U.S. District Court Central District Of California (Western Division - Los Angeles) CIVIL DOCKET FOR CASE #: 2:01-cv JFW-RC

Transcription

1 US District Court Civil Docket as of 03/04/2003 Retrieved from the court on Thursday, June 08, 2006 U.S. District Court Central District Of California (Western Division - Los Angeles) CIVIL DOCKET FOR CASE #: 2:01-cv JFW-RC Jeffrey Messinger, et al v. Robert D Fish, et al Assigned to: Judge John F. Walter Referred to: Magistrate Judge Rosalyn M. Chapman Demand: $0 Cause: 15:78m(a) Securities Exchange Act Date Filed: 03/29/2001 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Jeffrey Messinger represented by Paul T Locke Paul L Locke Law Offices 2001 Wilshire Blvd, Ste 505 Santa Monica, CA Fax: Steven R Young Steven R Young Law Offices 101 Pacifica, Ste 240 Irvine, CA bestlawyer@aol.com Plaintiff Robert I Gorrie represented by Paul T Locke (See above for address) Steven R Young (See above for address) V.

2 Defendant Robert D Fish represented by Lee G Werner Carroll & Werner 158 N Glassell St, Ste 204 Orange, CA Defendant Crockett & Fish represented by David J Zoetewey Snell and Wilmer 1920 Main Street, Suite 1200 Irvine, CA dzoetewey@swlaw.com Robert D Fish Rutan & Tucker 611 Anton Blvd, 14th Fl Costa Mesa, CA Fax: Sandra P Thompson Rutan & Tucker 611 Anton Blvd, 14th Fl Costa Mesa, CA Fax: Defendant Fish & Associates LLP represented by David J Zoetewey (See above for address) Robert D Fish (See above for address)

3 Sandra P Thompson (See above for address) Defendant Carl F Agren represented by Robert W Keaster Charlston Revich & Chamberlin 1925 Century Pk E, Ste 1250 Los Angeles, CA Fax: Defendant Clifford W Roberts, Jr represented by Efren A Compean Garrett & Tully 225 S Lake Ave, Ste 1400 Pasadena, CA Stephen C Chuck Garrett & Tully 225 S Lake Ave, Ste 1400 Pasadena, CA Defendant Roberts & Associates represented by Efren A Compean (See above for address) Stephen C Chuck (See above for address) Defendant Big Fat Fish Inc a Nevada corporation represented by Brent M Finch Stone Rosenblatt Cha

4 21550 Oxnard Street, Suite 200 Woodland Hills, CA Damon C Anastasia Seyfarth Shaw 2029 Century Park E, Ste 3300 Los Angeles, CA William H Lancaster Seyfarth Shaw 2029 Century Park E, Ste 3300 Los Angeles, CA Defendant Does 1 through 10,inclusive ThirdParty Plaintiff Robert D Fish represented by Lee G Werner (See above for address) V. ThirdParty Defendant Paul Locke ThirdParty Defendant Carl Lambert represented by Gary J Goodstein Barger & Wolen 633 W 5th St, 47th Fl Los Angeles, CA

5 ThirdParty Defendant Big Fat Fish Inc Date Filed # Docket Text 10/26/ NOTICE OF JOINDER by defendants Fish & Associates, Crockett Fish in motion to dismiss actn [65-1] (rrey) (Entered: 10/29/2001) 03/29/ COMPLAINT filed Summons(es) Issued referred to Discovery Rosalyn M. Chapman; Jury Demand (pc) (Entered: 04/03/2001) 03/29/ NOTICE OF INTERESTED PARTIES filed by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie (pc) (Entered: 04/03/2001) 03/29/ SWORN CERTIFICATION of Robert I Gorrie re class actn cmp by plaintiffs (rrey) (Entered: 04/05/2001) 03/29/ SWORN CERTIFICATION of Jeffrey Messinger re class actn cmp by plaintiff (rrey) (Entered: 04/05/2001) 03/29/ NOTICE of pendency of other actions or proceedings by plaintiff of related (case) - Orange County Superior Court case. (kc) (Entered: 04/05/2001) 04/03/ MINUTES: (IN CHAMBERS) Plfs are hereby Ord to file w/in seven (7) days hereof, fur info as to whether Chubb Group of Ins Co is related to American Intl Group Inc by Judge George H. King CR: None (rrey) (Entered: 04/05/2001) 04/12/ NOTICE OF INTERESTED PARTIES re possible relationship between Chubb Group & American Intl Group filed by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie (rrey) (Entered: 04/13/2001) 04/24/ STIPULATION and ORDER by Judge George H. King extending time to answer complaint [1-1] to 5/8/01 as to defendant Big Fat Fish Inc (rrey) (Entered: 04/25/2001) 04/24/ NOTICE OF INTERESTED PARTIES filed by defendant Robert D Fish (rrey) (Entered: 04/25/2001) 04/24/ NOTICE OF MOTION AND MOTION by defendant Robert D Fish to dismiss, or in the alt to stay case pending state crt actns ; req for judicial ntc; motion hearing set for 9:30 5/21/01 (rrey) (Entered: 04/25/2001) 04/24/ REQUEST by defendant Robert D Fish for judicial notice in suppt of motion to dismiss [10-1], to stay case pending state crt actns [10-2] (rrey) (Entered: 04/25/2001) 04/24/ NOTICE OF JOINDER by defendants Crockett & Fish, Fish & Associates to motion to dismiss [10-1], to stay case pending state crt actns [10-2] (rrey) (Entered: 04/25/2001)

