UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA (Southern Division - Santa Ana) CIVIL DOCKET FOR CASE #: 8:11-cv DOC-MLG

Transcription

1 US District Court Civil Docket as of March 2, 2015 Retrieved from the court on March 2, 2015 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA (Southern Division - Santa Ana) CIVIL DOCKET FOR CASE #: 8:11-cv DOC-MLG Vinh Nguyen v. Radient Pharmaceuticals Corportion et al Assigned to: Judge David O. Carter Referred to: Magistrate Judge Marc L. Goldman Cause: 15:78m(a) Securities Exchange Act Date Filed: 03/11/2011 Date Terminated: 05/06/2014 Jury Demand: Both Nature of Suit: 890 Other Statutory Actions Jurisdiction: Federal Question Plaintiff Vinh Nguyen individually and on behalf of all others similarly situated represented by Jonathan R Horne The Rosen Law Firm PA 275 Madison Avenue 34th Floor New York, NY Fax: jhorne@rosenlegal.com PRO HAC VICE Laurence M Rosen The Rosen Law Firm PA 355 S. Grand Avenue, Suite 2450 Los Angeles, CA (213) Fax: (213) lrosen@rosenlegal.com Phillip Kim The Rosen Law Firm PA 275 Madison Avenue 34th Floor New York, NY Fax: pkim@rosenlegal.com PRO HAC VICE Plaintiff

2 Quintana Group Lead Plaintiff TERMINATED: 07/08/2011 Plaintiff Reydel Quintana individually and on behalf of all other persons similarly situated represented by Laurence M Rosen The Rosen Law Firm PA 355 South Grand Avenue Suite 2450 Los Angeles, CA Fax: lrosen@rosenlegal.com represented by Jonathan R Horne (See above for address) PRO HAC VICE Laurence M Rosen (See above for address) Phillip Kim (See above for address) PRO HAC VICE Plaintiff Agnes Choa individuall and on behalf of all other persons similarly situated represented by Jonathan R Horne (See above for address) PRO HAC VICE Laurence M Rosen (See above for address) Phillip Kim (See above for address) PRO HAC VICE V. Defendant Radient Pharmaceuticals Corportion represented by Perrie M Weiner DLA Piper LLP US 2000 Avenue of the Stars Suite 400 North Tower Los Angeles, CA Fax:

3 Robert David Weber Sheppard, Mullin, Richter & Hampton LLP 1901 Avenue of the Stars Suite 1600 Los Angeles, CA Fax: Defendant Douglas C MacLellan represented by Ho-El Park Ho-El Park Law Offices 333 City Boulevard West Suite 1700 Orange, CA Fax: hpark@hparklaw.com Mark David Hunter Hunter Taubman Fischer and Li LLC 255 University Drive Coral Gables, FL Fax: mhunter@htflawyers.com PRO HAC VICE Defendant Akio Ariura represented by Ho-El Park (See above for address) Mark David Hunter (See above for address) PRO HAC VICE Objector Laurence D Paskowitz represented by David N Lake Law Offices of David N Lake PC Ventura Boulevard Suite 650 Encino, CA

4 Fax: Roy L Jacobs Roy Jacobs and Associates 317 Madison Avenue 21st Floor New York, NY Fax: Rjacobs@jacobsclasslaw.com PRO HAC VICE Date Filed # Docket Text 03/11/ COMPLAINT against defendants Akio Ariura, Douglas C MacLellan, Radient Pharmaceuticals Corportion. Case assigned to Judge David O. Carter for all further proceedings. Discovery referred to Magistrate Judge Marc L. Goldman.(Filing fee $ 350 paid) Jury Demand., filed by plaintiff Vinh Nguyen.(twdb) (Additional attachment(s) added on 3/14/2011: # 1 Civil Cover Sheet) (twdb). (Entered: 03/14/2011) 03/11/ DAY Summons Issued re Complaint - (Discovery) 1 as to defendants Akio Ariura, Douglas C Maclellan, Radient Pharmaceuticals Corportion. (twdb) (Entered: 03/14/2011) 03/11/ CERTIFICATION AND NOTICE of Interested Parties filed by plaintiff Vinh Nguyen (twdb) (twdb). (Entered: 03/14/2011) 04/11/ APPLICATION for attorney Mark David Hunter, Esquire to Appear Pro Hac Vice. (PHV FEE PAID.) filed by defendants Akio Ariura, Douglas C MacLellan. (twdb) (Entered: 04/27/2011) 04/22/ APPLICATION for attorney Mark David Hunter to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by defendant Akio Ariura, Douglas C MacLellan. (Attachments: # 1 Proposed Order, # 2 Proof of Service)(Park, Ho-El) (Entered: 04/22/2011) 04/22/ ORDER by Judge David O. Carter: granting 4 Application to Appear Pro Hac Vice by Attorney Mark David Hunter on behalf of Defendant Douglas C. LacLellan and Aiko Ariura, designating Ho-El Park as local counsel. (vh) (Entered: 04/28/2011) 05/03/ STIPULATION for Extension of Time to File Response filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Proposed Order Granting Extension of Time to Respond to Complaint)(Weber, Robert) (Entered: 05/03/2011) 05/05/ ORDER by Judge David O. Carter granting Stipulation for Extension of Time to File Response/Reply 6, defendants Akio Ariura answer due 5/5/2011; Douglas C MacLellan answer due 5/5/2011; Radient Pharmaceuticals Corportion answer due 5/5/2011 by Judge David O. Carter (twdb) (Entered: 05/09/2011)

