U.S. District Court District of Minnesota (DMN) CIVIL DOCKET FOR CASE #: 0:02-cv RHK-AJB

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1 US District Court Civil Docket as of 08/19/2003 Retrieved from the court on Friday, October 06, 2006 U.S. District Court District of Minnesota (DMN) CIVIL DOCKET FOR CASE #: 0:02-cv RHK-AJB Ferris Baker Watts v. Miller, et al Assigned to: Judge Richard H Kyle Referred to: Magistrate Judge Arthur J Boylan Demand: $0 Cause: 15:78m(a) Securities Exchange Act Plaintiff Ferris, Baker Watts, Inc Date Filed: 06/21/2002 Jury Demand: None Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Charles S Fax Shapiro Sher Guinot & Sandler 36 S Charles St Ste 2000 Baltimore, MD Fax: csf@shapirosher.com Richard A Kirby Preston Gates Ellis & Rouvelas Meeds 1735 New York Ave NW Ste 500 Washington, DC Fax: richardk@prestongates.com Terence M Fruth Fruth Jamison & Elsass PA 80 S 8th St Ste 3902 Mpls, MN Fax: tfruth@fruthlaw.com Thomas E Jamison Fruth Jamison & Elsass PA 80 S 8th St Ste 3902 Mpls, MN 55402

2 Fax: V. Eldon C Miller Maslon Edelman Borman & Brand 90 S 7th St Ste 3300 Mpls, MN Fax: laura.walvoord@maslon.com Todd W Miller Paul Meehl Jeffrey L Houdek Michael B Scherman

3 Thomas G Brooks represented by Thomas G Brooks Carmody Dr Eden Prairie, MN PRO SE Date Filed # Docket Text 06/21/ COMPLAINT - Summons issued. Assigned to Judge Richard H. Kyle per Securities list and referred to Magistrate Judge Arthur J. Boylan Receipt No pg(s) (GJS) (Entered: 06/24/2002) 07/09/ ANSWER by defendant Thomas G Brooks 1pg(s) (GJS) (Entered: 07/09/2002) 07/11/2002 LETTER RE: SVC OF DISPOSITIVE MOTION PAPERS by defendants 1pg(s) (GJS) (Entered: 07/15/2002) 07/11/ LETTER RE: SVC OF DISPOSITIVE MOTION PAPERS by defendant to dismiss (to Judge Richard H. Kyle) 1pg(s) (GJS) (Entered: 07/15/2002) 07/12/ NOTICE OF PRETRIAL CONFERENCE ( Magistrate Judge Arthur J. Boylan / 7/11/02) ; pretrial status conference set for 3:00pm 8/1/02 3pg(s) all counsel) (GJS) (Entered: 07/15/2002) 07/19/ AMENDED LETTER RE: SVC OF DISPOSITIVE MOTION PAPERS by defendant Eldon C Miller, defendant Todd W Miller, defendant Paul Meehl, defendant Jeffrey L Houdek to dismiss ( to Judge Richard H. Kyle ) 1pg(s) (GJS) (Entered: 07/23/2002) 07/25/ REPORT OF RULE 26(f) MEETING 10pg(s) (GJS) (Entered: 08/01/2002) 08/02/ SCHEDULING ORDER ( Magistrate Judge Arthur J. Boylan / 8/1/02) ; amd complaint set for 1/15/03 ; discovery set for 12/1/03 ; non-dispositive motions set for 12/15/03 ; dispositive motions set for 2/15/04 ; ready for trial set for 4/15/04 2pg(s) (cc: counsel) (SEA) (Entered: 08/05/2002) 09/03/ MOTION by defendant Eldon C Miller, defendant Todd W Miller, defendant Paul Meehl, defendant Jeffrey L Houdek to dismiss (to Judge Richard H. Kyle) 3pg(s) (GJS) (Entered: 09/09/2002) 09/03/ MEMORANDUM in support of motion to dismiss [8-1] 24pg(s) (GJS) (Entered: 09/09/2002) 09/03/ AFFIDAVIT of Laura E. Walvoord regarding motion to dismiss [8-1] 2+pg(s) (GJS) (Entered: 09/09/2002) 09/03/ MEMORANDUM by plaintiff Ferris Baker Watts in opposition to motion to dismiss [8-1] 29pg(s) (GJS) (Entered: 09/09/2002) 09/03/ REPLY MEMORANDUM OF LAW by defendant Eldon C Miller, defendant Todd

