U.S. District Court United States District Court for the Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv SAS

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1 US District Court Civil Docket as of 6/28/2007 Retrieved from the court on Tuesday, November 25, 2008 U.S. District Court United States District Court for the Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv SAS Alamosa PCS IPO, et al v. Alamosa PCS Holdings, et al Date Filed: Dec. 06, 2001 Status: Open Nature of suit: 850 Securities/Commodities Demand: $0 Assigned to: Judge Shira A. Scheindlin Cause: 15:77 Securities Fraud Jurisdiction: Federal Question Jury demand: Plaintiff Related cases: 1:21-mc SAS Plaintiff Bette R. Grayson on behalf of herself and all others similarly situated Parties and Attorneys Ariana J. Tadler Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY (212) Fax: (212) Melvyn I. Weiss Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY (212) Fax: (212) Menachem E. Lifshitz

2 Bernstein, Liebhard & Lifshitz, L.L.P. Robert Jeffrey Berg Bernstein Liebhard & Lifshitz, LLP Fax: (212) Sandy A Liebhard Bernstein Liebhard & Lifshitz, LLP Fax: (212) liebhard@bernlieb.com Stanley D Bernstein Bernstein Liebhard & Lifshitz, LLP Fax: (212) bernstein@bernlieb.com Plaintiff Tracey Spaeth Melvyn I. Weiss Stanley D Bernstein Alamosa PCS Holdings, Inc. Martin Stein Heller, Horowitz & Feit, P.C. 292 Madison Avenue New York, NY 10017

3 (212) Fax: (212) Citigroup Global Markets, Inc. Lehman Brothers Andrew Emanuel Tauber Mayer Brown LLP 1909 K Street, N.W. 8th Floor, Suite 804 Washington, DC (202) Fax: (202) ATauber@mayerbrownrowe.com Moses Silverman 1285 Avenue of the Americas New York, NY (212) Credit Suisse First Boston Corporation Deutsche Bank Securities, Inc. David B. Gordon Sidley Austin Brown & Wood LLP 375 Third Avenue New York, NY (212) Douglas W. Henkin Milbank, Tweed, Hadley & McCloy LLP 601 South Figueroa St. Los Angeles, CA (212) Fax: (212) dhenkin@milbank.com

4 Merrill Lynch, Pierce, Fenner & Smith Incorporated Mark Holland Clifford Chance US LLP 200 Park Avenue New York, NY (212) David E. Sharbutt Martin Stein Kendall W. Cowan Martin Stein Deutsche Bank Alex B Joel M. Mitnick Sidley, Austin, Brown & Wood, L.L.P. 787 Seventh Avenue New York, NY (212) Docket ProceedingsReverse Proceedings 1 Dec. 06, COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ RECEIPT # (db) (Entered: 12/13/2001) 2 Dec. 06, 2001 Magistrate Judge Gabriel W. Gorenstein is so designated. (db) (Entered: 12/13/2001) 3 Dec. 06, 2001 Case accepted as related to 1:21mc92. (db) (Entered: 12/13/2001) 4 Jan. 04, RULE 1.9 CERTIFICATE filed by Deutsche Bank, Inc. (sac) (Entered: 01/30/2002) 5 Jan. 04, RULE 1.9 CERTIFICATE filed by Merrill Lynch, Inc. (sac) (Entered: 01/30/2002) 6 Jan. 04, REVISED LIST OF CASES BY COUNSEL; purs. to Item I(A) of this Court's Order dated 8/8/01, Milbank, Tweed, Hadley & McCloy LLP and Sidley Austin Brown & Wood LLP to appear as counsel for Deutsche Banc Alex. Brown, Inc. (sac) (Entered: 01/31/2002) 7 Jan. 14, RULE 1.9 CERTIFICATE filed by Lehman Brothers, Inc. (sac) (Entered: 02/15/2002) 8 Jan. 14, NOTICE of attorney appearance for Lehman Brothers by Andrew