5 05/10/ NOTICE OF MOTION AND MOTION for Appointment of Counsel and Lead Plaintiff by Quintana Group filed by Movant Vinh Nguyen. Motion set for hearing on 6/13/2011 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 05/10/2011) 05/10/ DECLARATION of Laurence Rosen in support of MOTION for Appointment of Counsel and Lead Plaintiff by Quintana Group 8 filed by Plaintiff Vinh Nguyen. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Rosen, Laurence) (Entered: 05/10/2011) 05/10/ MEMORANDUM in Support of MOTION for Appointment of Counsel and Lead Plaintiff by Quintana Group 8 filed by Plaintiff Vinh Nguyen. (Rosen, Laurence) (Entered: 05/10/2011) 05/24/ NOTICE Non-Opposition to Quintana Group's Lead Plaintiff Moition filed by Movant Vinh Nguyen. (Rosen, Laurence) (Entered: 05/24/2011) 05/31/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice (Other) 11. The following error(s) was found: Incorrect event selected. The correct event is: Non-Opposition to Motion. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (db) (Entered: 06/01/2011) 06/06/ ORDER by Judge David O. Carter, APPOINTING LEAD PLAINTIFF and Lead Counsel, granting 8 Motion for Appointment of Counsel: (NOTE: CHANGES HAVE BEEN MADE TO THIS DOCUMENT) 1. Quintana Group is appointed Lead Plaintiff of the class, as the Quintana Group has the largest financial interest in this litigation and otherwise satisfies the requirements of Fed. R. Civ. P Movant's choice of counsel is approved, and accordingly, The Rosen Law Firm, P.A. is appointed Lead Counsel. 3. Lead Counsel, after being appointed by the Court, shall manage the prosecution of this litigation. Lead Counsel are to avoid duplicative or unproductive activities and are hereby vested by the Court with the responsibilities that include, without limitation, the following: (see document for further details.) (rla) (Entered: 06/08/2011) 07/08/ FIRST AMENDED COMPLAINT against defendants Akio Ariura, Douglas C MacLellan, Radient Pharmaceuticals Corporation; Party Quintana Group terminated amending Complaint 1 ; filed by plaintiffs Vinh Nguyen, Reydel Quintana, Agnes Choa (rla) (Entered: 07/08/2011) 08/02/ NOTICE of Change of Attorney Information for attorney Laurence M Rosen counsel for Plaintiff Vinh Nguyen. Changing Address to 355 South Grand Avenue, Suite 2450, Los Angeles, California Filed by Plaintiff Vinh Nguyen (Rosen, Laurence) (Entered: 08/02/2011) 08/05/ NOTICE OF MOTION AND MOTION to Dismiss Case [Plaintiffs' Amended Complaint] filed by Defendant Radient Pharmaceuticals Corportion. Motion set for hearing on 10/3/2011 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum of Points and Authorities in Support of Motion to Dismiss Plaintiffs' Amended Complaint)(Weber, Robert) (Entered: 08/05/2011)

6 08/05/ REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case [Plaintiffs' Amended Complaint] MOTION to Dismiss Case [Plaintiffs' Amended Complaint] 16 filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Declaration of Robert D. Weber, # 2 Exhibits A - C, # 3 Exhibits D - F)(Weber, Robert) (Entered: 08/05/2011) 08/05/ NOTICE of Motion and Motion to Dismiss filed by Defendants Akio Ariura, Douglas C MacLellan. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Proposed Order)(Hunter, Mark) (Entered: 08/05/2011) 08/05/ NOTICE OF MOTION AND MOTION to Dismiss Case (Amended Complaint) filed by Defendants Akio Ariura, Douglas C MacLellan. Motion set for hearing on 10/3/2011 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Proposed Order)(Hunter, Mark) (Entered: 08/05/2011) 08/05/ DECLARATION of Mark David Hunter in Support of MOTION to Dismiss Case (Amended Complaint) MOTION to Dismiss Case (Amended Complaint) 19 filed by Defendants Akio Ariura, Douglas C MacLellan. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Hunter, Mark) (Entered: 08/05/2011) 08/05/ NOTICE OF ERRATA filed by Defendants Akio Ariura, Douglas C MacLellan. correcting Notice (Other) 18 (Hunter, Mark) (Entered: 08/05/2011) 09/06/ MEMORANDUM in Opposition to MOTION to Dismiss Case [Plaintiffs' Amended Complaint] MOTION to Dismiss Case [Plaintiffs' Amended Complaint] 16, MOTION to Dismiss Case (Amended Complaint) MOTION to Dismiss Case (Amended Complaint) 19 filed by Plaintiffs Agnes Choa, Reydel Quintana. (Rosen, Laurence) (Entered: 09/06/2011) 09/06/ REQUEST FOR JUDICIAL NOTICE filed by Plainitff Reydel Quintana. (Attachments: # 1 Declaration of Laurence Rosen, # 2 Exhibit 1 to Rosen Declaration)(Rosen, Laurence) (Entered: 09/06/2011) 09/06/ Objection re: MOTION to Dismiss Case [Plaintiffs' Amended Complaint] MOTION to Dismiss Case [Plaintiffs' Amended Complaint] 16, MOTION to Dismiss Case (Amended Complaint) MOTION to Dismiss Case (Amended Complaint) 19 Requests for Judicial Notice filed by Plaintiffs Agnes Choa, Reydel Quintana. (Rosen, Laurence) (Entered: 09/06/2011) 09/19/ REPLY in support of MOTION to Dismiss Case [Plaintiffs' Amended Complaint] MOTION to Dismiss Case [Plaintiffs' Amended Complaint] 16 filed by Defendant Radient Pharmaceuticals Corportion. (Weber, Robert) (Entered: 09/19/2011) 09/21/ REPLY In Support MOTION to Dismiss Case (Amended Complaint) MOTION to Dismiss Case (Amended Complaint) 19 filed by Defendants Akio Ariura, Douglas C MacLellan. (Hunter, Mark) (Entered: 09/21/2011) 09/26/ MINUTES (IN CHAMBERS): ORDER by Judge David O. Carter: TAKING MATERS UNDER SUBMISSION: re: Motion to Dismiss Plaintiffs Amended Complaint (Docket 19) and Radient Pharmaceuticals Corporation's Motion to Dismiss Plaintiffs' Amended Complaint (Docket 16). Accordingly, the hearing set

