United States District Court Central District Of California (Western Division - Los Angeles) CIVIL DOCKET FOR CASE #: 2:01-cv SVW-VBK

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1 US District Court Civil Docket as of 04/10/2009 Retrieved from the court on Friday, July 31, 2009 United States District Court Central District Of California (Western Division - Los Angeles) CIVIL DOCKET FOR CASE #: 2:01-cv SVW-VBK David Osher v. Genesisintermedia, et al Assigned to: Judge Stephen V. Wilson Referred to: Magistrate Judge Victor B. Kenton Demand: $0 Member case: 2:01-cv SVW-Mc Cause: 15:78m(a) Securities Exchange Act Plaintiff David Osher on behalf of himself and all others similarly situated Date Filed: 10/18/2001 Date Terminated: 07/24/2007 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Brian Barry Brian Barry Law Offices 1801 Avenue of the Stars Ste 307 Los Angeles, CA Fax: bribarry1@yahoo.com Darren J Robbins Coughlin Stoia Geller Rudman and Robbins LLP 655 West Broadway Suite 1900 San Diego, CA Fax: e_file_sd@csgrr.com TERMINATED: 01/16/2002 Helen J Hodges Milberg Weiss Bershad Hynes & Lerach 401 B Street, Ste 1700 San Diego, CA TERMINATED: 01/16/2002

2 Ira M Press Kirby McInerney 830 3rd Ave, 10th Fl New York, NY ipress@kmllp.com Jeffrey H Squire Kirby McInerney 885 3rd Avenue Suite 3040 New York, NY Fax: Joseph J Tabacco, Jr Berman DeValerio 425 California Street Suite 2100 San Francisco, CA Fax: jtabacco@bermandevalerio.com Kathleen H Langan Kathleen H Langan Law Offices 501 Esplanade, Apt 329 Redondo Beach, CA TERMINATED: 08/22/2006 Marc A Topaz Schiffrin Barroway Topaz and Kessler 280 King of Prussia Road Radnor, PA Michael G Lange Berman DeValerio Pease Tabacco Burt & Pucillo 1 Liberty Sq 8th Fl

3 Boston, MA Fax: TERMINATED: 08/22/2006 Nicole Lavallee Berman DeValerio 425 California Street Suite 2100 San Francisco, CA Fax: Paul J Geller Coughlin Stoia Geller Rudman and Robbins LLP 120 E Palmetto Park Road Ste 500 Boca Raton, FL Fax: pgeller@csgrr.com PRO HAC VICE Peter A Pease Berman DeValerio Pease Tabacco Burt & Pucillo 1 Liberty Sq 8th Fl Boston, MA Richard A Kirby Dyer Ellis & Joseph 600 New Hampshire Ave NW, Ste 1100 Washington, DC Stuart L Berman Schiffrin Barroway Topaz and Kessler 280 King of Prussia Road Radnor, PA 19087

4 TERMINATED: 10/02/2007 Todd A Seaver Berman DeValerio Pease Tabacco Burt & Pucillo 1 Liberty Sq 8th Fl Boston, MA William S Lerach Coughlin Stoia Geller Rudman and Robbins 655 West Broadway, Suite 1900 San Diego, CA TERMINATED: 01/16/2002 James C Magid Berman DeValerio 425 California Street Suite 2100 San Francisco, CA Fax: jmagid@bermandevalerio.com Plaintiff Horizon Int LLC represented by Kathleen H Langan TERMINATED: 08/22/2006 Nicole Lavallee Ira M Press

5 James C Magid Jeffrey H Squire Joseph J Tabacco, Jr Peter A Pease Plaintiff Amish Desai represented by James C Magid Joseph J Tabacco, Jr Kathleen H Langan TERMINATED: 08/22/2006 Nicole Lavallee Ira M Press Jeffrey H Squire Peter A Pease

6 V. Consol Plaintiff Ben H Nordemann TERMINATED: 07/24/2007 Consol Plaintiff ELizabeth Lamb represented by Ira M Press James C Magid Joseph J Tabacco, Jr Nicole Lavallee Peter A Pease Consol Plaintiff Therese Long represented by Ira M Press James C Magid Joseph J Tabacco, Jr

7 Nicole Lavallee Peter A Pease Consol Plaintiff Christopher Long represented by Ira M Press James C Magid Joseph J Tabacco, Jr Nicole Lavallee Peter A Pease V. Defendant Genesisintermedia Inc TERMINATED: 03/27/2007 represented by Guillermo Cabrera Cooley Godward Kronish 4401 Eastgate Mall San Diego, CA gil@cabrerafirm.com TERMINATED: 03/27/2007

8 Defendant Ramy El-Batrawi TERMINATED: 05/04/2007 represented by Craig Varnen Irell and Manella LLP 1800 Avenue of the Stars Suite 900 Los Angeles, CA Defendant Douglas E Jacobson TERMINATED: 08/01/2006 represented by Bonita D Moore Bird Marella Boxer Wolpert Nessim Drooks & Linchenberg PC 1875 Century Park East 23rd Floor Los Angeles, CA Fax: bdm@birdmarella.com TERMINATED: 10/19/2006 Brian T Glennon Latham & Watkins 355 South Grand Avenue Los Angeles, CA Fax: brian.glennon@lw.com David J Schindler Latham and Watkins LLP 355 South Grand Avenue Ste 100 Los Angeles, CA Fax: David.Schindler@lw.com William J Meeske Latham & Watkins 633 West 5th Street, Suite 4000

9 Los Angeles, CA Defendant Courtney Smith TERMINATED: 07/09/2007 represented by Courtney Smith th Street, #785 Santa Monica, CA PRO SE Bert H Deixler Proskauer Rose 2049 Century Park E, Ste 3200 Los Angeles, CA TERMINATED: 03/30/2006 Robert H Horn Proskauer Rose 2049 Century Park E, Ste 3200 Los Angeles, CA rhorn@proskauer.com TERMINATED: 04/27/2006 Defendant Nomura Securities International Inc TERMINATED: 06/06/2007 represented by Amianna Stovall Dreier 499 Park Avenue New York, NY TERMINATED: 04/30/2009 Cary J Economou Stroock and Stroock and Lavan LLP 2029 Century Park East 18th Fl Los Angeles, CA Fax: ceconomou@stroock.com

