U.S. District Court Northern District of California (San Jose) CIVIL DOCKET FOR CASE #: 01-CV-20320

Transcription

1 US District Court Civil Docket as of 12/03/2003 Retrieved from the court on Friday, July 29, 2005 U.S. District Court Northern District of California (San Jose) CIVIL DOCKET FOR CASE #: 01-CV In Re Nuance Commun, et al v., et al Filed: 03/21/01 Assigned to: Judge James Ware Jury demand: Both Referred to: Mag. Judge Patricia V. Trumbull Demand: $0,000 Nature of Suit: 850 Lead Docket: None Jurisdiction: Federal Question Dkt# in other court: None Cause: 15:78m(a) Securities Exchange Act AMAR SINGH Plaintiff Reed R. Kathrein Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Ste 2600 San Francisco, CA Seeger Weiss Christopher A. Seeger Seth A. Katz Stuart P. Slomick Seeger Weiss LLP One William Street New York, NY William S. Lerach Darren J. Robbins Milberg Weiss Bershad Hynes & Lerach LLP 401 B Street Suite 1700 San Diego, CA

2 YESHAYAHUYA GARFINKLE, on behalf of themselves and all others similarly situated Reed R. Kathrein Plaintiff Seeger Weiss Christopher A. Seeger Seth A. Katz Stuart P. Slomick William S. Lerach Darren J. Robbins MICHAEL D. WOLIN, on behalf of themselves and all others similarly situated Plaintiff Reed R. Kathrein Seeger Weiss Christopher A. Seeger Seth A. Katz Stuart P. Slomick William S. Lerach Darren J. Robbins v. NUANCE COMMUNICATIONS, INC. defendant Boris Feldman Cynthia A. Dy Dale M. Edmondson Leslie A. Hakala

3 Jack I. Siegal Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto, CA Leslie Hakala Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, CA (650) RONALD A. CROEN defendant Dale M. Edmondson Jack I. Siegal Leslie Hakala BRIAN DANELLA defendant Dale M. Edmondson Jack I. Siegal Leslie Hakala MATTHEW LENNIG defendant Dale M. Edmondson Leslie Hakala GRAHAM V. SMITH defendant Dale M. Edmondson Jack I. Siegal Leslie Hakala LLOYD LEANSE defendant Dale M. Edmondson

4 Jack I. Siegal Leslie Hakala WILCRIS TRADING LLC Movant Jeffrey H. Squire Ira M. Press Randall K. Berger Kirby McInerney & Squire LLP 830 Third Ave 10th Flr New York, NY (212) Jill M. Manning Kirby McInerney & Squire, LLP 7665 Redwood Blvd Ste 200 Novato, CA B&C PARTNERS LLC Movant Jeffrey H. Squire Ira M. Press Randall K. Berger Jill M. Manning ======================== DOMENICO DI PINTO Plaintiff Jill M. Manning Kirby McInerney & Squire, LLP 7665 Redwood Blvd Ste 200 Novato, CA Randi D. Bandman Milberg Weiss Bershad Hynes & Lerach LLP 401 B Street

5 Suite 1700 San Diego, CA WILCRIS TRADING LLC Plaintiff Jill M. Manning Randi D. Bandman B&C PARTNERS LLC Plaintiff Jill M. Manning Randi D. Bandman DOCKET PROCEEDINGS DATE # DOCKET ENTRY 3/21/01 1 COMPLAINT Summons(es) issued; Fee status pd entered on 3/21/01 in the amount of $ ( Receipt No ); jury demand [5:01-cv-20242] (lrd) [Entry date 03/29/01] [Edit date 05/18/01] 3/21/01 2 ORDER RE PROCEDURE and SCHEDULE by Mag. Judge Patricia V. Trumbull : Plaintiff to file requisite certificate on 3/21/01 ; Last day for pltf to file copy of class action notice 4/10/01 ; counsel's case management statement to be filed by 7/17/01 ; initial case management conference will be held on 2:00 7/24/01 ; Proof of service to be filed by 5/7/01 ; (cc: all counsel) Plaintiff to file motion to serve as lead plaintiff 60 days after publication of notice. (lrd) [Entry date 03/29/01] 3/21/01 -- SUMMONS issued as to defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse [5:01-cv-20242] (lrd) [Entry date 03/29/01] 3/23/01 24 REQUEST by defendant Nuance Communication for reassignment

