U.S. District Court California Northern District (San Jose) CIVIL DOCKET FOR CASE #: 5:96-cv SW

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1 US District Court Civil Docket as of 03/02/2000 Retrieved from the court on Thursday, February 09, 2006 U.S. District Court California Northern District (San Jose) CIVIL DOCKET FOR CASE #: 5:96-cv SW Bruno v. Oak Technology Inc, et al Assigned to: Hon. Spencer Williams Referred to: Hon. Patricia V. Trumbull Demand: $0 Lead case: 5:96-cv SW Member cases: 5:96-cv SW 5:96-cv SW 5:96-cv SW Related Cases: 5:96-cv SW 5:96-cv SW 5:96-cv SW 5:96-cv SW Cause: 15:78m(a) Securities Exchange Act Plaintiff Carlo Bruno on behalf of himself and all others similarly sistuated Date Filed: 07/09/1996 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Alan Schulman Bernstein Litowitz Berger & Grossmann LLP High Bluff Drive, Suite 300 San Diego, CA Fax: George S. Trevor Gold Bennett Cera & Sidener LLP 595 Market St Ste 2300 San Francisco, CA (415) Karen L. Thomas 600 West Broadway, Suite 1800 San Diego, CA (619)

2 Mark Solomon Lerach Coughlin Stoia Geller Rudman & Robbins LLP 655 West Broadway, Suite 1900 San Diego, Ca (619) Steven C. Keller Cotchett Pitre & Simon 840 Malcolm Rd Ste 200 Burlingame, CA (650) V. Oak Technology Inc Brobeck Phleger & Harrison LLP One Market Plaza Spear St Tower San Francisco, CA (415) David D. Tsang Ben T. Taniguchi

3 Abel Lo Donald Bryson Sidney Faulkner Wen-Chang Ko Ta-Lin Hsu Mou Hsin Yang Richard Black

4 Kenji Fujimoto Richard L. King Timothy Tomlinson Hambrecht & Quist represented by April Madison-Ramsey Morrison & Foerster LLP 425 Market St San Francisco, CA (415) Darryl P. Rains Morrison & Foerster LLP 425 Market St San Francisco, CA (415) Date Filed # Docket Text 07/09/ COMPLAINT yes Summons(es) issued; Fee status pd entered on 7/9/96 in the amount of $ ( Receipt No ); jury demand [5:96-cv-20552] (jp, COURT STAFF) (Entered: 07/09/1996) 07/09/ ORDER by Senior Judge Spencer Williams Case Management Statement is due 11/7/96 ; Case Management Conference set for 2:00 11/14/96 and attached Notice