6 04/24/ STIPULATION filed to extend time to answer complaint [1-1] to 4/25/01 as to defendants Clifford W Roberts Jr, Roberts & Associates (rrey) (Entered: 04/25/2001) 05/03/ FIRST AMENDED & SUPPLEMENTAL COMPLAINT [1-1] by plaintiffs Jeffrey Messinger, Robert I Gorrie; jury demand. Summons not iss (ir) (Entered: 05/04/2001) 05/14/ MINUTES: (In Chambers) taking motion to dismiss [10-1], to stay case pending state crt actns [10-2] off calendar by Judge George H. King CR: None (rrey) (Entered: 05/14/2001) 05/14/ ORDER RE CASE MGT (Revised as of 12/2000) by Judge George H. King (rrey) (Entered: 05/15/2001) 05/17/ STIPULATION and ORDER by Judge George H. King that dft Carl F. Agren shall have an additional 30 days to resp to plfs operative comp. (yc) (Entered: 05/18/2001) 05/21/ STIPULATION and ORDER by Judge George H. King that dft Big Fat Fish Inc shall have to & including 7/11/01 w/in which to file & serve a response toplf's 1st amended & supplemental cmp (bg) (Entered: 05/23/2001) 05/22/ PROOF OF SERVICE by plaintiff on 5/18/01 of Ord re Case Mgt Ord (Revised as of 12/2000) (rrey) (Entered: 05/23/2001) 05/30/ STIPULATION and ORDER by Judge George H. King extending time to answer 1st amended complaint [14-1] to as to defendants Fish & Associates, Crockett & Fish (rrey) (Entered: 05/31/2001) 05/30/ STIPULATION and ORDER by Judge George H. King extending time to thirty (30) days to answer 1st amended complaint [14-1] to as to defendant Robert D Fish (rrey) (Entered: 05/31/2001) 06/01/ STIPULATION and ORDER by Judge George H. King extending time to answer 1st amended complaint [14-1] to 6/7/01 as to defendants Clifford W Roberts Jr, Roberts & Associates (rrey) (Entered: 06/04/2001) 06/07/ NOTICE OF MOTION AND MOTION by defendants Clifford W Roberts Jr, Roberts & Associates to dismiss actns ; motion hearing set for 9:30 7/2/01 (rrey) (Entered: 06/08/2001) 06/07/ NOTICE OF MOTION by defendants Clifford W Roberts Jr, Roberts & Associates for an ord staying case pending resolution of parallel state crt proceedings ; decl of Efren A Compean; motion hearing set for 9:30 7/2/01 (rrey) (Entered: 06/08/2001) 06/07/ REQUEST by defendants Clifford W Roberts Jr, Roberts & Associates for judicial notice re motion for an ord staying case pending resolution of parallel state crt proceedings [24-1] (rrey) (Entered: 06/08/2001) 06/08/ SUPPLEMENTAL P/A by defendants Clifford W Roberts Jr, Roberts & Associates in suppt of motion to dismiss actns [23-1] (rrey) (Entered: 06/12/2001) 06/18/ MEMO OF P/A IN OPPOSITION by plaintiffs to motion to dismiss actns [23-1] (rrey) (Entered: 06/19/2001)