7 for October 3, 2011 at 8:30 a.m. is removed from the calendar. Parties will be served with the Court's ruling. (rla) (Entered: 09/26/2011) 10/14/ NOTICE of Change of Attorney Information for attorney Robert David Weber counsel for Defendant Radient Pharmaceuticals Corportion. Changing address to 2000 Avenue of the Stars, Suite 400 North Tower, Los Angeles, California, Filed by Defendant Radient Pharmaceuticals Corporation (Weber, Robert) (Entered: 10/14/2011) 10/20/ MINUTES OF IN CHAMBERS ORDER by Judge David O. Carter Denying Defendant Radient Pharmaceutical Corporation's 16 Motion to Dismiss Plaintiffs' Amended Complaint. The Court finds this matter appropriate for decision without oral argument. The Court hereby DENIES the Motion to Dismiss. (nbo) (Entered: 10/24/2011) 10/26/ MINUTES (IN CHAMBERS): ORDER by Judge David O. Carter: granting in part and denying in part 19 Motion to Dismiss Case. Plaintiffs may file an amended complaint by November 21, (twdb) (Entered: 10/27/2011) 11/01/ NOTICE OF LEAD PLAINTIFFS INTENT NOT TO AMEND AND STAND ON THE FIRST AMENDED COMPLAINT filed by Lead Plaintiffs Agnes Choa, Reydel Quintana, Quintana Group. (Rosen, Laurence) (Entered: 11/01/2011) 11/21/ JOINT REPORT Rule 26(f) Discovery Plan filed by Plaintiffs Agnes Choa, Vinh Nguyen, Reydel Quintana, Quintana Group.. (Rosen, Laurence) (Entered: 11/21/2011) 12/01/ ANSWER to Amended Complaint 14 [Class Action Complaint] filed by Defendant Radient Pharmaceuticals Corportion.(Weber, Robert) (Entered: 12/01/2011) 12/01/ ANSWER to Amended Complaint 14 with JURY DEMAND filed by Defendant Douglas C MacLellan.(Hunter, Mark) (Entered: 12/01/2011) 12/01/ ANSWER to Amended Complaint 14 With Jury Demand filed by Defendant Akio Ariura.(Hunter, Mark) (Entered: 12/01/2011) 12/02/ ORDER SETTING SCHEDULING CONFERENCE by Judge David O. Carter. READ IMMEDIATELY. Scheduling Conference set for 2/13/2012 at 08:30 a.m. before Judge David O. Carter. (dro) (Entered: 12/02/2011) 12/05/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Answer to Complaint (Discovery) 33, Answer to Complaint (Discovery) 34, Answer to Complaint (Discovery) 35. The following error(s) was found: Local Rule No Certification of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (rrp) (Entered: 12/05/2011) 12/07/ Notice of Interested Parties filed by Defendant Radient Pharmaceuticals Corportion, identifying Radient Pharmaceuticals Corporation, Douglas C. MacLellan, Akio Ariura, Chartis. (Weber, Robert) (Entered: 12/07/2011)

8 12/09/ Certification and Notice of Interested Parties filed by Defendants Akio Ariura, Douglas C MacLellan, identifying Radient Pharmaceuticals Corporation, Douglas C. MacLellan, Akio Ariura, Chartis. (Hunter, Mark) (Entered: 12/09/2011) 01/30/ JOINT REPORT Rule 26(f) Discovery Plan Further Joint Rule 26(f) Report, RE: Dkt # 32 ; estimated length of trial 5 to 8, filed by Plaintiffs Vinh Nguyen, Reydel Quintana, Quintana Group.. (Rosen, Laurence) (Entered: 01/30/2012) 02/03/ STIPULATION to Continue February 13, 2012 Scheduling Conference from February 13, 2012, at 8:30 a.m. to February 27, 2012 at 8:30 a.m. Re: Order, Set/Reset Hearing 36 filed by Plaintiff Vinh Nguyen. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 02/03/2012) 02/06/ ORDER by Judge David O. Carter, re Stipulation 41 Scheduling Conference continued to 2/27/ :30 AM before Judge David O. Carter. (rla) (Entered: 02/06/2012) 02/16/2012 IN CHAMBERS ORDER by Judge David O. Carter. On the Courts own motion, the Scheduling Conference presently set for February 27, 2012 at 8:30 a.m. is hereby continued to March 5, 2012 at 8:30 a.m.there IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(db) TEXT ONLY ENTRY (Entered: 02/16/2012) 03/05/ MINUTES OF Scheduling Conference held before Judge David O. Carter. The matter is called. Counsel state their appearances. The Court conducts the Scheduling Conference. The Court sets the following case management dates: Discovery cut-off 2/15/2013. Motions due by 4/29/2013. Final Pretrial Conference set for 11/4/ :30 AM before Judge David O. Carter. Jury Trial set for 11/12/ :30 AM before Judge David O. Carter.Court Reporter: Not Reported. (twdb) (Entered: 03/08/2012) 03/05/ SCHEDULING ORDER by Judge David O. Carter, 1) Setting Discovery Cutoff Date 2/15/13 2) Motion cutoff date 4/29/13 3) Setting Final Pretrial Conference 11/4/13 at 8:30 a.m. 4) Setting Jury Trial Date 11/12/13 at 8:30 a.m. (twdb) (Entered: 03/08/2012) 03/06/ NOTICE of Change of Attorney Information for attorney Ho-El Park counsel for Defendant Douglas C MacLellan. Changing Firm Name to Law Office of Ho-El Park, P.C.. Filed by Defendants Douglas MacLellan and Akio Ariura (Park, Ho-El) (Entered: 03/06/2012) 03/20/ STIPULATION for Extension of Time to File Schedule for filing and briefing class certification motion filed by Plaintiff Agnes Choa, Reydel Quintana, Quintana Group. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 03/20/2012) 03/20/ ORDER by Judge David O. Carter, SETTING SCHEDULE FOR FILING AND BRIEFING PLAINTIFFS' CLASS CERTIFICATION MOTION re Stipulation 46 : IT IS ORDERED that dates filing and briefing Plaintiffs' motion for class certification shall be: Plaintiffs' class certification motion: March 23, 2012; Opposition to class certification: June 8, 2012; Reply brief on class certification: July 13, 2012; Class certification hearing: August 13, (rla) (Entered: 03/22/2012)

