U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:12-cv GBD

Transcription

1 US District Court Civil Docket as of April 17, 2013 Retrieved from the court on April 17, 2013 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:12-cv GBD In re JPMorgan Chase & Co. Securities Litigation Assigned to: Judge George B. Daniels Member case: (View Member Case) Related Cases: 1:12-cv GBD 1:12-cv GBD 1:12-cv GBD 1:13-cv GBD 1:12-cv GBD 1:12-cv GBD Cause: 15:78m(a) Securities Exchange Act Lead Plaintiff School Employees Retirement System of Ohio Date Filed: 05/14/2012 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Avi Josefson Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY (212) Fax: (212) Christine M. Mackintosh Grant & Eisenhofer, PA (DE) 123 Justison Street Wilmington, DE (302) Fax: (302) PRO HAC VICE Daniel Lawrence Berger Grant & Eisenhofer P.A. 485 Lexington Ave. 29th Floor New York, NY (646) Fax: (646)

2 David M. Haendler Grant & Eisenhofer P.A. 123 Justison Street Wilmington, DE (302) Fax: (302) PRO HAC VICE Jai Kamal Chandrasekhar Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY (212) Fax: (212) Michael Dains Blatchley Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY (212) Fax: (212) Steven B. Singer Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY (212) Fax: (212) Lead Plaintiff Sjunde AP-Fonden represented by Avi Josefson

3 Jai Kamal Chandrasekhar Michael Dains Blatchley Steven B. Singer Lead Plaintiff Ohio Public Employees Retirement System represented by Avi Josefson Christine M. Mackintosh PRO HAC VICE Daniel Lawrence Berger David M. Haendler PRO HAC VICE Jai Kamal Chandrasekhar Michael Dains Blatchley Steven B. Singer Lead Plaintiff State Teachers Retirement System of Ohio represented by Avi Josefson Christine M. Mackintosh

4 PRO HAC VICE Daniel Lawrence Berger David M. Haendler PRO HAC VICE Jai Kamal Chandrasekhar Michael Dains Blatchley Steven B. Singer Lead Plaintiff Arkansas Teacher Retirement System represented by Avi Josefson Jai Kamal Chandrasekhar Michael Dains Blatchley Steven B. Singer Lead Plaintiff State of Oregon Plaintiff David Smith Individually and on Behalf of All Others Similarly Situated represented by State of Oregon PRO SE represented by Darren J. Robbins Robbins Geller Rudman & Dowd LLP (SANDIEGO) 655 West Broadway

5 Suite 1900 San Diego, CA Fax: PRO HAC VICE David C. Walton Robbins Geller Rudman & Dowd LLP (SANDIEGO) 655 West Broadway Suite 1900 San Diego, CA Samuel Howard Rudman Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY (631) Fax: (631) Plaintiff Public Pension Funds represented by Andrew L Zivitz Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA (610) Fax: (610) azivitz@ktmc.com PRO HAC VICE Avi Josefson Darren J. Check Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA (610) Fax: (610) dcheck@ktmc.com

6 PRO HAC VICE Gerald H. Silk Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY Fax: Jai Kamal Chandrasekhar Jennifer L. Joost Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA (610) Fax: (610) PRO HAC VICE Johnston de Forest Whitman, Jr Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA (610) Fax: (610) Matthew Leo Mustokoff Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA (610) Fax: (610) Michael Dains Blatchley

7 Sean M. Handler Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA (610) Fax: Steven B. Singer Plaintiff Pipefitters Local Union #537 Trust Funds Individually and on Behalf of All others Similarly Situated TERMINATED: 10/16/2012 Plaintiff Louisiana Municipal Police Employees Retirement System On Behalf of itself and All other Similarly Situated Plaintiff Anthony Constantinou V. Movant Anthony Constantinou Movant Pension Trust Fund For Operating Engineers represented by Gregory Bradley Linkh Glancy Binkow & Goldberg LLP (NYC2) 77 Water Street, 7th Floor New York, NY (646) represented by Samuel Howard Rudman

