U.S. District Court District of Vermont (Burlington) CIVIL DOCKET FOR CASE #: 2:12-cv wks

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1 US District Court Civil Docket as of January 18, 2013 Retrieved from the court on January 18, 2013 U.S. District Court District of Vermont (Burlington) CIVIL DOCKET FOR CASE #: 2:12-cv wks Fifield v. Green Mountain Coffee Roasters, Inc. et al Date Filed: 05/07/2012 Assigned to: Judge William K. Sessions III Jury Demand: Plaintiff Cause: 15:78m(a) Securities Exchange Act Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Steve Fifield Individually and on Behalf of All Others Similarly Situated TERMINATED: 10/25/2012 represented by David A. Rosenfeld, Esq. Robbins Geller Rudman & Dowd LLP 58 South Service Road, Suite 200 Melville, NY (613) Fax: (631) Philip C. Woodward Woodward & Kelley, PLLC 1233 Shelburne Road, Suite D3 South Burlington, VT (802) Plaintiff Kambiz Golesorkhi represented by Dennis J. Johnson, Esq. Johnson & Perkinson 1690 Williston Road P.O. Box 2305 South Burlington, VT (802) Fax: (802) Kim E. Miller, Esq. Kahn Swick & Foti, LLC 500 Fifth Avenue, Suite 1810

2 New York, NY (212) Fax: (504) Plaintiff William C. Dailey represented by Dennis J. Johnson, Esq. (See above for address) Kim E. Miller, Esq. Kahn Swick & Foti, LLC Suite Fifth Avenue New York, NY (212) Fax: (504) V. Green Mountain Coffee Roasters, Inc. represented by Anne J. Palmer, Esq. Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston, MA (617) Fax: (617) Matthew S. Borick, Esq. Downs Rachlin Martin PLLC 199 Main Street P.O. Box 190 Burlington, VT (802) Fax: (802) Michael J. Vito, Esq. Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston, MA

3 (617) Fax: (617) Randall W. Bodner, Esq. Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston, MA (617) Fax: (617) Robert B. Luce Downs Rachlin Martin PLLC 199 Main Street P.O. Box 190 Burlington, VT (802) Fax: (802) Robert P. Stiller Lawrence J. Blanford Frances G. Rathke represented by Robert B. Hemley Gravel & Shea PC 76 St. Paul Street, 7th Floor P.O. Box 369 Burlington, VT (802) Fax: (802) represented by Robert B. Hemley (See above for address) represented by Robert B. Hemley (See above for address) Date Filed # Docket Text

4 05/07/ COMPLAINT for Violation of the Federal Securities Laws against Lawrence J. Blanford, Green Mountain Coffee Roasters, Inc., Frances G. Rathke, Robert P. Stiller filed by Steve Fifield. (Attachments: # 1 Civil Cover Sheet)(law) (Additional attachment(s) added on 5/14/2012: # 2 Certification of Named Plaintiff Pursuant to Federal Securities Laws) (law). (Entered: 05/07/2012) 05/14/ NOTICE OF DOCKET ENTRY CORRECTION re: 1 Complaint filed by Steve Fifield. The original document image of Certification of Named Plaintiff Pursuant to Federal Securities Laws was not included at the time of case filing. The original now having been provided, is attached to 1 and is also attached to this entry. (law) (Entered: 05/14/2012) 07/03/ MOTION for Appearance Pro Hac Vice of David Rosenfeld filed by Steve Fifield. I I (Attachments: # 1 Affidavit of David A. Rosenfeld, # 2 Certificate of Good Standing)(jlh) (Entered: 07/03/2012) 07/03/ ORDER granting 3 Motion for Admission of David A. Rosenfeld Pro Hac Vice. Signed by Judge William K. Sessions III on 07/03/12. (This is a text only Order.) (eae) (Entered: 07/03/2012) 07/06/ NOTICE OF APPEARANCE by Andrew C. Boxer, Esq on behalf Movant William Conroy (Boxer, Andrew) Filer corrected on 7/6/2012 (jlh). (Entered: 07/06/2012) 07/06/ MOTION for Appointment as Lead Plaintiff and MOTION for Approval of Choice of Counsel filed by William Conroy.(Boxer, Andrew) Filer corrected, relief added on 7/6/2012 (jlh). (Additional attachment(s) added on 7/6/2012: # 1 Memorandum in Support, # 2 Declaration of Andrew Boxer, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Text of Proposed Order, # 8 Certificate of Service) (jlh). (Entered: 07/06/2012) 07/06/ NOTICE OF DOCKET ENTRY CORRECTION re: 6 MOTION to Appoint Counsel I I and For Appointment of William Conroy as Lead Plaintiff filed by William Conroy. The document image(s) are also attached to this entry. The attachments were not included at the time of docketing and have since been attached. The documents are now attached to 6 as well as this entry. (Attachments: # 1 Declaration of Andrew C. Boxer, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Text of Proposed Order, # 6 Certificate of Service) (jlh) (Entered: 07/06/2012) 07/06/ MOTION to be Appointed Lead Plaintiff and MOTION to Appoint Lead Counsel filed by Kambiz Golesorkhi.(Johnson, Dennis) Motion relief added on 7/9/2012 (jlh) (Entered: 07/06/2012) 07/06/ MEMORANDUM by Kambiz Golesorkhi in support of 8 MOTION to be Appointed Lead Plaintiff and MOTION to Appoint Lead Counsel. (Attachments: # 1 Declaration of Kim Miller, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Johnson, Dennis) Text clarified, attachment names clarified on 7/9/2012 (jlh). (Entered: 07/06/2012) 07/06/ MOTION to Appoint Counsel and MOTION for Appointment as Lead Plaintiff filed by City of Pontiac General Employees Retirement System, Robert Nesmith (Attachments: # 1 Memorandum in Support, # 2 Declaration of Philip C. Woodward, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G)(Woodward, Philip). Motion relief added, attachment names clarified on 7/9/2012 (jlh) (Entered: 07/06/2012)

