U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv SAS

Transcription

1 US District Court Civil Docket as of 08/13/2003 Retrieved from the court on Friday, June 09, 2006 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv SAS Palm Inc., IPO, et al v. Palm, Inc., et al Assigned to: Judge Shira A. Scheindlin Demand: $0 Lead case: 1:01-cv SAS Member cases: 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS 1:01-cv SAS Related Case: 1:21-mc SAS Cause: 15:77 Securities Fraud Plaintiff Matthew Weiner on behalf of himself and all others similarly situated Date Filed: 06/20/2001 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Frederick Taylor Isquith, Sr Wolf, Handenstein, Adler, Freeman & Herz, L.L.P. 270 Madison Avenue New York, NY (212) Gregory Mark Nespole Wolf, Haldenstein, Adler, Freeman & Herz, L.L.P. 270 Madison Avenue New York, NY (212) Thomas H. Burt Wolf, Haldenstein, Adler, Freeman &

2 Herz, L.L.P. 270 Madison Avenue New York, NY (212) Plaintiff Benjamin R. Isaiah represented by Melvyn I. Weiss Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY Fax: Stanley D Bernstein Bernstein Liebhard & Lifshitz, LLP 10 East 40th Street New York, NY (212) Fax: (212) bernstein@bernlieb.com Plaintiff Grace Walsh represented by Melvyn I. Weiss Stanley D Bernstein Plaintiff Lee S. Walsh represented by Melvyn I. Weiss Stanley D Bernstein

3 V. Palm, Inc. Carl Yankowski TERMINATED: 10/15/2002 Judy Bruner TERMINATED: 10/15/2002 The Goldman Sachs Group, Inc. represented by David Maxwell James Rein Sullivan & Cromwell LLP 125 Broad St. New York, NY Gandolfo Vincent DiBlasi Sullivan and Cromwell, LLP(NYC) 125 Broad Street NY, NY (212) Fax: (212) John Louis Hardiman Sullivan & Cromwell, LLP(NYC) 125 Broad Street New York, NY (212) Fax: (212) Penny Shane Sullivan and Cromwell, LLP(NYC) 125 Broad Street NY, NY (212) Penny Shane

4 Sullivan & Cromwell 125 Broad Street New York, NY (212) Bancboston Robertson Stephens, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated represented by Mark Holland Clifford Chance US LLP 200 Park Avenue New York, NY (212) Morgan Stanley Dean Witter & Co. represented by Andrew Brian Clubok Kirkland and Ellis LLP 153 East 53rd Street New York, NY (202) Fax: Bank of America Securities LLC represented by Jonathan D Polkes Hoffman & Roth, LL P 325 Broadway, Ste. 502 New York, NY Fax: jonathan.polkes@weil.com TERMINATED: 04/19/2005 Chase Securities, Inc.

5 Deutsche Bank Securities, Inc. represented by David B. Gordon Sidley Austin Brown & Wood LLP 375 Third Avenue New York, NY (212) Douglas W. Henkin Milbank, Tweed, Hadley & McCloy LLP 1 Chase Manhattan Plaza New York, NY (212) Fax: (212) dhenkin@milbank.com Joel M. Mitnick Sidley, Austin, Brown & Wood, L.L.P. 787 Seventh Avenue New York, NY (212) Citigroup Global Markets, Inc. Bear Stearns & Co., Inc. DB Alex. Brown CIBC World Markets represented by Jay B. Kasner Skadden, Arps, Slate, Meagher & Flom, L.L.P. Four Times Square New York, NY (212) jkasner@skadden.com

6 Dain Raucher, Inc. Credit Suisse First Boston Corp. J.P. Morgan Sec. represented by Joseph Michael McLaughlin Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY Fax: J.P. Morgan Securities Lehman Brothers, Inc. represented by Andrew Emanuel Tauber Mayer Brown Rowe & Maw, LLP(DC) 1909 "K" Street, N.W., Washington, DC Fax: Andrew Emanuel Tauber Hambrecht & Quist, LLC Robert Fleming, Inc.