5 and Standing Order ; ( Date Entered: ) (cc: all counsel) [5:96-cv-20552] (jp, COURT STAFF) (Entered: 07/09/1996) 08/16/ WAIVER OF SERVICE by defendant Oak Technology Inc, defendant David D. Tsang, defendant Ben T. Taniguchi, defendant Donald Bryson, defendant Sidney Faulkner, defendant Wen-Chang Ko, defendant Ta-Lin Hsu, defendant Mou Hsin Yang, defendant Richard Black, defendant Kenji Fujimoto served on 8/14/96 in response to the [5:96-cv-20552] (jp, COURT STAFF) (Entered: 08/30/1996) 08/30/ ORDER by Senior Judge Spencer Williams relating cases; 5:96-cv with member cases 5:96-cv () (cc: all counsel) [5:96-cv-20552] (jp, COURT STAFF) (Entered: 08/30/1996) 09/06/ AMENDED COMPLAINT [1-1] by Plaintiff Carlo Bruno,et alin 5:96-cv-20552; jury demand [5:96-cv-20552] (jp, COURT STAFF) (Entered: 09/12/1996) 09/09/ NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Senior Judge Spencer Williams by Plaintiff Carlo Bruno in 5:96-cv for appointment of lead plaintiffs and appointment of lead plaintiffs' counsel with Notice set for 11/13/96 at 10:00 [5:96-cv-20552] (jp, COURT STAFF) (Entered: 09/12/1996) 09/09/ DECLARATION by George S. Trevor on behalf of Plaintiff Carlo Bruno in 5:96- cv re motion for appointment of lead plaintiffs and appointment of lead plaintiffs' counsel [6-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 09/12/1996) 09/09/1996 RECEIVED Proposed Order ( Plaintiff Carlo Bruno in 5:96-cv-20552) re: motion for appointment of lead plaintiffs and appointment of lead plaintiffs' counsel [6-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 09/12/1996) 09/09/ PROOF OF SERVICE by Plaintiff Carlo Bruno in 5:96-cv of order received [0-0], declaration [7-1], motion for appointment of lead plaintiffs and appointment of lead plaintiffs' counsel [6-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 09/12/1996) 09/10/ NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Senior Judge Spencer Williams by Plaintiff Kambiz K. Zand in 5:96-cv-20720, for appointment of lead plaintiffs and for appointment of lead counsel with Notice set for 11/13/96 at 10:00 [5:96-cv-20552, 5:96-cv , 5:96-cv-20720, 5:96-cv-20729] (scu, COURT STAFF) Modified on 09/13/1996 (Entered: 09/13/1996) 09/10/ DECLARATION by Kimberly C. Epstein on behalf of Plaintiff Carlo Bruno in 5:96-cv-20552, Plaintiff Michael Raskin in 5:96-cv-20685, Plaintiff Kambiz K. Zand in 5:96-cv-20720, Plaintiff Barbara Corneille in 5:96-cv re motion for appointment of lead plaintiffs and for appointment of lead counsel [11-1] in 5:96- cv [5:96-cv-20552, 5:96-cv-20685, 5:96-cv-20720, 5:96-cv-20729] (scu, COURT STAFF) (Entered: 09/13/1996) 09/10/1996 RECEIVED Proposed Order ( Plaintiff Carlo Bruno in 5:96-cv-20552, Plaintiff Michael Raskin in 5:96-cv-20685, Plaintiff Kambiz K. Zand in 5:96-cv-20720, Plaintiff Barbara Corneille in 5:96-cv-20729) re: declaration [12-1] in 5:96-cv-