6 to a US District Judge for all purposes. [5:01-cv-20320] (cv) [Entry date 05/23/01] 3/28/01 3 CLERK'S NOTICE of impending reassignment to a United States District Judge [5:01-cv-20242] (lrd) [Entry date 04/04/01] 3/30/01 25 NOTICE by Plaintiff Amar Singh of publication [5:01-cv-20320] (cv) [Entry date 05/23/01] 4/3/01 4 ORDER by Executive Committee to reassign to Senior Judge Samuel Conti ( Date Entered: 4/4/01) (cc: all counsel) [5:01-cv-20242] (lrd) [Entry date 04/04/01] 4/9/01 26 WAIVER OF SERVICE by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse served on 4/2/01 in response to the Request for Waiver sent on 3/30/01 [5:01-cv-20320] (cv) [Entry date 05/23/01] 4/11/01 5 NOTICE by defendant Nuance Communication of related case(s) C BZ, C PVT [3:01-cv-01207] (tdm) [Entry date 04/12/01] 4/11/01 6 CERTIFICATION OF INTERESTED ENTITIES by defendant Nuance Communication [3:01-cv-01207] (tdm) [Entry date 04/12/01] 4/11/01 7 PROOF OF SERVICE by defendant Nuance Communication of certificate [6-1], related case notice [5-1] [3:01-cv-01207] (tdm) [Entry date 04/12/01] 4/12/01 10 PROOF OF SERVICE by defendant Nuance Communication of extension of time to answer [5:01-cv-20320] (cv) [Entry date 04/24/01] 4/16/01 11 ORDER by Senior Judge Samuel Conti to reassign to Judge James Ware ( Date Entered: ) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 04/24/01] 4/17/01 8 ORDER by Executive Committee Case reassigned to Judge James Ware with the new case ov C JW, Case is replaced ( Date Entered: 4/18/01) (cc: all counsel) [3:01-cv-01207] (db) [Entry date 04/18/01] 4/17/01 13 NOTICE by defendant Nuance Communication [11-2] order [5:01-cv-20320] (cv) [Entry date 04/30/01]

7 4/17/01 14 PROOF OF SERVICE by defendant Nuance Communication of order [8-2] [5:01-cv-20320] (cv) [Entry date 04/30/01] 4/19/01 9 NOTICE by defendant Nuance Communication of related case(s) C ; C ; C JL; C EDL. [5:01-cv-20320] (cv) [Entry date 04/20/01] 4/25/01 12 NOTICE by Plaintiff of related case(s) C ; C ; C ;C ;C [5:01-cv-20320] (cv) [Entry date 04/30/01] 5/4/01 15 SUPPLEMENT by defendant Nuance Communication re related case notice [9-1] C JW, C BZ, C PVT, C JL, C EDL, C MEJ. [5:01-cv-20320] (cv) [Entry date 05/06/01] 5/21/01 16 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge James Ware by Plaintiff Amar Singh to consolidate related cases with Notice set for 6/25/01 at 9:00 [5:01-cv-20320] (cv) [Entry date 05/22/01] 5/21/01 17 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge James Ware by Plaintiff Amar Singh for appointment of Domenico De Pinto as LEAD counsel with Notice set for 6/25/01 at 9:00 [5:01-cv-20320] (cv) [Entry date 05/22/01] 5/21/01 18 DECLARATION by Ex Kano S. Sams II on behalf of Plaintiff Amar Singh re motion for appointment of Domenico De Pinto as LEAD counsel [17-1], re motion to consolidate related cases [16-1] [5:01-cv-20320] (cv) [Entry date 05/22/01] 5/21/01 19 CERTIFICATE by Plaintiff Amar Singh R. D. Bandman [5:01-cv-20320] (cv) [Entry date 05/22/01] 5/21/01 20 CERTIFICATE by Plaintiff Amar Singh P. J. Coughlin [5:01-cv-20320] (cv) [Entry date 05/22/01] 5/21/01 21 CERTIFICATE by Plaintiff Amar Singh W. S. Lerach [5:01-cv-20320] (cv) [Entry date 05/22/01] 5/21/01 30 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge James Ware by Movant Wilcris Trading LLC, Movant B&C Partners LLC for order of LEAD Plaintiff, for appointment of counsel, to consolidate cases with Notice set for 6/25/01 at 9:00 [5:01-cv-20320] (cv) [Entry date 06/14/01]