9 03/23/ NOTICE OF MOTION AND MOTION to Certify Class filed by lead plaintiffs Agnes Choa, Reydel Quintana, Quintana Group. Motion set for hearing on 8/13/2012 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 03/23/2012) 03/23/ MEMORANDUM in Support of MOTION to Certify Class 48 filed by Plaintiffs Agnes Choa, Reydel Quintana, Quintana Group. (Rosen, Laurence) (Entered: 03/23/2012) 03/23/ DECLARATION of Laurence Rosen in support of MOTION to Certify Class 48 filed by Defendant Akio Ariura, Plaintiffs Agnes Choa, Reydel Quintana, Quintana Group. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Rosen, Laurence) (Entered: 03/23/2012) 03/30/ REQUEST for ADR Procedure No. 3. Parties request for private mediation. Filed by Plaintiffs Agnes Choa, Reydel Quintana, Quintana Group(Rosen, Laurence) (Entered: 03/30/2012) 06/06/ STIPULATION for Order Modifying Briefing Schedule on Motion for Class Certification filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Proposed Order)(Weber, Robert) (Entered: 06/06/2012) 06/07/ ORDER by Judge David O. Carter: Granting Stipulation Modifying Briefing Schedule on Motion for Class Certification 52. IT IS HEREBY ORDERED that the schedule for briefing and hearing on Plaintiffs' motion for class certification shall modified as follows: Defendants shall file their opposition to Plaintiffs' motion for class certification on or before August 17, Plaintiffs shall file their Reply brief on class certification on or before September 21, 2012; and, The motion for class certification shall be heard on October 15, 2012 at 8:30 a.m. (mt) (Entered: 06/08/2012) 08/06/ STIPULATION for Protective Order filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Proposed Order)(Weber, Robert) (Entered: 08/06/2012) 08/10/ ORDER GRANTING STIPULATED PROTECTIVE ORDER by Magistrate Judge Marc L. Goldman. IT IS HEREBY ORDERED that the Stipulated Protective Order proposed by Plaintiffs and Defendants Radient Pharmaceuticals Corporation, Douglas C. MacLellan, and Akio Ariura (Defendants), through their respective counsel, and pursuant to Civil Local Rule , is entered. (db) (Entered: 08/10/2012) 08/16/ STIPULATION for Order Modifying Briefing Schedule on Motion for Class Certification filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Proposed Order)(Weber, Robert) (Entered: 08/16/2012) 08/20/ ORDER by Judge David O. Carter, granting Stipulation re briefing schedule 56. The hearings re Motion or deadlines originally scheduled have been rescheduled. See order for more information.( Motion set for hearing on 11/5/2012 before Judge David O. Carter.) (twdb) (Entered: 08/22/2012)

10 09/07/ OPPOSITION to MOTION to Certify Class 48 filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Declaration of Robert D. Weber)(Weber, Robert) (Entered: 09/07/2012) 09/07/ OPPOSITION to MOTION to Certify Class 48 filed by Defendants Akio Ariura, Douglas C MacLellan. (Hunter, Mark) (Entered: 09/07/2012) 10/12/ REPLY in further support MOTION to Certify Class 48 filed by Plaintiff Quintana Group. (Rosen, Laurence) (Entered: 10/12/2012) 10/12/ DECLARATION of Laurence Rosen in support MOTION to Certify Class 48 filed by Plaintiff Quintana Group. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Rosen, Laurence) (Entered: 10/12/2012) 10/24/ STIPULATION to Continue Class Certification Motion Hearing from November 5, 2012 to November 26, 2012 Re: Order, Set/Reset Motion Hearing and R&R Deadlines,, 57 filed by Plaintiffs Quintana Group. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 10/24/2012) 10/30/ ORDER by Judge David O. Carter, granting Stipulation to Continue 62. ( Motion hearing continued to 11/6/2012 at 08:30 AM before Judge David O. Carter.) (twdb) (Entered: 10/31/2012) 11/06/ MINUTES OF Motion Hearing held before Judge David O. Carter: Tentative Order issued, of which a copy is attached hereto. The case is called and counsel make their appearances. The Court hears argument and the matter is taken under submission 48. Court Reporter: Debbie Gale. (twdb) (Entered: 11/08/2012) 11/26/ ORDER by Judge David O. Carter: granting 48 Motion to Certify Class Action. (twdb) (Entered: 11/28/2012) 01/21/ APPLICATION for attorney Phillip Kim to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) filed by plaintiff Agnes Choa, Reydel Quintana. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 01/21/2013) 01/21/ APPLICATION for attorney Jonathan Horne to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) filed by Plaintiff Vinh Nguyen, Reydel Quintana, Quintana Group. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 01/21/2013) 01/22/ ORDER by Judge David O. Carter: granting 67 Application to Appear Pro Hac Vice by Attorney Jonathan Horne on behalf of Plaintiffs, designating Laurence M. Rosen as local counsel. (lt) (Entered: 01/23/2013) 01/22/ ORDER by Judge David O. Carter: granting 66 Application to Appear Pro Hac Vice by Attorney Phillip Kim on behalf of Plaintiffs, designating Laurence M. Rosen as local counsel. (lt) (Entered: 01/23/2013) 02/12/ STIPULATION to Extend Discovery Cut-Off Date to 3/15/13 cut-off for depositions, 3/29/13 to serve experts reports, no other adjustments to scheduling order filed by Plaintiff Quintana Group. (Attachments: # 1 Proposed Order, # 2 Declaration of Laurence Rosen in Support, # 3 Declaration of Robert Weber in Support)(Rosen, Laurence) (Entered: 02/12/2013)