7 06/18/ MEMO OF P/A IN OPPOSITION by plaintiffs to motion for an ord staying case pending resolution of parallel state crt proceedings [24-1] (rrey) (Entered: 06/19/2001) 06/18/ DECLARATION of Paul T Locke by plaintiffs in suppt of plfs opp to motions to dismiss actns [23-1], for an ord staying case resolution of parallel state crt proceedings [24-1] (rrey) (Entered: 06/19/2001) 06/20/ NOTICE OF JOINDER by defendant Crockett & Fish, defendant Fish & Associates joining motion to dismiss [30-1], or in the alt, to stay this action because of pending state court actions, and request for judicial notice of state court pleadings [30-2] (ca) (Entered: 06/22/2001) 06/21/ NOTICE OF MOTION AND MOTION by defendant Robert D Fish to dismiss, or, in the alt, to stay this action because of pending state court actions, and request for judicial notice of state court pleadings ; motion hearing set for 9:30 a.m., on 7/16/01 (ca) (Entered: 06/22/2001) 06/21/ REQUEST by defendant Robert D Fish for judicial notice of state court pleadings [30-1] (ca) Modified on 06/22/2001 (Entered: 06/22/2001) 06/25/ ORDER SETTING SCHED CONF by Judge George H. King scheduling conf set for 1:30 8/13/01 (rrey) (Entered: 06/26/2001) 06/25/ REPLY MEMORANDUM by defendants Clifford W Roberts Jr, Roberts & Associates in suppt of motion for an ord staying case pending resolution of parallel state crt proceedings [24-1] (rrey) (Entered: 06/27/2001) 06/25/ REPLY MEMO OF P/A by defendants Clifford W Roberts Jr, Roberts & Associates in suppt of motion to dismiss actns [23-1] (rrey) (Entered: 06/27/2001) 06/26/ MINUTES: (In Chambers) continuing hearing on motion for an ord staying case pending resolution of parallel state crt proceedings [24-1], to dismiss actns [23-1] 9:30 7/16/01 by Judge George H. King CR: None Present (rrey) (Entered: 06/27/2001) 06/27/ STIPULATION and ORDER by Judge George H. King extending time w/in which dft Carl F Agren may ans or otherwise resp to plfs cmp ; dft shall resp after the Crt rules on the mot to dism & mot to stay by dfts Clifford W Roberts Jr & Roberts & Associates (rrey) (Entered: 06/29/2001) 07/02/ DECLARATION of PAUL T. LOCKE by plaintiffs Jeffrey Messinger, Robert I Gorrie in suppt of plfs opp to motion to dismiss [30-1], or, stay this action because of pending state court actions, and request for judicial notice of state court pleadings [30-2] (jp) (Entered: 07/03/2001) 07/02/ MEMORANDUM OF POINTS & AUTH IN OPPOSITION by plaintiffs Jeffrey Messinger, Robert I Gorrie to motion to dismiss [30-1], or stay this action because of pending state court actions, and request for judicial notice of state court pleadings [30-2] (jp) (Entered: 07/03/2001) 07/09/ REPLY by defendant Robert D Fish to plfs opp to motion to dismiss [30-1], to stay this action because of pending state court actions, and request for judicial notice of state court pleadings [30-2] (rrey) (Entered: 07/10/2001)