8 5/21/01 31 DECLARATION by J. M. Manning on behalf of Movant Wilcris Trading LLC, Movant B&C Partners LLC re motion for order of LEAD Plaintiff [30-1], re motion for appointment of counsel [30-2], re motion to consolidate cases [30-3] [5:01-cv-20320] (cv) [Entry date 06/14/01] 5/22/01 22 ORDER by Judge James Ware relating cases C EDL; ( Date Entered: 5/22/01) (cc: all counsel) [5:01-cv-20320] (cv) 5/22/01 23 ORDER by Judge James Ware relating cases With C MEJ; ( Date Entered: 5/22/01) (cc: all counsel) [5:01-cv-20320] (cv) 6/5/01 -- RECEIVED Joint stipulation re: motions to be appointed lead plaintiff submitted by Plaintiff Amar Singh [5:01-cv-20320] (cv) [Entry date 06/19/01] 6/8/01 27 ORDER by Judge James Ware relating cases C JL to C JW; ( Date Entered: 6/11/01) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 06/11/01] 6/11/01 28 ORDER by Judge James Ware relating cases with C CW; C JL; C SBA; C JW; C MEJ; C JW; ( Date Entered: 6/11/01) (cc: all counsel) [5:01-cv-20320] (cv) 6/11/01 29 NOTICE by defendant Nuance Communication of related case(s) C JCS [5:01-cv-20320] (cv) [Entry date 06/12/01] 6/13/01 32 MOTION before Judge James Ware by Movant Wilcris Trading LLC, Movant B&C Partners LLC for attorney R. L. Berger to appear pro hac vice. Fee status fee paid. [5:01-cv-20320] (cv) [Entry date 06/14/01] 6/13/01 33 CERTIFICATE by Movant Wilcris Trading LLC, Movant B&C Partners LLC [5:01-cv-20320] (cv) [Entry date 06/14/01] 6/13/01 34 CERTIFICATE by Movant Wilcris Trading LLC, Movant B&C Partners LLC of interested entities or person. [5:01-cv-20320] (cv) [Entry date 06/14/01] 6/13/01 35 MOTION before Judge James Ware by Movant Wilcris Trading LLC, Movant B&C Partners LLC for attorney J. H. Squire to appear pro hac vice. Fee status paid. [5:01-cv-20320] (cv) [Entry date 06/14/01]