8 Darren J. Robbins Robbins Geller Rudman & Dowd LLP (SANDIEGO) 655 West Broadway Suite 1900 San Diego, CA Fax: V. Defendant JPMorgan Chase & Co. represented by Daryl Andrew Libow Sullivan & Cromwell LLP (Washington DC) 1701 Pennsylvania Avenue, N.W. Washington, DC (220) Fax: (220) Richard C. Pepperman, II Sullivan and Cromwell, LLP(NYC) 125 Broad Street New York, NY (212) Fax: (212) Christopher Michael Viapiano Sullivan & Cromwell LLP (Washington DC) 1701 Pennsylvania Avenue, N.W. Washington, DC (202) Fax: (202) Defendant James Dimon represented by Daryl Andrew Libow

9 Richard C. Pepperman, II Christopher Michael Viapiano Defendant Ina R. Drew represented by Daryl Andrew Libow Richard C. Pepperman, II Christopher Michael Viapiano Defendant Douglas L. Braunstein represented by Daryl Andrew Libow Richard C. Pepperman, II Christopher Michael Viapiano Defendant Michael J. Cavanagh represented by Daryl Andrew Libow Richard C. Pepperman, II

10 Christopher Michael Viapiano Date Filed 05/14/ /14/ /14/2012 # Docket Text 1 COMPLAINT against Douglas L. Braunstein, James Dimon, Ina R. Drew, JPMorgan Chase & Co. (Filing Fee $ , Receipt Number )Document filed by David Smith.(js) (ama). (Entered: 05/16/2012) SUMMONS ISSUED as to Douglas L. Braunstein, James Dimon, Ina R. Drew, JPMorgan Chase & Co. (js) (Entered: 05/16/2012) Case Designated ECF. (js) (Entered: 05/16/2012) 05/14/2012 Magistrate Judge Michael H. Dolinger is so designated. (js) (Entered: 05/16/2012) 05/14/ STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (js) (Entered: 05/16/2012) 05/22/ INITIAL PRETRIAL CONFERENCE: Initial Conference set for 6/21/2012 at 09:30 AM in Courtroom 21D, 500 Pearl Street, New York, NY before Judge George B. Daniels and as further set forth in this order. (Signed by Judge George B. Daniels on 5/17/2012) (lmb) (Entered: 05/22/2012) 06/12/ NOTICE OF APPEARANCE by Daryl Andrew Libow on behalf of Douglas L. Braunstein, James Dimon, Ina R. Drew, JPMorgan Chase & Co. (Libow, Daryl) (Entered: 06/12/2012) 06/12/ RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by JPMorgan Chase & Co..(Libow, Daryl) (Entered: 06/12/2012) 06/12/ NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Douglas L. I Braunstein, James Dimon, Ina R. Drew, JPMorgan Chase & Co. (Pepperman, Richard) (Entered: 06/12/2012) 06/12/ NOTICE OF APPEARANCE by Christopher Michael Viapiano on behalf of Douglas L. Braunstein, James Dimon, Ina R. Drew, JPMorgan Chase & Co. (Viapiano,