7 Banc of America Securities LLC represented by Andrew Jay Frackman O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY Fax: afrackman@omm.com Brendan Joseph Dowd O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY Fax: bdowd@omm.com Francis S. Chlapowski Brobeck, Phleger & Harrison, L.L.P Broadway 47th Floor New York, NY (212) fchlapowski@morganlewis.com Jeehae Jennifer Koh O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY Fax: jkoh@omm.com Jonathan D Polkes TERMINATED: 04/19/2005 Matthew Joseph Merrick O'Melveny & Myers LLP

8 Times Square Tower 7 Times Square New York, NY Fax: mmerrick@omm.com Robertson Stephens, Inc. represented by Andrew Jay Frackman O'Melveny & Myers LLP Times Square TOwer 7 Times Square New York, NY Fax: afrackman@omm.com Brendan Joseph Dowd O'Melveny & Myers LLP Times Square TOwer 7 Times Square New York, NY Fax: bdowd@omm.com Alan J. Kessler TERMINATED: 10/15/2002 Plaintiff Plumbers & Pipefitters National Pension Fund, Lead Pltff represented by Melvyn I. Weiss Peter Edward Seidman Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY (212) Fax: (212) pseidman@milberg.com

9 Samuel Howard Rudman Lerach, Coughlin, Stoia, Geller, Rudman & Robbins, LLP(LIs) 58 South Service Road Suite 200 Melville, NY Fax: Steven G. Schulman Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY Fax: Movant Bettie D. Brown represented by Melvyn I. Weiss Peter Edward Seidman Samuel Howard Rudman Steven G. Schulman Movant Carl P. Sherr represented by Melvyn I. Weiss Peter Edward Seidman

10 Samuel Howard Rudman Steven G. Schulman Movant John Rando represented by Melvyn I. Weiss Peter Edward Seidman Samuel Howard Rudman Steven G. Schulman Joel Abrams represented by Steven G. Schulman Patron Transmissions represented by Mel E. Lifshitz Bernstein, Liebhard & Lifshitz 10 East 40th Street New York, NY (212) Joel Mandel represented by Jules Brody Stull Stull & Brody 6 East 45th Street, 5th Floor New York, NY 10017

11 (212) Fax: (212) Han Chae represented by Melvyn I. Weiss Larry Ackerman represented by Mel E. Lifshitz Hing S. Chan represented by Joshua M. Lifshitz Bull & Lifshitz, LLP 18 East 41st Street New York, NY (212) Vicki Briamonte Price represented by Fred T. Isquith Wolf Haldenstein Adler Freeman & Herz LLP 270 Madison Avenue New York, NY (212) Milton Pfeiffer represented by Christopher Lovell Lovell & Stewart, L.L.P. 500 Fifth Avenue New York, NY (212)

12 Saul Roffe Sirota & Sirota, L.L.P. 100 Wall Street New York, NY (212) Richard Rostholder represented by Klari Neuwelt Law Office of Klari Neuwelt 110 East 59th Street 29th Floor New York, NY (212) David Mehalick represented by Fred T. Isquith Israel Bollag represented by Mel Urbach Law Offices of Mel Urbach One Exchange Place, Suite Jersey City, NJ (201) Harold Futransky represented by Patrick Anthony Klingman Shepherd, Finkelman, Miller & Shah, LLC 65 Main Street Chester, CT (860) Fax: (860)

13 V. Consolidated Robertson Stephens, Inc. Consolidated Stephen Yu TERMINATED: 10/15/2002 Privatinvest Bank AG represented by Brian Keith Stahl Stull, Stull & Brody 6 East 45th Street New York, NY (212) Movant Patrice Crawford represented by Brian Keith Stahl Movant Ezzatullah Safapour represented by Brian Keith Stahl Movant Alicja Slusarski represented by Brian Keith Stahl Movant Constantine Lago

14 Date Filed # Docket Text 06/20/ CLASS ACTION COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ RECEIPT # (db) (Entered: 06/21/2001) 06/20/2001 CASE REFERRED TO Judge Shira A. Scheindlin as possibly related to 1:01cv4956. (db) (Entered: 06/21/2001) 07/03/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Chase Securities by Carl DeLvecchio on 6/29/01. Answer due on 7/19/01 for Chase Securities. (tp) (Entered: 07/05/2001) 07/03/ AFFIDAVIT OF SERVICE of Summons and Complaint as to J.P. Morgan & Co., Morgan Securities by Carl DeLvecchio on 6/29/01. Answer due on 7/19/01 for J.P. Morgan & Co., for Morgan Securities. (tp) (Entered: 07/05/2001) 07/03/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Merrill Lynch, Inc. by Sherod Johnson on 6/29/01. Answer due on 7/19/01 for Merrill Lynch, Inc. (tp) (Entered: 07/05/2001) 07/03/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Salomon Smith Barney by Charise Bolling-Sharpe on 6/29/01. Answer due on 7/19/01 for Salomon Smith Barney. (tp) (Entered: 07/05/2001) 07/03/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Goldman Sachs Group by Joanne Cook on 6/29/01. Answer due on 7/19/01 for Goldman Sachs Group. (tp) (Entered: 07/05/2001) 07/03/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Lehman Brothers by Denise M. Troise on 6/29/01. Answer due on 7/19/01 for Lehman Brothers. (tp) (Entered: 07/05/2001) 07/03/ AFFIDAVIT OF SERVICE of as to CIBC World Markets by Peter Spett on 6/29/01. Answer due on 7/19/01 for CIBC World Markets. (tp) (Entered: 07/05/2001) 07/05/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Robert Fleming, Inc. by Dalia M. Perez on 7/2/01. Answer due on 7/23/01 for Robert Fleming, Inc. (tp) (Entered: 07/09/2001) 07/05/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Credit Suisse First by Mary O'Riordan on 6/29/01. Answer due on 7/19/01 for Credit Suisse First. (tp) (Entered: 07/09/2001) 07/05/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Morgan Stanley Dean by John Plotnick on 6/29/01. Answer due on 7/19/01 for Morgan Stanley Dean. (tp) (Entered: 07/09/2001) 07/05/ AFFIDAVIT OF SERVICE of Summons and Complaint as to Bear Stearns & Co. by Katherine Ash on 6/29/01. Answer due on 7/19/01 for Bear Stearns & Co. (tp) (Entered: 07/09/2001)

