Otilda LaMont to serve as lead plaintiff(s).. Document filed by Jane Ish. (Rado, Andrei) (Entered: 07/24/2014) 07/28/ ORDER: It is hereby ORDERED that the conference in the above-referenced matters previously scheduled for July 31, 2014 is adjourned to Thursday, August 14, 2014 at 11:15 a.m. in Courtroom 705 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York. (Status Conference set for 8/14/2014 at 11:15 AM in Courtroom 705 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, NY before Judge Paul G. Gardephe.) (Signed by Judge Paul G. Gardephe on 7/28/2014) (kgo) (Entered: 07/28/2014) 07/31/ REPLY to Response to Motion re: 24 MOTION to Consolidate Cases 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish Lead Plaintiff. MOTION to Appoint Counsel Milberg LLP.. Document filed by Jane Ish. (Rado, Andrei) (Entered: 07/31/2014) 08/01/ NOTICE OF APPEARANCE by Thomas W. Elrod on behalf of Anamaria Schelling. (Elrod, Thomas) (Entered: 08/01/2014) 08/01/ REPLY MEMORANDUM OF LAW in Support re: 19 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel Lead Counsel The Rosen Law Firm, P.A.. MOTION to Consolidate Cases 14-cv (PGG).. Document filed by Wayne Chesner. (Kim, Phillip) (Entered: 08/01/2014) 08/14/ MEMO ENDORSEMENT granting 44 Motion to Withdraw 30 MOTION to Appoint Mark Williams to serve as lead plaintiff(s). ENDORSEMENT: The Clerk of the Court is directed to terminate the motions (Dkt. Nos. 30 and 44). (Signed by Judge Paul G. Gardephe on 8/13/2014) (kgo) Modified on 8/18/2014 (kgo). (Entered: 08/14/2014)

13 08/14/2014 Minute Entry for proceedings held before Judge Paul G. Gardephe: Status Conference held on 8/14/2014. (mr) (Entered: 08/20/2014) 03/09/ LETTER addressed to Judge Paul G. Gardephe from Joint Letter from Lead Plaintiff Movants dated 03/09/2015 re: 90 Day notice, Outstanding Motions. Document filed by Wayne Chesner.(Kim, Phillip) (Entered: 03/09/2015) 03/16/ TRANSCRIPT of Proceedings re: CONFERENCE held on 8/14/2014 before Judge Paul G. Gardephe. Court Reporter/Transcriber: Andrew Walker, (212) Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/9/2015. Redacted Transcript Deadline set for 4/20/2015. Release of Transcript Restriction set for 6/18/2015.(Rodriguez, Somari) (Entered: 03/16/2015) 03/16/ NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 8/14/2014 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(rodriguez, Somari) (Entered: 03/16/2015) 03/19/ MEMORANDUM OPINION AND ORDER # For the reasons set forth above, the above-captioned cases are consolidated under the caption In re: CannaVest Corp. Securities Litigation, and the files of these actions shall be maintained in one file under Master File No. 14 Civ (PGG). The consolidation is for all purposes, including, but not limited to, discovery, pretrial proceedings, and trial proceedings. The motion of Steve Schuck to be appointed lead plaintiff is granted, as is Schuck's motion to consolidate related actions and to approve Federman & Sherwood as lead counsel. See Dkt. No. 21. All other motions are denied. The Clerk of the Court is directed to terminate the motions (14 Civ (PGG), Dkt. Nos. 19, 21, 24, 27, 34; 14 Civ (PGG), Dkt. No. 17). The Court will hold an initial pre-trial conference in this matter on April 30, 2015 at 10:30 a.m. in Courtroom 705 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York, Counsel for Lead Plaintiff and the Defendants are directed to submit a joint letter and proposed Case Management Plan by April 23, 2015, in accordance with this Court's Individual Rules of Practice in Civil Cases. re: (17 in 1:14-cv PGG, 17 in 1:14-cv PGG, 17 in 1:14- cv pgg) MOTION to Appoint Anamaria Schelling to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 14-cv- 2900, 14-cv-3079 filed by Anamaria Schelling, (24 in 1:14-cv PGG, 24 in 1:14-cv PGG, 24 in 1:14-cv PGG) MOTION to Consolidate Cases 1:14-cv and 1:14-cv MOTION to Appoint Jane Ish Lead Plaintiff. MOTION to Appoint Counsel Milberg LLP filed by Jane Ish, (19 in 1:14-cv PGG, 19 in 1:14-cv PGG, 19 in 1:14-cv PGG) MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel Lead Counsel The Rosen Law Firm, P.A. MOTION to Consolidate Cases 14-cv (PGG) filed by Wayne Chesner, (34 in 1:14-cv PGG, 34 in 1:14-cv PGG, 34 in 1:14-cv PGG) MOTION to Appoint Anamaria Schelling to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 14-cv-2900, 14-cv-3079 filed by

