U.S. District Court U.S. District of Minnesota (DMN) CIVIL DOCKET FOR CASE #: 0:14-cv JNE-HB

Transcription

1 US District Court Civil Docket as of August 21, 2018 Retrieved from the court on August 21, 2018 U.S. District Court U.S. District of Minnesota (DMN) CIVIL DOCKET FOR CASE #: 0:14-cv JNE-HB Rand-Heart of New York, Inc., et al v. Dolan et al. Assigned to: Judge Joan N. Ericksen Referred to: Magistrate Judge Hildy Bowbeer Case in other court: Cause: 15:78m(a) Securities Exchange Act Date Filed: 07/25/2014 Date Terminated: 08/21/2017 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Rand-Heart of New York, Inc. represented by Gregory M Egleston Gainey McKenna & Egleston 440 Park Avenue South, 5th Floor New York, NY gegleston@gme-law.com Shawn M Perry Perry & Perry, PLLP 1660 Highway 100 South Suite 336 Mpls, MN Fax: shawn.perry@pppllp.com Thomas J. McKenna Gainey McKenna & Egleston 440 Park Avenue South, 5th Floor New York, NY (212) tjmckenna@gme-law.com Plaintiff

2 Michael Rodolico Individually and on Behalf of All Others Similarly Situated represented by Gregg M Fishbein Lockridge Grindal Nauen PLLP 100 Washington Ave S Ste 2200 Mpls, MN (612) Fax: (612) gmfishbein@locklaw.com James M. Ficaro The Weiser Law Firm, P.C. 22 Cassatt Avenue, First Floor Berwyn, PA jmf@weiserlawfirm.com Shawn M Perry Thomas J. McKenna Vernon J Vander Weide Lockridge Grindal Nauen PLLP 100 Washington Ave S. Ste 2200 Mpls, MN Fax: vjvanderweide@locklaw.com Plaintiff Ian Henderson Individually and on Behalf of All Others Similarly Situated represented by Gregg M Fishbein James M. Ficaro

3 Shawn M Perry Thomas J. McKenna Vernon J Vander Weide Plaintiff Antonino Floridia Individually and on Behalf of All Others Similarly Situated represented by Avraham Noam Wagner The Wagner Firm 1925 Century Park East Ste 2100 Los Angeles, CA avi@thewagnerfirm.com Carolyn G Anderson Zimmerman Reed, PLLP 80 South Eighth Street 1100 IDS Center Minneapolis, MN (612) Fax: (612) carolyn.anderson@zimmreed.com June Pineda Hoidal Zimmerman Reed PLLP 80 South Eighth Street, Suite 1100 Minneapolis, MN Fax: june.hoidal@zimmreed.com

4 Robert V Prongay Glancy Prongay & Murray LLP 1925 Century Park East Ste 2100 Los Angeles, CA rprongay@glancylaw.com Shawn M Perry Thomas J. McKenna Plaintiff Matthew Dudevoir Individually and on Behalf of All Others Similarly Situated represented by Avraham Noam Wagner Carolyn G Anderson June Pineda Hoidal Robert V Prongay Shawn M Perry

5 Thomas J. McKenna Plaintiff David Hall Individually and on Behalf of All Others Similarly Situated represented by Carolyn G Anderson Shawn M Perry Thomas J. McKenna Plaintiff Tammy Hall Individually and on Behalf of All Others Similarly Situated represented by Carolyn G Anderson Shawn M Perry Thomas J. McKenna V. Defendant James P. Dolan represented by Justin P Krypel Faegre Baker Daniels LLP 90 S 7th St Ste 2200 Mpls, MN Fax:

6 Wendy J Wildung Faegre Baker Daniels LLP 90 S 7th St Ste 2200 Mpls, MN Fax: wendy.wildung@faegrebd.com Defendant Vicki J. Duncomb represented by Justin P Krypel Wendy J Wildung Movant Philip Kleuskens represented by Gregg M Fishbein James M. Ficaro Vernon J Vander Weide Date Filed # Docket Text 07/25/ COMPLAINT against James P. Dolan, Vicki J. Duncomb. ( Filing fee $ 400 receipt number ) Filed by Antonino Floridia, Matthew Dudevoir. Filer requests summons issued. (Attachments: # 1 Exhibit(s) Antonino Floridia Plaintiff Certification, # 2 Exhibit(s) Matthew Dudevoir Plaintiff Certification, # 3 Civil Cover Sheet) (Hoidal, June) (Entered: 07/25/2014)