9 6/13/01 36 PROOF OF SERVICE by Movant Wilcris Trading LLC, Movant B&C Partners LLC of motion for attorney J. H. Squire to appear pro hac vice. Fee status paid. [35-1], certificate [34-1], certificate [33-1], motion for attorney R. L. Berger to appear pro hac vice. Fee status fee paid. [32-1] [5:01-cv-20320] (cv) [Entry date 06/14/01] 6/15/01 37 ORDER by Judge James Ware granting motion for attorney J. H. Squire to appear pro hac vice. Fee status paid. [35-1] ( Date Entered: 6/15/01) (cc: all counsel) [5:01-cv-20320] (cv) 6/15/01 38 ORDER by Judge James Ware granting motion for attorney R. L. Berger to appear pro hac vice. Fee status fee paid. [32-1] ( Date Entered: 6/15/01) (cc: all counsel) [5:01-cv-20320] (cv) 6/19/01 -- RECEIVED stipulation and proposed Consolidation order. submitted by defendant Nuance Communication [5:01-cv-20320] (cv) 6/20/01 39 STIPULATION and ORDER by Judge James Ware : granting motion to consolidate related cases [16-1] in LEAD MASTER FILE 5:01-cv for every action in the consolidated action. The Consolidated action shall be captioned: In re Nuance Communications, Inc Securities Litigation a consolidated amended complaint or a complaint designated as the operative complaint to filed within 60 days after filing the order designating the Lead Plaintiff. (cc: all counsel) [5:01-cv-20320, 5:01-cv-20555] (cv) [Entry date 06/21/01] [5:01cv :01cv20555] 6/20/01 -- Docket Modification (Administrative) to order [22-2] in 5:01-cv related case notice [3-1] with C ; C ; C ; C ; 5:01-cv cv-20556, AND CONSOLIDATING CASES. [5:01-cv-20320, 5:01-cv-20555] (cv) [Entry date 06/21/01] [5:01cv :01cv20555] 6/20/01 40 STIPULATION and ORDER by Judge James Ware : granting motion for appointment of LEAD plaintiff's Domenico De Pinto; Wilcris Trading LLC and B & C Partners LLC as LEAD Plaintiff 5:01-cv-20320, granting motion to consolidate related cases [16-1] motion for appointment of LEAD counsel [30-2] for the related cases [24-1] are the Firms of Milberg Weiss Bershad Hynes & Lerach LLP and Kirby McInerney and Squire LLP in case(s) 5:01-cv-20320,C , C , 5:01-cv-20553,C , 5:01-cv-20555, C (cc: all counsel) [5:01-cv-20320, 5:01-cv-20553, 5:01-cv-20555] (cv) [Entry date 06/22/01] [5:01cv :01cv :01cv20555]

10 6/25/01 41 NOTICE by Plaintiff Wilcris Trading LLC in 5:01-cv-20320, Plaintiff B&C Partners LLC in 5:01-cv-20320, [37-1] order [5:01-cv-20320] (cv) [Entry date 06/26/01] 6/26/01 42 NOTICE by Plaintiff Amar Singh in 5:01-cv [40-2] order [5:01-cv-20320] (cv) [Entry date 06/27/01] 6/28/01 43 ORDER by Judge James Ware granting related case notice [29-1] relating cases C JW; ( Date Entered: 7/13/01) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 07/13/01] 7/26/01 44 NOTICE by Plaintiff Wilcris Trading LLC in 5:01-cv-20320, Plaintiff B&C Partners LLC in 5:01-cv-20320, [37-1] order [5:01-cv-20320] (cv) [Entry date 07/27/01] 8/8/01 45 NOTICE by defendant Nuance Communication of pendency of other action or proceeding. [5:01-cv-20320] (cv) [Entry date 08/10/01] 8/14/01 46 CASE MANAGEMENT SCHEDULING ORDER AFTER REASSIGNMENT : initial case management conference will be held 10:00 2/11/02. (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 08/22/01] 8/14/01 48 STIPULATION and ORDER by Judge James Ware : In court hearing to dismiss will be held 9:00 2/11/02 ; Deadline for all motion to dismiss the consolidated complaint by filings is 11/20/01 ;, amending consolidated complaint filed and served by 9/20/01 (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 08/27/01] 8/20/01 47 NOTICE by Plaintiff Amar Singh in 5:01-cv [46-1] case management schedule order [5:01-cv-20320] (cv) [Entry date 08/22/01] 8/27/01 -- Docket Modification (Administrative) to order [48-3] in 5:01-cv consolidating cases (5:01-cv :01-cv-20555) [5:01-cv-20320, 5:01-cv-20553, 5:01-cv-20555] (cv) [5:01cv :01cv :01cv20555] 9/19/01 49 STIPULATION and ORDER by Judge James Ware : amending complaint by 10/4/01, Motion to dismiss filed by 12/4/01; opposition filed by 1/11/02; reply filed by 2/8/02 Deadline for all motion filings is 12/4/01 ; In court hearing will be held 9:00 2/25/02 ; all counsel) [5:01-cv-20320] (cv) [Entry date 09/20/01]