5 07/20/ WITHDRAWAL of 6 MOTION to Appoint Counsel and For Appointment of William Conroy as Lead Plaintiff by William Conroy. (Attachments: # 1 Certificate of Service)(Mabey, Robert) Text clarified on 7/23/2012 (jlh). (Entered: 07/20/2012) 07/20/ RESPONSE in Opposition re 6 MOTION for Appointment as Lead Plaintiff and MOTION for Approval of Choice of Counsel, 10 MOTION to Appoint Counsel and MOTION for Appointment as Lead Plaintiff filed by Kambiz Golesorkhi. (Johnson, Dennis) Text clarified on 7/22/2012 (law). (Entered: 07/20/2012) 07/23/ RESPONSE re: 8 Motion to be Appointed Lead Plaintiff and Motion to Appoint Lead Counsel by City of Pontiac General Employees Retirement System, Robert Nesmith (Rosenfeld, David) Text clarified, link added on 7/24/2012 (jlh). (Entered: 07/23/2012) 07/31/ ORDER granting 8 Motion to Appoint Lead Counsel; granting 8 Motion To Appoint Lead Plaintiff; denying 10 Motion to Appoint Lead Counsel; denying 10 Motion To Appoint Lead Plaintiff. Signed by Judge William K. Sessions III on 07/31/12. (This is a text only Order.) (eae) (Entered: 07/31/2012) 08/13/ I STIPULATED MOTION for Extension of Time to File an Amended Complaint filed by Green Mountain Coffee Roasters, Inc. (Borick, Matthew) Text clarified on 8/13/2012 (law). (Entered: 08/13/2012) 08/14/ ORDER granting 15 Stipulated Motion for Extension of Time to File an Amended Complaint. Signed by Judge William K. Sessions III on 08/14/12. (This is a text only Order.) (eae) (Entered: 08/14/2012) 09/24/ /25/ /23/ I MOTION for Appearance Pro Hac Vice of Kim E. Miller, Esq. filed by Kambiz Golesorkhi. (Attachments: # 1 Declaration of Kim E. Miller, # 2 Certificate of Good Standing)(law) (Entered: 09/24/2012) ORDER granting 17 Motion for Admission of Kim E. Miller Pro Hac Vice. Signed by Judge William K. Sessions III on 09/25/12. (This is a text only Order.) (eae) (Entered: 09/25/2012) CORPORATE DISCLOSURE STATEMENT pursuant to Local Rule 7.1(a) by Green Mountain Coffee Roasters, Inc.. (Borick, Matthew) (Entered: 10/23/2012) 10/23/ Entry has been removed from the docket. (Entered: 10/23/2012) 10/24/ NOTICE OF DOCKET ENTRY REMOVAL. Document 20 has been removed from the docket as the pleading cannot be filed electronically. (jlh) (Entered: 10/24/2012) 10/25/ AMENDED COMPLAINT For Violation of the Federal Securities Laws against Lawrence J. Blanford, Green Mountain Coffee Roasters, Inc., Frances G. Rathke, Robert P. Stiller filed by Kambiz Golesorkhi, William C. Dailey. (Attachments: # 1 Exhibit 1)(law) Date filed corrected on 10/26/2012 (law). (Entered: 10/26/2012) 10/25/ MOTION for Appearance Pro Hac Vice of Michael J. Vito filed by Green Mountain Coffee Roasters, Inc. (Attachments: # 1 Affidavit of Michael J. Vito, # 2 Certificate of Good Standing)(jlh) (Entered: 10/26/2012) 10/25/ MOTION for Appearance Pro Hac Vice of Anne E. Johnson filed by Green Mountain Coffee Roasters, Inc. (Attachments: # 1 Affidavit of Anne E. Johnson, # 2 Certificate of Good Standing)(jlh) (Entered: 10/26/2012)