6 20552, re: motion for appointment of lead plaintiffs and for appointment of lead counsel [11-1] in 5:96-cv-20552, re: declaration [8-1] in 5:96-cv-20685, re: motion for appointment of lead plaintiffs and for appointment of lead counsel [7-1] in 5:96- cv-20685, re: declaration [7-1] in 5:96-cv-20720, re: motion for appointment of lead plaintiffs and for appointment of lead counsel [6-1] in 5:96-cv-20720, re: declaration [6-1] in 5:96-cv-20729, re: motion for appointment of lead plaintiffs and for appointment of lead counsel [5-1] in 5:96-cv [5:96-cv-20552, 5:96- cv-20685, 5:96-cv-20720, 5:96-cv-20729] (scu, COURT STAFF) (Entered: 09/13/1996) 09/10/ NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Senior Judge Spencer Williams by Plaintiff Kambiz K. Zand in 5:96-cv-20720, to consolidate cases with Notice set for 11/13/96 at 10:00 [5:96-cv-20552, 5:96-cv-20685, 5:96-cv-20720, 5:96-cv-20729](scu, COURT STAFF) Modified on 09/13/1996 (Entered: 09/13/1996) 09/10/ DECLARATION by Kimberly C. Epstein on behalf of Plaintiff Kambiz K. Zand in 5:96-cv re motion to consolidate cases [13-1] in 5:96-cv [5:96-cv , 5:96-cv-20685, 5:96-cv-20720, 5:96-cv-20729] (scu, COURT STAFF) (Entered: 09/13/1996) 09/10/1996 RECEIVED Proposed Order ( Plaintiff Kambiz K. Zand in 5:96-cv-20720) re: motion to consolidate cases [13-1] in 5:96-cv [5:96-cv-20552, 5:96-cv , 5:96-cv-20720, 5:96-cv-20729] (scu, COURT STAFF) (Entered: 09/13/1996) 09/11/ ORDER by Senior Judge Spencer Williams relating cases; 5:96-cv with member cases 5:96-cv-20720, and to reassign to Senior Judge Spencer Williams () (cc: all counsel) [5:96-cv-20552] (jp, COURT STAFF) (Entered: 09/12/1996) 09/11/ ORDER by Assignment Committee granting related case notice [2-1] in 5:96-cv relating cases; C ; C ; C ( Date Entered: 9/16/96) (cc: all counsel) [5:96-cv-20720, 5:96-cv-20552] (cv, COURT STAFF) (Entered: 09/16/1996) 09/12/ ORDER by Senior Judge Spencer Williams relating cases; 5:96-cv with member cases 5:96-cv-20729, and to reassign to Senior Judge Spencer Williams ( Date Entered: ) (cc: all counsel) [5:96-cv-20552, 5:96-cv-20685, 5:96-cv-20720] (jp, COURT STAFF) (Entered: 09/12/1996) 09/12/ PROOF OF SERVICE by Plaintiff Carlo Bruno in 5:96-cv of amended complaint [5-1], motion for appointment of lead plaintiffs and appointment of lead plaintiffs' counsel [6-1], declaration [7-1], order received [0-0] [5:96-cv-20552] (scu, COURT STAFF) (Entered: 09/13/1996) 09/12/ ORDER by Assignment Committee granting related case notice [2-1] in 5:96-cv relating cases; C ; C ; C ; C ( Date Entered: 9/16/96) (cc: all counsel) [5:96-cv-20720, 5:96-cv-20552] (cv, COURT STAFF) (Entered: 09/16/1996) 09/20/ PROOF OF SERVICE by Plaintiff Carlo Bruno in 5:96-cv of notice of case management conference [5:96-cv-20552] (dhm, COURT STAFF) (Entered: 10/02/1996)

7 09/20/ NOTICE by defendants in 5:96-cv of related case and pendency of other action [5:96-cv-20552] (dhm, COURT STAFF) (Entered: 10/02/1996) 09/23/ ORDER by Senior Judge Spencer Williams Case Management Statement is due 11/13/96 in 5:96-cv-20552, in 5:96-cv-20685, in 5:96-cv-20720, in 5:96-cv ; Case Management Conference set for 10:00 11/20/96 in 5:96-cv-20552, in 5:96-cv , in 5:96-cv-20720, in 5:96-cv ; () (cc: all counsel) [5:96-cv-20552, 5:96-cv-20685, 5:96-cv-20720, 5:96-cv-20729] (jp, COURT STAFF) (Entered: 09/23/1996) 09/25/ PROOF OF SERVICE by Plaintiff in 5:96-cv of order setting case management conference [5:96-cv-20552] (dhm, COURT STAFF) (Entered: 10/02/1996) 10/23/ OPPOSITION by the Zand and Corneille plaintiffs to motion for appointment of lead plaintiffs and appointment of lead plaintiffs' counsel [6-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/23/ DECLARATION by Mark Solomon re opposition [22-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/23/1996 RECEIVED Proposed Order ( ) re: opposition [22-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/23/ OPPOSITION by Plaintiff Carlo Bruno in 5:96-cv to motion for appointment of lead plaintiffs and for appointment of lead counsel [11-1] [5:96-cv ] (jp, COURT STAFF) (Entered: 11/06/1996) 10/23/ DECLARATION by James L. Bowers on behalf of Plaintiff Carlo Bruno in 5:96- cv re opposition [24-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/23/ OPPOSITION by Plaintiff Carlo Bruno in 5:96-cv to motion to consolidate cases [13-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/23/ DECLARATION by George S. Trevor on behalf of Plaintiff Carlo Bruno in 5:96- cv re opposition [26-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/23/ PROOF OF SERVICE by Plaintiff in 5:96-cv of declaration [27-1], opposition [26-1], declaration [25-1], opposition [24-1], order received [0-0] [5:96- cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/23/ Statement by defendant Oak Technology Inc in 5:96-cv in NON-Opposition to motion to consolidate cases [13-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/30/ REPLY by Plaintiff Carlo Bruno in 5:96-cv re motion for appointment of lead plaintiffs and appointment of lead plaintiffs' counsel [6-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/30/ DECLARATION by Paul F. Bennett on behalf of Plaintiff Carlo Bruno in 5:96-cv re reply [30-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/06/1996) 10/30/ REPLY by Plaintiff Kambiz K. Zand in 5:96-cv-20720, Plaintiff Barbara Corneille