8 07/11/ STIPULATION and ORDER by Judge George H. King extending time to answer 1st amended complaint [14-1] to 7/25/01 as to defendant Big Fat Fish Inc (rrey) (Entered: 07/13/2001) 07/12/ MINUTES: The crt held a telephonic status conference re advisability of proceeding with the pending motions in light of ongoing settlement discussions. These motions are taken off calendar & will be ruled upon w/out oral argument & shall be deemed submitted as of 7/16/01; taking motion to dismiss [30-1] off calendar, taking motion to stay this action because of pending state court actions, and request for judicial notice of state court pleadings [30-2] off calendar, taking motion for an ord staying case pending resolution of parallel state crt proceedings [24-1] off calendar, taking motion to dismiss actns [23-1] off calendar by Judge George H. King CR: N/P (bg) (Entered: 07/16/2001) 07/16/ MINUTES: denying motion to dismiss [30-1], to stay this action because of pending state court actions, and request for judicial notice of state court pleadings [30-2]; for an ord staying case pending resolution of parallel state crt proceedings [24-1]; to dismiss actns [23-1]; to dismiss [10-1], to stay case pending state crt actns [10-2] by Judge George H. King CR: None (see doc for fur details) (rrey) (Entered: 07/17/2001) 07/26/ ANSWER filed by defendants Crockett & Fish, Fish & Associates to 1st amended complaint [14-1] (rrey) (Entered: 07/27/2001) 07/27/ ANSWER filed by defendant Robert D Fish to 1st amended complaint [14-1] (rrey) (Entered: 08/03/2001) 07/31/ MINUTES: (In Chambers) Re ptys stip re proposal to file 2nd A/C; the Crt STAYS plfs & BFFs stip pending ruling on Roberts mot to dism by Judge George H. King CR: None (rrey) (Entered: 08/01/2001) 08/03/ THIRD-PARTY COMPLAINT filed by defendant Robert D Fish; adding Paul Locke, Carl Lambert, Big Fat Fish Inc; Summons not issued (rrey) (Entered: 08/15/2001) 08/06/ MINUTES: mandatory status/scheduling conference taken off calendar by Judge George H. King CR: N/R (bg) (Entered: 08/06/2001) 08/09/ NOTICE OF UNAVAILABILITY of dfts cnsl by defendant Robert D Fish (rrey) (Entered: 08/13/2001) 08/13/ NOTICE OF UNAVAILABILITY of dfts cnsl by dfts Crockett & Fish, Fish & Associates (rrey) (Entered: 08/14/2001) 08/13/ NOTICE OF DISCREPANCY AND ORDER by Judge George H. King. The 3d pty cmp is to be fld & proc. (rrey) (Entered: 08/17/2001) 09/05/ ANSWER TO THIRD PARTY COMPLAINT [50-1] by third-party defendant Carl Lambert (rrey) (Entered: 09/06/2001) 09/10/ NOTICE OF MOTION AND MOTION by plaintiffs extending time to file class cert mot ; decl of Paul T Locke; motion hearing set for 9:30 10/15/01 (rrey) (Entered: 09/13/2001)

9 09/13/ NOTICE OF CHANGE OF HEARING DATE by plaintiff of plfs motion extending time to file class cert mot [53-1] (rrey) (Entered: 09/18/2001) 09/26/ MINUTES: (In Chambers) granting motion to dismiss actns [23-1]; plfs RICO clms are DISM as to all dfts w/o fur lv to amd; plfs sec law clm is DISM as agnst Roberts & Robert & Associates w/o fur lv to amd; plfs state law clm of legal malpractice as agnst Roberts & Roberts & Associates is DISM w/o fur lv to amd; plfs remaining state law clms for breach of fiduciary duty conspiracy to embezzle & defraud & unfair business practices are DISM as agnst Roberts & Roberts & Associates w/ lv to amd; plfs shall file a SAC in full compliance w/ this ord w/in fifteen (15) days hereof by Judge George H. King CR: None (rrey) (Entered: 09/28/2001) 09/26/2001 PLACED IN FILE - NOT USED; stip re proposal to file 2nd amd & suppl cmp ldg on 7/25/01 (rrey) (Entered: 09/28/2001) 10/01/ MEMO OF P/A IN OPPOSITION by defendant Robert D Fish to motion extending time to file class cert mot [53-1] (rrey) (Entered: 10/02/2001) 10/01/ NOTICE OF JOINDER by defendants Fish & Associates, Crockett Fish to opposition [56-1] (rrey) (Entered: 10/02/2001) 10/05/ REPLY MEMORANDUM OF POINTS & AUTH by plaintiffs Jeffrey Messinger, Robert I Gorrie in suppt of motion extending time to file class cert mot [53-1] (jp) (Entered: 10/09/2001) 10/11/ SECOND AMENDED COMPLAINT [14-1] by plaintiffs; jury demand. Summons not issued (rrey) (Entered: 10/12/2001) 10/12/ MINUTES: taking motion extending time to file class cert mot [53-1] off calendar & will be taken under submission without oral argument on that date by Judge George H. King CR: None (bg) (Entered: 10/12/2001) 10/15/ MINUTES: granting motion extending time to file class cert mot [53-1]; plfs shall file any mot for class cert w/in sixty (60) days after the last ans is due to be fld by any dft in the actn by Judge George H. King CR: None (rrey) (Entered: 10/16/2001) 10/23/ NOTICE OF MOTION AND MOTION by defendant Carl F Agren to strike plfs 2nd A/C purs to CCP Sec , or in the alt to strike the 2nd A/C purs to CC Sec ; motion hearing set for 9:30 11/19/01 (rrey) (Entered: 10/24/2001) 10/23/ REQUEST by defendant Carl F Agren for Judicial Notice in suppt of motion to strike plfs 2nd A/C purs to CCP Sec [62-1] to strike the 2nd A/C purs to CC Sec [62-2] (rrey) (Entered: 10/24/2001) 10/23/ NOTICE OF JOINDER & JOINDER by defendants Clifford W Roberts Jr, Roberts & Associates to motion to strike plfs 2nd A/C purs to CCP Sec [62-1], to strike the 2nd A/C purs to CC Sec [62-2] (rrey) (Entered: 10/24/2001) 10/23/ NOTICE OF MOTION AND MOTION by defendants Clifford W Roberts Jr, Roberts & Associates to dismiss actn ; decl of Efren A Compean; motion hearing set for 9:30 11/19/01 (rrey) (Entered: 10/24/2001)