14 Anamaria Schelling, (21 in 1:14-cv PGG) MOTION to Consolidate Cases 14-cv-2900; 14-cv-3079 Appoint Lead Plaintiff and Approve Choice of Lead Counsel filed by Steve Schuck, (27 in 1:14-cv PGG) MOTION to Appoint Otilda LaMont to serve as lead plaintiff(s) filed by Otilda LaMont. (Signed by Judge Paul G. Gardephe on 3/19/2015) Filed In Associated Cases: 1:14-cv PGG, 1:14-cv PGG (rjm) Modified on 3/24/2015 (ca). (Entered: 03/19/2015) 03/19/2015 Set/Reset Hearings: Initial Conference set for 4/30/2015 at 10:30 AM in Courtroom 705, U.S. Courthouse, 40 Centre Street, New York, NY before Judge Paul G. Gardephe. Associated Cases: 1:14-cv PGG, 1:14-cv PGG (rjm) (Entered: 03/19/2015) 03/27/ LETTER addressed to Judge Paul G. Gardephe from S. Todd Neal dated March 27, 2015 re: Request for Adjournment of Court Appearance on April 30, 2015 at 10:30 A.M. (Unopposed). Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson.(Neal, Stacey) (Entered: 03/27/2015) 04/07/ MEMO ENDORSEMENT on re: 55 Letter request regarding an Adjournment of Court Appearance on April 30, 2015 at 10:30 A.M., filed by Edward A. Wilson, Michael Mona, Jr., Theodore R. Sobieski, Bart P. Mackay, Cannavest Corp., Michael Mona, III. ENDORSEMENT: The Conference is adjourned to June 25, 2015 at 10:15 A.M. SO ORDERED. (Initial Conference set for 6/25/2015 at 10:15 AM before Judge Paul G. Gardephe.) (Signed by Judge Paul G. Gardephe on 4/7/2015) (kl) (Entered: 04/07/2015) 06/17/ JOINT LETTER addressed to Judge Paul G. Gardephe from S. Todd Neal and William B. Federman dated June 17, 2015 re: Initial Pretrial Conference of June 25, Document filed by Cannavest Corp..(Neal, Stacey) (Entered: 06/17/2015) 06/23/ ORDER: re: (57 in 1:14-cv PGG) Letter filed by Cannavest Corp. Plaintiff's Consolidated Complaint is due August 24, Defendants' answer or responsive motion is due within 60 days of service of any Consolidated Complaint. Plaintiffs' opposition, if any, is due within 50 days of service of any motion. Defendants' reply, if any, is due within 20 days of service of any opposition. It is further ORDERED that the initial pre-trial conference previously scheduled for June 25, 2015 is adjourned sine die. SO ORDERED. (Signed by Judge Paul G. Gardephe on 6/23/2015) Filed In Associated Cases: 1:14-cv PGG, 1:14-cv PGG(ama) (Entered: 06/23/2015) 08/14/ LETTER MOTION for Extension of Time to File Consolidated Complaint addressed to Judge Paul G. Gardephe from William B. Federman dated 8/14/2015. Document filed by Steve Schuck.(Federman, William) (Entered: 08/14/2015) 08/18/ ORDER granting 59 Letter Motion for Extension of Time to File. Plaintiff, therefore, requests an extension of 21 days to file a Consolidated Complaint. The Application is Granted. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/17/2015) (ama) (Entered: 08/18/2015) 09/14/ AMENDED COMPLAINT amending 2 Complaint against Cannavest Corp., Bart P. Mackay, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson, Stuart Titus, Michael Llamas with JURY DEMAND.Document filed by Steve Schuck. Related document: 2 Complaint filed by Tanya Sallustro. (Attachments: # 1 Exhibit A -