10 Greg A Danilow Weil Gotshal and Manges 767 Fifth Avenue New York, NY Joanna R Varon Weil Gotshal and Manges 767 Fifth Avenue New York, NY Joshua Amsel Weil Gotshal and Manges 767 Fifth Avenue New York, NY Seth Goodchild Weil Gotshal and Manges 767 Fifth Avenue New York, NY Defendant Orbitex Global Defendant Rafi Khan TERMINATED: 02/24/2004 Defendant Ultimate Holdings Ltd Defendant Adnan Khashoggi

11 Defendant Deutsche Bank Securities Limited represented by Catheryn A O'Rourke Davis Polk and Wardwell 450 Lexington Ave New York, NY Christine Murtha Davis Polk and Wardwell 450 Lexington Avenue New York, NY David Toscano Davis Polk and Wardwell 450 Lexington Avenue New York, NY James H R Windels Davis Polk and Wardwell 450 Lexington Avenue New York, NY Robert W Denton Lurie Zepeda Schmalz & Hogan 9107 Wilshire Boulevard Suite 800 Beverly Hills, CA rwdenton@lurie-zepeda.com Steven L Hogan Lurie Zepeda Schmalz and Hogan 9107 Wilshire Boulevard, Suite 800 Beverly Hills, CA shogan@lurie-zepeda.com

12 Defendant Deutsche Bank Securities Inc represented by Catheryn A O'Rourke Christine Murtha David Toscano James H R Windels Robert W Denton Steven L Hogan Defendant Deutsche Bank AG represented by Catheryn A O'Rourke Christine Murtha David Toscano

13 James H R Windels Robert W Denton Steven L Hogan Defendant Wayne Breedon represented by Jeffrey A Simes Goodwin Procter 599 Lexington Avenue New York, NY jsimes@goodwinprocter.com Richard M Strassberg Goodwin Procter 599 Lexington Ave New York, NY rstrassberg@goodwinprocter.com Roman E Darmer, II Howrey 550 South Hope Street, Suite 1100 Los Angeles, CA darmerr@howrey.com William L Seldeen Howrey 2020 Main Street Suite 1000 Irvine, CA 92614

14 Yvonne M Cristovici Goodwin Procter 599 Lexington Avenue New York, NY ycristovici@goodwinprocter.com Defendant Deutsche Bank Canada Defendant Nomura Canada Inc TERMINATED: 06/06/2007 represented by Cary J Economou Daniel Bryden Sprenger & Lang PLLC 310 Fourth Avenue S Suite 600 Minneapolis, MN Fax: dbryden@sprengerlang.com TERMINATED: 04/17/2006 PRO HAC VICE Michael J Dell Kramer Levin Naftalis and Frankel 1177 Avenue of the Americas New York, NY Defendant Scott Reed TERMINATED: 06/06/2007 represented by Cary J Economou

15 Daniel Bryden TERMINATED: 04/17/2006 PRO HAC VICE Michael J Dell Defendant RBF International Inc Defendant RBF International Inc Defendant Kenneth P D'Angelo Defendant Native Nations Securities Inc Defendant Richard Evangelista Defendant James Smith Defendant MJK Clearing Inc Date Filed # Docket Text 10/18/ COMPLAINT filed Summons(es) issued referred to Discovery James W. McMahon (jag) (Entered: 10/23/2001) 10/18/ CERTIFICATION OF INTERESTED PARTIES filed by plaintiff David Osher (jag)

16 (Entered: 10/23/2001) 10/23/2001 NOTICE OF FILING FEE DUE On Pro Hac Vice Application mailed to attorney Paul J Geller for plaintiff David Osher, Marc A Topaz for plaintiff David Osher (jag) (Entered: 10/23/2001) 10/24/ New Case ORDER by Judge Stephen V. Wilson. This case has been assigned to the calendar of Judge Stephen V. Wilson. Cnsl should also be guided by the following special requirements: (twdb) (Entered: 10/25/2001) 11/09/ APPLICATION AND ORDER of Non-Resident Attorney to Appear in a Specific Case filed for plaintiff David Osher by Stuart L Berman. Designating Helen J Hodges as local counsel. Approved by Judge Stephen V. Wilson. (Fee pd) (twdb) (Entered: 11/09/2001) 11/09/2001 LODGED APPLICATION of Non-Resident Atty Stuart L Berman to appear in a specific case submitted by plaintiff David Osher (FWD TO CRD) (ir) (Entered: 11/09/2001) 12/05/ NOTICE OF CHANGE Of Address filed by atty Helen J Hodges for plaintiff David Osher, Stuart L Berman for plaintiff David Osher, Paul J Geller for plaintiff David Osher, Marc A Topaz for plaintiff David Osher, Darren J Robbins for plaintiff David Osher, William S Lerach for plaintiff David Osher. 401 B. Street, Ste 1700, San Diego, CA (twdb) (Entered: 12/10/2001) 12/17/ NOTICE OF MOTION AND MOTION by defendant Genesisintermedia & Ferris, Baker Watts Inc for order for appointment of lead PLFS and cnsl, to consolidate cases ; Motion hearing set for 1:30 1/14/02 Lodged propsd ord (twdb) (Entered: 12/18/2001) 12/17/ MEMORANDUM of PA IN SUPPORT by defendant Genesisintermedia of motion for order for appointment of lead PLFS and cnsl [6-1], motion to consolidate cases [6-2] (twdb) (Entered: 12/18/2001) 12/17/ DECLARATION of Jill Levine by defendant Genesisintermedia in suppt of motion for order for appointment of lead PLFS and cnsl [6-1], motion to consolidate cases [6-2] (twdb) (Entered: 12/18/2001) 12/17/ NOTICE by plaintiff of related case(s) CV LGB (PJWx)& Other related groups. (kc) (Entered: 12/20/2001) 12/19/ APPLICATION AND ORDER of Non-Resident Attorney Ira M Press to Appear in a Specific Case filed for plaintiff David Osher by Ira M Press. Designating Jill Levine as local counsel. Approved by Judge Stephen V. Wilson. (Fee pd) SND (yc) (Entered: 12/20/2001) 12/20/ STIPULATION and ORDER re response to cmp by Judge Stephen V. Wilson. 1) Plf shall consolidated cmp within 60 days of the appointment of lead plf and lead cnsl. 2) Dfts shall file & srv their responsive pldg within 45 days after svc of consolidated cmp. 3) Plf shall have 45 days to file opp papers in the event that dfts move to dism the consolidated cmp. (twdb) (Entered: 12/21/2001) 12/20/ AMENDMENT by plaintiff David Osher to ntc of mot of Genesisintermedia Investors Horizon Int'l LLC and Ferris, Baker Watts Inc for appointment of lead plfs and cnsl and for consolidation of related actns [6-1], [6-2] (twdb) (Entered: 12/21/2001)