10 10/25/ NOTICE OF MOTION AND MOTION by defendant Robert D Fish to dismiss Fed Securities clm of 2nd amd & suppl cmp ; motion hearing set for 9:30 11/19/01 (rrey) (Entered: 10/26/2001) 10/26/ NOTICE OF JOINDER by defendants Fish & Associates, Crockett Fish in motion to dismiss Fed Securities clm of 2nd amd & suppl cmp [66-1] (rrey) (Entered: 10/29/2001) 11/05/ OPPOSITION by plaintiff to motion to strike plfs 2nd A/C purs to CCP Sec [62-1], to strike the 2nd A/C purs to CC Sec [62-2] (rrey) (Entered: 11/06/2001) 11/05/ DECLARATION of Paul T Locke by plaintiffs in suppt of motion to strike plfs 2nd A/C purs to CCP Sec [62-1], & to strike the 2nd A/C purs to CC Sec [62-2] (rrey) (Entered: 11/06/2001) 11/05/ OPPOSITION by plaintiffs to motion to dismiss actn [65-1] (rrey) (Entered: 11/06/2001) 11/05/ OPPOSITION by plaintiffs to motion to dismiss Fed Securities clm of 2nd amd & suppl cmp [66-1] (rrey) (Entered: 11/06/2001) 11/09/ DECLARATION of Brent M Finch by defendant Big Fat Fish Inc in suppt of the stip re ext for dft Big Fat Fish Inc to file resp to 2nd A/C & suppl cmp (rrey) (Entered: 11/09/2001) 11/09/ REPLY by defendant Robert D Fish to plfs opp to motion to dismiss Fed Securities clm of 2nd amd & suppl cmp [66-1] (rrey) (Entered: 11/13/2001) 11/13/ STIPULATION and ORDER by Judge George H. King extending time to answer 2nd amended complaint [59-1] to 12/17/01 as to defendant Big Fat Fish Inc (rrey) (Entered: 11/13/2001) 11/13/ REPLY MEMORANDUM OF POINTS AND AUTHORITIES by defendant Clifford W Roberts Jr, defendant Roberts & Associates in support of motion to dismiss actn [65-1] (ca) (Entered: 11/14/2001) 11/13/ DECLARATION of Robert Keaster in support by defendant Carl F Agren of opposition to dft Carl F. Agren's motion to strike pltfs second amended complaint [69-1] (ca) (Entered: 11/14/2001) 11/13/ REPLY MEMORANDUM by defendant Carl F Agren to pltf's opposition to motion to strike the second amended complaint [69-1] (ca) (Entered: 11/14/2001) 11/15/ MINUTES: Dft Agrens motion to strike plfs 2nd A/C purs to CCP Sec [62-1], to strike the 2nd A/C purs to CC Sec [62-2], dfts Roberts & Roberts & Assoc motion to dismiss actn [65-1], joinder of dft Roberts in dft Agrens mot to str, dft Fish motion to dismiss Fed Securities clm of 2nd amd & suppl cmp [66-1], joinder of dfts Fish & Assoc, Crockett & Fish in mot to dism by Fish are taken under submission; the hrg is therefore off cal & no apr is necessary by Judge George H. King CR: Not Present (rrey) (Entered: 11/19/2001) 11/21/ MINUTES: denying motion to dismiss Fed Securities clm of 2nd amd & suppl cmp [66-1], to dismiss actn [65-1]; the Crt hereby dism plfs securities clms agnst Agren