5 Tauber. (sac) Modified on 02/15/2002 (Entered: 02/15/2002) 9 Feb. 11, NOTICE OF MOTION by Tracy Spaeth for an order, appointing Movant as Lead Pltff ; for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel ; Return date not indicated. (sac) (Entered: 03/07/2002) 10 Feb. 11, MEMORANDUM OF LAW by Tracy Spaeth in support of [6-1] motion for an order, appointing Movant as Lead Pltff, [6-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 03/07/2002) 11 Feb. 11, DECLARATION of Darren J. Check by Tracy Spaeth in support Re: [6-1] motion for an order, appointing Movant as Lead Pltff, [6-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 03/07/2002) 12 Mar. 08, WAIVER OF SERVICE of Summons & Complaint returned executed as to Andrew Tauber mailed on 3/1/02. (sac) (Entered: 03/12/2002) 13 Mar. 15, Letter filed by Merrill Lynch Pierce addressed to Mark Holland, dated 3/7/02; Re: counsel Gregory M. Egleston, has accepted service on behalf of Merill Lynch & Co. and Merill Lynch, Pierce, Fenner & Smith, Inc. this this IPO Action, 21 mc 92. (sac) (Entered: 04/05/2002) 14 Mar. 22, Salomon Smith Barney. (sac) (Entered: 04/08/2002) 15 Mar. 22, WAIVER OF SERVICE of S&C returned executed as to Credit Suisse First mailed on 3/1/02. Answer due on 4/30/02 for Credit Suisse First. (sac) (Entered: 04/08/2002) 16 Apr. 02, AFFIDAVIT OF SERVICE of S&C as to Deutsche Bank, Inc. by Lars Stevens on 3/19/02. (sac) (Entered: 04/10/2002) 17 Apr. 19, AFFIDAVIT OF SERVICE of S&C as to Alamosa PCS Holdings by David Sharbutt on 3/19/02. (sac) (Entered: 05/13/2002) 18 Apr. 19, AFFIDAVIT OF SERVICE of S&C as to Kendall W. Cowan by Lonnie Young on 3/22/02. (sac) (Entered: 05/13/2002) 19 Apr. 19, AFFIDAVIT OF SERVICE of S&C as to David E. Sharbutt by Allen Young on 3/19/02. (sac) (Entered: 05/13/2002) 20 Apr. 19, 2002 OMNIBUS ORDER, granting [6-1] motion for an order, appointing Movant as Lead Pltff, granting [6-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (orig. doc. filed in 21 mc 92, doc. #4319) (sac) (Entered: 05/22/2002) 21 Apr. 19, AMENDED COMPLAINT by Tracey Spaeth amending [1-1] complaint ; Summons issued. (ac) (Entered: 07/19/2002) 22 Apr. 19, 2002 MASTER ALLEGATIONS by Tracey Spaeth RE: Amended Complaint, doc.# 20, Filed on April 19, (ac) (Entered: 08/09/2002) 23 Apr. 24, AFFIDAVIT OF SERVICE of S&C as to Alamosa PCS Holdings by David E. Sharbutt, managing agent, on 3/19/02. (sac) (Entered: 07/16/2002) 24 Apr. 24, AFFIDAVIT OF SERVICE of S&C as to David E. Sharbutt by personal service on 3/19/02. (sac) (Entered: 07/16/2002)

6 25 Apr. 24, AFFIDAVIT OF SERVICE of S&C as to Kendall W. Cowan by personal service on 3/22/02. (sac) (Entered: 07/16/2002) 26 Jun. 10, DECLARATION OF SERVICE of S&C as to Merrill Lynch, Inc. by Mark Holland on 3/7/02. (sac) (Entered: 07/26/2002) 27 Jul. 22, NOTICE of attorney appearance for Alamosa PCS Holdings, David E. Sharbutt, Kendall W. Cowan by Martin Stein. (sac) (Entered: 07/30/2002) 28 Oct. 15, 2002 (UNSIGNED) STIPULATION OF DISMISSAL; this action purs. to Stipulation and Order entered in 21 mc 92, doc. #5059, hereby dismisses without prejudice and without costs as to defts David Sharbutt and Kendall Cowan. (Orig. filed and signed by Judge Scheindlin in 21 mc 92.) (sac) (Entered: 03/05/2003) 29 Apr. 04, NOTICE of Firm Registration as an LLP and Name Change by Lehman Brothers, Inc. (sac) (Entered: 04/07/2003) 30 Jul. 21, ANSWER by Lehman Brothers to [20-1] amended complaint. (Attorney Moses Silverman from the Paul, Weiss, Rifkind, Wharton & Garrison, LLP). (sac) (Entered: 08/07/2003) 31 Jul. 22, ANSWER by Merrill Lynch, Inc. to [20-1] amended complaint. (Attorney Mark Holland from the Firm: Clifford Chance US, LLP). (sac) (Entered: 09/16/2003) 32 Jul. 22, ANSWER by Deutsche Bank Alex B to [20-1] amended complaint. (Attorney Joel M. Mitnick from the Sidley, Austin, Brown & Wood, LLP). (sac) (Entered: 09/16/2003) 33 Aug. 13, ANSWER to Amended Class Action Complaint. Document filed by Citigroup Global Markets, Inc.. Related document: 20 Amended Complaint filed by Tracey Spaeth.(sac, ) (Entered: 03/31/2004) 34 Aug. 13, ANSWER to Consolidated Amended Class Action Complaint. Document filed by Credit Suisse First Boston Corporation. Related document: 20 Amended Complaint filed by Tracey Spaeth.(sac, ) (Entered: 03/31/2004) 35 Jun. 28, 2007 STIPULATION AND ORDER; the Stipulation and Agreement of Settlement with Issuers and Individuals submitted to the Court on 6/10/04, is hereby terminated pursuant to Paragraph 39 of the Proposed Partial Settlement. However, pursuant to Paragraph 40 of the Proposed Partial Settlement, that paragraph, and the paragraphs referred to therein, shall survive the termination of the Proposed Partial Settlement. This Stipulation resolves 5527 MOTION to Approve of Class action settlement. The Clerk of the Court is directed to close this motion. This Document Relates to: All cases listed on Schedule 1. (Signed by Judge Shira A. Scheindlin on 6/25/07)... Document Relates to: , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 01-

7 4942, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (Original Document filed in 21-mc-92, Doc#5620).(sac) (Entered: 07/10/2007)