17 12/28/ MEMORANDUM of PA by plaintiff David Oshern in opp of motion for order for appointment of lead PLFS and cnsl [6-1], of motion to consolidate cases [6-2] (yc) (Entered: 01/02/2002) 01/02/ APPLICATION AND ORDER of Non-Resident Attorney Ferris, Baker Watts Inc to Appear in a Specific Case filed for plaintiff David Osher by Richard Allen Kirby. Designating Jill Levine as local counsel. Approved by Judge Stephen V. Wilson. (Fee pd) P SND (yc) (Entered: 01/03/2002) 01/07/ Jnt ntc of amd by plaintiff David Osher to motion for order for appointment of lead PLFS and cnsl [6-1], motion to consolidate cases [6-2] (yc) (Entered: 01/08/2002) 01/11/ NOTICE OF MOTION AND MOTION by plaintiff David Osher to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach ; motion hearing set for 1:30 2/11/02 Lodged prop order (yc) (Entered: 01/14/2002) 01/11/ DECLARATION of Jonathan E Behar by plaintiff David Osher re in suppt of motion to withdraw as cnsl of record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1] (yc) (Entered: 01/14/2002) 01/11/ MEMORANDUM OF PA by plaintiff David Osher in support of motion to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1] (yc) (Entered: 01/14/2002) 01/14/ NEW CASE ORDER by Judge Stephen V. Wilson; This case has been assigned to the cal of Judge Stephen V Wilson. The crt fully adheres to rule 1 of the FRCP which requires that the rules be construed to secure the jst speedy and inexpensive determination of every actn. (yc) (Entered: 01/15/2002) 01/14/ MINUTES: by Judge Stephen V. Wilson; Crt and cnsl conf. The crt declines to ruel on either of the abv ref motions and informs cnsl that an order shall be forthcoming. CR: Lena Villegas (yc) (Entered: 01/17/2002) 01/16/ ORDER by Judge Stephen V. Wilson granting motion to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1] attorney Helen J Hodges for David Osher, attorney Darren J Robbins for David Osher, attorney William S Lerach for David Osher, Plf will cont to be represented by lead cnsl to be appt by the crt. (yc) (Entered: 01/18/2002) 01/23/ APPLICATION AND ORDER of Non-Resident Attorney Michael G Lange to Appear in a Specific Case filed for plaintiff David Osher by Michael G Lange. Designating Brian Barry as local counsel. Approved by Judge Stephen V. Wilson. (Fee pd) (yc) (Entered: 01/25/2002) 01/23/ APPLICATION AND ORDER of Non-Resident Attorney Todd A Seaver to Appear in a Specific Case filed for plaintiff David Osher by Todd A Seaver. Designating Brian Barry as local counsel. Approved by Judge Stephen V. Wilson. (Fee pd) (yc) (Entered: 01/25/2002) 01/25/ NOTICE by plaintiff David Osher of entry of order granting wd as cnsl of record. (yc) (Entered: 01/28/2002) 02/05/ ORDER by Judge Stephen V. Wilson denying motion to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1], denying motion for

18 order for appointment of lead PLFS and cnsl [6-1], denying motion to consolidate cases [6-2] (ENTER 2/07/02) (yc) (Entered: 02/07/2002) 02/11/ MINUTES: that the motion to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1] is taken under submission by Judge Stephen V. Wilson CR: Lena Villegas (yc) (Entered: 02/15/2002) 02/21/ Advanced ntc of wd by plaintiff David Osher from Amd motion for order for appointment of lead PLFS and cnsl [6-1], motion to consolidate cases [6-2] (yc) (Entered: 02/26/2002) 03/04/ DECLARATION of Amish Desai by plaintiff David Osher, in further suppt of his appl for appointment of lead PLFS and cnsl [6-1] (yc) (Entered: 03/05/2002) 03/04/ Supplemental memo by plaintiff David Osher, in suppt of appl for order for appointment of lead PLFS and cnsl [6-1] (yc) (Entered: 03/05/2002) 03/04/ PROOF OF SERVICE by plaintiff David Osher on 3/4/02 of suppl memo in suppt of appt lead cnsl. (yc) (Entered: 03/05/2002) 03/04/ RESPONSE by plaintiff David Osher to questionnaire in crt order of 2/5/02 [25-1] (yc) (Entered: 03/05/2002) 03/11/ MINUTES before Judge Stephen V. Wilson: HRG re Plf's motion for order for appointment of lead PLFS and cnsl [6-1], and for consolidate cases [6-2]. Mtr called. No appearance by dft's cnsl. Crt hears plf's arguments. Crt DENIES plf's motion for appointment of lead plf's cnsl & for consol of related cases. CR: Lena Villegas (jp) (Entered: 03/18/2002) 04/30/ Suppl submission of prop lead PLFS regarding negotiation of atty fees [6-1], (yc) (Entered: 05/03/2002) 05/01/ ORDER by Judge Stephen V. Wilson vacating minutes [32-1] Case consolidated 2:01- cv-9024 with member cases 2:01-cv-9057, 2:01-cv-9210, 2:01-cv-9215, 2:01-cv-9348, 2:01-cv-9501, 2:01-cv-9831, 2:01-cv-9875, 2:01-cv-9995, 2:01-cv-11158, The crt vacates the 3/11/02 m.o. The crt will closely monitor the performance of lead cnsl and reserves the right to substitute other cnsl shld the crt find their performance deficient, The following actns are hereby consolidated for all purposed into one actn. This order shall apply to the consolidated actn and to each case that is subsequently fld in this crt or transferred to this crt that relates to the same subject matter as the consolidated actns. The low numbered case, CV is hereby designated the MASTER FILE. The name and numbers of the Master file will always appear above the name and number of original file, shld the pleading not appl to all actn. When a pleading is intended to apply to all actns the words All actions shall be inserted in the caption. Then a pleading is intended to apply to fewer than all actns the relevant individual actns shall be listed below the consolidated case caption and the relevant case number below the master file case number. The Clerk will mark the file in the remaining case so that no further docs are filed in them. The mark will refer the lower numbered file. The crt findss that finds that the proposed co-laead plfs Horizon International LLC and Amish Desai have the largest financial interest in the relief sought in this and satisfy the typicality and adequacy requirements of rule 23 FRCP. The crt finds these two the most adequate plfs w/in the meaning of 78u4(a)(3)(iii)(I) and that this presumption has not been rebutted. The crt approves the law firms of Kirby McInerney & Squire and