15 07/11/ AFFIDAVIT OF SERVICE of summons & class action complaint as to Bank of America by Margaret Cornwell, Legal Assistant, on 7/5/01. Answer due on 7/25/01 for Bank of America. (sn) (Entered: 07/13/2001) 07/11/ AFFIDAVIT OF SERVICE of summons & class action complaint as to Deutsche Bank, Inc. by Heidi Reimer, Associate, Legal Dept., on 7/2/01. Answer due on 7/23/01 for Deutsche Bank, Inc. (sn) (Entered: 07/13/2001) 07/11/ AFFIDAVIT OF SERVICE of summons & class action complaint as to B.T. Alex. Brown by Heidi Reimer, Associate, Legal Dept., on 7/2/01. Answer due on 7/23/01 for B.T. Alex. Brown. (sn) (Entered: 07/13/2001) 07/16/ STIPULATION and ORDER; that the time for dfts to answer, move against or otherwise respond to the complaint in this action shall be extended until after the Court appoints lead plaintiff(s) and lead counsel pursuant to a shceudle agreed upon by the parties ; that within 14 days after the Court has appointed lead plaintiff and lead counsel, the parties will confer and submit to the Court a schedule for the filing a consolidated or amended complaint, if any, and defendants' responses thereto. ( signed by Judge Allen G. Schwartz ) (pl) (Entered: 07/16/2001) 07/18/ AFFIDAVIT OF SERVICE of summons & class action complaint as to Hambrecht & Quist by Steve Machtinger, agent for service, on 7/9/01. Answer due on 7/30/01 for Hambrecht & Quist. (sn) (Entered: 07/20/2001) 07/18/ AFFIDAVIT OF SERVICE of summons & class action complaint as to Bancboston Robertson by Jennifer Ricards, Paralegal, on 7/5/01. Answer due on 7/25/01 for Bancboston Robertson. (sn) (Entered: 07/20/2001) 07/19/ AFFIDAVIT OF SERVICE of summons and complint as to Dain Raucher, Inc. by David Fogel, Assoc. Gen. Cnsl. on 7/5/01. Answer due on 7/25/01 for Dain Raucher, Inc.. (djc) (Entered: 07/20/2001) 07/19/ STIPULATION and ORDER; the time for deft CIBC World Markets to answer, move or respond to the complaint is extended until after the Court appoints lead pltff(s) and lead counsel purs. to a schedule agreed upon by the parties or otherwise set by the Court. Within 14 days after the Court has appointed lead pltff and lead counsel, counsel for deft will confer with counsel for the lead pltff regarding a schedule for the service of a consolidating amended complaint, if any, and defts' responses thereto. ( signed by Judge George B. Daniels- Part I ) (sn) (Entered: 07/23/2001) 07/23/2001 Case accepted as related to 01cv4956. (gmo) (Entered: 07/23/2001) 07/23/ Notice of Case Assignment to Judge Shira A. Scheindlin. Copy of notice and judge's rules mailed to Attorney(s) of record: Thomas H. Burt, Gregory Mark Nespole, Fred Taylor Isquith. (gmo) (Entered: 07/23/2001) 07/23/2001 Magistrate Judge Ronald L. Ellis is so designated. (gmo) (Entered: 07/23/2001) 08/02/ STIPULATION and ORDER; that the time for deft CIBC World Markets to answer, move or otherwise respond to the complaint in this action is extended until after the Court appoints lead pltff(s) and lead counsel purs. to a schedule agreed upon by the parties or otherwise set by the Court ; within 14 days after the Court has appointed lead pltff and lead counsel, counsel for the defts will confer with