7 07/25/ TEXT ONLY ENTRY: CLERK'S NOTICE OF INITIAL CASE ASSIGNMENT. Case assigned to Judge Paul A. Magnuson per Securities List and referred to Magistrate Judge Hildy Bowbeer. Please use case number 14-cv-3011 PAM/HB. (kt) (Entered: 07/25/2014) 07/25/ TEXT ONLY ENTRY: Notice re: Non-Admitted Attorney We have received documents listing Robert Prongay, Avraham Noam Wagner as counsel of record. If he or she wishes to be listed as an attorney of record in this case, he or she must be admitted to the bar of the U.S. District Court of Minnesota in accordance with Local Rule 83.5 (a), (b) and (c) or temporarily admitted pro hac vice in accordance with Local Rule 83.5 (d) or (e). For more admissions information and forms, please see the Attorney Forms Section of the courts website at href= (kt) (Entered: 07/25/2014) 07/25/ Summons Issued as to James P. Dolan, Vicki J. Duncomb. (kt) (Entered: 07/25/2014) 08/06/ SUMMONS Returned Executed by Antonino Floridia, Matthew Dudevoir. James P. Dolan served on 7/28/2014, answer due 8/18/2014. (Hoidal, June) (Entered: 08/06/2014) 08/06/ SUMMONS Returned Executed by Antonino Floridia, Matthew Dudevoir. Vicki J. Duncomb served on 7/29/2014, answer due 8/19/2014. (Hoidal, June) (Entered: 08/06/2014) 08/06/ ACKNOWLEDGEMENT OF SERVICE Executed as to 1 Complaint, 4 Summons Issued Admission of Service of Summons and Complaint Acknowledgement filed by Matthew Dudevoir, Antonino Floridia. (Hoidal, June) (Entered: 08/06/2014) 08/07/ STIPULATION Extending Time To Respond To Complaint by James P. Dolan, Vicki J. Duncomb. Jointly Signed by Antonino Floridia and Matthew Dudevoir. (Wildung, Wendy) (Entered: 08/07/2014) 08/07/ CERTIFICATE OF SERVICE ON PROPOSED ORDER by James P. Dolan, Vicki J. Duncomb re 8 Stipulation Extending Time To Respond To Complaint (Wildung, Wendy) (Entered: 08/07/2014) 08/13/ ORDER - In re dispositive-motion practice in cases assigned to Judge Magnuson. Signed by Senior Judge Paul A. Magnuson on August 13, (SMR) (Entered: 08/13/2014) 08/22/ NOTICE of RULE 16 PRETRIAL CONFERENCE: Pretrial Conference set for October 14, 2014 at 12:10 PM in Judge's Chambers, Suite 734 (STP) before Senior Judge Paul A. Magnuson. (SMR) (Entered: 08/22/2014) 08/27/ ORDER that the Stipulation (ECF No. 8) is APPROVED as amended and Defendants shall have until and including September 26, 2014 to answer or otherwise respond to the Complaint in this matter. Signed by Magistrate Judge Hildy Bowbeer on 8/27/14. (JAM) (Entered: 08/27/2014)

8 09/11/ LETTER TO MAGISTRATE JUDGE by James P. Dolan, Vicki J. Duncomb. (Wildung, Wendy) (Entered: 09/11/2014) 09/11/ STIPULATION Setting Schedule by James P. Dolan, Vicki J. Duncomb. Jointly Signed by Antonino Floridia and Matthew Dudevoir. (Wildung, Wendy) (Entered: 09/11/2014) 09/15/ MOTION for Admission Pro Hac Vice for Attorney Avi Wagner. Filing fee $ 100, receipt number by Matthew Dudevoir, Antonino Floridia. (Hoidal, June) (Entered: 09/15/2014) 09/15/ MOTION for Admission Pro Hac Vice for Attorney Robert V. Prongay. Filing fee $ 100, receipt number by Matthew Dudevoir, Antonino Floridia. (Hoidal, June) (Entered: 09/15/2014) 09/15/ TEXT ONLY ENTRY: ORDER granting Motions for Admission Pro Hac Vice of Attorneys Avraham Noam Wagner,Robert V Prongay for Matthew Dudevoir,Antonino Floridia. Approved by Magistrate Judge Hildy Bowbeer on 09/15/2014. (MAP) (Entered: 09/15/2014) 09/23/ MOTION to Appoint Counsel and Appoint Lead Plaintiffs by Philip Kleuskens, Ian Henderson, Michael Rodolico. (Vander Weide, Vernon) (Entered: 09/23/2014) 09/23/ NOTICE OF HEARING ON MOTION 18 MOTION to Appoint Counsel and Appoint Lead Plaintiffs : Motion Hearing set for 10/14/ :00 AM in Courtroom 6B (STP) before Magistrate Judge Hildy Bowbeer. (Vander Weide, Vernon) (Entered: 09/23/2014) 09/23/ MEMORANDUM in Support re 18 MOTION to Appoint Counsel and Appoint Lead Plaintiffs filed by Ian Henderson, Philip Kleuskens, Michael Rodolico. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Vander Weide, Vernon) (Entered: 09/23/2014) 09/23/ Declaration of VERNON J. VANDER WEIDE in Support of 18 MOTION to Appoint Counsel and Appoint Lead Plaintiffs filed by Ian Henderson, Philip Kleuskens, Michael Rodolico. (Attachments: # 1 Exhibit(s) Certification, # 2 Exhibit(s) Article, # 3 Exhibit(s) Weiser Bio, # 4 Exhibit(s) Lockridge Bio)(Vander Weide, Vernon) Modified on 9/24/2014 (kt). (Entered: 09/23/2014) 09/23/ MEET and CONFER STATEMENT re 18 Motion to Appoint Counsel filed by Ian Henderson, Philip Kleuskens, Michael Rodolico. (Vander Weide, Vernon) (Entered: 09/23/2014) 09/23/ CERTIFICATE OF SERVICE by Ian Henderson, Philip Kleuskens, Michael Rodolico re 22 Meet and Confer Statement, 19 Notice of Hearing on Motion, 18 MOTION to Appoint Counsel and Appoint Lead Plaintiffs, 21 Declaration in Support, 20 Memorandum in Support of Motion, (Vander Weide, Vernon) (Entered: 09/23/2014) 09/23/ CERTIFICATE OF SERVICE ON PROPOSED ORDER by Ian Henderson, Philip Kleuskens, Michael Rodolico re 18 MOTION to Appoint Counsel and Appoint Lead Plaintiffs (Vander Weide, Vernon) (Entered: 09/23/2014)