19 Berman DeValerio Pease Tabacco Burt & Pucillo as co lead cnsl. (yc) Modified on 05/07/2002 (Entered: 05/07/2002) 07/02/ CERTIFIECATED OF SERVICE by plaintiff David Osher on 7/2/02 of consolidated A/cmp. (yc) (Entered: 07/03/2002) 07/02/ CONSOLIDATED AMENDED COMPLAINT [1-1] by plaintiff David Osher; jury demand. Summons not issued (yc) (Entered: 07/03/2002) 08/08/ STIPULATION and ORDER by Judge Stephen V. Wilson; Dfts GenesisIntermedia, Ramy El-Batrawi, and Douglas Jacobson shall have 60 days from the date of this order to resp to plf consolidated cmp; Plf shall have 45 days to file and serve opp papers in the event that dfts move to dism the consolidated cmp; Rply papers shall be fld and served 15 days and a hrging shall be sched on a date at least 10 days after service of dfts rply. (yc) (Entered: 08/08/2002) 08/09/ ATTORNEY SUBSTITUTION: terminating atty Frank J Johnson, Jr(Sheppard, Mullin et al) by defendant Douglas E Jacobson in 2:01-cv and substituting attorney William J Meeske (Latham & Watkins) by Judge Stephen V. Wilson (yc) (Entered: 08/09/2002) 08/09/ AMENDED SUBSTITUTION OF ATTY by defendant Douglas E Jacobson in 2:01- cv to [38-1] (yc) (Entered: 08/12/2002) 08/16/ NOTICE OF MOTION AND MOTION by defendant Orbitex Management Inc to dismiss consolidated amended class actn as against OMI ; motion hearing set for 1:30 10/28/02 (yc) (Entered: 08/21/2002) 08/16/ NOTICE OF MOTION AND MOTION by defendant Courtney Smith to dismiss the consolidated amended class actn cmp ; motion hearing set for 1:30 10/28/02 (yc) (Entered: 08/21/2002) 08/16/ MEMORANDUM of PA by defendant Courtney Smith in support of motion to dismiss the consolidated amended class actn cmp [41-1] (yc) (Entered: 08/21/2002) 08/16/ Request to take judicial [40-1] ntc. (yc) (Entered: 08/21/2002) 08/16/ MEMORANDUM of PA in support of motion to dismiss consolidated amended class actn [40-1] (yc) (Entered: 08/21/2002) 08/16/ DECLARATION of Richard A. Grossman in suppt of Orbitex management Inc motion to dismiss consolidated amended class actn [40-1] (yc) (Entered: 08/21/2002) 08/21/ ORDER DENIED re dft Courtney Smith re stip and supporting decl extending time to file resp pleading and order thereon (yc) (Entered: 08/22/2002) 08/29/ STIPULATION & ORDER by Judge Stephen V. Wilson; Based upon the foregoing stip between plfs & Orbitex Mgt, Inc, it is hereby Ordered that Orbitex Management, Inc shall be & hereby is dismissed from this actn w/out prej, & w/out costs; It is fur Ordered that the statute of limitations as to Orbitex Management, Inc shall be tolled for the pendency of this actn (nhac) (Entered: 08/29/2002) 09/09/ NOTICE by plaintiff David Osher of entry of order. (yc) (Entered: 09/19/2002) 09/12/ REQUEST filed by defendant Genesisintermedia to be removed from service list (yc)

20 (Entered: 09/12/2002) 09/24/ STIPULATION and ORDER by Judge Stephen V. Wilson. THEREFORE, IT IS HRERBY STIPULATED AND AGREED PENDING APPROVAL BY THE CRT, that the briefing schedule for the motion to dism the consolidated amd class actn cmp as to Courtney Smith be amd as follows, if the matter is not settled before hand: Plf shll file and serve their opp to dft Courtney Smith's motion to dism by 10/30/02; Dft Courtney Smith shall file and serve his rply to the opp to the motion to dism by 11/14/02, and the hrging on motion to dismiss the consolidated amended actn cmp [41-1] 1:30 11/25/02 (yc) (Entered: 09/25/2002) 09/24/ DECLARATION of Ira M Press by plaintiffs in suppt of stip & propsd ord amd brief sched & hrg date on the mot to dism the consol amd class actn cmp as to dft Courtney Smith; ldg ord (rrey) (Entered: 09/25/2002) 10/08/ DECLARATION of Guillermo Cabrera by defendant Genesisintermedia in suppt of stip and pro order regarding resp to cmp in light of settlement (yc) (Entered: 10/10/2002) 10/10/ STIPULATION and ORDER by Judge Stephen V. Wilson that Defendants GenesisIntermedia, Ramy El-Batrawi and Douglas Jacobson shall have forty-five days from the date of this order to respond t plaintiffs consolidated complaint; Plaintiffs shall have forty-five days to file and serve opposition papers in the event that defendants move to dism the consolidated complaint; Rply papers shall be filed and served fifteen days and a hrging shall be shced on the date at least ten days after service of defendants rply and a time that is convenient to the crt. (yc) (Entered: 10/15/2002) 10/30/ OPPOSITION by Lead Plfs Horizon International LLC & Amish Desai to Dft Courtney Smith's motion to dismiss the consolidated amended class actn cmp for violation of the Federal Securities Laws [41-1] (nhac) (Entered: 10/31/2002) 10/30/ CERTIFICATE OF SERVICE on 10/30/02 by lead plfs Horizon International & Amish Desai of Opposition to Dft Courtney Smith's Motion to Dismiss the Consolidated Amended Class Action Complaint for Violation of the Federal Securities Laws (nhac) (Entered: 10/31/2002) 10/30/ PROOF OF SERVICE on 10/30/02 by plf Osher David of Opposition to Dft Courtney Smith's Motion to Dismiss the Consolidated Amended Class Action Complaint for Violation of the Federal Securities Laws (nhac) (Entered: 10/31/2002) 11/14/ REPLY by defendant Courtney Smith in support of motion to dismiss the consolidated amended class actn cmp [41-1] (yc) (Entered: 11/15/2002) 11/20/ AFFIDAVIT OF SERVICE executed upon Rafi Khan; Service by on 10/23/02 via by delivering them into the hand of the person to be servd.by serving summons/complaint to Rubina Khan a person of suitable age and discretion residing at the place of service, co-occupant. (yc) (Entered: 11/22/2002) 11/25/ MINUTES: that the motion to dismiss the consolidated amended class actn cmp [41-1] is under submission ; status conference set for 1:30 3/3/03 by Judge Stephen V. Wilson CR: N/A (yc) (Entered: 11/27/2002) 01/13/ PROOF OF SERVICE by plaintiff David Osher on 1/10/03 of order re preliminarily