16 counsel for the lead pltff regarding a schedule of service of a consolidating amended complaint, if any, and defts responses thereto. ( signed by Judge Shira A. Scheindlin ) (jp) (Entered: 08/03/2001) 08/02/ STIPULATION and ORDER, that the time for defendant Robert Fleming, Inc. to answer, move against or otherwise respond to the complaint in this action shall be extended until after the Court appoints lead plaintiff(s) and lead counsel purs. to a schedule agreed upon by the parties; that w/in 14 days after the Court has appointed lead plaintiff and lead counsel, the parties will confer and submit to the Court a schedule for the filing of a consolidated or amended complaint, if any, and defendants' responses thereto. ( signed by Judge Shira A. Scheindlin ) (ae) Modified on 08/03/2001 (Entered: 08/03/2001) 08/03/ RULE 1.9 CERTIFICATE filed by Bank of America. (tp) (Entered: 08/07/2001) 08/06/ NOTICE OF MOTION by Matthew Weiner to appoint the Weiner Lead Plaintiff Group to serve as Lead Plaintiff, and to approve the Weiner Lead Plaintiff Group's selection of Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel, and to consolidate cases 1:01-cv-05613, 1:01-cv-05888, 1:01-cv-05923, 1:01-cv-06129, 1:01-cv-06198, 1:01-cv-06217, 1:01-cv-06342, 1:01-cv-06349, 1:01-cv-06762, 1:01-cv-06958, 1:01-cv No Return Date. [Original filed in 1:01-cv Document No. 23. Document Docketed in 1:01-cv-05888; 1:01-cv-05923; 1:01-cv ; 1:01-cv-06198; 1:01-cv-06217; 1:01-cv-06342; 1:01-cv-06349; 1:01-cv ; 1:01-cv-06958; 1:01-cv-07098] (dcap) (Entered: 08/08/2001) 08/06/ MEMORANDUM OF LAW by Matthew Weiner in support of [23-1] motion to appoint the Weiner Lead Plaintiff Group to serve as Lead Plaintiff, [23-2] motion to approve the Weiner Lead Plaintiff Group's selection of Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel, [23-3] motion to consolidate cases 1:01-cv , 1:01-cv-05888, 1:01-cv-05923, 1:01-cv-06129, 1:01-cv-06198, 1:01-cv , 1:01-cv-06342, 1:01-cv-06349, 1:01-cv-06762, 1:01-cv-06958, 1:01-cv [Original filed in 1:01-cv Document No. 24. Document Docketed in 1:01-cv-05888; 1:01-cv-05923; 1:01-cv-06129; 1:01-cv-06198; 1:01-cv-06217; 1:01-cv-06342; 1:01-cv-06349; 1:01-cv-06762; 1:01-cv-06958; 1:01-cv-07098] (dcap) (Entered: 08/08/2001) 08/06/ DECLARATION of Thomas H. Burt, Esq. by Matthew Weiner in support Re: [23-1] motion to appoint the Weiner Lead Plaintiff Group to serve as Lead Plaintiff, [23-2] motion to approve the Weiner Lead Plaintiff Group's selection of Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel, [23-3] motion to consolidate cases 1:01-cv-05613, 1:01-cv-05888, 1:01-cv-05923, 1:01-cv-06129, 1:01-cv-06198, 1:01-cv-06217, 1:01-cv-06342, 1:01-cv-06349, 1:01-cv-06762, 1:01-cv-06958, 1:01-cv [Original filed in 1:01-cv Document No. 25. Document Docketed in 1:01-cv-05888; 1:01-cv-05923; 1:01-cv-06129; 1:01-cv ; 1:01-cv-06217; 1:01-cv-06342; 1:01-cv-06349; 1:01-cv-06762; 1:01-cv ; 1:01-cv-07098] (dcap) (Entered: 08/08/2001) 08/07/ NOTICE OF MOTION by Matthew Weiner severing the 7th cause of action ; dismissing the 7th cause of action without prejudice and without costs ; Return date 8/27/01. (cd) (Entered: 08/09/2001) 08/07/ MEMORANDUM OF LAW by Matthew Weiner in support of [26-1] motion