4 W Miller, defendant Paul Meehl, defendant Jeffrey L Houdek to motion to dismiss (to Judge Richard H. [8-1] 12pg(s) (GJS) (Entered: 09/09/2002) 09/05/ NOTICE by defendant of hearing setting hearing for motion to dismiss [8-1] at 8:00am on 10/17/02 1pg(s) (GJS) (Entered: 09/09/2002) 09/30/ ORDER FOR REASSIGNMENT OF RELATED CASES ( Judge Richard H. Kyle / 9/24/2)That case 02sc3682 be assigned to Judge Richard H. Kyle. That a copy of this order shall be placed in each of the above respective files. (1pg(s) (cc: all counsel) ( (Entered: 10/01/2002) 10/08/ NOTICE OF MOTION HEARING for motion to dismiss (to Judge Richard H. Kyle) [8-1] rescheduled to 8:00 11/18/02 in St. Paul 1pg(s) (SJH) (Entered: 10/10/2002) 10/18/ NOTICE of setting hearing for Deft's motion to dismiss to Judge Richard H. Kyle [8-1] at 8:00 am on 11/22/02. 1pg (VEM) (Entered: 10/23/2002) 10/21/ PETITION AND ORDER for admission pro hac vice ( Clerk Richard D. Sletten ) on behalf of plaintiff by Richard A Kirby, Charles S Fax. 2 pg(s) (VEM) (Entered: 10/26/2002) 11/25/ ORDER FOR REASSIGNMENT OF RELATED CASES ( Judge Richard H. Kyle / 11/21/2) that case be assigned to Judge Kyle & referred to Magistrate Judge Boylan. That acopy this oarder shall be placed in each of the above respective files. (1pg(s) (cc: all counsel) (DDB) (Entered: 11/29/2002) 01/08/ RULE 7.1 DISCLOSURE STATEMENT by plaintiff Ferris Baker Watts that none exist 2pg(s) (GJS) (Entered: 01/09/2003) 02/10/ NOTICE OF STATUS CONFERENCE (Magistrate Judge Arthur J. Boylan / 2/10/03) ; status hearing set for 9:00am 2/27/03 2pg(s) (cc: all counsel) (GJS) (Entered: 02/12/2003) 02/27/ MINUTES:( Magistrate Judge Arthur J. Boylan / Elec.)Status Conference held - Case Settled 1pg(s) (GJS) (Entered: 03/03/2003) 03/07/ ORDER ( Judge Richard H. Kyle / 3/7/03) that this action is dismissed with prejudice, the Court retaining jurisdiction for 30 days to permit any party to move to reopen the action for good cause shown. 1pg(s) (cc: all counsel) (GJS) (Entered: 03/11/2003) 04/08/ STIPULATION AND ORDER ( Judge Richard H. Kyle ) vacating [22-1] order of dismissal of 3/7/03 Case reopened. The Court will not rule on the motion to dismiss now pending before the Court while the parties seek to obtain the Required Orders pursuant to that certain Settlement Agreement that seeks to settle this matter and other related matters. If the Required orders are not obtained or the Settlement Agreement otherwise does not become effective, FBW and the s shall notify the Court within 10 Days of such occurrence. 2pg(s)(cc: all counsel) (GJS) (Entered: 04/10/2003) 08/19/ STIPULATION AND ORDER (Judge Richard H. Kyle)(8/19/03) that: The claims by FBW against defendants Eldon C. Miller, Todd W. Miller, Paul Meehl, Jeffrey L. Houdek and Michael B. Schierman are dismissed with prejudice. 2. The claims

5 by FBW against defendant Thomas Brooks are dismissed without prejudice 6pg(s)(cc: all counsel) (BLW Modified on 08/28/2003 (Entered: 08/28/2003) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at

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