9 09/23/ MOTION to Appoint Counsel and Appoint Lead Plaintiff by David Hall, Tammy Hall. (Anderson, Carolyn) (Entered: 09/23/2014) 09/23/ NOTICE OF HEARING ON MOTION 25 MOTION to Appoint Counsel and Appoint Lead Plaintiff : Motion Hearing set for 10/14/ :00 AM in Courtroom 6B (STP) before Magistrate Judge Hildy Bowbeer. (Anderson, Carolyn) (Entered: 09/23/2014) 09/23/ MOTION to Appoint Counsel and Appoint Lead Plaintiff by Rand-Heart of New York, Inc.. (Perry, Shawn) (Entered: 09/23/2014) 09/23/ MEMORANDUM in Support re 25 MOTION to Appoint Counsel and Appoint Lead Plaintiff filed by David Hall, Tammy Hall. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Anderson, Carolyn) (Entered: 09/23/2014) 09/23/ NOTICE OF HEARING ON MOTION 27 MOTION to Appoint Counsel and Appoint Lead Plaintiff : Motion Hearing set for 10/14/ :00 AM in Courtroom 6B (STP) before Magistrate Judge Hildy Bowbeer. (Perry, Shawn) (Entered: 09/23/2014) 09/23/ MEMORANDUM in Support re 27 MOTION to Appoint Counsel and Appoint Lead Plaintiff filed by Rand-Heart of New York, Inc.. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Perry, Shawn) (Entered: 09/23/2014) 09/23/ Declaration of Carolyn G. Anderson in Support of 25 MOTION to Appoint Counsel and Appoint Lead Plaintiff filed by David Hall, Tammy Hall. (Attachments: # 1 Exhibit(s) A - Press Release, # 2 Exhibit(s) B - Movant Certification & Loss Chart, # 3 Exhibit(s) C - Glancy Firm Resume, # 4 Exhibit(s) D - Wagner Firm Resume, # 5 Exhibit(s) E - ZR Firm Resume)(Anderson, Carolyn) (Entered: 09/23/2014) 09/23/ MEET and CONFER STATEMENT re 25 Motion to Appoint Counsel filed by David Hall, Tammy Hall. (Anderson, Carolyn) (Entered: 09/23/2014) 09/23/ CERTIFICATE OF SERVICE ON PROPOSED ORDER by David Hall, Tammy Hall re 25 MOTION to Appoint Counsel and Appoint Lead Plaintiff (Anderson, Carolyn) (Entered: 09/23/2014) 09/23/ Declaration of Thomas J. McKenna in Support of 27 MOTION to Appoint Counsel and Appoint Lead Plaintiff filed by Rand-Heart of New York, Inc.. (Attachments: # 1 Exhibit(s) A (Wagner Firm Publication), # 2 Exhibit(s) B (Certification), # 3 Exhibit(s) C (Loss Chart), # 4 Exhibit(s) D (Gainey McKenna Bio), # 5 Exhibit(s) E (Perry & Perry Bio))(Perry, Shawn) (Entered: 09/23/2014) 09/23/ RULE 7.1 DISCLOSURE STATEMENT. There is no parent corporation, publicly held corporation or wholly-owned subsidiary to report for Movant Rand-Heart of New York, Inc.. (Perry, Shawn) (Entered: 09/23/2014) 09/23/ CERTIFICATE OF SERVICE by Rand-Heart of New York, Inc. re 27 MOTION to Appoint Counsel and Appoint Lead Plaintiff of Proposed Order (Perry, Shawn) (Entered: 09/23/2014) 09/24/ MEET and CONFER STATEMENT re 27 Motion to Appoint Counsel filed by Rand-Heart of New York, Inc.. (Perry, Shawn) (Entered: 09/24/2014)

10 09/24/ TEXT ONLY ENTRY: Notice re: Non-Admitted Attorney We have received documents listing Robert Weiser, Christopher Nelson, James Ficaro, Katharine Ryan, Ricahrd Maniskas as counsel of record. If he or she wishes to be listed as an attorney of record in this case, he or she must be admitted to the bar of the U.S. District Court of Minnesota in accordance with Local Rule 83.5 (a), (b) and (c) or temporarily admitted pro hac vice in accordance with Local Rule 83.5 (d) or (e). For more admissions information and forms, please see the Attorney Forms Section of the courts website at href= (kt) (Entered: 09/24/2014) 09/24/ TEXT ONLY ENTRY: Notice re: Non-Admitted Attorney We have received documents listing Thomas J. McKenna, Gregory M. Egleston as counsel of record. If he or she wishes to be listed as an attorney of record in this case, he or she must be admitted to the bar of the U.S. District Court of Minnesota in accordance with Local Rule 83.5 (a), (b) and (c) or temporarily admitted pro hac vice in accordance with Local Rule 83.5 (d) or (e). For more admissions information and forms, please see the Attorney Forms Section of the courts website at href= (kt) (Entered: 09/24/2014) 09/26/ MOTION to Dismiss/General by James P. Dolan, Vicki J. Duncomb. (Wildung, Wendy) (Entered: 09/26/2014) 09/26/ DOCUMENT FILED IN ERROR: WILL REFILE. NOTICE OF HEARING ON MOTION 40 MOTION to Dismiss/General : Motion Hearing set for 11/3/ :00 AM in Judge's Chambers, Suite 734 (STP) before Senior Judge Paul A. Magnuson. (Wildung, Wendy) Modified on 9/26/2014 (kt). (Entered: 09/26/2014) 09/26/ MEMORANDUM in Support re 40 MOTION to Dismiss/General filed by James P. Dolan, Vicki J. Duncomb. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Wildung, Wendy) (Entered: 09/26/2014) 09/26/ AFFIDAVIT of Wendy J. Wildung in SUPPORT OF 40 MOTION to Dismiss/General filed by James P. Dolan, Vicki J. Duncomb. (Attachments: # 1 Exhibit(s) 1, # 2 Exhibit(s) 2, # 3 Exhibit(s) 3, # 4 Exhibit(s) 4, # 5 Exhibit(s) 5, # 6 Exhibit(s) 6, # 7 Exhibit(s) 7, # 8 Exhibit(s) 8, # 9 Exhibit(s) 9)(Wildung, Wendy) (Entered: 09/26/2014) 09/26/ CERTIFICATE OF SERVICE ON PROPOSED ORDER by James P. Dolan, Vicki J. Duncomb re 40 MOTION to Dismiss/General (Wildung, Wendy) (Entered: 09/26/2014) 09/26/ AMENDED NOTICE of Hearing on Motion: 40 MOTION to Dismiss/General : Motion Hearing set for 12/3/ :00 AM in Courtroom 7D (STP) before Senior Judge Paul A. Magnuson. (Wildung, Wendy) (Entered: 09/26/2014)