11 10/4/01 50 AMENDED CONSOLIDATED CLASS ACTION COMPLAINT [1-1] by Plaintiff; jury demand [5:01-cv-20320] (cv) [Entry date 10/05/01] 10/5/01 -- Docket Modification (Administrative) to referring case for discovery to Mag. Judge Patricia V. Trumbull [5:01-cv-20320] (cv) 10/26/01 51 NOTICE by Movant Wilcris Trading LLC of waiver of service of summons by dft Paul Scott [5:01-cv-20320] (cv) 12/4/01 52 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge James Ware by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse to dismiss amended complaint with Notice set for 2/25/02 at 9:00 [5:01-cv-20320] (cv) 12/4/01 53 DECLARATION by L. Hakala on behalf of defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith re motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) 12/4/01 54 PROOF OF SERVICE by defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith of declaration [53-1], motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) 12/6/01 55 NOTICE by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle of change of address [5:01-cv-20320] (cv) 1/11/02 56 MEMORANDUM by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin in opposition to motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) 1/11/02 57 DECLARATION by J. M. Manning on behalf of Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin re opposition memorandum [56-1] [5:01-cv-20320] (cv) 1/24/02 58 STIPULATION and ORDER by Judge James Ware : setting hearing on motion to dismiss amended complaint [52-1] 9:00 3/4/02 Case Management Conference set for 9:00 3/4/02 ; reply filed by 2/15/02. (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 01/25/02] 1/30/02 59 NOTICE by Plaintiff [58-2] order [5:01-cv-20320] (cv)

12 [Entry date 01/31/02] 2/15/02 60 REPLY by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse re motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) [Entry date 02/20/02] 2/15/02 61 SUPPLEMENT by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse re motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) [Entry date 02/20/02] 2/15/02 62 PROOF OF SERVICE by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse of [61-1], reply [60-1] [5:01-cv-20320] (cv) [Entry date 02/20/02] 2/20/02 63 STATEMENT of recent decision in support Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse in support of motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) [Entry date 02/21/02] 2/20/02 64 PROOF OF SERVICE by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse of statement [63-1] [5:01-cv-20320] (cv) [Entry date 02/21/02] 2/22/02 65 CASE MANAGEMENT STATEMENT and PROPOSED ORDER filed. [5:01-cv-20320] (cv) [Entry date 02/25/02] 2/26/02 66 ORDER by Judge James Ware setting hearing on motion to dismiss amended complaint [52-1] 9:00 3/25/02 ( Date Entered: 2/27/02) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 02/27/02] 3/18/02 67 STATEMENT of recent decisions in support of motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) [Entry date 03/19/02] 3/25/02 68 MINUTES: ( C/R none) INITIAL CASE MANAGEMENT CONFERENCE HELD. motions to dismiss filed by 5/20/02 ;, Status conference set for 10:00 6/3/02 ; Plaintiff shall file amended complaint by 4/22/02. [5:01-cv-20320] (cv) [Entry date 03/27/02]