6 10/25/ MOTION for Appearance Pro Hac Vice of Randal W. Bodner filed by Green Mountain Coffee Roasters, Inc. (Attachments: # 1 Affidavit of Randall W. Bodner, # 2 Certificate of Good Standing)(jlh) (Entered: 10/26/2012) 10/29/ ORDER granting 23 Motion for Admission Pro Hac Vice of Michael J. Vito; granting 24 Motion for Admission Pro Hac Vice of Anne Johnson Palmer; granting 25 Motion for Admission Pro Hac Vice of Randall W. Bodner. Signed by Judge William K. Sessions III on 10/29/12. (This is a text only Order.) (eae) (Entered: 10/29/2012) 12/13/ CONSENTED-TO MOTION for Extension of Time to File Answer re 22 Amended Complaint filed by Green Mountain Coffee Roasters, Inc. (Borick, Matthew) Text clarified on 12/13/2012 (law). (Entered: 12/13/2012) 12/14/ ORDER granting 27 Consented to Motion for Extension of Time to File Answer re 22 Amended Complaint. Signed by Judge William K. Sessions III on 12/14/12. (This is a text only Order.) (eae) (Entered: 12/14/2012) 01/17/ MOTION to Dismiss the Amended Complaint filed by Robert P. Stiller. (Attachments: # 1 Memorandum in Support, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Certificate of Service)(Hemley, Robert) Text clarified on 1/17/2013 (law). (Entered: 01/17/2013) 01/17/ MOTION to Dismiss the Amended Complaint filed by Lawrence J. Blanford, Frances I I G. Rathke. (Attachments: # 1 Memorandum in Support, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Certificate of Service)(Hemley, Robert) Text clarified on 1/17/2013 (law). (Entered: 01/17/2013) 01/17/ JOINT STIPULATED MOTION for Leave to Exceed Page Limit for Memoranda and Replies Regarding Motions to Dismiss filed by Green Mountain Coffee Roasters, Inc., Lawrence J. Blanford, Frances G. Rathke, Robert P. Stiller. (Borick, Matthew) Filers added on 1/17/2013 (law). (Entered: 01/17/2013) 01/17/ MOTION to Dismiss the Amended Complaint with Prejudice filed by Green Mountain Coffee Roasters, Inc. (Attachments: # 1 Memorandum in Support, # 2 Declaration of Michael J. Vito, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8, # 11 Exhibit 9, # 12 Exhibit 10, # 13 Exhibit 11, # 14 Exhibit 12, # 15 Exhibit 13, # 16 Exhibit 14, # 17 Exhibit 15, # 18 Exhibit 16, # 19 Exhibit 17, # 20 Exhibit 18, # 21 Exhibit 19)(Borick, Matthew) Text& attachments description clarified on 1/17/2013 (law). (Entered: 01/17/2013) 01/18/ ORDER granting 31 Joint Stipulated Motion to Exceed Page Limit. Signed by Judge William K. Sessions III on 01/18/13. (This is a text only Order.) (eae) (Entered: I 01/18/2013) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at

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