11 09/30/ NOTICE by David Hall, Tammy Hall of Non-Opposition to Competing Motions for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Counsel (Prongay, Robert) (Entered: 09/30/2014) 09/30/ MEMORANDUM in Opposition re 25 MOTION to Appoint Counsel and Appoint Lead Plaintiff, 27 MOTION to Appoint Counsel and Appoint Lead Plaintiff filed by Ian Henderson, Philip Kleuskens, Michael Rodolico. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate, # 2 Certificate of Service)(Vander Weide, Vernon) (Entered: 09/30/2014) 09/30/ MEMORANDUM in Opposition re 25 MOTION to Appoint Counsel and Appoint Lead Plaintiff, 18 MOTION to Appoint Counsel and Appoint Lead Plaintiffs filed by Rand-Heart of New York, Inc.. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Perry, Shawn) (Entered: 09/30/2014) 10/01/ MOTION for Admission Pro Hac Vice for Attorney Gregory M. Egleston. Filing fee $ 100, receipt number by Rand-Heart of New York, Inc.. (Perry, Shawn) (Entered: 10/01/2014) 10/02/ MOTION for Admission Pro Hac Vice for Attorney Thomas J. McKenna. Filing fee $ 100, receipt number by Rand-Heart of New York, Inc.. (Perry, Shawn) (Entered: 10/02/2014) 10/03/ TEXT ONLY ENTRY: ORDER granting 49 Motion for Admission Pro Hac Vice of Attorney Gregory M Egleston for Rand-Heart of New York, Inc.; granting 50 Motion for Admission Pro Hac Vice of Attorney Thomas J. McKenna for Rand- Heart of New York, Inc. Approved by Magistrate Judge Hildy Bowbeer on 10/3/14. (AKL) (Entered: 10/03/2014) 10/06/ REPORT of Rule 26(f) Planning Meeting with Attached Certificate of Service. Filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall. Jointly Signed by Defendant James P. Dolan and Defendant Vicki J. Duncomb.(Prongay, Robert) Modified text on 10/7/2014 (MMP). (Entered: 10/06/2014) 10/07/ MOTION for Admission Pro Hac Vice for Attorney JAMES M. FICARO. Filing fee $ 100, receipt number by Ian Henderson, Philip Kleuskens, Michael Rodolico. (Vander Weide, Vernon) Modified event on 10/8/2014 (AKL). (Entered: 10/07/2014) 10/08/ TEXT ONLY ENTRY: ORDER granting 53 Motion for Admission Pro Hac Vice of Attorney James M Ficaro for Ian Henderson, Philip Kleuskens and Michael Rodolico. Approved by Magistrate Judge Hildy Bowbeer on 10/8/14. (AKL) (Entered: 10/08/2014) 10/14/ Minute Entry for proceedings held before Magistrate Judge Hildy Bowbeer: Motion Hearing held on 10/14/2014 re; [Ruling from the Bench for the reasons stated on the record, the Court GRANTED Rand-Heart ofnew York, Inc.s Motion to Appoint Lead Plaintiff and Approve the Selection of Counsel [Doc.No. 27]. Ruling from the Bench for the reasons stated on the record, the Court DENIED Philip Kleuskens, Ian Henderson, and Michael Rodolicos Motion for Appointment as Lead Plaintiffs and Approval of Selection of Lead and Liaison Counsel [Doc. No. 18]. Ruling from the Bench for the reasons stated on the record, the Court DENIED David Hall