21 approving partial settlement, etc (yc) (Entered: 01/14/2003) 01/17/ Submission in support of entry of order of preliminary approval, filed by plaintiffs. (yc) (Entered: 01/21/2003) 01/17/ DECLARATION of Michael Jorgenson by plaintiff David Osher, in support of plaintiff's submission in supprot of entry of order of preliminary approval. (yc) (Entered: 01/21/2003) 01/17/ CERTIFICATED OF SERVICE by plaintiff David Osher on 1/17/03 of submission in support of entry of order of preliminary approval. etc (yc) (Entered: 01/21/2003) 01/27/ MINUTES: The Court questions counsel re the status of settlement and the case. The Court continues the status conference to 10:00 1/28/03 by Judge Stephen V. Wilson CR: Lena Villegas (rl) (Entered: 01/31/2003) 01/28/ MINUTES: ; status conference held ; The court hears form attorney regarding the settlement. The court decides not to approve the settlement. Defendant to notice the class by Judge Stephen V. Wilson CR: Lena Villegas (yc) (Entered: 02/04/2003) 02/20/ CERTIFICATE OF SERVICE by plaintiff David Osher on 2/20/03 of Stipulation and proposed order cancelling March 3,2003 Status conference. (yc) (Entered: 02/21/2003) 02/20/ DECLARATION of Nicole Lavallee by plaintiff David Osher in support of stipulation and proposed order cancelling march 3,2003 status conference. (yc) (Entered: 02/21/2003) 02/25/ STIPULATION and ORDER by Judge Stephen V. Wilson that the Court cancel the 3/3/03 status conference and remove the status conference from the Court's calendar; A new status conference is set for 4/28/03 at 1:30 pm (nhac) (Entered: 02/26/2003) 03/12/ NOTICE of entry of order cancelling 3/3/03 status conference by plaintiff (el) (Entered: 03/13/2003) 04/24/ NOTICE OF MOTION AND MOTION by plaintiff David Osher to transfer case to the District of Minnesota for convenience ; motion hearing set for 1:30 5/19/03 (yc) (Entered: 04/25/2003) 04/24/ MEMORANDUM IN SUPPORT by plaintiff David Osher in support of motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 04/25/2003) 04/24/ PROOF OF SERVICE by plaintiff David Osher on 4/23/03 of Notice of moiton, etc (yc) (Entered: 04/25/2003) 04/24/ DECLARATION of Joseph J Tabacco JR by plaintiff David Osher in support motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 04/25/2003) 04/28/ MINUTES: by Judge Stephen V. Wilson; ; status conference held. The court is informed that plaintiff filed a motion to transfer the action to Minnesota. The motion is set for hearing on 5/19/03 at 1:30pm CR: Lena Villegas (yc) (Entered: 04/30/2003) 05/02/ CERTIFICATE OF SERVICE by plaintiff David Osher of Notice of motion to contine briefing schedule and hearing date on motion to transfer. (yc) (Entered: 05/05/2003)

22 05/02/ NOTICE OF MOTION AND MOTION by plaintiff David Osher to continue brief schedule and hearing date on motion to transfer ; motion hearing set for 1:30 6/9/03 (yc) (Entered: 05/09/2003) 05/02/ MEMORANDUM of points and authorities by plaintiff David Osher in support of motion to continue brief schedule and hearing date on motion to transfer [79-1] (yc) (Entered: 05/09/2003) 05/06/ DECLARATION of Guillermo Cabrera by defendant Genesisintermedia in support of Stipulation and (proposed) order continuing plaintiffs motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/07/2003) 05/06/ PROOF OF SERVICE by plaintiff David Osher on 5/5/03 of Stipulation and order on motio continue briefing, etc (yc) (Entered: 05/07/2003) 05/06/2003 PLACED IN FILE - NOT USED declaration of Guillermo Cabrera in support of stip and prop order continuing plaintiffs' motion for transfer from 5/19/03 to 6/9/03 (el) (Entered: 05/08/2003) 05/06/2003 PLACED IN FILE - NOT USED Stipulation and proposed order on motion to continue briefing schedule and hearing date on motion to transfer (el) (Entered: 05/08/2003) 05/07/ NOTICE OF DISCREPANCY AND ORDER by Judge Stephen V. Wilson ordering Motion to continue submitted by plaintiff David Osher received on 5/2/03 to be fld and processed; fld date to be the date the doc was stamped "received but not fld" w/the Clerk (rl) (Entered: 05/08/2003) 05/08/ STIPULATION and ORDER by Judge Stephen V. Wilson granting motion to continue brief schedule and hearing date on motion to transfer [79-1], resetting hearing on motion to transfer case to the District of Minnesota for convenience [70-1] 1:30 6/9/03; Defendants' opposition papers are due to be filed with the court 5/20/04 and plaintiffs' reply papers will be due 6/2/03 (shb) (Entered: 05/12/2003) 05/14/ NOTICE by plaintiff David Osher of entry of order. (yc) (Entered: 05/22/2003) 05/20/ Joinder in opposition by defendant Ramy El-Batrawi to motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/21/2003) 05/20/ PROOF OF SERVICE by defendant Genesisintermedia on 5/20/03 of oppositon to motion to transfer action. (yc) (Entered: 05/21/2003) 05/20/ DECLARATION of Guillerrmo Cabrera by defendant Genesisintermedia in support of opposition to plaintiff's motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/21/2003) 05/20/ OPPOSITION by defendant Genesisintermedia to motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/21/2003) 05/20/ Joinder by defendant Courtney Smith to motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/21/2003) 05/21/ NOTICE OF DISCREPANCY AND ORDER by Judge Stephen V. Wilson ordering Notice of entry order submitted received on 5/14/03 to be fld and processed; fld date to be the date the doc was stamped "received but not fld" w/the Clerk (yc) (Entered:

23 05/22/2003) 06/02/ REPLY by plaintiff David Osher, memorandum in support of motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 06/03/2003) 06/02/ DECLARATION of Peter A Pease by plaintiff David Osher re in further support of motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 06/03/2003) 06/02/ CERTIFICATE OF SERVICE by plaintiff David Osher on 6/2/03 of reply memorandum in support of motion to transfer. (yc) (Entered: 06/03/2003) 06/09/ MINUTES: Granting motion to transfer case to the District of Minnesota for convenience [70-1]. Order to issue by Judge Stephen V. Wilson CR: N/A (rl) (Entered: 06/11/2003) 06/12/ ORDER by Judge Stephen V. Wilson; Accordingly, the Court GRANTS plaintiffs' motion to transfer venue of this case to the United States District Court for the District of Minnesota (St. Paul) [70-1]; This case is Hereby terminated, and all pending motions are hereby moot; If the Minnesota district court finds that this is not in a better position than this Court to adjudicate this action, or that there are other reasons that this case should be litigated in the Central District of California, this Court will accept transfer of the lawsuit back to this Court; This case transfered to the Minnesota District Court ; Mailed certified docket and the order transferring case to the Minnesota District Court (MD JS6) (nhac) Modified on 06/17/2003 (Entered: 06/13/2003) 06/16/ NOTICE by plaintiff David Osher or entry of order. (yc) (Entered: 06/18/2003) 06/18/ NOTICE by plaintiff David Osher of entry of order granting transfer. (yc) (Entered: 06/19/2003) 09/30/ MINUTES: by Judge Stephen V. Wilson; Pursuant to the attached court order dated 5/1/02, case #CV GHK (VBKx) was inadvertently consoldated with CV SVW(MCx); The court orders that the consolidation reference in case #CV GHK VBKx) be removed and that the correct consolidation reference be entered as to case #CV SVW (Mcx), Jean Reardon vs Genesisintermedia CR: NA (yc) (Entered: 10/02/2003) 10/08/2003 SECOND CONSOLIDATED COMPLAINT related to: Amended Consolidated Complaint 36,filed by Plaintiffs David Osher (dw, ) (Entered: 03/13/2006) 11/17/2003 ORDER Consolidating Cases (Magistrate Judge Arthur J Boylan 11/17/03 that case numbers CV , CV , , , , , , , , are CONSOLIDATED as provided in the Order Consolidating Actions Deisgnating Lead Plaintiff and Lead Counsel issued 5/1/02 in the Central District of California. All filings shall be made under the case caption in re GenesisIntermedia Inc Securities Litigation File No (Document No. 118 on District of Minnesota docket)(dw, ) (Entered: 03/13/2006) 11/18/2003 RETURN OF SERVICE OF AMENDED SUMMONS AND SECOND CONSOLIDATED AMENDED CLASS ACTION COMPLAINT executed upon defendant Kenneth D' Angelo on 10/23/03 (Document No. 120 on District of Minnesota docket- CV ) (dw, ) (Entered: 03/20/2006)

24 11/20/2003 RETURN OF SERVICE OF AMENDED SUMMONS AND SECOND CONSOLIDATED AMENDED CLASS ACTION COMPLAINT executed upon defendant RBF International (by serving Kenneth D' ANgelo authorized to receive service) on 11/11/03 (Document No. 121 on District of Minnesota docket- CV ) (dw, ) (Entered: 03/20/2006) 12/15/2003 ANSWER to Second Consolidated Amended Class Action Complaint filed by Defendant Nomura Securities International Inc.(dw, ) Modified on 4/4/2006 (dw, ). (This is Document No. 124 on District of Minnesota docket, Case No. 0:03-cv RHK-AJB) (Entered: 04/04/2006) 12/15/2003 ANSWER to Second Consolidated Amended Class Action Complaint filed by Defendants Nomura Canada Inc, Scott Reed. (This is Document No. 125 on District of Minnesota docket, Case 0:03-cv RHK-AJB)(dw, ) (Entered: 04/04/2006) 12/16/2003 ANSWER to Second Consolidated Amended Class Action Complaint filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (This is Document No. 126 on District of Minnesota docket, Case 0:03-cv RHK-AJB)(dw, ) (Entered: 04/04/2006) 01/12/2004 RETURN OF SERVICE OF SUMMONS AND COMPLAINT Executed upon defendant Ultimate Holdings Ltd served on 11/8/2003, answer due 11/28/2003. by serving Colette Johnston Original Summons not returned. (This is document no. 130 on District of Minnesota docket No. 03-cv RHK AJB (dw, ) Modified on 4/7/2006 (dw, ). (Entered: 04/07/2006) 01/15/2004 ANSWER to Second Consolidated Class Action Complaint filed by Defendant Wayne Breedon. (This appears as Document No. 134 on District of Minnesota docket 0:03- cv RHK AJB)(dw, ) (Entered: 04/11/2006) 01/20/2004 DEFAULT ENTERED as to Defendants Rafi Khan, Ultimate Holdings Ltd, RBF International Inc, Kenneth P D'Angelo (This appears as Document No. 139 on District of Minnesota docket 0:03-cv RHK AJB) (dw, ) (Entered: 04/11/2006) 02/24/2004 NOTICE of Voluntary Dismissal filed by Plaintiffs Horizon Int LLC, Amish Desai. as to Rafi Khan of Defendant. Dismissal without prejudice. (This appears as Document No. 147 on District of Minnesota docket 0:03-cv RHK AJB)(dw, ) (Entered: 04/11/2006) 04/20/2005 AMENDED COMPLAINT against Defendants Genesisintermedia Inc, Ramy El- Batrawi, Douglas E Jacobson, Nomura Securities International Inc, Ultimate Holdings Ltd, Adnan Khashoggi, Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG, Wayne Breedon, Nomura Canada Inc, Scott Reed, RBF International Inc, Kenneth P D'Angelo, Courtney Smith amending Consolidated Complaint,filed by Plaintiff Amish Desai (This appears as Document No. 259 on District of Minnesota docket 0:03-cv RHK AJB) (dw, ) (Entered: 04/11/2006) 05/04/2005 ANSWER to Third Consolidated Amended Class Action filed by Defendant Wayne Breedon. (This appears as Document No. 264 on District of Minnesota docket 0:03- cv RHK AJB)(dw, ) (Entered: 04/11/2006) 05/06/2005 ANSWER to Amended Complaint filed by Defendant Nomura Securities International Inc.(This appears as Document No. 266 on District of Minnesota docket 0:03-cv-