8 in 5:96-cv re motion for appointment of lead plaintiffs and for appointment of lead counsel [11-1] in 5:96-cv-20552, re motion for appointment of lead plaintiffs and for appointment of lead counsel [7-1] in 5:96-cv-20685, re motion for appointment of lead plaintiffs and for appointment of lead counsel [6-1] in 5:96-cv , re motion for appointment of lead plaintiffs and for appointment of lead counsel [5-1] in 5:96-cv [5:96-cv-20552, 5:96-cv-20685, 5:96-cv-20720, 5:96-cv-20729] (jp, COURT STAFF) (Entered: 11/06/1996) 10/31/ REPLY by Plaintiff Kambiz K. Zand in 5:96-cv-20720, Plaintiff Barbara Corneille in 5:96-cv re motion to consolidate cases [13-1] in 5:96-cv-20552, re motion to consolidate cases [9-1] in 5:96-cv-20685, re motion to consolidate cases [8-1] in 5:96-cv-20720, re motion to consolidate cases [7-1] in 5:96-cv [5:96-cv , 5:96-cv-20685, 5:96-cv-20720, 5:96-cv-20729] (jp, COURT STAFF) (Entered: 11/06/1996) 11/08/ JOINDER by Plaintiff in 5:96-cv n the Zand and Corneille plaintiffs motion to be appointed lead plaintiffs [5:96-cv-20552] (jp, COURT STAFF) (Entered: 12/20/1996) 11/12/ OBJECTIONS by Corneille and Kane to motion for appointment of lead plaintiffs and for appointment of lead counsel [11-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/14/1996) 11/12/ PROOF OF SERVICE of objection [34-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 11/14/1996) 11/12/ NOTICE by Plaintiff in 5:96-cv of corrected #37 of [5:96-cv-20552] (jp, COURT STAFF) (Entered: 12/20/1996) 11/13/ MINUTES: ( C/R Jeannette Bush ) granting motion to consolidate cases [13-1] 5:96-cv with member cases 5:96-cv-20685, 5:96-cv-20720, 5:96-cv in 5:96-cv-20552, 5:96-cv-20685, 5:96-cv-20720, 5:96-cv-20729, withdrawing motion for appointment of lead plaintiffs and for appointment of lead counsel [11-1] in 5:96-cv-20552, 5:96-cv-20685, 5:96-cv-20720, 5:96-cv-20729, withdrawing motion for appointment of lead plaintiffs and appointment of lead plaintiffs' counsel [6-1] in 5:96-cv [5:96-cv-20552, 5:96-cv-20685, 5:96-cv , 5:96-cv-20729] (jp, COURT STAFF) (Entered: 11/14/1996) 12/20/ STIPULATION and PRETRIAL ORDER No.1 by Senior Judge Spencer Williams :, and consolidating cases (cc: all counsel) [5:96-cv-20552, 5:96-cv-20685, 5:96- cv-20720, 5:96-cv-20729] (jp, COURT STAFF) (Entered: 12/20/1996) 01/21/ STIPULATION and ORDER by Senior Judge Spencer Williams : Case Management Statement is due 2/6/97 ; Case Management Conference set for 2:00 2/13/97 and consolidated complaint to be filed on 1/24/97 ; (cc: all counsel) [5:96- cv-20552] (jp, COURT STAFF) (Entered: 01/22/1997) 01/27/ STIPULATION and ORDER by Senior Judge Spencer Williams : re filing amended complaint (cc: all counsel) [5:96-cv-20552] (jp, COURT STAFF) (Entered: 01/28/1997) 01/31/ NOTICE by Plaintiff in 5:96-cv of entry of order filed 1/21/97 [5:96-cv ] (jp, COURT STAFF) (Entered: 02/05/1997)