11 02/14/ ORDER by Judge David O. Carter, SETTING DEPOSITION AND EXPERT REPORT CUT-OFF: re Stipulation to Extend Discovery Cut-Off Date 70 : IT IS HEREBY ORDERED that the March 5, 2012 scheduling order the (Scheduling Order) is adjusted as follows: All depositions shall be completed by March 15, 2013; The depositions shall be completed as follows: (See document for details.) These dates, times, and locations are without prejudice to the parties to complete said depositions prior to March 15, 2013 upon agreement; Expert reports shall be served on March 29, 2013; and All other dates in the Scheduling Order remain unchanged. (rla) (Entered: 02/15/2013) 04/01/ NOTICE OF MOTION AND MOTION for Summary Judgment as to Amended Complaint filed by Defendant Radient Pharmaceuticals Corportion. Motion set for hearing on 4/29/2013 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Separate Statement of Uncontroverted Facts and Conclusions of Law, # 3 Declaration Joint Declaration of Robert D. Weber and Mark D. Hunter, # 4 Exhibit to Joint Declaration (Part 1), # 5 Exhibit to Joint Declaration (Part 2), # 6 Exhibit to Joint Declaration (Part 3), # 7 Exhibit to Joint Declaration (Part 4), # 8 Proposed Order)(Weber, Robert) (Entered: 04/01/2013) 04/01/ NOTICE OF MOTION AND MOTION for Summary Judgment as to Amended Complaint filed by Defendants Akio Ariura, Douglas C MacLellan. Motion set for hearing on 4/29/2013 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Separate Statement of Uncontroverted Facts and Conclusions of Law, # 3 Proposed Order)(Hunter, Mark) (Entered: 04/01/2013) 04/08/ STIPULATION to Exceed Page Limitation as to Opposition to Def. Motion For Summary Judgement filed by Plaintiff Vinh Nguyen, Reydel Quintana, Quintana Group. (Attachments: # 1 Proposed Order Proposed Order)(Rosen, Laurence) (Entered: 04/08/2013) 04/08/ MEMORANDUM in Opposition to MOTION for Summary Judgment as to Amended Complaint 72, MOTION for Summary Judgment as to Amended Complaint 73 filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 04/08/2013) 04/08/ DECLARATION of Phillip Kim in opposition to MOTION for Summary Judgment as to Amended Complaint 73, MOTION for Summary Judgment as to Amended Complaint 72 filed by Plaintiff Reydel Quintana. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22)(Rosen, Laurence) (Entered: 04/08/2013) 04/08/ OPPOSITION to MOTION for Summary Judgment as to Amended Complaint 72, MOTION for Summary Judgment as to Amended Complaint 73 Plaintiffs' Response to Defendants' Separate Statement of Uncontroverted Facts and Conclusions of Law filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 04/08/2013)

12 04/08/ STATEMENT of Genuine Disputes of Material Fact MOTION for Summary Judgment as to Amended Complaint 72, MOTION for Summary Judgment as to Amended Complaint 73 filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 04/08/2013) 04/10/ NOTICE OF ERRATA filed by Plaintiff Reydel Quintana. correcting MEMORANDUM in Opposition to Motion 75 (Attachments: # 1 Corrected Pages)(Rosen, Laurence) (Entered: 04/10/2013) 04/10/ ORDER by Judge David O. Carter: Providing for an Omnibus 30-page Opposition to Motions for Summary Judgment instead of two 25-Page Oppositions to Motions for Summary Judgment, re Stipulation to Exceed Page Limitation 74 (mt) (Entered: 04/11/2013) 04/15/ REPLY in Support of MOTION for Summary Judgment as to Amended Complaint 72 filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Joint Response and Evidentiary Objections to Plaintiffs' Statement of Genuine Disputes of Material Fact, # 2 Joint Response and Evidentiary Objections to Plaintiffs' Response to Defendants' Separate Statement of Uncontroverted Facts and Conclusions of Law)(Weber, Robert) (Entered: 04/15/2013) 04/15/ REPLY in Support MOTION for Summary Judgment as to Amended Complaint 73 filed by Defendants Akio Ariura, Douglas C MacLellan. (Hunter, Mark) (Entered: 04/15/2013) 04/18/ RESPONSE filed by Plaintiff Reydel Quintanato Reply (Motion related), 81 Plaintiffs' Response to Defendants' Evidentiary Objections (Rosen, Laurence) (Entered: 04/18/2013) 04/18/ DECLARATION of Phillip Kim re Reply (Motion related), 81 Declaration of Phillip Kim In Response to Defendants' Evidentiary Objections filed by Plaintiff Reydel Quintana. (Attachments: # 1 Exhibit 23, # 2 Exhibit 24, # 3 Exhibit 25, # 4 Exhibit 26)(Rosen, Laurence) (Entered: 04/18/2013) 04/26/ EX PARTE APPLICATION to Continue Hearing on Defendants' Motion for Summary Judgment from Apr. 29, 2013 to May 20, 2013 Re: MOTION for Summary Judgment as to Amended Complaint 72 jointly filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Proposed Order, # 2 Declaration Declaration of Robert D. Weber supporting ex parte application)(weber, Robert) (Entered: 04/26/2013) 04/26/ MEMORANDUM in Opposition to EX PARTE APPLICATION to Continue Hearing on Defendants' Motion for Summary Judgment from Apr. 29, 2013 to May 20, 2013 Re: MOTION for Summary Judgment as to Amended Complaint 72 jointly 85 filed by Plaintiffs Vinh Nguyen, Reydel Quintana, Quintana Group. (Rosen, Laurence) (Entered: 04/26/2013) 04/26/ DENIED ORDER by Judge David O. Carter: DENYING Ex Parte Application Continuing the Hearing on Defendants' Motion for Summary Judgment to May 20, (mt) (Entered: 04/26/2013) 04/27/ REPLY in support of MOTION for Summary Judgment as to Amended Complaint 72 Joint Reply Brief in Support of Defendants' Evidentiary Objections filed by