11 Christopher) (Entered: 06/12/2012) 06/15/ I STIPULATION AND ORDER: It is hereby Stipulated and agreed that Defendants need not respond to the current complaint in this action because that complaint likely wilt be superseded by a Consolidated Amended Complaint. Lead plaintiff shall have 60 days after entry of the Order appointing lead plaintiff and approving selection of lead counsel to file a Consolidated Amended Complaint. Defendants shall have 60 days from the date on which the Consolidated Amended Complaint is filed by the lead plaintiff eventually selected in this matter to answer, move to dismiss or otherwise respond to the Consolidated Amended Complaint. If Defendants respond to the Consolidated Amended Complaint by motion, then lead plaintiff shall have 60 days to oppose such motion and Defendants shall have 30 days to file a reply. (Signed by Judge George B. Daniels on 6/15/2012) (jfe) (Entered: 06/15/2012) 06/19/ ENDORSED LETTER addressed to Judge George B. Daniels from David A. Rosenfeld dated 6/18/2012 re: We represent Plaintiff in the above-captioned action and write on behalf of all parties to respectfully request that the Court adjourn the status conference presently scheduled for June 21, ENDORSEMENT: SO ORDERED. The conference is adjourned to August 21, 2012 at 9:30 a.m.., ( Initial Conference set for 8/21/2012 at 09:30 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 6/19/2012) (ama) (Entered: 06/19/2012) 07/13/ MOTION to Consolidate Cases 12cv3879; 12cv4027; 12cv4552; 12cv4729., MOTION to Appoint Anthony Constantinou to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Anthony Constantinou.(Linkh, Gregory) (Entered: 07/13/2012) 07/13/ MEMORANDUM OF LAW in Support re: 10 MOTION to Consolidate Cases 12cv3879; 12cv4027; 12cv4552; 12cv4729. MOTION to Appoint Anthony Constantinou to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Anthony Constantinou. (Linkh, Gregory) (Entered: 07/13/2012) 07/13/ DECLARATION of Gregory B. Linkh in Support re: 10 MOTION to Consolidate Cases 12cv3879; 12cv4027; 12cv4552; 12cv4729. MOTION to Appoint Anthony Constantinou to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Anthony Constantinou. (Linkh, Gregory) (Entered: 07/13/2012) 07/13/ MOTION to Appoint Public Pension Funds to serve as lead plaintiff(s). Document filed by Public Pension Funds.(Silk, Gerald) (Entered: 07/13/2012) 07/13/ MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint Public Pension Funds to serve as lead plaintiff(s).. Document filed by Public Pension Funds. (Silk, Gerald) (Entered: 07/13/2012) 07/13/ MOTION to Appoint Counsel., MOTION to Appoint Pension Trust Fund for Operating Engineers to serve as lead plaintiff(s). Document filed by Pension Trust Fund For Operating Engineers. (Attachments: # 1 Text of Proposed Order)(Rudman, Samuel) (Entered: 07/13/2012) 07/13/ DECLARATION of Gerald H. Silk in Support re: 13 MOTION to Appoint Public I I Pension Funds to serve as lead plaintiff(s).. Document filed by Public Pension Funds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I)(Silk, Gerald) (Entered:

12 07/13/2012) 07/13/ MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Counsel. MOTION to Appoint Pension Trust Fund for Operating Engineers to serve as lead plaintiff(s).. Document filed by Pension Trust Fund For Operating Engineers. (Rudman, Samuel) (Entered: 07/13/2012) 07/13/ DECLARATION of Samuel H. Rudman in Support re: 15 MOTION to Appoint Counsel. MOTION to Appoint Pension Trust Fund for Operating Engineers to serve as lead plaintiff(s).. Document filed by Pension Trust Fund For Operating Engineers. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rudman, Samuel) (Entered: 07/13/2012) 07/27/ NOTICE of of Withdrawal of Motion to Consolidate Cases, To Be Appointed Lead Plaintiff, And For Selection Of Lead Counsel re: 10 MOTION to Consolidate Cases 12cv3879; 12cv4027; 12cv4552; 12cv4729. MOTION to Appoint Anthony Constantinou to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Anthony Constantinou. (Linkh, Gregory) (Entered: 07/27/2012) 07/30/ MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint Public Pension Funds to serve as lead plaintiff(s).. Document filed by Public Pension Funds. (Silk, Gerald) (Entered: 07/30/2012) 07/30/ DECLARATION of Gerald H. Silk in Support re: 13 MOTION to Appoint Public Pension Funds to serve as lead plaintiff(s).. Document filed by Public Pension Funds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Silk, Gerald) (Entered: 07/30/2012) 07/30/ MEMORANDUM OF LAW in Opposition re: 13 MOTION to Appoint Public Pension I Funds to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 12cv3879; 12cv4027; 12cv4552; 12cv4729. MOTION to Appoint Anthony Constantinou to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Pension Trust Fund For Operating Engineers. (Attachments: # 1 Exhibit 1)(Rudman, Samuel) (Entered: 07/30/2012) 08/09/ REPLY MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint Public Pension Funds to serve as lead plaintiff(s).. Document filed by Public Pension Funds. (Silk, Gerald) (Entered: 08/09/2012) 08/09/ DECLARATION of Gerald H. Silk in Support re: 13 MOTION to Appoint Public Pension Funds to serve as lead plaintiff(s).. Document filed by Pension Trust Fund For Operating Engineers. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M)(Silk, Gerald) (Entered: 08/09/2012) 08/09/ REPLY MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Counsel. MOTION to Appoint Pension Trust Fund for Operating Engineers to serve as lead plaintiff(s).. Document filed by Pension Trust Fund For Operating Engineers. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rudman, Samuel) (Entered: 08/09/2012) 08/15/ MOTION for Sean M. Handler to Appear Pro Hac Vice. Filing fee $ , receipt