12 andtammy Halls Motion for Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection of Counsel [Doc. No. 25]. (JAM) (Entered: 10/14/2014) 10/14/ TEXT ONLY ENTRY: NOTICE of Resetting of Motion Hearing: MOTION to Dismiss/General : Motion Hearing set for 12/3/ :00 AM reset for 12/18/ :00 AM in Courtroom 7D (STP) before Judge Paul A. Magnuson. (JEP) (Entered: 10/14/2014) 10/15/ TEXT ONLY ORDER: Ruling from the Bench for the reasons stated on the record, the Court GRANTED Rand-Heart ofnew York, Inc.'s Motion to Appoint Lead Plaintiff and Approve the Selection of Counsel [Doc. No. 27]. Ruling from the Bench for the reasons stated on the record, the Court DENIED Philip Kleuskens, Ian Henderson, and Michael Rodolico's Motion for Appointment as Lead Plaintiffs and Approval of Selection of Lead and Liaison Counsel [Doc. No. 18]. Ruling from the Bench for the reasons stated on the record, the Court DENIED David Hall and Tammy Hall's Motion for Appointment as Lead Plaintiff and for Approval of Lead PlaintiffsSelection of Counsel [Doc. No. 25]. By Magistrate Judge Hildy Bowbeer. (JAM) (Entered: 10/15/2014) 10/15/ PRETRIAL SCHEDULING ORDER: Amended Pleadings due by 06/01/2015; Discovery due by 12/01/2015; Non-Dispositive Motions due by 12/01/2015; Dispositive Motions due by 03/01/2016; Ready For Trial by 05/01/2016. Signed by The Hon. Paul A. Magnuson on 10/15/2014. (LLM) (Entered: 10/15/2014) 10/15/ ORDER that: 1. The Rand-Heart of New York, Inc. is appointed Lead Plaintiff; 2. Gainey McKenna & Egleston is approved as Lead Counsel; and 3. Perry & Perry, PLLP, is approved as Liaison Counsel. Signed by Magistrate Judge Hildy Bowbeer on 10/15/14. (JAM) (Entered: 10/15/2014) 11/25/ LETTER TO DISTRICT JUDGE withdrawing Motion by James P. Dolan. (Wildung, Wendy) Modified on 11/25/2014 (kt). (Entered: 11/25/2014) 12/03/ AMENDED COMPLAINT against James P. Dolan, Vicki J. Duncomb. Filed by Rand-Heart of New York, Inc, Michael Rodolico, Ian Alan Henderson, Antonino Floridia, Matthew Dudevoir, David Hall, Tammy Hall. No summons requested. (McKenna, Thomas) Modified text on 12/3/2014 (lmb). (Entered: 12/03/2014) 12/09/ TEXT ONLY ENTRY: NOTICE of Cancellation of Hearing: MOTION to Dismiss/General Hearing set for 12/18/ :00 AM before Judge Paul A. Magnuson is cancelled. (JEP) (Entered: 12/09/2014) 01/16/ MOTION to Dismiss/General by James P. Dolan, Vicki J. Duncomb. (Wildung, Wendy) (Entered: 01/16/2015) 01/16/ NOTICE OF HEARING ON MOTION 63 MOTION to Dismiss/General : Motion Hearing set for 3/20/ :00 AM in Courtroom 7D (STP) before Senior Judge Paul A. Magnuson. (Wildung, Wendy) (Entered: 01/16/2015) 01/16/ MEMORANDUM in Support re 63 MOTION to Dismiss/General filed by James P. Dolan, Vicki J. Duncomb. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Wildung, Wendy) (Entered: 01/16/2015)

13 01/16/ AFFIDAVIT of Wendy J. Wildung in SUPPORT OF 63 MOTION to Dismiss/General filed by James P. Dolan, Vicki J. Duncomb. (Attachments: # 1 Exhibit(s) 1)(Wildung, Wendy) (Entered: 01/16/2015) 01/16/ EXHIBIT re 66 Affidavit in Support of Motion Exhibit 2 by James P. Dolan, Vicki J. Duncomb filed by James P. Dolan, Vicki J. Duncomb. (Wildung, Wendy) (Entered: 01/16/2015) 01/16/ EXHIBIT re 66 Affidavit in Support of Motion Exhibit 4 by James P. Dolan, Vicki J. Duncomb filed by James P. Dolan, Vicki J. Duncomb. (Wildung, Wendy) (Entered: 01/16/2015) 01/16/ EXHIBIT re 66 Affidavit in Support of Motion Exhibits 5-10 by James P. Dolan, Vicki J. Duncomb filed by James P. Dolan, Vicki J. Duncomb. (Attachments: # 1 Exhibit(s) 6, # 2 Exhibit(s) 7, # 3 Exhibit(s) 8, # 4 Exhibit(s) 9, # 5 Exhibit(s) 10)(Wildung, Wendy) (Entered: 01/16/2015) 01/16/ EXHIBIT re 66 Affidavit in Support of Motion Exhibits by James P. Dolan, Vicki J. Duncomb filed by James P. Dolan, Vicki J. Duncomb. (Attachments: # 1 Exhibit(s) 12, # 2 Exhibit(s) 13, # 3 Exhibit(s) 14, # 4 Exhibit(s) 15)(Wildung, Wendy) (Entered: 01/16/2015) 01/16/ EXHIBIT re 66 Affidavit in Support of Motion Exhibit 3 by James P. Dolan, Vicki J. Duncomb filed by James P. Dolan, Vicki J. Duncomb. (Wildung, Wendy) (Entered: 01/16/2015) 01/16/ CERTIFICATE OF SERVICE ON PROPOSED ORDER by James P. Dolan, Vicki J. Duncomb re 63 MOTION to Dismiss/General (Wildung, Wendy) (Entered: 01/16/2015) 02/17/ MEMORANDUM in Opposition re 63 MOTION to Dismiss/General filed by All Plaintiffs. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(McKenna, Thomas) (Entered: 02/17/2015) 02/20/ NOTICE of Status Conference set for 3/5/ :00 AM before Magistrate Judge Hildy Bowbeer. Signed by Magistrate Judge Hildy Bowbeer on 2/19/15. (kt) (Entered: 02/20/2015) 03/05/ Minute Entry for proceedings held before Magistrate Judge Hildy Bowbeer: Status Conference held on 3/5/2015. (JAM) (Entered: 03/06/2015) 03/06/ Reply to Response to Motion re 63 MOTION to Dismiss/General filed by James P. Dolan, Vicki J. Duncomb. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Wildung, Wendy) (Entered: 03/06/2015) 03/20/ **TEXT ONLY**Minute Entry for proceedings held before Judge Paul A. Magnuson: Motion Hearing held on 3/20/2015 re 63 MOTION to Dismiss/General filed by Vicki J. Duncomb, James P. Dolan, argued, taken under advisement. Present: Thomas McKenna, Gregory Egleston, Shawn Perry; Wendy Wildung, Justin Krypel. (Court Reporter Tim Willette) (JEP) (Entered: 03/20/2015) 03/26/ ORDER granting 63 Motion to Dismiss (Written Opinion). Signed by Judge Paul A. Magnuson on March 25, (ALT) (Entered: 03/26/2015)