17 severing the 7th cause of action, [26-2] motion dismissing the 7th cause of action without prejudice and without costs. (cd) (Entered: 08/09/2001) 08/08/ STIPULATION AND ORDER; that the time for Dain Rauscher, Inc. to answer, move or otherwise respond to the Complaint in this action is extended until after the Court appoints lead pltff(s) and lead counsel purs. to a schedule agreed upon by the parties or otherwise set by the Court. That within 14 days after the Court has appointed lead pltff and lead counsel, counsel for the defts will confer with counsel for the lead pltff regarding a schedule for the service of a consolidating amended complaint, if any, and defts' responses thereto. ( signed by Judge Shira A. Scheindlin ) (sac) (Entered: 08/09/2001) 08/08/ STIPULATION AND ORDER; that the time for defts to answer, move against or otherwise respond to the complaint in this action is extended until after the Court appoints lead pltff(s) and lead counsel purs. to a schedule agree upon by the parties. That within 14 days after the Court has appointed lead pltff and lead counsel, the parties will confer and submit to the Court a schedule for the filing of a consolidated or amended complaint, if any, and defts' responses thereto. ( signed by Judge Shira A. Scheindlin ) (sac) (Entered: 08/09/2001) 08/09/ Notice of Case Reassignment to Judge Shira A. Scheindlin. Copy of notice mailed to Attorney(s) of record. Pursuant to the Order of Chief Judge Mukasey dated August 8, 2001, the above entitled action is reassinged to the calendar of Judge Shira A. Scheindlin for inclusion in the coordinated pretrial proceedings being conducted by that judge. Two originals of all future documents submitted in this action are to be presented in the Clerk's Office for filing. One original is to be filed in this docket number and one original is to be filed in the miscellaneous case number 21mc92 (SAS). Each shall bear the original assigned judge's ( ) initials after the original docket number. Attached is a copy of Judge Mukasey's ORDER re: coordinating the proceedings before Judge Scheindlin. Also attached is a copy of Judge Scheindlin's ORDER re: set initial PTC 09/07/01 and directing all counsel to comply with Judge Scheindlin's requirements. [Original Orders docketed in 21mc92 (SAS) as documents numbers 1 and 2] (dcap) Modified on 10/31/2001 (Entered: 08/10/2001) 08/09/2001 Pretrial Conference set at 4:30 9/7/01 before Judge Shira A. Scheindlin. (dcap) (Entered: 08/10/2001) 08/09/ STIPULATION and ORDER, that the time for defendant Banc of America Securities LLC to answer, move against or otherwise respond to the complaint in this action be extended until after the Court appoints lead plaintiff(s) and lead counsel pursuant to a schedule agreed upon by the parties. That within fourteen days after the Court has appointed lead plaintiff and lead counsel, the parties will confer and submit to the Court a schedule for the filing of a consolidated or amended complaint, if any, and defendants' responses thereto. ( signed by Judge Shira A. Scheindlin ) (tp) (Entered: 08/13/2001) 08/10/ NOTICE of attorney appearance for CIBC World Markets by Jay B. Kasner. (pl) (Entered: 08/13/2001) 08/16/ ORDER granting [26-1] motion severing the 7th cause of action, granting [26-2] motion dismissing the 7th cause of action without prejudice and without costs; Pltff