13 number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Public Pension Funds. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order)(Handler, Sean) (Entered: 08/15/2012) 08/15/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 26 MOTION for Sean M. Handler to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) (Entered: 08/15/2012) 08/20/ MOTION for Darren J. Robbins to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Pension Trust Fund For Operating Engineers.(Robbins, Darren) (Entered: 08/20/2012) 08/20/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 27 MOTION for Darren J. Robbins to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) (Entered: 08/21/2012) 08/21/ ORDER FOR ADMISSION PRO HAC VICE: granting 26 Motion for Sean M. Handler to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 8/21/2012) (js) (Entered: 08/21/2012) 08/21/ ORDER APPOINTING THE PUBLIC PENSION FUNDS AS LEAD PLAINTIFF APPROVING THEIR SELECTION OF CO-LEAD COUNSEL AND CONSOLIDATING ALL RELATED ACTIONS: 1. The Public Pension Funds' Motion is Granted. 2. The Public Pension Funds are Appointed to serve as Lead Plaintiff pursuant to Section 21D(a)(3)(B) of tthe Securities Exchange Act of 1934, 15 U.S.C. 78u-4(a)(3)(B), as amended by the Private Securities Litigation Reform Act of 1995, in the above captioned actions and all related actions consolidated pursuant to paragraph 4 of this Order. 3. The Public Pension Funds' selection of Co-Lead Counsel is APPROVED, and Bernstein Litowitz Berger & Grossman LLP., Grant Eisenhofer P.A., and Kessler Topaz Meltzer & Check LLP are APPOINTED as Co-Lead Counsel for the Class. 4. Pursuant to Rule 42(a) of the Federal Rules of Civil Procedure, the above captioned actions, and any subsequently filed, removed, or transferred actions are related to the claims asserted in these actions, are CONSOLIDATED for all purposes. 5. This action shall be captioned "In re JPMorgan Chase & Co. Securities Litigation" and the file shall be maintained under Master File No. 12-cv-3852 GBD.. (Signed by Judge George B. Daniels on 8/21/2012) Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(js) Modified on 8/21/2012 (js). (Entered: 08/21/2012) /21/2012 Minute Entry for proceedings held before Judge George B. Daniels: Initial Pretrial Conference held on 8/21/2012. Plaintiff counsel present. Defense counsel present. Court reporter present. (lmb) (Entered: 09/10/2012) 08/23/ MOTION for Darren J. Check to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Public Pension Funds. (Attachments: # 1 Exhibit

14 Certificate of Good Standing, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order)Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(Check, Darren) (Entered: 08/23/2012) 08/23/ /24/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 30 MOTION for Darren J. Check to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (pgu) (Entered: 08/23/2012) 32 STIPULATION AND ORDER: It is hereby Stipulated and agreed that the Defendants are not required to answer or respond to the initial complaint filed by David Smith on May 14, 2012, or to any of the complaints in the related actions that were consolidated pursuant to the Court's August 21, 2012 Order (ECF No. 29). Lead Plaintiffs shall file a Consolidated Amended Complaint on or before November 8, This Stipulation supersedes the prior stipulation entered by the Court on June 15, 2012 (ECF No. 8) and is without prejudice to any and all rights or defenses that the parties have under law, including any and all jurisdictional defenses. (Signed by Judge George B. Daniels on 8/24/2012) (jfe) (Entered: 08/24/2012) 08/24/2012 Set/Reset Deadlines: Amended Pleadings due by 11/8/2012. (jfe) (Entered: 08/24/2012) 08/24/ ORDER FOR ADMISSION PRO HAC VICE: granting 30 Motion for Darren J. Check to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 8/24/2012) (jfe) Modified on 8/27/2012 (jfe). (Entered: 08/27/2012) 08/27/ NOTICE OF APPEARANCE by Matthew Leo Mustokoff on behalf of Public Pension Funds Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(Mustokoff, Matthew) (Entered: 08/27/2012) 08/27/ NOTICE OF APPEARANCE by Johnston de Forest Whitman, Jr on behalf of Public Pension Funds Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(Whitman, Johnston) (Entered: 08/27/2012) 09/20/ MOTION for Andrew L. Zivitz to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Public Pension Funds. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Exhibit B - Certificate of Good Standing, # 3 Text of Proposed Order)(Zivitz, Andrew) (Entered: 09/20/2012) 09/20/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 35 MOTION for Andrew L. Zivitz to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (pgu) (Entered: 09/20/2012) 09/24/ ORDER FOR ADMISSION PRO HAC VICE: granting 35 Motion for Andrew L. Zivitz to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 9/24/2012) (js) (Entered: 09/24/2012) 09/28/ TRANSCRIPT of Proceedings re: MOTIONS held on 8/21/2012 before Judge George B. Daniels. Court Reporter/Transcriber: Jerry Harrison, (212) Transcript may be viewed at the court public terminal or purchased through the Court