13 Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Declaration Declaration of Stephanie Smith supporting Defendants' Evidentiary Objections in support of Motion for Summary Judgment)(Weber, Robert) (Entered: 04/27/2013) 04/29/ MINUTES OF Motion Hearing held before Judge David O. Carter: Tentative Ruling issued, of which a copy is attached hereto. The case is called and counsel make their appearances. The Court and counsel confer. The Court hears argument and the matter is taken under submission. taking under advisement 72 Motion for Summary Judgment; taking under advisement 73 Motion for Summary Judgment; Court Reporter: Debbie Gale. (twdb) (Entered: 04/30/2013) 05/17/ ORDER by Judge David O. Carter: GRANTING IN PART AND DENYING IN PART DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT (DKTS. 72 & 73). (See document for details.) IV. Disposition: For the foregoing reasons, the Court DENIES Defendants' Motions for Summary Judgment in all respects except one: It GRANTS Defendant Ariura's Motion for summary judgment as to the Section 20(a) claim against him. (rla) (Entered: 05/20/2013) 05/26/ NOTICE OF MOTION AND MOTION IN LIMINE to Preclude DEFENDANT RADIENTS EXPERT DANIEL M. GARRETT'S TESTIMONY AT TRIAL filed by Plaintiffs Reydel Quintana, Quintana Group. Motion set for hearing on 7/1/2013 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 05/26/2013) 05/26/ MEMORANDUM in Support of MOTION IN LIMINE to Preclude DEFENDANT RADIENTS EXPERT DANIEL M. GARRETT'S TESTIMONY AT TRIAL 91 filed by Plaintiffs Reydel Quintana, Quintana Group. (Rosen, Laurence) (Entered: 05/26/2013) 05/26/ DECLARATION of Phillip Kim in support of MOTION IN LIMINE to Preclude DEFENDANT RADIENTS EXPERT DANIEL M. GARRETT'S TESTIMONY AT TRIAL 91 filed by Plaintiffs Reydel Quintana, Quintana Group. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Rosen, Laurence) (Entered: 05/26/2013) 06/10/ Opposition in opposition to re: MOTION IN LIMINE to Preclude DEFENDANT RADIENTS EXPERT DANIEL M. GARRETT'S TESTIMONY AT TRIAL 91 filed by Defendant Radient Pharmaceuticals Corportion. (Attachments: # 1 Declaration Declaration of Robert D. Weber in support of Radient's Opposition to Plaintiffs' Motion in Limine)(Weber, Robert) (Entered: 06/10/2013) 06/17/ REPLY in further support MOTION IN LIMINE to Preclude DEFENDANT RADIENTS EXPERT DANIEL M. GARRETT'S TESTIMONY AT TRIAL 91 filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 06/17/2013) 06/17/ NOTICE OF MOTION AND MOTION for Order for APPROVAL OF FORM AND CONTENT OF NOTICE AND METHOD FOR PROVIDING NOTICE TO THE CLASS UNOPPOSED MOTION filed by Plaintiff Reydel Quintana. Motion set for hearing on 7/22/2013 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order, # 2 Proposed Long Notice, # 3 Proposed Summary Notice, # 4 Declaration of Paul Mulholland)(Rosen, Laurence) (Entered: 06/17/2013)

14 06/17/ MEMORANDUM in Support of MOTION for Order for APPROVAL OF FORM AND CONTENT OF NOTICE AND METHOD FOR PROVIDING NOTICE TO THE CLASS UNOPPOSED MOTION 96 filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 06/17/2013) 06/20/ Joint STIPULATION to Reschedule Hearing filed by Defendant Douglas C MacLellan. (Attachments: # 1 Proposed Order)(Hunter, Mark) (Entered: 06/20/2013) 06/27/ ORDER by Judge David O. Carter, CONTINUING HEARING ON PLAINTIFFS' MOTION IN LIMINE (D.E. 91): re Stipulation 98 : IT IS HEREBY ORDERED that this Court's hearing on Plaintiffs' Motion in Limine (D.E. 91) is continued from July 1, 2013, to July 22, 2013, at 8:30 a.m. (rla) (Entered: 06/27/2013) 07/12/ NOTICE of Change of address by Ho-El Park attorney for Defendants Akio Ariura, Douglas C MacLellan. Changing attorneys address to 333 City Boulevard West, Suite 1700, Orange, CA Filed by Defendants Akio Ariura, Douglas C MacLellan. (Park, Ho-El) (Entered: 07/12/2013) 07/17/ ORDER by Judge David O. Carter: Approving Notice and Summary Notice of Pendency of Class Action 96 (mt) (Entered: 07/18/2013) 07/19/ MINUTES (IN CHAMBERS): ORDER by Judge David O. Carter: denying in part 91 Motion in Limine to Preclude. A hearing set for July 22, 2013, is hereby vacated. (twdb) (Entered: 07/19/2013) 08/21/ DECLARATION of Josephine Bravata re Order on Motion for Order 101 DECLARATION OF JOSEPHINE BRAVATA CONCERNING MAILING OF NOTICE OF PENDENCY OF CLASS ACTION filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 08/21/2013) 09/20/ NOTICE OF MOTION AND Joint MOTION IN LIMINE to Exclude Nancy Chew's Expert Report and Testimony filed by Defendant Douglas C MacLellan. Motion set for hearing on 10/21/2013 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum, # 2 Proposed Order)(Hunter, Mark) (Entered: 09/20/2013) 09/20/ DECLARATION of Mark David Hunter and Robert D. Weber re Joint MOTION IN LIMINE to Exclude Nancy Chew's Expert Report and Testimony 104 filed by Defendants Douglas C MacLellan, Radient Pharmaceuticals Corportion. (Attachments: # 1 Exhibits A-D)(Hunter, Mark) (Entered: 09/20/2013) 09/30/ OPPOSITION to Joint MOTION IN LIMINE to Exclude Nancy Chew's Expert Report and Testimony 104 filed by Plaintiff Quintana Group. (Rosen, Laurence) (Entered: 09/30/2013) 09/30/ DECLARATION of Phillip Kim in opposition to Joint MOTION IN LIMINE to Exclude Nancy Chew's Expert Report and Testimony 104 filed by Plaintiff Quintana Group. (Attachments: # 1 Exhibit 1)(Rosen, Laurence) (Entered: 09/30/2013) 10/07/ NOTICE OF MOTION AND MOTION for Enlargement of Time to File Reply in Support of Motion in Limine - Unopposed filed by Defendants Douglas C MacLellan, Radient Pharmaceuticals Corportion. (Attachments: # 1 Proposed Order)(Hunter, Mark) (Entered: 10/07/2013)