18 is hereby granted leave to re-plead the Seventh Cause of Action in the action before District Judge William H. Pauley, III. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (kg) (Entered: 08/16/2001) 08/17/ RULE 1.9 CERTIFICATE filed by Palm, Inc.. (dcap) (Entered: 08/23/2001) 08/27/ NOTICE OF MOTION (FILED ON SERVICE DATE) by Plumbers, Bettie D. Brown, Carl P. Sherr, John Rando, Constantino Lago to consolidate cases 01cv5613, 01cv5888, 01cv5923, 01cv6129, 01cv6198, 01cv6217, 01cv6342, 01cv6349, 01cv6762, 01cv6958 and 01cv7098, appointing them as Lead Plaintiffs and to approve their selection of the law firm Milber, Weiss, Bershad, Hynes & Lerach, LLP to serve as Lead Counsel. No return date indicated. Proposed Order attached. (Received in Night Box on 8/27/01 at 11:34pm) [Original filed in 01cv5613(SAS) as Doc# 35 and docketed to 01cv5888, 01cv5923, 01cv6129, 01cv6198, 01cv6217, 01cv6342, 01cv6349, 01cv6762, 01cv6958 and 01cv7098.] (dcap) Modified on 09/02/2001 (Entered: 09/02/2001) 08/27/ DECLARATION of Peter E. Seidman by Plumbers, Bettie D. Brown, Carl P. Sherr, John Rando, Constantino Lago in support Re: [35-1] motion to consolidate cases 01cv5613, 01cv5888, 01cv5923, 01cv6129, 01cv6198, 01cv6217, 01cv6342, 01cv6349, 01cv6762, 01cv6958 and 01cv7098, [35-2] motion appointing them as Lead Plaintiffs, [35-3] motion to approve their selection of the law firm Milber, Weiss, Bershad, Hynes & Lerach, LLP to serve as Lead Counsel. (Received in Night Box on 8/27/01 at 11:33pm) [Original filed in 01cv5613(SAS) as Doc# 36 and docketed to 01cv5888, 01cv5923, 01cv6129, 01cv6198, 01cv6217, 01cv6342, 01cv6349, 01cv6762, 01cv6958 and 01cv7098.] (dcap) (Entered: 09/02/2001) 08/27/ MEMORANDUM OF LAW by Plumbers, Bettie D. Brown, Carl P. Sherr, John Rando, Constantino Lago in support of [35-1] motion to consolidate cases 01cv5613, 01cv5888, 01cv5923, 01cv6129, 01cv6198, 01cv6217, 01cv6342, 01cv6349, 01cv6762, 01cv6958 and 01cv7098, [35-2] motion appointing them as Lead Plaintiffs, [35-3] motion to approve their selection of the law firm Milber, Weiss, Bershad, Hynes & Lerach, LLP to serve as Lead Counsel. (Received in Night Box on 8/27/01 at 11:34pm) [Original filed in 01cv5613(SAS) as Doc# 37 and docketed to 01cv5888, 01cv5923, 01cv6129, 01cv6198, 01cv6217, 01cv6342, 01cv6349, 01cv6762, 01cv6958 and 01cv7098.] (dcap) (Entered: 09/02/2001) 08/30/ AMENDED RULE 1.9 CERTIFICATE filed by Palm, Inc., Carl Yankowski, Judy Bruner. (sac) (Entered: 09/05/2001) 09/05/ RULE 1.9 CERTIFICATE filed by Bear Stearns & Co.. (bai) (Entered: 09/20/2001) 09/06/ RULE 1.9 CERTIFICATE filed by Lehman Brothers Holdings Inc. (rec'din the night deposit box on 9/6/01 at 9:16 p.m.) (sac) (Entered: 11/28/2001) 09/06/ RULE 1.9 CERTIFICATE filed by Deutsche Bank, Inc. (sac) (Entered: 11/28/2001) 09/06/ RULE 1.9 CERTIFICATE filed by Bank of America. (sac) (Entered: 11/28/2001) 09/06/ RULE 1.9 CERTIFICATE filed by Credit Suisse First. (sac) (Entered: 11/28/2001) 09/06/ NOTICE of attorney appearance for Lehman Brothers by Andrew Tauber. (sac)

19 (Entered: 11/28/2001) 09/07/ RULE 1.9 CERTIFICATE filed by Salomon Smith Barney. (sac) (Entered: 11/28/2001) 09/07/ RULE 1.9 CERTIFICATE filed by Merrill Lynch, Inc. (sac) Modified on 12/06/2001 (Entered: 11/29/2001) 09/10/ ORDER, that all cases involving Palm, Inc. in this IPO Securities Litigation, as set forth in the attached Rider (1:01 Civ. 5888, 1:01 Civ. 5923, 1:01 Civ. 6129, 1:01 Civ. 6198, 1:01 Civ. 6217, 1:01 Civ. 6342, 1:01 Civ. 6349, 1:01 Civ. 6762, 1:01 Civ. 6958, 1:01 Civ. 7098, 1:01 Civ. 7431, 1:01 Civ. 7593), shall be consolidated into case number 01 Civ The Clerk of the Court is hereby ordered to consolidate any future cases that are designated as related to 01 civ The Clerk of the Court is further ordered to close all cases that have been so consolidated, subject to re-opening at a later date on proper application by a party. ( signed by Judge Shira A. Scheindlin ); Copies mailed. [Doc. filed also in: 01 Civ. 5888, 01 Civ. 5923, 01 Civ. 6129, 01 Civ. 6198, 01 Civ. 6217, 01 Civ. 6342, 01 Civ. 6349, 01 Civ. 6762, 01 Civ. 6958, 01 Civ. 7098, 01 Civ. 7431, 01 Civ. 7593] (sac) Modified on 12/06/2001 (Entered: 11/29/2001) 09/10/2001 Consolidated Lead Case. (sac) (Entered: 11/29/2001) 09/18/ MEMORANDUM OF LAW by Patrice Crawford, Privatinvest Bank, Ezzatullah Safapour, Alicja Slusarski in further support of the motion of the Safapour Group for consolidation, appointmnet as Lead Pltff, approval of selected Lead Counsel and in opposition to [35-1] motion to consolidate cases 01cv5613, 01cv5888, 01cv5923, 01cv6129, 01cv6198, 01cv6217, 01cv6342, 01cv6349, 01cv6762, 01cv6958 and 01cv7098, [35-2] motion appointing them as Lead Plaintiffs, [35-3] motion to approve their selection of the law firm Milber, Weiss, Bershad, Hynes & Lerach, LLP to serve as Lead Counsel. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/18/ STIPULATION AND ORDER; the defts' time to answer, move or otherwise respond to the Complaint in this action is extended through and including the late of 45 days after the (i) the assignment of lead pltffs' counsel; or (ii) the filing of an amended complaint in this action. ( signed by Judge Shira A. Scheindlin ) (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/19/ RULE 1.9 CERTIFICATE filed by CIBC World Markets. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/19/ RULE 1.9 CERTIFICATE filed by Dain Raucher, Inc. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/20/ RULE 1.9 CERTIFICATE filed by Credit Suisse First. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/21/ RULE 1.9 CERTIFICATE filed by Morgan Stanley Dean. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/21/ RULE 1.9 CERTIFICATE filed by Chase Securities, J.P. Morgan & Co., Hambrecht & Quist, Robert Fleming, Inc. (sac) Modified on 12/06/2001 (Entered: 12/03/2001)