15 CBD Report, # 2 Exhibit B - List of MJNA Press Releases)(Federman, William) (Entered: 09/14/2015) 09/15/ REQUEST FOR ISSUANCE OF SUMMONS as to Stuart Titus, re: 61 Amended Complaint,. Document filed by Steve Schuck. (Federman, William) (Entered: 09/15/2015) 09/15/ REQUEST FOR ISSUANCE OF SUMMONS as to Michael Llamas, re: 61 Amended Complaint,. Document filed by Steve Schuck. (Federman, William) (Entered: 09/15/2015) 09/16/ ELECTRONIC SUMMONS ISSUED as to Michael Llamas. (moh) (Entered: 09/16/2015) 09/16/ ELECTRONIC SUMMONS ISSUED as to Stuart Titus. (moh) (Entered: 09/16/2015) 10/29/ LETTER MOTION for Extension of Time to File Answer re: 61 Amended Complaint, addressed to Judge Paul G. Gardephe from S. Todd Neal dated October 28, Document filed by Cannavest Corp..(Neal, Stacey) (Entered: 10/29/2015) 11/02/ ORDER granting 66 Letter Motion for Extension of Time to Answer. The Application is Granted. The Clerk will terminate Dkt. No. 66. SO ORDERED. Bart P. Mackay answer due 12/11/2015; Michael Mona, Jr. answer due 12/11/2015; Theodore R. Sobieski answer due 12/11/2015; Edward A. Wilson answer due 12/11/2015. (Signed by Judge Paul G. Gardephe on 10/30/2015) (ama) (Entered: 11/02/2015) 01/05/ LETTER MOTION for Extension of Time to File Response/Reply as to 67 Order on Motion for Extension of Time to Answer, addressed to Judge Paul G. Gardephe from William B. Federman dated January 4, Document filed by Steve Schuck.(Federman, William) (Entered: 01/05/2016) 01/12/ FIRST LETTER MOTION for Extension of Time REGARDING SERVICE AND FILINGS addressed to Judge Paul G. Gardephe from William B. Federman dated 1/12/2016. Document filed by Steve Schuck.(Federman, William) (Entered: 01/12/2016) 01/14/ ORDER granting 68 Letter Motion for Extension of Time to File Response/Reply. The Application is granted. The Clerk will terminate Dkt. No. 68. (Responses due by 3/2/2016). (Signed by Judge Paul G. Gardephe on 1/13/2016) (kko) (Entered: 01/14/2016) 01/14/ ORDER granting 69 Letter Motion for Extension of Time REGARDING SERVICE AND FILINGS. The Application is granted. (Service due by 3/12/2016.) (Signed by Judge Paul G. Gardephe on 1/13/2016) (kko) (Entered: 01/14/2016) 02/29/ LETTER MOTION for Extension of Time to File Response/Reply as to 70 Order on Motion for Extension of Time to File Response/Reply addressed to Judge Paul G. Gardephe from William B. Federman dated 2/29/2016. Document filed by Steve Schuck.(Federman, William) (Entered: 02/29/2016) 03/03/ ORDER granting 72 LETTER MOTION for Extension of Time to File Response/Reply as to 70 Order on Motion for Extension of Time to File

16 Response/Reply addressed to Judge Paul G. Gardephe from William B. Federman dated 2/29/2016. The Application is granted. SO ORDERED. (Responses due by 3/21/2016.) (Signed by Judge Paul G. Gardephe on 3/3/2016) (adc) (Entered: 03/03/2016) 03/12/ AFFIDAVIT OF SERVICE of Summons and Amended Complaint,. Stuart Titus served on 2/11/2016, answer due 3/3/2016. Service was accepted by John Doe, person in charge. Document filed by Steve Schuck. (Federman, William) (Entered: 03/12/2016) 03/28/ LETTER MOTION for Extension of Time to File Response/Reply to Motion to Dismiss Consolidated Complaint addressed to Judge Paul G. Gardephe from S. Todd Neal dated March 28, Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr..(Neal, Stacey) (Entered: 03/28/2016) 04/04/ ORDER granting 75 Letter Motion for Extension of Time to File Response/Reply. The Application is granted. The Clerk will terminate Dkt. No. 75. SO ORDERED. Replies due by 4/25/2016. (Signed by Judge Paul G. Gardephe on 4/4/2016) (kl) (Entered: 04/04/2016) 04/25/ FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6). Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. Responses due by 3/21/2016 Return Date set for 4/25/2016 at 03:15 PM. (Attachments: # 1 Memorandum of Law in Support of Defendants' Motion to Dismiss Consolidated Class Action Complaint, # 2 Declaration of S. Todd Neal in Support of Defendants' Motion to Dismiss Consolidated Class Action Complaint, # 3 Request for Judicial Notice in Support of Defendants' Motion to Dismiss Consolidated Class Action Complaint, # 4 Proof of Service, # 5 Defendants' Reply in Support of Motion to Dismiss Consolidated Class Action Complaint, # 6 Proof of Service)(Neal, Stacey) Modified on 4/26/2016 (db). (Entered: 04/25/2016) 04/25/ LETTER addressed to Judge Paul G. Gardephe from S. Todd Neal dated April 25, 2016 re: Request for Hearing on Defendants' Motion to Dismiss. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson.(Neal, Stacey) (Entered: 04/25/2016) 04/26/2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Stacey Todd Neal to RE-FILE Document 77 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6). ERROR(S): Supporting Documents are filed separately, each receiving their own document #. (db) (Entered: 04/26/2016) 04/26/ FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: 77 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Steve Schuck. (Federman, William) Modified on 4/27/2016 (db). (Entered: 04/26/2016) 04/26/ NOTICE of of Motion and Defendants' Motion to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule

17 12(B)(6) re: 61 Amended Complaint,. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Neal, Stacey) (Entered: 04/26/2016) 04/26/ MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6). Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson.(Neal, Stacey) (Entered: 04/26/2016) 04/26/ DECLARATION of S. Todd Neal in Support re: 81 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Neal, Stacey) (Entered: 04/26/2016) 04/26/ NOTICE of Request for Judicial Notice in Support of Defendants' Motion to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6) re: 81 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Neal, Stacey) (Entered: 04/26/2016) 04/26/ CERTIFICATE OF SERVICE of Notice of Motion and Defendants' Motion to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6) served on William B. Federman on 12/11/2015. Service was made by Mail. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Neal, Stacey) (Entered: 04/26/2016) 04/26/ REPLY MEMORANDUM OF LAW in Support re: 81 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Neal, Stacey) (Entered: 04/26/2016) 04/26/ CERTIFICATE OF SERVICE of Defendants' Reply in Support of Their Motion to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6) served on William B. Federman on 04/25/2016. Document filed by Cannavest Corp., Bart P. Mackay, Michael Mona, III, Michael Mona, Jr., Theodore R. Sobieski, Edward A. Wilson. (Neal, Stacey) (Entered: 04/26/2016) 04/29/ REQUEST TO ENTER DEFAULT against Stuart Titus. Document filed by Steve Schuck.(Federman, William) (Entered: 04/29/2016) 04/29/ DECLARATION of William B. Federman in Support re: 87 Request to Enter Default. Document filed by Steve Schuck. (Federman, William) (Entered: 04/29/2016) 05/13/ WAIVER OF SERVICE RETURNED EXECUTED. Stuart Titus waiver sent on 5/10/2016, answer due 7/11/2016. Document filed by Steve Schuck. (Federman, William) (Entered: 05/13/2016)

18 05/13/ NOTICE of of Withdrawal, Without Prejudice to Refiling, the Request for Entry of Default Against Defendant Stuart Titus re: 87 Request to Enter Default. Document filed by Steve Schuck. (Federman, William) (Entered: 05/13/2016) 07/14/ MOTION for Paul A. Reynolds to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Stuart Titus. (Attachments: # 1 Text of Proposed Order for Admission Pro Hac Vice)(Reynolds, Paul) (Entered: 07/14/2016) 07/14/ MOTION for Jessica L. Mackaness to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff., MOTION to Add. Document filed by Stuart Titus. (Attachments: # 1 Text of Proposed Order for Admission Pro Hac Vice)(Mackaness, Jessica) (Entered: 07/14/2016) 07/15/2016 >>>NOTICE REGARDING