14 03/27/ JUDGMENT (Attachments: # 1 Civil Notice - appeal)(lph) (Entered: 03/27/2015) 04/06/ LETTER to Request Permission to File Motion to Reconsider. (McKenna, Thomas) (Entered: 04/06/2015) 04/07/ ORDER denying 80 Letter to Request Permission to File Motion to Reconsider filed by Rand-Heart of New York, Inc. Signed by Judge Paul A. Magnuson on April 7, (ALT) (Entered: 04/07/2015) 04/22/ NOTICE OF APPEAL TO 8TH CIRCUIT by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. Filing fee $ 505, receipt number (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B, # 3 Exhibit(s) C)(McKenna, Thomas) Modified on 2/11/2016 (JAM). (Entered: 04/22/2015) 04/23/ TRANSMITTAL OF APPEAL LETTER TO U. S. COURT OF APPEALS, 8TH CIRCUIT, Re: Notice of Appeal to 8th Circuit, 82. (JDF) (Entered: 04/23/2015) 04/23/ USCA Case Number for 82 Notice of Appeal to 8th Circuit, filed by David Hall, Michael Rodolico, Antonino Floridia, Ian Henderson, Rand-Heart of New York, Inc., Tammy Hall, Matthew Dudevoir. (JAM) (Entered: 04/27/2015) 05/08/ NOTICE by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Rand- Heart of New York, Inc. of Firm Name Change (Prongay, Robert) (Entered: 05/08/2015) 05/12/ NOTICE of Filing of Official Transcript. This filing has 1 transcript(s) associated with it. (TJW) (Entered: 05/12/2015) 05/12/ TRANSCRIPT of Hearing on Defendants' Motion to Dismiss held on March 20, 2015 before Senior Judge Paul A. Magnuson. (29 pages). Court Reporter: Tim Willette ( Tim_Willette@mnd.uscourts.gov / Telephone: ). Redaction Request due 6/2/2015. Redacted Transcript Deadline set for 6/12/2015. Release of Transcript Restriction set for 8/10/2015. For information on redaction procedures, please review Local Rule 5.5. (TJW) (Entered: 05/12/2015) 05/12/ NOTICE to USCA of subsequent filing in a civil case, Re: Notice of Filing of Official Transcript 86, Transcript,, 87, Notice (Other) 85. (kt) (Entered: 05/12/2015) 02/10/ Opinion of USCA Judges Smith, Bye, and Benton as to 82 Notice of Appeal to 8th Circuit, filed by David Hall, Michael Rodolico, Antonino Floridia, Ian Henderson, Rand-Heart of New York, Inc., Tammy Hall, Matthew Dudevoir: The district court's decision is affirmed in part, reversed in part, and remandedfor proceedings consistent with this opinion. (JAM) (Entered: 02/11/2016) 02/10/ USCA JUDGMENT as to 82 Notice of Appeal to 8th Circuit, filed by David Hall, Michael Rodolico, Antonino Floridia, Ian Henderson, Rand-Heart of New York, Inc., Tammy Hall, Matthew Dudevoir: it is hereby ordered and adjudged that the judgment of the district court in this cause is affirmed in part, reversed in part, and remanded to the district court for proceedings consistent with the opinion of this court. (received electronically from COA) (JAM) (Entered: 02/11/2016)