20 09/24/ AFFIDAVIT OF SERVICE of Summons & Complaint as to Palm, Inc. by David Brown, compliance officer, on 8/9/01. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/24/ RULE 1.9 CERTIFICATE filed by Israel Bollag. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/24/ MEMORANDUM OF LAW by Matthew Weiner in further support of [26-1] motion severing the 7th cause of action, [26-2] motion dismissing the 7th cause of action without prejudice and without costs; in opposition to competing motions. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/25/ MEMORANDUM OF LAW by Plumbers & Pipe, Carl Sherr, Bettie Brown, John Rando, Constantine Lago in support of the motion for consolidation, appointment as Lead Pltff and approval of selection of Lead Counsel. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/26/ RULE 1.9 CERTIFICATE filed by Goldman Sachs Group. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/28/ REPLY MEMORANDUM by Patrice Crawford, Privatinvest Bank, Ezzatullah Safapour, Alicja Slusarski in further support of its motion for appointment as Lead Pltff; and in opposition to the motions of the Plumbers & Pipefitters Group and Weiner Lead Pltff Group. (rec'd in the night deposit box on 9/28/01 at 7:06 p.m.) (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 09/28/ Letter filed by Joel Abrams, dated 9/13/01; Re: notice of change of Law firms address. (sac) Modified on 12/06/2001 (Entered: 12/03/2001) 01/04/ RULE 1.9 CERTIFICATE filed by Banc of America. (sac) (Entered: 01/24/2002) 01/04/ REVISED LIST OF CASES BY COUNSEL; purs. to Item I(A) of this Court's Order dated 8/8/01, Milbank, Tweed, Hadley & McCloy LLP and Sidley Austin Brown & Wood LLP to appear as counsel for Deutsche Banc Alex. Brown, Inc. (sac) (Entered: 02/04/2002) 01/07/ RULE 1.9 CERTIFICATE filed by Robertson Stephens. (sac) (Entered: 02/07/2002) 01/09/ RULE 1.9 CERTIFICATE filed by Goldman Sachs Group. (moc) (Entered: 01/31/2002) under case number 01 cv 7593, document number 5. (jp) (Entered: 02/04/2002) under case number 01 cv 7431, document number 5. (jp) (Entered: 02/04/2002) under case number 01 cv 7098, document number 15. (jp) (Entered: 02/04/2002) under case number 01 cv 6762, document number 6. (jp) (Entered: 02/04/2002)