25 03471 RHK AJB)(dw, ) (Entered: 04/11/2006) 05/06/2005 ANSWER to Amended Complaint filed by Defendant Nomura Canada Inc. (This appears as Document No. 267 on District of Minnesota docket 0:03-cv RHK AJB)(dw, ) (Entered: 04/11/2006) 05/06/2005 CERTIFICATE OF SERVICE filed by Defendant Nomura Canada Inc, re Answer to Complaint,(This appears as Document No. 268 on District of Minnesota docket 0:03- cv RHK AJB) (dw, ) (Entered: 04/11/2006) 05/06/2005 CERTIFICATE OF SERVICE filed by Defendant Nomura Securities International Inc, re Answer to Complaint. (This appears as Document No. 269 on District of Minnesota docket 0:03-cv RHK AJB) (dw, ) (Entered: 04/11/2006) 05/06/2005 ANSWER to Amended Complaint Third Consolidated Amended Class Action Complaint filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc. (This appears as Document No. 270 on District of Minnesota docket 0:03-cv RHK AJB)(dw, ) (Entered: 04/11/2006) 05/06/2005 CERTIFICATE OF SERVICE filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, re Answer to Complaint,, (This appears as Document No. 271 on District of Minnesota docket 0:03-cv RHK AJB)(dw, ) (Entered: 04/11/2006) 03/02/ NOTICE OF TRANSFER/Remand and Reopening of Case. This action has been transferred back, to this court from the District of Minnesota, case number 03-CV RHK AJB. The case has been reopened and assigned to Judge Stephen V. Wilson and Magistrate Judge James W McMahon. (REOPENED, MD-JS5) (dw, ) (Entered: 03/13/2006) 03/02/ ORDER by Judge Richard H. Kyle transferring action to US District Court, for the Central District of California pursuant ot 28 USC Section 1404(a).(dw, ) (Entered: 03/13/2006) 03/02/ NOTICE of Receipt of Case Transferred In (dw, ) (Entered: 03/13/2006) 03/02/ NOTICE TO PARTIES OF ADR PILOT PROGRAM filed.(dw, ) (Entered: 03/15/2006) 03/02/2006 NOTICE of Pro Hac Vice Application and Filing Fee Due mailed to Amy Busa (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorney Ira M Press (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Jeffrey H Squire (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Paul J Geller (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Michelle S Grant (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Heather

26 J Klaas (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Brian E Palmer (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due mailed to attorney Ira M Press (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due mailed to attorney Jessica N Servais (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due mailed to attorney Daniel C Hedlund (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due mailed to attorney Brian L Williams (dw, ) (Entered: 04/13/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Samuel D. Heins mailed (dw, ) (Entered: 04/14/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Peter A Pease mailed (dw, ) (Entered: 04/14/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Nicole Lavallee mailed (dw, ) (Entered: 04/14/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Michael W Stocker mailed (dw, ) (Entered: 04/14/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Julie-Na A Richmond mailed (dw, ) (Entered: 04/14/2006) 03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Joseph J Tabacco Jr mailed (dw, ) (Entered: 04/14/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE for attorney Bryan LK Crawford mailed (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Todd A Seaver (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Richard A Kirby (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Michael G Lange (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Marc A Topaz (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Benjamin Allee (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Laura Laux Higgins (dw, ) (Entered: 04/17/2006)

27 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Ian R Rooney (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney David E Runck (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Michael E Keyes (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Jenna B Kiziah (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney James HR Windels (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Ian R Rooney (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Heidi A. O Fisher (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Erin J Minkler (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney David B Toscano (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Christine A Murtha (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Catheryn O'Rourke (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Courtney Smith (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Roger J Magnuson (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney David A Toscano (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Eirn J Minkler (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Michael J Russano (dw, ) (Entered: 04/17/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Brenda Hanquist (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Jeffrey A Simes (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Richard Strassberg (dw, ) (Entered: 04/18/2006)

28 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Teresa J Kimker (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Yvonne Cristovici (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Courtney M Rogers Reid (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Jonathan M Wagner (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Daniel C Bryden (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Lauren Freeman-Bosworth (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Madge S Thorsen (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Michael J Dell (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Patricia E Ronan (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Amianna Stovall (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Gregg A Danilow (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Joshua S Amsel (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Marc S Dreier (dw, ) (Entered: 04/18/2006) 03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Seth Goodchild (dw, ) (Entered: 04/18/2006) 03/15/ NOTICE OF REASSIGNMENT OF CASE due to Unavailability of Judicial Officer filed. The previously asssigned Magistrate Judge is no longer available. Pursuant to directive of the Chief Magistrate Judge and in accordance with the rules of this Court, the case has been returned to the Clerk for reassignment. This case has been reassigned to Magistrate Judge Victor B. Kenton for any discovery matters that may be referred. Case number will now read C V SVW (VBKx). (rn, ) (Entered: 03/15/2006) 03/23/2006 ** For document control numbers 97 through 426 see USDC District of Minnesota Civil docket sheet case number 0:03-cv-3471 RHK-AJB.(lm, ) (Entered: 03/23/2006) 03/29/ APPLICATION of Non-Resident Attorney to Appear In A Specific Case re Jeffrey H Squire to Appear Pro Hac Vice. FEE PAID. filed by Plaintiffs David Osher, Amish Desai. Lodged Proposed Order. (dw, ) (Entered: 03/30/2006)