15 Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/22/2012. Redacted Transcript Deadline set for 11/1/2012. Release of Transcript Restriction set for 1/2/2013.Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(McGuirk, Kelly) (Entered: 09/28/2012) 09/28/ NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTIONS proceeding held on 8/21/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(McGuirk, Kelly) (Entered: 09/28/2012) 10/03/ ORDER FOR ADMISSION PRO HAC VICE granting 27 Motion for Darren J. Robbins to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 10/3/2012) (rjm) (Entered: 10/03/2012) 10/12/ DOCUMENT REFERRED TO JUDGE FOR APPROVAL - NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, Without prejudice against the defendant(s) Douglas L. Braunstein, James Dimon, Ina R. Drew, JPMorgan Chase & Co.. Document filed by Pipefitters Local Union #537 Trust Funds. Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD(Stocker, Michael) Modified on 10/15/2012 (dt). (Entered: 10/12/2012) 10/15/2012 ***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. Note to Attorney Michael Stocker Document 40 Notice of Voluntary Dismissal, was referred to Judge George B. Daniels for approval. (dt) (Entered: 10/15/2012) 10/16/ NOTICE OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE AND WITHDRAWAL OF COUNSEL: Please take notice that, pursuant to Rule 41 (a)(1) of the Federal Rules of Civil Procedure, Plaintiff Pipefitters Local Union #537 Trust Funds ("Pipefitters #537") voluntarily dismisses its claims in the above-captioned action, without prejudice and without costs. To date, none of the adverse parties has served an answer or a motion for summary judgment, and no class has been certified. Pipefitters #537 does not waive its right to participate in the above-captioned action as a class member. The putative class continues to be represented by the Lead Plaintiffs. In addition, Labaton Sucharow LLP and its attorneys, Christopher J. Keller, Eric J. Belfi, Michael W. Stocker, and Rachel A. Avan, hereby withdraw as counsel of record for Pipefitters #537. The putative class continues to be represented by Co-Lead Counsel, Bernstein Litowitz Berger & Grossmann LLP, Grant & Eisenhofer P.A., and Kessler Topaz Meltzer & Check LLP. (Signed by Judge George B. Daniels on 10/16/2012) (djc) Modified on 10/16/2012 (djc). (Entered: 10/16/2012) 11/05/ NOTICE OF CHANGE OF ADDRESS by Matthew Leo Mustokoff on behalf of Public Pension Funds. New Address: Kessler Topaz Meltzer & Check LLP, 280 King of Prussia Road, Radnor, PA, 19087, (610) (Mustokoff, Matthew) (Entered: 11/05/2012)