13 3/26/02 69 ORDER by Judge James Ware setting hearing on motion to dismiss amended complaint [52-1] 10:00 6/3/02 reply filed by 5/20/02amending complaint by 4/22/02, ( Date Entered: 3/27/02) (cc: counsel) [5:01-cv-20320] (cv) [Entry date 03/27/02] 4/22/02 70 FIRST AMENDED COMPLAINT by Co-Lead Plaintiff [5:01-cv-20320] (cv) [Entry date 04/23/02] 5/20/02 71 SECOND SUPPLEMENTAL DECLARATION by L. A. Hakala on behalf of defendant Nuance Communication re motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) [Entry date 05/21/02] 5/20/02 72 SUPPLEMENT by defendant Nuance Communication re motion to dismiss amended complaint [52-1] [5:01-cv-20320] (cv) [Entry date 05/21/02] 5/20/02 73 PROOF OF SERVICE by defendant Nuance Communication of [72-1], declaration [71-1] [5:01-cv-20320] (cv) [Entry date 05/21/02] 5/24/02 74 CASE MANAGEMENT STATEMENT and PROPOSED ORDER filed. [5:01-cv-20320] (cv) [Entry date 05/28/02] 6/6/02 75 ORDER by Judge James Ware setting hearing on motion to dismiss amended complaint [52-1] and CMC conference 9:00 7/29/02 () (cc: all counsel) [5:01-cv-20320] (cv) 7/26/02 76 ORDER by Judge James Ware granting motion to dismiss amended complaint [52-1] amending 2nd amended complaint within 30 days from the date of this order. () (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 07/29/02] 8/12/02 -- RECEIVED stip & order submitted by Plaintiff Amar Singh re: briefing schedule. [5:01-cv-20320] (cv) [Entry date 08/14/02] 8/21/02 77 STIPULATION and ORDER by Judge James Ware : Deadline for motion to dismiss filings is 11/22/02 ;, amending complaint by 9/26/02 opposition filed by 1/17/03; reply filed by 2/17/03. (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 08/22/02] 9/26/02 78 SECOND AMENDED CONSOLIDATED COMPLAINT by Plaintiff [5:01-cv-20320] (cv) [Entry date 09/27/02] 11/22/02 79 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND

14 AUTHORITIES before Judge James Ware by defendant Nuance Communication to dismiss 2nd amended complaint with Notice set for 3/3/03 at 9:00 [5:01-cv-20320] (cv) [Entry date 11/25/02] 11/22/02 80 DECLARATION by J. L. Siegal on behalf of defendant Nuance Communication re motion to dismiss 2nd amended complaint [79-1] [5:01-cv-20320] (cv) [Entry date 11/25/02] 11/22/02 81 PROOF OF SERVICE by defendant Nuance Communication of declaration [80-1], motion to dismiss 2nd amended complaint [79-1] [5:01-cv-20320] (cv) [Entry date 11/25/02] 1/17/03 82 MEMORANDUM by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin in opposition to motion to dismiss 2nd amended complaint [79-1] [5:01-cv-20320] (cv) [Entry date 01/21/03] 1/17/03 83 PROOF OF SERVICE by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin of opposition memorandum [82-1] [5:01-cv-20320] (cv) [Entry date 01/21/03] 2/14/03 84 REPLY by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse re motion to dismiss 2nd amended complaint [79-1] [5:01-cv-20320] (cv) 2/14/03 85 SUPPLEMENT by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse re reply [84-1] [5:01-cv-20320] (cv) 2/14/03 86 PROOF OF SERVICE by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew Lennig, defendant Graham V. Smith, defendant Lloyd Leanse of [85-1], reply [84-1] [5:01-cv-20320] (cv) 2/24/03 87 NOTICE by Plaintiff of recent decision in further support of lead plaintiff's opposition to dfts motion to dismiss 2nd consolidated class action complaint. [5:01-cv-20320] (cv) [Entry date 02/25/03] 2/25/03 88 ORDER by Judge James Ware setting hearing on motion to dismiss 2nd amended complaint [79-1] 9:00 3/24/03 ( Date Entered: 2/27/03) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 02/27/03]