21 under case number 01 cv 6958, document number 6. (jp) (Entered: 02/04/2002) under case number 01 cv 6349, document number 12. (jp) (Entered: 02/04/2002) under case number 01 cv 6342, document number 8. (jp) (Entered: 02/04/2002) under case number 01 cv 6217, document number 10. (jp) (Entered: 02/04/2002) under case number 01 cv 6198, document number 9. (jp) (Entered: 02/04/2002) under case number 01 cv 6129, document number 10. (jp) (Entered: 02/04/2002) under case number 01 cv 5923, document number 11. (jp) (Entered: 02/04/2002) under case number 01 cv 5888, document number 11. (jp) (Entered: 02/04/2002) 03/29/ RESPONSE by Palm, Inc., Carl Yankowski, Judy Bruner to [35-2] motion appointing them as Lead Plaintiffs, [35-3] motion to approve their selection of the law firm Milber, Weiss, Bershad, Hynes & Lerach, LLP to serve as Lead Counsel, [23-1] motion to appoint the Weiner Lead Plaintiff Group to serve as Lead Plaintiff, [23-2] motion to approve the Weiner Lead Plaintiff Group's selection of Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel (sac) (Entered: 04/09/2002) 04/19/2002 OMNIBUS ORDER, Plumbers and Pipefitters National Pension Fund is hereby appointed as lead pltff and its selection of the Executive Committee to serve as Lead Counsel is approved. All other motions to be appointed lead pltff and for approval of lead counsel are hereby denied. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (orig. doc. filed in 21 mc 92, doc. #4319) (sac) (Entered: 06/04/2002) 04/19/ AMENDED COMPLAINT by Plumbers and Pipefitters National Pension Fund, Benjamin R. Isaiah, Grace Walsh, Lee S. Walsh amending [1-1] complaint ; Summons issued. (ac) (Entered: 06/19/2002) 04/19/2002 MASTER ALLEGATIONS by Plumbers, Benjamin R. Isaiah, Grace Walsh, Lee S. Walsh RE: Amended Complaint, doc.# 62, Filed on April 19, (ac) (Entered: 07/30/2002) 05/17/ AFFIDAVIT OF SERVICE of S&C as to FleetBoston by Stephen Austin, managing agent, on 4/26/02. (sac) (Entered: 07/22/2002) 10/15/2002 (UNSIGNED) STIPULATION OF DISMISSAL; this action purs. to Stipulation and Order entered in 21 mc 92, doc. #5059, hereby dismisses without prejudice and without costs as to defts Judy Bruner, Alan Kessler, Carl Yankowski, and Stephen Yu. (Orig. filed and signed by Judge Scheindlin in 21 mc 92.) (sac) (Entered: 03/11/2003)

22 01/15/ NOTICE of REGISTRATION AND FIRM NAME CHANGE by Goldman Sachs Group. Re: Sullivan & Cromwell LLP. (ae) Modified on 03/06/2003 (Entered: 03/06/2003) 02/28/ STIPULATION AND ORDER OF SUBSTITUTION OF ATTY AND NOTICE OF APPEARANCE; substituting Cadwalader, Wickersham & Taft (Jonathan D. Polkes appearing) in place of Brobeck, Phleger & Harrison LLP (Kenneth J. King appearing) as attys for deft Banc of America Securities LLC in this action. ( signed by Judge Shira A. Scheindlin ) (sac) (Entered: 03/31/2003) 04/04/ NOTICE of Firm Registration as an LLP and Name Change by Lehman Brothers Inc. (sac) (Entered: 04/08/2003) 07/21/ ANSWER by Bank of America to [62-1] amended complaint. (Attorney Jonathan D. Polkes from the Firm: Cadwalader, Wickersham & Taft, LLP). (sac) (Entered: 07/25/2003) 07/21/ ANSWER by J.P. Morgan Sec. to [62-1] amended complaint. (Attorney Joseph M. McLaughlin from the Simpson, Thacher & Bartlett, LLP)... rec'd in the night deposit box on 7/21/03 at 6:35 p.m. (sac) (Entered: 08/13/2003) 07/21/ ANSWER by Robertson Stephens to [62-1] amended complaint. (Attorney Brendan Joseph Dowd from the O'Melveny & Myers, LLP)... rec'd in the night deposit box on 7/21/03 at 7:30 p.m. (sac) (Entered: 08/20/2003) 07/22/ ANSWER by Goldman Sachs Group to [1-1] complaint. (Attorney Penny Shane from the Firm: Sullivan & Cromwell, LLP). (sac) (Entered: 08/21/2003) 07/22/ ANSWER by Merrill Lynch, Inc. to [62-1] amended complaint. (Attorney Mark Holland from the Firm: Clifford Chance US, LLP). (sac) (Entered: 09/16/2003) 07/22/ ANSWER by Deutsche Bank, Inc. to [62-1] amended complaint. (Attorney Joel M. Mitnick from the Firm: Sidley, Austin, Brown, LLP). (sac) (Entered: 10/08/2003) 07/29/ ANSWER by Morgan Stanley Dean to [62-1] amended complaint. (Attorney Andrew B. Clubok from the Firm: Kirkland and Ellis, LLP). (sac) (Entered: 11/10/2003) 08/13/ ANSWER to Consolidate Amended Class Action Complaint. Document filed by Citigroup Global Markets, Inc.. Related document: [62] Amended Complaint filed by Plumbers & Pipefitters National Pension Fund,, Benjamin R. Isaiah, Grace Walsh, Lee S. Walsh.(sac, ) (Entered: 03/29/2004) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at