MOTION. Regarding Document No. 91 MOTION for Paul A. Reynolds to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff., 92 MOTION for Jessica L. Mackaness to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. MOTION to Add.. The document has been reviewed and there are no deficiencies. (wb) (Entered: 07/15/2016) 07/21/ ORDER FOR ADMISSION granting 91 Motion for Paul A. Reynolds to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 7/20/2016) (mro) (Entered: 07/21/2016) 07/21/ ORDER FOR ADMISSION granting 92 Motion for Jessica L. Mackaness to Appear Pro Hac Vice; terminating 92 Motion to Add. (Signed by Judge Paul G. Gardephe on 7/20/2016) (mro) (Entered: 07/21/2016) 07/21/ NOTICE OF APPEARANCE by Paul A Reynolds on behalf of Stuart Titus. (Reynolds, Paul) (Entered: 07/21/2016) 07/21/ NOTICE OF APPEARANCE by Jessica L Mackaness on behalf of Stuart Titus. (Mackaness, Jessica) (Entered: 07/21/2016) 07/22/ LETTER MOTION for Extension of Time for Briefing Schedule on Motion to Dismiss the Consolidated Complaint addressed to Judge Paul G. Gardephe from Paul A. Reynolds dated July 22, Document filed by Stuart Titus.(Reynolds, Paul) (Entered: 07/22/2016) 07/26/ ORDER granting 97 Letter Motion for Extension of Time: SO ORDERED. (Signed by Judge Paul G. Gardephe on 7/26/2016) (tn) (Entered: 07/26/2016) 07/26/2016 Set/Reset Deadlines: Responses due by 9/8/2016, Replies due by 9/29/2016. (tn) (Entered: 07/26/2016) 09/29/ NOTICE of Motion and Defendant's Motion to Dismiss Consolidated Class Action Complaint for Violation of The Federal Securities Laws Pursuant to Rule 12(B)(6) re: 61 Amended Complaint,. Document filed by Stuart Titus. (Reynolds, Paul) (Entered: 09/29/2016)

19 09/29/ FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Dismiss Consolidated Class Action Complaint For Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6). Document filed by Stuart Titus.(Reynolds, Paul) Modified on 9/30/2016 (db). (Entered: 09/29/2016) 09/29/ DEMAND for Trial by Jury. Document filed by Stuart Titus(Reynolds, Paul) (Entered: 09/29/2016) 09/29/ CERTIFICATE OF SERVICE of Notice of Motion and Defendant's Motion to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6) served on William B. Federman, Sean Michael Sullivan, and Stacey Todd Neal on July 25, Service was made by Mail and . Document filed by Stuart Titus. (Reynolds, Paul) (Entered: 09/29/2016) 09/29/ FILING ERROR - DEFICIENT DOCKET ENTRY - REPLY MEMORANDUM OF LAW in Support re: 100 MOTION to Dismiss Consolidated Class Action Complaint For Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Stuart Titus. (Reynolds, Paul) Modified on 9/30/2016 (db). (Entered: 09/29/2016) 09/29/ CERTIFICATE OF SERVICE of Defendant's Reply in Support of Motion to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6) served on William B. Federman, Sean Michael Sullivan, and Stacey Todd Neal on September 29, Document filed by Stuart Titus. (Reynolds, Paul) (Entered: 09/29/2016) 09/29/ LETTER addressed to Judge Paul G. Gardephe from Paul A. Reynolds dated September 29, 2016 re: Request for Hearing on Defendants' Motion to Dismiss. Document filed by Stuart Titus.(Reynolds, Paul) (Entered: 09/29/2016) 09/30/ FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: 100 MOTION to Dismiss Consolidated Class Action Complaint For Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Steve Schuck. (Federman, William) Modified on 9/30/2016 (db). (Entered: 09/30/2016) 09/30/ FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of William B. Federman in Opposition re: 100 MOTION to Dismiss Consolidated Class Action Complaint For Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Steve Schuck. (Attachments: # 1 Exhibit 1 - Amendment No. 2 to 13D, # 2 Exhibit 2 - Schedule 13D, # 3 Exhibit 3 - Amendment No. 1 to 13D, # 4 Exhibit 4 - Historical Stock Prices)(Federman, William) Modified on 9/30/2016 (db). (Entered: 09/30/2016) 09/30/2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Paul A Reynolds to RE-FILE Document 103 Reply Memorandum of Law in Support of Motion. ERROR(S): Document(s) linked to filing error(s). (db) (Entered: 09/30/2016) 09/30/2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Paul A Reynolds to RE-FILE Document 100 MOTION to Dismiss Consolidated Class Action Complaint For Violation of the