16 11/05/ ORDER: The conference scheduled in this matter for November 15, 2012 at 9:30 is adjourned until December 20, 2012 at 9:30 A.M. ( Initial Conference set for 12/20/2012 at 09:30 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 11/5/2012) (mt) (Entered: 11/05/2012) 11/05/ /16/ /16/ /16/ /16/ /19/ /19/ SECOND STIPULATION AND ORDER: NOW, THEREFORE, the parties by and through their respective undersigned counsel, and subject to this Court's approval, agree and stipulate as follows: 1. Lead Plaintiffs shall file a Consolidated Amended Complaint on or before 11/20/2012; 2. Upon the filing of the Consolidated Amended Complaint, the parties shall negotiate a schedule for Defendants' time to answer, move to dismiss or otherwise respond to the Consolidated Amended Complaint; Lead Plaintiff's time to file and serve their opposition to any motion to dismiss or other response filed by Defendants; and Defendants' time to file and serve their reply to any such opposition made by Lead Plaintiffs; 3. This stipulation supersedes the prior stipulation entered by the Court on 8/24/2012 (ECF No. 32)and is without prejudice to any and all rights or defenses that the parties have under law, including any and all jurisdictional defenses. IT IS SO ORDERED. (Signed by Judge George B. Daniels on 11/5/2012) (mt) (Entered: 11/05/2012) 45 NOTICE OF APPEARANCE by Steven B. Singer on behalf of Public Pension Funds I Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(Singer, Steven) (Entered: 11/16/2012) 46 NOTICE OF APPEARANCE by Avi Josefson on behalf of Public Pension Funds Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(Josefson, Avi) (Entered: 11/16/2012) 47 NOTICE OF APPEARANCE by Jai Kamal Chandrasekhar on behalf of Public Pension Funds Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(Chandrasekhar, Jai) (Entered: 11/16/2012) 48 NOTICE OF APPEARANCE by Michael Dains Blatchley on behalf of Public Pension Funds Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD, 1:12-cv GBD(Blatchley, Michael) (Entered: 11/16/2012) 49 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Jennifer L. Joost to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Public Pension Funds. (Attachments: # 1 Exhibit A - PA Certificate of Good Standing, # 2 Exhibit NJ Certificate of Good Standing)(Joost, Jennifer) Modified on 11/19/2012 (bcu). (Entered: 11/19/2012) >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. 49 MOTION for Jennifer L. Joost to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff.. The filing is deficient for the following reason(s): Missing Proposed Order. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a Proposed Order. (bcu) (Entered: 11/19/2012) 11/19/ MOTION for Jennifer L Joost to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Public Pension Funds. (Attachments: # 1 Exhibit A - PA Certificate of Good Standing, # 2 Exhibit B -

17 Certificate of Good Standing, # 3 Text of Proposed Order)(Joost, Jennifer) (Entered: 11/19/2012) 11/19/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 50 MOTION for Jennifer L Joost to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) (Entered: 11/19/2012) 11/20/ ORDER FOR ADMISSION PRO HAC VICE: granting 50 Motion for Jennifer L Joost to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 11/20/2012) (js) (Entered: 11/20/2012) 11/20/ CONSOLIDATED AMENDED CLASS ACTION COMPLAINT amending 1 Complaint against Douglas L. Braunstein, James Dimon, Ina R. Drew, JPMorgan Chase & Co., Michael J. Cavanagh with JURY DEMAND.Document filed by School Employees Retirement System of Ohio, Sjunde AP-Fonden, Ohio Public Employees Retirement System, State Teachers Retirement System of Ohio, Arkansas Teacher Retirement System, State of Oregon. Related document: 1 Complaint filed by David Smith.(lmb) (Entered: 11/27/2012) 12/04/ THIRD STIPULATION AND ORDER: WHEREAS, on August 24,2012, the Court directed the parties, upon the filing of aconsolidated Amended Complaint, to negotiate a schedule for Defendants to answer, move todismiss or otherwise respond to that complaint;whereas, on November 20,2012, Lead Plaintiffs filed a Consolidated Amended Complaint; WHEREAS, Defendants have advised Lead Plaintiffs that they intend to move to dismissthe Consolidated Amended Complaint;THEREFORE, IT IS STIPULATED AND AGREED, subject to the approval of thecourt, that: 1. Defendants shall have until February 8, 2013 to move to dismiss the Consolidated Amended Complaint. 2. Lead Plaintiffs shall have until April 9, 2013 to file their opposition to Defendants' motion. 3. Defendants shall have until May 9, 2013 to file a reply, if any, in further support of their motion. 4. This agreement is made without prejudice to the parties' ability to seek further extensions of time or other relief.( Motions due by 2/8/2013. Responses due by 4/9/2013, Replies due by 5/9/2013.) (Signed by Judge George B. Daniels on 12/04/2012) (ago) (Entered: 12/04/2012) 12/18/ ENDORSED LETTER addressed to Judge George B. Daniels from Steven B. Singer dated 12/18/2012 re: Co-lead Counsel for Lead Plaintiff's in In re JP Morgan Case & Co Securities Litigation writes on behalf of all Plaintiffs of all the above captioned actions to request that the Court adjourn the conference that is scheduled in these actions for 9:30 a.m. on December 20, ENDORSEMENT: So Ordered. The conference scheduled for December 20, 2012 is cancelled. (Signed by Judge George B. Daniels on 12/18/2012) (ago) (Entered: 12/18/2012) 01/28/ FOURTH STIPULATION AND ORDER: NOW, THEREFORE, the parties, by and through their respective undersigned counsel, and subject to this Court's approval, agree and stipulate as follows: 1. Defendants need not respond to the Consolidated Amended Class Action Complaint in this action because that complaint will be superseded by a Second Consolidated Amended Complaint. 2. Lead Plaintiffs shall file a Second Consolidated Amended Complaint on or before March 15, Defendants shall have 60 days from the filing of the Second Consolidated Amended Complaint to move to dismiss that complaint. 4. Lead Plaintiffs shall have 60 days from the filing of Defendants' motion to dismiss to file their opposition, and Defendants shall have 30