29 03/29/2006 FAX number for Attorney Kathleen Langan is (dw, ) (Entered: 05/03/2006) 03/31/ ORDER on Application of Non-Resident Attorney to Appear In A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Jeffrey H Squire to Appear Pro Hac Vice. FEE PAID. 432 (dw, ) (Entered: 04/03/2006) 03/31/ Mail Returned addressed to Paul J. Geller (yl, ) (Entered: 04/07/2006) 03/31/ Mail Returned addressed to Paul Geller re 427 Notice of Transfer Back/Remand and Reopening Case (CV-56), Notice of Transfer Back/Remand and Reopening Case (CV- 56) (yl, ) (Entered: 04/07/2006) 04/03/ NEW CASE ORDER. This case has been assigned to the calendar of Judge Stephen V. Wilson. The Court fully adheres to Rule 1 of the Federal Rules of Civil Procedure which requires that the Rules be construed to secure the just, speedy and inexpensive determination of every action. (See order for details) (cs) (entered 4/4/06) (Entered: 04/04/2006) 04/04/ NOTICE OF CLERICAL ERROR: Due to clerical error: Entered into the ADR Program in Error (dw, ) (Entered: 04/06/2006) 04/07/ APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Joshua S Amsel to appear pro hac vice; and to Designate Cary J Brunner as local counsel filed by Defendant Nomura Securities International Inc. FEE PAID Lodged Proposed Order. (dw, ) (Entered: 04/11/2006) 04/07/ APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Seth Goodchild to Appear Pro Hac Vice filed by Defendant Nomura Securities International Inc. FEE PAID Lodged Proposed Order. (dw, ) (Entered: 04/11/2006) 04/07/ APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Joanna R Varon to Appear Pro Hac Vice filed by Defendant Nomura Securities International Inc.FEE PAID Lodged Proposed Order. (dw, ) (Entered: 04/11/2006) 04/07/ APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Greg A Danilow to Appear Pro Hac Vice filed by Defendant Nomura Securities International Inc. FEE PAID Lodged Proposed Order. (dw, ) (Entered: 04/11/2006) 04/07/2006 FAX number for Attorney Joshua Amsel, Greg A Danilow, Seth Goodchild, Joanna R Varon is (dw, ) (Entered: 04/11/2006) 04/11/ ORDER on Application of Non-Resident Attorney to Appear In A Specific Case by Judge Stephen V. Wilson: GRANTED re APPLICATION for attorney Seth Goodchild to Appear Pro Hac Vice 439 (dw, ) (Entered: 04/12/2006) 04/11/ ORDER on Application of Non-Resident Attorney to Appear in a Specific Case by Judge Stephen V. Wilson: GRANTED re APPLICATION for attorney Joanna R Varon to Appear Pro Hac Vice 440 (dw, ) (Entered: 04/12/2006) 04/11/ ORDER on Application of Non-Resident Attorney to Appear in a Specific Case by Judge Stephen V. Wilson: GRANTED APPLICATION for attorney Joshua S Amsel to Appear Pro Hac Vice 438 (dw, ) (Entered: 04/12/2006) 04/11/ ORDER on Application of Non-Resident Attorney to Appear In A Specific Case by

30 Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Greg A Danilow to Appear Pro Hac Vice 441 (dw, ) (Entered: 04/14/2006) 04/13/ PROOF OF SERVICE of Orders on Application of Non-Resident Attorney to Appear in A Specific Case for Greg A Danilow, Seth Goodchild, Joanna R Varon and Joshua S Amsel filed by Defendant Nomura Securities International Inc, re Order 445, Order 442, Order 443, Order 444, was served on 4/7/06. (dw, ) (Entered: 04/14/2006) 04/14/ Plaintiffs' REQUEST for trial setting conference filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (shb, ) (Entered: 04/20/2006) 04/17/ APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Michael J Dell to Appear Pro Hac Vice filed by Defendants Nomura Canada Inc, Scott Reed. Lodged Proposed Order. (dw, ) (Entered: 04/18/2006) 04/17/2006 FAX number for Attorney Michael J Dell is (dw, ) (Entered: 04/18/2006) 04/17/ ORDER on Application of Non-Resident Attorney to Appear in A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Michael J Dell to Appear Pro Hac Vice 447 (dw, ) (Entered: 04/18/2006) 04/17/ Mail Returned addressed to Marc A. Topz re 433 Order (bp, ) (Entered: 04/21/2006) 04/17/ Mail Returned addressed to Paul J. Geller re 434 Order, (bp, ) (Entered: 04/21/2006) 04/17/ Mail Returned addressed to Stuart L. Berman re 433 Order (bp, ) (Entered: 04/21/2006) 04/17/ Mail Returned addressed to Stuart L. Berman re 433 Order (bp, ) (Entered: 04/21/2006) 04/17/ Mail Returned addressed to Marc A. Topaz re 433 Order (bp, ) (Entered: 04/21/2006) 04/18/ Mail Returned addressed to Paul J. Geller re 433 Order on Application of Non- Resident Attorney to Appear in a Specific Case. (pcl, ) (Entered: 04/25/2006) 04/18/ Mail Returned addressed to Marc A. Topaz re 430 Notice to Parties of Adr Pilot Program (ADR-8) (pcl, ) (Entered: 04/25/2006) 04/18/ Mail Returned addressed to Stuart L. Berman re 427 Notice of Transfer. (pcl, ) (Entered: 04/25/2006) 04/18/ Mail Returned addressed to Stuart L. Berman re 430 Notice to Parties of Adr Pilot Program (ADR-8). (pcl, ) (Entered: 04/25/2006) 04/18/ Mail Returned addressed to Marc A. Topaz re 427 Notice of Transfer. (pcl, ) (Entered: 04/25/2006) 04/20/ ORDER RE: STATUS CONFERENCE by Judge Stephen V. Wilson: IT IS HEREBY ORDERED that a Status Conference be set for Monday, May 1, 2006 at 1:30 p.m. before the Honorable Stephen V. Wilson. The attorneys attending this conference MUST be those who are in charge of the conduct of the trial. Attendance is mandatory. This Court views this status conference as critical to its case management responsibilities. Counsel are required to approach it with the same seriousness. (See