15 02/15/ STIPULATION for Extension of Time to Answer by James P. Dolan. Jointly Signed by Rand Heart of New York, Inc., Antonino Floridia, Matthew Dudevoir, David Hall, and Tammy Hall. (Wildung, Wendy) (Entered: 02/15/2016) 02/15/ CERTIFICATE OF SERVICE ON PROPOSED ORDER by James P. Dolan re 91 Stipulation for Extension of Time to Answer (Wildung, Wendy) (Entered: 02/15/2016) 02/16/ ORDER that the Stipulation (ECF No. 91) is APPROVED and the time for Defendant James P. Dolan to answer the Amended Class Action Complaint (ECF No. 61) is extended until and including March 4, Signed by Magistrate Judge Hildy Bowbeer on 2/16/2016. (JAM) (Entered: 02/16/2016) 02/16/2016 NOTICE to USCA of subsequent filing in a civil case, Re: Stipulation 91, Certificate of Service on Proposed Order 92, Order,, Set Deadlines/Hearings, 93. (kt) (Entered: 02/16/2016) 03/03/ MANDATE of USCA as to 82 Notice of Appeal to 8th Circuit, filed by David Hall, Michael Rodolico, Antonino Floridia, Ian Henderson, Rand-Heart of New York, Inc., Tammy Hall, Matthew Dudevoir (received electronically from COA). (lmb) (Entered: 03/07/2016) 03/04/ ANSWER to Amended Complaint by James P. Dolan. (Wildung, Wendy) (Entered: 03/04/2016) 03/09/ ORDER OF RECUSAL. Senior Judge Paul A. Magnuson recused. Case reassigned to Judge Joan N. Ericksen for all further proceedings. NOTE: the new case number is 14-cv-3011 (JNE/HB). Please use this case number for all subsequent pleadings. Signed by Senior Judge Paul A. Magnuson on 3/9/2016. (lmb) (Entered: 03/09/2016) 04/14/ NOTICE of Pretrial Conference set for 5/20/ :00 PM in Courtroom 6B (STP) before Magistrate Judge Hildy Bowbeer. Signed by Magistrate Judge Hildy Bowbeer on 4/14/16. (Attachments: # 1 Consent Form)(kt) (Entered: 04/15/2016) 05/13/ REPORT of Rule 26(f) Planning Meeting. Filed by James P. Dolan. Jointly Signed by Rand Heart of New York, Inc., Michael Rodolico, Ian Alan Henderson, Antonino Florida, Matthew Dudevoir, David Hall, and Tammy Hall.(Wildung, Wendy) (Entered: 05/13/2016) 05/20/ Minute Entry for proceedings held before Magistrate Judge Hildy Bowbeer: Rule 16 Discovery Conference held on 5/20/2016. Discussion of pretrial deadlines and early settlement Pretrial Scheduling Order will be issued. (KMM) (Entered: 05/20/2016) 05/20/ PRETRIAL SCHEDULING ORDER: Amended Pleadings due by 11/1/2016. Discovery due by 5/1/2017. Motions (non-disp) due 5/15/2017. Motions (disp) due by 10/2/2017. Ready for trial due by 2/2/2018. Signed by Magistrate Judge Hildy Bowbeer on 5/20/16. (AKL) (Entered: 05/23/2016) 05/26/ STIPULATION For A Proposed Protective Order by James P. Dolan. Jointly Signed by Rand Heart of New York, Inc., Michael Rodolico, Ian Alan Henderson, Antonino Florida, Matthew Dudevoir, David Hall, and Tammy Hall. (Attachments: # 1 Exhibit(s) 1)(Wildung, Wendy) (Entered: 05/26/2016)

16 05/26/ CERTIFICATE OF SERVICE ON PROPOSED ORDER by James P. Dolan re 101 Stipulation, For A Proposed Protective Order (Wildung, Wendy) (Entered: 05/26/2016) 05/26/ PROTECTIVE ORDER. Signed by Magistrate Judge Hildy Bowbeer on 5/26/2016. (las) (Entered: 05/26/2016) 05/27/ STIPULATION Joint E-Discovery Stipulation by James P. Dolan. Jointly Signed by Rand Heart of New York, Inc., Michael Rodolico, Ian Alan Henderson, Antonino Florida, Matthew Dudevoir, David Hall, and Tammy Hall. (Wildung, Wendy) (Entered: 05/27/2016) 05/31/ ORDER ON JOINT E-DISCOVERY STIPULATION. Signed by Magistrate Judge Hildy Bowbeer on 5/31/2016. (lmb) (Entered: 05/31/2016) 08/04/ LETTER TO MAGISTRATE JUDGE by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico re Settlement in Principle Reached. (McKenna, Thomas) (Entered: 08/04/2016) 08/12/ Appeal Record Returned: Transcript: 1 Vol. Mo. Hrg. (Doc. 87). (lmb) Document QC'd on 8/16/2016 (JGK). (Entered: 08/15/2016) 09/12/ LETTER TO MAGISTRATE JUDGE re: Settlement by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (McKenna, Thomas) Modified text on 9/13/2016 (kt). (Entered: 09/12/2016) 03/17/ MOTION for Approval of Settlement filed by Matthew Dudevoir, David Hall, Tammy Hall, Ian Henderson, Michael Rodolico. (McKenna, Thomas) (Entered: 03/17/2017) 03/17/ MEMORANDUM in Support re 109 MOTION for Approval of Settlement filed by Matthew Dudevoir, David Hall, Tammy Hall, Ian Henderson, Michael Rodolico.(McKenna, Thomas) (Entered: 03/17/2017) 03/17/ Declaration of Thomas J. McKenna in Support of 109 MOTION for Approval of Settlement filed by Matthew Dudevoir, David Hall, Tammy Hall, Ian Henderson, Michael Rodolico. (Attachments: # 1 Exhibit(s) Stipulation of Settlement, # 2 Exhibit(s) GM&E Firm Resume, # 3 Exhibit(s) Perry Firm Resume, # 4 Exhibit(s) SCS Curriculum Vitae)(McKenna, Thomas) (Entered: 03/17/2017) 03/20/ TEXT-ONLY NOTICE OF HEARING re Plaintiffs' Unopposed 109 MOTION for Preliminary Approval of Class Action Settlement: Motion Hearing set for 5/1/ :00 AM in Courtroom 12W (MPLS) before Judge Joan N. Ericksen. (CBC) (Entered: 03/20/2017) 05/01/ Minute Entry for proceedings held before Judge Joan N. Ericksen: Motion Hearing held on 5/1/2017 re Plaintiffs' Unopposed 109 MOTION for Preliminary Approval of Class Action Settlement. Motion argued and taken under advisement. (Court Reporter Maria V. Weinbeck) (CBC) (Entered: 05/01/2017) 05/05/ ORDER granting 109 Motion for Preliminary Approval of Class Action Settlement. Signed by Judge Joan N. Ericksen on May 4, (CBC) (Entered: 05/05/2017)