9 01/31/ CONSOLIDATED AMENDED COMPLAINT [5-1] by Plaintiff in 5:96-cv-20552; jury demand [5:96-cv-20552] (jp, COURT STAFF) (Entered: 02/05/1997) 01/31/ NOTICE f filing of certification of plaintiff class representative Janyth Blair Sheldon [5:96-cv-20552] (jp, COURT STAFF) (Entered: 02/05/1997) 02/10/ CERTIFICATION of discussion of ADR options by Plaintiff in 5:96-cv [5:96-cv-20552] (jp, COURT STAFF) (Entered: 02/18/1997) 02/10/ JOINT CASE MANAGEMENT STATEMENT and PROPOSED ORDER filed. [5:96-cv-20552] (jp, COURT STAFF) (Entered: 02/18/1997) 02/18/ ORDER by Senior Judge Spencer Williams Case Management Conference by telephone set for 2:00 5/22/97 ; () (cc: all counsel) [5:96-cv-20552] (jp, COURT STAFF) (Entered: 02/18/1997) 03/06/ CERTIFICATION of discussion of ADR options by defendant Oak defendants in 5:96-cv [5:96-cv-20552] (jp, COURT STAFF) (Entered: 03/10/1997) 03/07/ JOINTEX-PARTE APPLICATION before Senior Judge Spencer Williams by Plaintiff in 5:96-cv-20552, defendant in 5:96-cv to exceed page limitation [5:96-cv-20552] (jp, COURT STAFF) (Entered: 03/10/1997) 03/07/ PROOF OF SERVICE by defendant in 5:96-cv of motion to exceed page limitation [49-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 03/10/1997) 03/24/ NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Senior Judge Spencer Williams by defendant Oak Technology Inc in 5:96-cv to dismiss Consolidated complaint with Notice set for 5/21/97 at 10:00 [5:96-cv-20552] (jp, COURT STAFF) (Entered: 03/27/1997) 03/24/ NOTICE OF MOTION AND MOTION before Senior Judge Spencer Williams to dismiss Consolidated Aamended Complain with Notice set for 5/21/97 at 10:00 a.m. [5:96-cv-20552] (jp, COURT STAFF) (Entered: 03/31/1997) 03/24/ APPENDIX filed by defendant Oak Technology Inc in 5:96-cv re motion to dismiss Consolidated complaint [51-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 03/31/1997) 03/24/ REQUEST FOR JUDICIAL NOTICE by defendant Oak Technology Inc in 5:96- cv motion to dismiss Consolidated complaint [51-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 03/31/1997) 04/03/ STIPULATION and ORDER by Senior Judge Spencer Williams : extending time to answer to consolidated amended complaint (cc: all counsel) [5:96-cv-20552] (jp, COURT STAFF) (Entered: 04/16/1997) 04/18/ MEMORANDUM by Plaintiff Carlo Bruno in 5:96-cv in opposition to motion to dismiss Consolidated complaint [51-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997) 04/18/ DECLARATION by Kimberly C. Epstein on behalf of Plaintiff Carlo Bruno in 5:96-cv re opposition memorandum [56-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997)