15 10/07/ REPLY in support of Joint MOTION IN LIMINE to Exclude Nancy Chew's Expert Report and Testimony 104 filed by Defendants Douglas C MacLellan, Radient Pharmaceuticals Corportion. (Hunter, Mark) (Entered: 10/07/2013) 10/08/ ORDER by Judge David O. Carter: Granting Defendants' Unopposed Motion to Extend the Time to Submit Reply in support of Defendants' Motion in Limine to Exclude the Expert Report and Testimony of Plaintiffs' Expert Witness Nancy Chew 108. (mt) (Entered: 10/08/2013) 10/11/ MINUTES (IN CHAMBERS): ORDER by Judge David O. Carter: Taking Matter Under Submission, Vacation Hearing, and Continuing Pretrial Conference 104 re Motion in Limine to Exclude. The Court further CONTINUES the pretrial conference set for November 4, 2013, at 8:30 a.m. to November 12, 2013, at 8:30 a.m., which is also the scheduled trial date. (twdb) (Entered: 10/15/2013) 10/14/ DECLARATION re Order on Motion for Order 101 Declaration of Josephine Bravata Concerning Requests for Exclusion filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 10/14/2013) 10/14/ JOINT Exhibit List [L.R ] filed by Defendant Radient Pharmaceuticals Corportion.. (Weber, Robert) (Entered: 10/14/2013) 10/14/ Witness List filed by plaintiff Reydel Quintana.. (Rosen, Laurence) (Entered: 10/14/2013) 10/14/ MEMORANDUM of CONTENTIONS of FACT and LAW filed by plaintiffs Reydel Quintana. (Rosen, Laurence) (Entered: 10/14/2013) 10/14/ Witness List filed by Defendant Douglas C MacLellan.. (Hunter, Mark) (Entered: 10/14/2013) 10/14/ MEMORANDUM of CONTENTIONS of FACT and LAW filed by Defendants Douglas C MacLellan, Radient Pharmaceuticals Corportion. (Weber, Robert) (Entered: 10/14/2013) 10/14/ Witness List filed by Defendant Radient Pharmaceuticals Corportion.. (Weber, Robert) (Entered: 10/14/2013) 10/28/ NOTICE of Settlement of All Claims and Request to Adjourn Final Pretrial Conference and Trial filed by Lead Plaintiffs Reydel Quintana. (Rosen, Laurence) (Entered: 10/28/2013) 10/31/ MINUTE ORDER IN CHAMBERS by Judge David O. Carter: ORDER CONTINUING TRIAL AND PRETRIAL CONFERENCE: re: Notice of Settlement 119. Accordingly, the Court CONTINUES the pretrial conference and trial date currently set for November 12, 2013, at 8:30 a.m. to December 3, 2013, at 8:30 a.m. The Court will consider a further continuance upon receipt of the Preliminary ApprovalPapers.( Final Pretrial Conference and Jury Trial CONTINUED TO 11/12/ :30 AM before Judge David O. Carter.) (twdb) (Entered: 10/31/2013) 11/29/ STIPULATION to Continue Pretrial Conference and Trial from December 3, :30 am to two weeks, to allow for filing fo settlement documents Re: Minutes of In Chambers Order/Directive - no proceeding held, Set/Reset Hearing,, 120 filed by

16 plaintiffs Quintana Group. (Attachments: # 1 Proposed Order, # 2 Declaration of Laurence Rosen)(Rosen, Laurence) (Entered: 11/29/2013) 12/02/ ORDER by Judge David O. Carter, granting Stipulation to Continue, 121. ( Pretrial Conference continued to 12/31/ :30 AM before Judge David O. Carter.) (twdb) (Entered: 12/02/2013) 12/17/ SETTLEMENT AGREEMENT filed by Plaintiff Quintana Group. (Attachments: # 1 Exhibit A - preliminary approval order, # 2 Exhibit A-1- long notice, # 3 Exhibit A-2 summary notice, # 4 Exhibit A-3 proof of claim, # 5 Exhibit B- final judgment)(rosen, Laurence) (Entered: 12/17/2013) 12/17/ NOTICE OF MOTION AND MOTION for Settlement Approval of preliminary approval of class action settlement filed by plaintiffs Quintana Group. Motion set for hearing on 1/20/2014 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 12/17/2013) 12/17/ MEMORANDUM in Support of MOTION for Settlement Approval of preliminary approval of class action settlement 124 filed by Plaintiff Quintana Group. (Rosen, Laurence) (Entered: 12/17/2013) 12/19/ MINUTE ORDER IN CHAMBERS by Judge David O. Carter: ORDER VACATING FINAL PRETRIALCONFERENCE AND TRIAL DATE. The Court therefore VACATES the final pretrial conference and trial set for December 31, (twdb) (Entered: 12/20/2013) 12/20/ NOTICE OF MOTION AND Corrected MOTION for Settlement Approval of Re- Noticing Preliminary Approval of Class Action Settlement filed by Plaintiffs Quintana Group. Motion set for hearing on 1/27/2014 at 08:30 AM before Judge David O. Carter. (Rosen, Laurence) (Entered: 12/20/2013) 01/07/ NOTICE OF NON-OPPOSITION to Corrected MOTION for Settlement Approval of Re-Noticing Preliminary Approval of Class Action Settlement 127 filed by Plaintiff Quintana Group. (Rosen, Laurence) (Entered: 01/07/2014) 01/27/ MINUTES OF Motion Hearing held before Judge David O. Carter: The case is called and counsel make their appearances. The Court confers with counsel regarding settlement approval. Counsel to submit long form adjustments as discussed on the record no later than January 29, Final Fairness Hearing set for 4/22/ :30 AM before Judge David O. Carter.Court Reporter: Debbie Gale. (twdb) (Entered: 02/05/2014) 01/28/ NOTICE OF LODGING filed of Revised Long Form Notice re Corrected MOTION for Settlement Approval of Re-Noticing Preliminary Approval of Class Action Settlement 127 (Attachments: # 1 Revised Long Form Notice)(Rosen, Laurence) (Entered: 01/28/2014) 01/31/ ORDER by Judge David O. Carter: Approving 124 Motion for Settlement and Providing For Notice. (twdb) (Entered: 02/03/2014) 03/24/ NOTICE OF MOTION AND MOTION for Settlement Approval of Final Approval of Class Action Settlement filed by Lead Plaintiffs Reydel Quintana. Motion set for hearing on 4/22/2014 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order Final Judgment)(Rosen, Laurence) (Entered: 03/24/2014)