20 Federal Securities Laws Pursuant to Rule 12(B)(6). Use the event type Memorandum in Support of Motion found under the event list Replies, Opposition and Supporting Documents. ***REMINDER*** - First refile the 99 Notice AS THE MOTION to Dismiss, then file and link any supporting documents. (db) (Entered: 09/30/2016) 09/30/ MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6). Document filed by Stuart Titus.(Reynolds, Paul) (Entered: 09/30/2016) 09/30/ MEMORANDUM OF LAW in Support re: 108 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Stuart Titus. (Reynolds, Paul) (Entered: 09/30/2016) 09/30/ REPLY MEMORANDUM OF LAW in Support re: 108 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Stuart Titus. (Reynolds, Paul) (Entered: 09/30/2016) 09/30/2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney William Bernard Federman to RE-FILE Document 106 Memorandum of Law in Opposition to Motion, 107 Declaration in Opposition to Motion. ERROR(S): Document(s) linked to filing error(s). (db) (Entered: 09/30/2016) 09/30/ MEMORANDUM OF LAW in Opposition re: 108 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Steve Schuck. (Federman, William) (Entered: 09/30/2016) 09/30/ DECLARATION of William B. Federman in Opposition re: 108 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6).. Document filed by Steve Schuck. (Attachments: # 1 Exhibit 1 - Amendment No. 2 to 13D, # 2 Exhibit 2 - Schedule 13D, # 3 Exhibit 3 - Amendment No. 1 to 13D, # 4 Exhibit 4 - Historical Stock Prices)(Federman, William) (Entered: 09/30/2016) 02/08/ LETTER addressed to Judge Paul G. Gardephe from William B. Federman dated 2/8/2017 re: Letter Submitted to Provide Notice of Recent Authorities. Document filed by Steve Schuck. (Attachments: # 1 Exhibit 1 - Guevoura case, # 2 Exhibit 2 - Vivendi case)(federman, William) (Entered: 02/08/2017) 02/08/ LETTER addressed to Judge Paul G. Gardephe from William B. Federman dated 2/8/2017 re: Letter Submitted to Provide Notice of Motions Pending Greater than 90 Days. Document filed by Steve Schuck.(Federman, William) (Entered: 02/08/2017) 06/22/ LETTER addressed to Judge Paul G. Gardephe from William B. Federman dated June 22, 2017 re: Notice of Recent Development. Document filed by Steve Schuck. (Attachments: # 1 Exhibit 1 - SEC Complaint)(Federman, William) (Entered: 06/22/2017)

21 03/31/ MEMORANDUM OPINION & ORDER re: 108 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6). filed by Stuart Titus, 81 MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws Pursuant to Rule 12(B)(6). filed by Edward A. Wilson, Michael Mona, Jr., Theodore R. Sobieski, Bart P. Mackay, Cannavest Corp., Michael Mona, III. Defendants' motions to dismiss Plaintiffs' Section lo(b) and Rule lob-5 claims are granted as to Plaintiffs' (1) market manipulation claim and (2) material misstatements or omissions claim as against Mackay, Sobieski, and Titus. Defendants' motions to dismiss Plaintiffs' misstatements and omissions claim are otherwise denied. Defendants' motions to dismiss Plaintiffs' Section 20(a) claim are granted as to Titus and Sobieski, but are otherwise denied. The Clerk of Court is directed to terminate the motions (Dkt. Nos. 81, 108). (As further set forth in this Order.) (Signed by Judge Paul G. Gardephe on 3/31/2018) (cf) (Entered: 04/02/2018) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at