10 04/18/ MEMORANDUM by Plaintiff Carlo Bruno in 5:96-cv in opposition to motion to dismiss Consolidated complaint [51-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997) 04/18/ DECLARATION by Rina Pedroza on behalf of Plaintiff Carlo Bruno in 5:96-cv re opposition memorandum [58-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997) 04/18/ REQUEST by Plaintiff Carlo Bruno in 5:96-cv forijudicial notice of facts in support of their opposition to defnedants' motions to dismiss [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997) 04/18/ OBJECTIONS by Plaintiff Carlo Bruno in 5:96-cv to request [54-1] [5:96- cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997) 04/18/ PROOF OF SERVICE by Plaintiff Carlo Bruno in 5:96-cv of objection [61-1], request [60-1], declaration [59-1], opposition memorandum [58-1] [5:96-cv ] (jp, COURT STAFF) (Entered: 05/13/1997) 05/07/ REPLY by defendant Hambrecht & Quist in 5:96-cv re motion to dismiss Consolidated Aamended Complain [52-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997) 05/07/ APPENDIX filed by defendant Hambrecht & Quist in 5:96-cv re reply [63-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997) 05/07/ REPLY by defendant Oak Technology Inc in 5:96-cv re motion to dismiss Consolidated complaint [51-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/15/1997) 05/07/ SUPPLEMENT by defendant Oak Technology Inc in 5:96-cv re documents [53-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/15/1997) 05/07/ REPLY by defendant Oak Technology Inc in 5:96-cv re request [54-1] [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/15/1997) 05/13/ CLERK'S NOTICE Case Management Conference set for 5/22/97 taken off calendar ; [5:96-cv-20552] (jp, COURT STAFF) (Entered: 05/13/1997) 05/21/ MINUTES: ( C/R Tonya Negd) that the motions of Oak Technology and Hambrechts & Quist's motions to dismiss Consolidated complaint [51-1] is submitted, that the motion to dismiss Consolidated Amended Complaint 52-1 submitted [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 06/23/1997) 08/01/ ORDER by Senior Judge Spencer Williams re dismissing consolidated amended complaint with leave to amend[51-1] complaint ( Date Entered: 8/4/97) (cc: all counsel) [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 08/04/1997) 09/02/ STIPULATION and ORDER by Senior Judge Spencer Williams : continuing date for filing of certain documents (cc: all counsel) [5:96-cv-20552] (rg, COURT STAFF) (Entered: 10/20/1997) 09/02/ REPORTER'S TRANSCRIPT; Date of proceedings: 5/21/97 ( C/R: Tonya C. Negd) [5:96-cv-20552] (rg, COURT STAFF) (Entered: 10/20/1997)

11 09/04/ CONSOLIDATE SECOND AMENDED COMPLAINT by Plaintiff Carlo Bruno in 5:96-cv-20552; jury demand [5:96-cv-20552] (rg, COURT STAFF) (Entered: 10/20/1997) 09/11/ NOTICE of entry of 9/2/97 stipulation and order by Plaintiff Carlo Bruno in 5:96- cv [5:96-cv-20552] (rg, COURT STAFF) (Entered: 10/20/1997) 10/02/ STIPULATION and ORDER re: page length, by Senior Judge Spencer Williams : (cc: all counsel) [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/09/1997) 10/06/ PROOF OF SERVICE of Scheduling order [71-1], order [71-2] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/09/1997) 10/06/ NOTICE OF MOTION AND MOTION before Senior Judge Spencer Williams by defendant in 5:96-cv to dismiss 2nd consolidated complaint with Notice set for 10:00 a.m. [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/09/1997) 10/06/ DECLARATION by Rachael E. Meny on behalf of defendant in 5:96-cv re motion to dismiss 2nd consolidated complaint [73-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/09/1997) 10/06/ APPENDIX filed by defendant in 5:96-cv re motion to dismiss 2nd consolidated complaint [73-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/09/1997) 10/06/ REQUEST by defendant in 5:96-cv for Judicial notice of facts in support of #73 [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/09/1997) 10/06/ NOTICE OF MOTION AND MOTION before Senior Judge Spencer Williams by defendant Hambrecht & Quist in 5:96-cv to dismiss consolidated 2nd amended complaint with Notice set for 10:00 a.m. [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/09/1997) 10/10/ ERRATA to the Oak s' memorandum of points and authorities and appendix filed in support of their motion to dismiss plaintiffs' second consolidated complaint by defendant Oak Technology Inc in 5:96-cv-20552, defendant David D. Tsang in 5:96-cv-20552, defendant Ben T. Taniguchi in 5:96-cv-20552, defendant Abel Lo in 5:96-cv-20552, defendant Donald Bryson in 5:96-cv-20552, defendant Sidney Faulkner in 5:96-cv-20552, defendant Wen-Chang Ko in 5:96-cv-20552, defendant Ta-Lin Hsu in 5:96-cv-20552, defendant Mou Hsin Yang in 5:96-cv , defendant Richard Black in 5:96-cv-20552, defendant Kenji Fujimoto in 5:96-cv-20552, defendant Richard L. King in 5:96-cv-20552, defendant Timothy Tomlinson in 5:96-cv [5:96-cv-20552] (cm, COURT STAFF) (Entered: 11/14/1997) 11/07/ MEMORANDUM by Plaintiff in 5:96-cv in opposition to motion to dismiss 2nd consolidated complaint [73-1] [5:96-cv-20552] (cm, COURT STAFF) (Entered: 11/14/1997) 11/07/ DECLARATION by Rina Pedroza on behalf of Plaintiff in 5:96-cv re opposition memorandum [83-1] [5:96-cv-20552] (cm, COURT STAFF) (Entered: 11/14/1997)