17 07/10/ DECLARATION of Wendy J. Wildung by James P. Dolan. (Attachments: # 1 Exhibit(s) 1)(Wildung, Wendy) (Entered: 07/10/2017) 07/11/ MOTION for Approval of Settlement filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (McKenna, Thomas) (Entered: 07/11/2017) 07/11/ NOTICE OF HEARING ON MOTION 116 MOTION for Approval of Settlement : Motion Hearing set for 8/15/ :30 AM before Judge Joan N. Ericksen. (McKenna, Thomas) (Entered: 07/11/2017) 07/11/ MEMORANDUM in Support re 116 MOTION for Approval of Settlement filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(McKenna, Thomas) (Entered: 07/11/2017) 07/11/ Declaration of Thomas J. McKenna in Support of 116 MOTION for Approval of Settlement filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (Attachments: # 1 Exhibit(s) 1, # 2 Exhibit(s) 2, # 3 Exhibit(s) 3, # 4 Exhibit(s) 4, # 5 Exhibit(s) 5)(McKenna, Thomas) (Entered: 07/11/2017) 07/11/ Declaration of Matthew Shillady in Support of 116 MOTION for Approval of Settlement filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico.(McKenna, Thomas) (Entered: 07/11/2017) 07/11/ MEET and CONFER STATEMENT re 116 Motion for Approval of Settlement filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico.(McKenna, Thomas) (Entered: 07/11/2017) 07/11/ MOTION for Attorney Fees filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (Perry, Shawn) (Entered: 07/11/2017) 07/11/ NOTICE OF HEARING ON MOTION 122 MOTION for Attorney Fees : Motion Hearing set for 8/15/ :30 AM in Courtroom 12W (MPLS) before Judge Joan N. Ericksen. (Perry, Shawn) (Entered: 07/11/2017) 07/11/ MEMORANDUM in Support re 122 MOTION for Attorney Fees filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Perry, Shawn) (Entered: 07/11/2017) 07/11/ MEET and CONFER STATEMENT re 122 Motion for Attorney Fees filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico.(Perry, Shawn) (Entered: 07/11/2017) 08/04/ Reply to Response to Motion re 122 MOTION for Attorney Fees, 116 MOTION for Approval of Settlement filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico.

18 (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Perry, Shawn) (Entered: 08/04/2017) 08/04/ Supplemental Declaration of Josephine Bravata with Exhibit A in Support of 122 MOTION for Attorney Fees, 116 MOTION for Approval of Settlement filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico.(Perry, Shawn) Modified text on 8/4/2017 (kt). (Entered: 08/04/2017) 08/04/ CERTIFICATE OF SERVICE by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico re 126 Reply to Response to Motion, 127 Declaration in Support, (Perry, Shawn) (Entered: 08/04/2017) 08/15/ ORDER granting 116 Motion for Approval of Settlement; granting 122 Motion for Attorney Fees. Signed by Judge Joan N. Ericksen on 8/15/2017. (ACH) (Entered: 08/15/2017) 08/15/ JUDGMENT (Attachments: # 1 Civil Notice - appeal)(ach) (Entered: 08/15/2017) 08/15/ Minute Entry for proceedings held before Judge Joan N. Ericksen: Motion Hearing held on 8/15/2017 re Plaintiffs' 122 MOTION for Attorney Fees and 116 MOTION for Approval of Settlement. (Court Reporter Staci Heichert) (CBC) Modified file date on 8/22/2017 (kt). (Entered: 08/21/2017) 06/25/ MOTION for Approval of Settlement for Distribution of Class Settlement Funds filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (Attachments: # 1 FILED IN ERROR: LR7.1/LR72.2 Word Count Compliance Certificate)(Perry, Shawn) Modified text on 6/26/2018 (kt). (Entered: 06/25/2018) 06/25/ MEMORANDUM in Support re 132 MOTION for Approval of Settlement for Distribution of Class Settlement Funds filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (Attachments: # 1 LR7.1/LR72.2 Word Count Compliance Certificate)(Perry, Shawn) (Entered: 06/25/2018) 06/25/ Declaration of Thomas J. McKenna in Support of 132 MOTION for Approval of Settlement for Distribution of Class Settlement Funds filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (Attachments: # 1 Exhibit(s) 1)(Perry, Shawn) (Entered: 06/25/2018) 06/25/ Declaration of Josephine Bravata in Support of 132 MOTION for Approval of Settlement for Distribution of Class Settlement Funds filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico. (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B and B-2, # 3 Exhibit(s) C, # 4 Exhibit(s) D, # 5 Exhibit(s) E, # 6 Exhibit(s) F)(Perry, Shawn) (Entered: 06/25/2018) 06/25/ MEET and CONFER STATEMENT re 132 Motion for Approval of Settlement, filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian

19 Henderson, Rand-Heart of New York, Inc., Michael Rodolico.(Perry, Shawn) (Entered: 06/25/2018) 06/25/ PROPOSED ORDER TO JUDGE re 132 MOTION for Approval of Settlement for Distribution of Class Settlement Funds filed by Matthew Dudevoir, Antonino Floridia, David Hall, Tammy Hall, Ian Henderson, Rand-Heart of New York, Inc., Michael Rodolico.(Perry, Shawn) (Entered: 06/25/2018) 07/10/ NOTICE OF HEARING ON MOTION 132 MOTION for Approval of Settlement for Distribution of Class Settlement Funds : Date and time to be determined. (Perry, Shawn) (Entered: 07/10/2018) 08/21/ ORDER granting Plaintiffs' 132 Motion for Distribution of Class of Settlement Funds. Signed by Judge Joan N. Ericksen on 8/21/2018. (CBC) (Entered: 08/21/2018) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at