15 3/10/03 89 STATEMENT of recent decision in support of dfts motion to dismiss 2nd amended complaint by defendant Nuance Communication [5:01-cv-20320] (cv) 3/10/03 90 NOTICE of change of address by plaintiff's [5:01-cv-20320] (cv) [Entry date 03/11/03] 4/16/03 91 ORDER by Judge James Ware granting the motion to dismiss with prejudice with respect to the statement set forth in paragraph 25. The motion is DENIED in all other respects. [79-1] Case Management Statement is due 5/23/03 ; Case Management Conference set for 6/2/03 ; ( Date Entered: 4/17/03) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 04/17/03] 5/1/03 92 STIPULATION and ORDER by Judge James Ware : extending time to answer second amended complaint by 5/16/03. (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 05/02/03] 5/16/03 93 ANSWER by defendant Nuance Communication, defendant Ronald A. Croen, defendant Brian Danella, defendant Matthew defendant Graham V. Smith, defendant Lloyd Leanse to SECOND AMENDED complaint [78-1] [5:01-cv-20320] (cv) [Entry date 05/19/03] 5/23/03 94 CASE MANAGEMENT STATEMENT and PROPOSED ORDER filed. [5:01-cv-20320] (cv) [Entry date 05/28/03] 5/29/03 95 ORDER by Judge James Ware Case Management Statement is due 7/3/03 ; Case Management Conference set for 10:00 7/14/03 ; ( Date Entered: 5/29/03) (cc: all counsel) [5:01-cv-20320] (cv) 6/13/03 97 STIPULATION and ORDER by Judge James Ware : Case Management Conference set for 7/28/03 ; Case Management Statement is due 7/18/03 ; (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 07/22/03] 7/18/03 96 CASE MANAGEMENT STATEMENT and PROPOSED ORDER filed. [5:01-cv-20320] (cv) [Entry date 07/21/03] 7/23/03 98 ORDER by Judge James Ware Case Management Statement is due 9/19/03 ; Case Management Conference set for 10:00 9/29/03 ; ( Date Entered: 7/23/03) (cc: all counsel) [5:01-cv-20320] (cv) 8/26/03 99 STIPULATION of settlement. [5:01-cv-20320] (cv)

16 8/26/ ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE by Judge James Ware Settlement hearing will be held 9:00 11/17/03 ; ( Date Entered: 8/26/03) (cc: all counsel) [5:01-cv-20320] (cv) 9/19/ UPDATED JOINT CASE MANAGEMENT STATEMENT and PROPOSED ORDER filed. [5:01-cv-20320] (cv) [Entry date 09/23/03] 9/19/ AFFIDAVIT of service by Marisa Sanelli [5:01-cv-20320] (cv) [Entry date 09/23/03] 11/10/ NOTICE OF MOTION AND MOTION before Judge James Ware by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin for final approval of r settlement, and plan for order of allocation of settlement proceeds with Notice set for 11/17/03 at 9:00 [5:01-cv-20320] (cv) 11/10/ APPENDIX filed by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin in support of application for award of attorneys fees and reimbursement of expenses. [5:01-cv-20320] (cv) 11/10/ DECLARATION by R. K. Berger & C. P. Seefer on behalf of Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin re motion of final approval of settlement [103-1], re motion for order of allocation of settlement proceeds [103-2] and award of attorneys fees and reimbursement of expenses. [5:01-cv-20320] (cv) 11/10/ DECLARATION by C. Washington re: mailing of notice of pendency and proposed settlement of class action and proof of claim and release form and publication of summary notice on behalf of Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael Wolin [5:01-cv-20320] (cv) 11/10/03 -- RECEIVED proposed order re: attorneys fees submitted by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin [5:01-cv-20320] (cv) 11/10/03 -- RECEIVED approving of settlement procee submitted by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin re: [103-1] [5:01-cv-20320] (cv)

17 11/10/03 -- RECEIVED final judgment and order of dismissal with prejudice submitted by Plaintiff Amar Singh, Plaintiff Yeshayahuya Garfinkle, Plaintiff Michael D. Wolin [5:01-cv-20320] (cv) 11/17/ ORDER by Judge James Ware granting motion approving plan of allocation of settlement proceeds. [103-1] ( Date Entered: 11/18/03) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 11/18/03] 11/17/ ORDER by Judge James Ware awarding lead counsel's for attorney fees and reimbursement of expenses. ( Date Entered: 11/18/03) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 11/18/03] 11/17/ MINUTES: ( C/R I. Rodriguez) ( Hearing Date: 11/17/03) granting motion for order of allocation of settlement proceeds [103-2] signed in open court. [5:01-cv-20320] (cv) [Entry date 11/19/03] 11/17/ FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE: by Judge James Ware dismissing case ( Date Entered: 11/19/03) (cc: all counsel) [5:01-cv-20320] (cv) [Entry date 11/19/03] 12/3/03 -- acknowledgment of receipt mailed to Randi Bandman (article number # [5:01-cv-20320] (cv) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at