12 11/07/ PROOF OF SERVICE by Plaintiff in 5:96-cv of opposition memorandum [83-1], 84 [5:96-cv-20552] (cm, COURT STAFF) (Entered: 11/14/1997) 11/10/ OBJECTIONS by Plaintiff in 5:96-cv to request [76-1] [5:96-cv-20552] (cm, COURT STAFF) (Entered: 11/14/1997) 11/10/ MEMORANDUM by Plaintiff in 5:96-cv in opposition to motion to dismiss consolidated 2nd amended complaint [77-1] [5:96-cv-20552] (cm, COURT STAFF) (Entered: 11/14/1997) 11/10/ DECLARATION by Mark Solomon on behalf of Plaintiff in 5:96-cv re opposition memorandum [87-1] [5:96-cv-20552] (cm, COURT STAFF) (Entered: 11/14/1997) 11/21/ Reply MEMORANDUM by defendants in 5:96-cv in support of motion to dismiss 2nd consolidated complaint [73-1] [5:96-cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 11/21/ REPLY by defendant in 5:96-cv re request [76-1] [5:96-cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 11/21/ APPENDIX of unreported cases cited in support of reply to the opposition to their motion to dismiss plaintiffs' second consolidated complaint filed by defendant in 5:96-cv [5:96-cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 11/24/ REPLY Brief by defendant in 5:96-cv re motion to dismiss 2nd consolidated complaint [73-1] [5:96-cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 11/24/ PROOF OF SERVICE by defendant in 5:96-cv of reply [92-1] [5:96-cv ] (cm, COURT STAFF) (Entered: 01/07/1998) 12/08/ ORDER the hearing on defendants' motion to dismiss second amended complaint shall be continued to Wednesday, 12/17/97 at 10:00 a.m. by Senior Judge Spencer Williams ( Date Entered: 1/7/98) (cc: all counsel) [5:96-cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 12/12/ ORDER and stipulation re breifing schedule on defendant Hambrecht & quist's motion to dismiss; the date by which plaintiff shall submit their oppositon to Hambrecht & Quist motion to dismiss consolidated second amended complaint shall be extended from 11/7/97 until Monday, 11/10/97; the date by which Hambrecht & Quist shall be extended from 11/21/97 to 11/24/97 by Senior Judge Spencer Williams ( Date Entered: 1/7/98) (cc: all counsel) [5:96-cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 12/17/ MINUTES: ( C/R Lee-Anne Shortridge) ( Hearing Date: 12/17/97) re [73-1] [5:96- cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 12/18/ NOTICE of entry of order by Plaintiff in 5:96-cv [5:96-cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 12/19/ NOTICE of entry of order by Plaintiff in 5:96-cv [5:96-cv-20552] (cm, COURT STAFF) (Entered: 01/07/1998) 04/10/ REPORTER'S TRANSCRIPT; Date of proceedings: 12/17/97 ( C/R: Lee-Anne Shortridge) [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 04/20/1998)