17 03/24/ MEMORANDUM in Support of MOTION for Settlement Approval of Final Approval of Class Action Settlement 132 filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 03/24/2014) 03/24/ NOTICE OF MOTION AND MOTION for Attorney Fees And Reimbursement of Expenses and award to Plaintiffs filed by Lead Plaintiffs Reydel Quintana. Motion set for hearing on 4/22/2014 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 03/24/2014) 03/24/ MEMORANDUM in Support of MOTION for Attorney Fees And Reimbursement of Expenses and award to Plaintiffs 134 filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 03/24/2014) 03/24/ DECLARATION of Laurence Rosen in support of MOTION for Attorney Fees And Reimbursement of Expenses and award to Plaintiffs 134, MOTION for Settlement Approval of Final Approval of Class Action Settlement 132 filed by Plaintiff Reydel Quintana. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Rosen, Laurence) (Entered: 03/24/2014) 03/27/ Objection filed by Objector Laurence D Paskowitz re: Declaration (Motion related), 136, Memorandum in Support of Motion 135, Memorandum in Support of Motion 133, MOTION for Attorney Fees And Reimbursement of Expenses and award to Plaintiffs 134, MOTION for Settlement Approval of Final Approval of Class Action Settlement 132 (Lake, David) (Entered: 03/27/2014) 03/27/ DECLARATION of David N. Lake re Miscellaneous Document, 137 filed by Objector Laurence D Paskowitz. (Lake, David) (Entered: 03/27/2014) 04/08/ REPLY in furhter support of MOTION for Attorney Fees And Reimbursement of Expenses and award to Plaintiffs 134, MOTION for Settlement Approval of Final Approval of Class Action Settlement 132 filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 04/08/2014) 04/08/ DECLARATION of Laurence Rosen in support of MOTION for Attorney Fees And Reimbursement of Expenses and award to Plaintiffs 134, MOTION for Settlement Approval of Final Approval of Class Action Settlement 132 filed by Plaintiff Reydel Quintana. (Attachments: # 1 Exhibit 1)(Rosen, Laurence) (Entered: 04/08/2014) 04/08/ DECLARATION of Josephine Bravata MOTION for Attorney Fees And Reimbursement of Expenses and award to Plaintiffs 134, MOTION for Settlement Approval of Final Approval of Class Action Settlement 132 Supplemental filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 04/08/2014) 04/09/ APPLICATION for attorney Roy L. Jacobs to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) filed by Objector Laurence D Paskowitz. (Attorney David Nathan Lake added to party Laurence D Paskowitz(pty:obj))(Lake, David) (Entered: 04/09/2014) 04/10/ ORDER by Judge David O. Carter: granting 142 Application to Appear Pro Hac Vice by Attorney Roy Jacobs on behalf of Laurence Paskowitz, designating David Lake as local counsel. (ak) (Entered: 04/11/2014) 04/16/ REPLY filed by Objector Laurence D Paskowitz to Miscellaneous Document, 137 (Lake, David) (Entered: 04/16/2014)

18 04/16/ DECLARATION re Reply (non-motion) 144 Declaration of David N. Lake in support of objection filed by Objector Laurence D Paskowitz. (Attachments: # 1 Exhibit Exhibit A to Lake Decl on Reply, # 2 Exhibit Exhibit B to Lake Decl on Reply)(Lake, David) (Entered: 04/16/2014) 04/16/ DECLARATION re Reply (non-motion) 144 Declaration of Laurence D. Paskowitz in support of objection filed by Objector Laurence D Paskowitz. (Lake, David) (Entered: 04/16/2014) 04/22/ MINUTES OF Motion Hearing held before Judge David O. Carter: RE Motions taking under advisement Motion for Settlement; Motion for Attorney Fees ; Motion of final approval.court Reporter: Debbie Gale, C/S 4/21/14. (twdb) (Entered: 04/23/2014) 05/06/ ORDER by Judge David O. Carter: granting 132 Motion for Settlement; granting 134 Motion for Attorney Fees. The Court GRANTS the motion for attorneys fees and costs (Dkt. 134), and awards class counsel $700,000 of the settlement fund, reimbursement of costs totaling $421, The objections are overruled. The Court approves awards of $2,000 for each of the lead plaintiffs in the case. Case Terminated. (twdb) Modified on 5/7/2014 (twdb). (Entered: 05/07/2014) 02/25/ NOTICE OF MOTION AND MOTION for Disbursement of Funds Distribution of Class Settlement Funds filed by plaintiffs Reydel Quintana. Motion set for hearing on 3/30/2015 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order Proposed Distribution Order, # 2 Proposed Order and Judgment)(Rosen, Laurence) (Entered: 02/25/2015) 02/25/ MEMORANDUM in Support of MOTION for Disbursement of Funds Distribution of Class Settlement Funds 149 filed by Plaintiff Reydel Quintana. (Rosen, Laurence) (Entered: 02/25/2015) 02/25/ DECLARATION of Laurence Rosen in support of MOTION for Disbursement of Funds Distribution of Class Settlement Funds 149 filed by Plaintiff Reydel Quintana. (Attachments: # 1 Exhibit 1)(Rosen, Laurence) (Entered: 02/25/2015) 02/27/ Order and Final JUDGMENT by Judge David O. Carter, Related to: MOTION for Disbursement of Funds Distribution of Class Settlement Funds 149. (twdb) (Entered: 03/02/2015) 03/02/ ORDER FOR DISTRIBUTION OF CLASS SETTLEMENT FUNDS by Judge David O. Carter, re MOTION for Disbursement of Funds Distribution of Class Settlement Funds 149. (twdb) (Entered: 03/02/2015) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at