18 days from the filing of Lead Plaintiffs' opposition to file their reply, if any, in further support of their motion. 5. This Stipulation supersedes the prior stipulation entered by the Court on December 4, 2012 (ECF No. 53) and is without prejudice to any and all rights or defenses that the parties have under law, including any and all jurisdictional defenses. (Signed by Judge George B. Daniels on 1/28/2013) (mro) (Entered: 01/28/2013) 02/05/ I NOTICE OF APPEARANCE by Daryl Andrew Libow on behalf of Michael J. Cavanagh (Libow, Daryl) (Entered: 02/05/2013) 02/05/ NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Michael J. I Cavanagh (Pepperman, Richard) (Entered: 02/05/2013) 02/05/ NOTICE OF APPEARANCE by Christopher Michael Viapiano on behalf of Michael J. Cavanagh (Viapiano, Christopher) (Entered: 02/05/2013) 03/12/ FIFTH STIPULATION AND ORDER; Defendants need not respond to the Complaint in this action because that Complaint will be superseded by a Second Amended Complaint. The filing of Lead Plaintiffs' Second Amended Complaint shall be adjourned from 3/15/2013 to on or before 4/12/2013. Defendants shall have 60 days from the filing of the Second Amended Complaint to move to dismiss the complaint or otherwise respond. (Amended Pleadings due by 4/12/2013.) (Signed by Judge George B. Daniels on 3/12/2013) (sac) (Entered: 03/12/2013) 04/04/ NOTICE OF APPEARANCE by Daniel Lawrence Berger on behalf of Ohio Public Employees Retirement System, School Employees Retirement System of Ohio, State Teachers Retirement System of Ohio Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD(Berger, Daniel) (Entered: 04/04/2013) 04/15/ SECOND AMENDED CONSOLIDATED COMPLAINT amending 52 Amended Complaint, against Defendants with JURY DEMAND.Document filed by Ohio Public Employees Retirement System, Arkansas Teacher Retirement System et al. Related document: 52 Amended Complaint, filed by Ohio Public Employees Retirement System, Sjunde AP-Fonden, State of Oregon, Arkansas Teacher Retirement System, School Employees Retirement System of Ohio, State Teachers Retirement System of Ohio.(cd) (Entered: 04/16/2013) 04/16/ MOTION for David M. Haendler to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employees Retirement System, School Employees Retirement System of Ohio, State Teachers Retirement System of Ohio. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order)Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD(Haendler, David) (Entered: 04/16/2013) 04/16/ I MOTION for Christine M. Mackintosh to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employees Retirement System, School Employees Retirement System of Ohio, State Teachers Retirement System of Ohio. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order)Filed In Associated Cases: 1:12-cv GBD, 1:12-cv GBD(Mackintosh, Christine) (Entered: 04/16/2013)

19 04/17/2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 63 MOTION for Christine M. Mackintosh to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff., 62 MOTION for David M. Haendler to Appear Pro Hac Vice. Filing fee $ , receipt number Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bwa) (Entered: 04/17/2013) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at