13 01/07/ OPPOSITION by Plaintiff in 5:96-cv to motion to dismiss consolidated 2nd amended complaint [77-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 01/25/1999) 02/05/ NOTICE re: substitution of attorney [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 02/22/1999) 03/11/ SUPPLEMENTAL OPPOSITION by Plaintiff in 5:96-cv to motion to dismiss 2nd consolidated complaint [73-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 03/16/1999) 07/30/ NOTICE by defendant in 5:96-cv re: filing of supplemental authority [5:96- cv-20552] (lmm, COURT STAFF) (Entered: 08/02/1999) 08/02/ NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Senior Judge Spencer Williams by Plaintiff Carlo Bruno in 5:96-cv in support of voluntary dismiss action without prejudice with Notice set for 9/29/99 at 10:00 [5:96-cv-20552] (cv, COURT STAFF) (Entered: 08/06/1999) 09/08/ JOINDER by defendant Hambrecht & Quist in 5:96-cv re motion to dismiss 2nd consolidated complaint [73-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 09/10/1999) 09/08/ REPLY by defendant in 5:96-cv to opposition to motion dismiss action without prejudice [104-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 09/10/1999) 09/08/ PROOF OF SERVICE by defendant in 5:96-cv of motion reply [106-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 09/10/1999) 09/15/ REPLY by Plaintiff in 5:96-cv re motion dismiss action without prejudice [104-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 09/24/1999) 09/15/ DECLARATION by Kimberly C. Epstein on behalf of Plaintiff in 5:96-cv re reply [108-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 09/24/1999) 09/23/ ORDER by Senior Judge Spencer Williams All motions will be heard by 10:00 a.m. by telephone on 10/6/99 ; re [104-1] ( Date Entered: 9/24/99) (cc: all counsel) [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 09/24/1999) 09/27/ PROOF OF SERVICE by Plaintiff in 5:96-cv of order [110-2] [5:96-cv ] (lmm, COURT STAFF) (Entered: 10/07/1999) 10/06/ MINUTES: ( C/R Debra Ramirez; ) ( Hearing Date: 10/6/99) held by telephone & that the motion to dismiss action without prejudice [104-1] is submitted [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/26/1999) 10/15/ NOTICE by Plaintiff in 5:96-cv of change of address [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/26/1999) 10/26/ LETTER dated 10/26/99 from Mark Solomon in 5:96-cv re: pending motion to dismiss [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 10/28/1999) 11/05/ LETTER dated 10/26/99 from Mark Solomon in 5:96-cv re: hearing on

14 10/6/99 [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 11/19/1999) 11/22/ ORDER by Senior Judge Spencer Williams re [104-1] All motions will be heard by 10:00 2/9/00 re: objections to plaintiffs' motion for voluntary dismissal ; ( Date Entered: 12/2/99) (cc: all counsel) [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 12/02/1999) 01/07/ DECLARATION by D. Lee Janvrin on behalf of Plaintiff in 5:96-cv re: mailing of notice of pendency of class action [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 01/11/2000) 02/09/ MINUTES: ( C/R Lee-Anne Shortridge) ( Hearing Date: 2/9/00) granting motion dismiss action without prejudice [104-1] [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 02/11/2000) 02/23/ ORDER by Senior Judge Spencer Williams granting motion dismiss action without prejudice [104-1] dismissing case ; appeal filing ddl 3/30/00 ( Date Entered: 2/29/00) (cc: all counsel) [5:96-cv-20552] (lmm, COURT STAFF) (Entered: 02/29/2000) 03/02/ NOTICE by Plaintiff Carlo Bruno in 5:96-cv [119-2] order [5:96-cv-20552] (cm, COURT STAFF) (Entered: 03/22/2000) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at

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