11 w/o fur lv to amd; the ptys are hereby Ord to show cause in writing w/in fifteen (15) days by 12/5/01 why the remaining state clms agnst all of the dfts & 3d pty dfts should not be dism w/o prej by Judge George H. King CR: None (rrey) (Entered: 11/26/2001) 12/03/ RESPONSE by plaintiffs Jeffrey Messinger, Robert I Gorrie to OSC re dism of State Law claims purs to hrg of 11/19/01 [80-1], [80-2] (ir) (Entered: 12/04/2001) 12/06/ ANSWER filed by defendant Robert D Fish to 2nd amended complaint [59-1]; ldg propsd ord. (nhac) (Entered: 12/06/2001) 12/06/ ANSWER filed by defendant Fish & Associates LLP to 2nd amended & suppl complaint [59-1] (rrey) (Entered: 12/07/2001) 12/06/ ANSWER filed by defendant Crockett & Fish to 2nd amended & suppl complaint [59-1] (rrey) (Entered: 12/07/2001) 12/18/ RESPONSE filed by defendant Big Fat Fish Inc to 2nd amended complaint [59-1] (rrey) (Entered: 12/19/2001) 12/18/ NOTICE OF INTERESTED PARTIES filed by defendant Big Fat Fish Inc (rrey) (Entered: 12/19/2001) 12/20/ MINUTES: dismissing plfs state law clms w/o prej ; dismissing the third-party complaint [50-1] w/o prej to premit plfs & dft Fish to refile those clms in state crt by Judge George H. King CR: None (ENT 12/21/01) (send/ntc) (rrey) Modified on 12/21/2001 (Entered: 12/21/2001) 12/27/ STATUS REPORT pursuant to court order of 12/20/01 by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie (bg) (Entered: 12/28/2001) 01/08/ NOTICE OF MOTION AND MOTION by plaintiffs for summary judgment purs to FRCP Rule 56(a), or in the alt for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP ; motion hearing set for 9:30 2/11/02; Lodged stmt; ord; jgm (rrey) (Entered: 01/09/2002) 01/08/ DECLARATION of Paul T Locke by plaintiffs in suppt of motion for summary judgment purs to FRCP Rule 56(a) [89-1], & for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/09/2002) 01/08/ DECLARATION of Daniel M Cislo by plaintiffs in suppt of motion for summary judgment purs to FRCP Rule 56(a) [89-1], & partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/09/2002) 01/08/ DECLARATION of Paul T Locke by plaintiffs re corporate matters in fur suppt of motion for summary judgment purs to FRCP Rule 56(a) [89-1], or partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/09/2002) 01/08/ DECLARATIONS of Charles V Kinstler II; Jeffrey Messinger; David C Nix; & Mike E O'Neal by plaintiffs in suppt of motion for summary judgment purs to FRCP Rule 56(a) [89-1], or for partial summary adjudication of clms agnst dfts

12 Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/09/2002) 01/09/2002 LODGED Jgm submitted by defendant Carl F Agren (FWD TO CRD) (rrey) (Entered: 01/10/2002) 01/11/ OBJECTION filed by plaintiffs to proposed jgm ldg by dft Carl F Agren [0-0] (rrey) (Entered: 01/14/2002) 01/14/ NOTICE OF MOTION AND MOTION by plaintiffs for ord determining that actn may proceed as a class action ; decls of Paul T Locke; Jeffrey Messinger; & Robert I Gorrie; motion hearing set for 9:30 2/11/02 (rrey) (Entered: 01/15/2002) 01/18/ RESPONSE by defendant Carl F Agren to objections to propsd jgm [94-1] (rrey) (Entered: 01/22/2002) 01/23/ NOTICE OF CHANGE Of Address filed by atty Robert D Fish for defendant Fish & Associates; 3000 S Augusta Crt; La Habra CA (rrey) (Entered: 01/24/2002) 01/24/ REPLY by plaintiffs to dft Carl F Agrens resp to obj to propsd jgm [96-1] (rrey) (Entered: 01/25/2002) 01/28/ OPPOSITION by defendant Robert D Fish to motion for summary judgment purs to FRCP Rule 56(a) [89-1], for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/29/2002) 01/28/ MEMO OF P/A IN OPPOSITION by defendant Robert D Fish to motion for ord determining that actn may proceed as a class action [95-1]; decls (rrey) (Entered: 01/29/2002) 01/28/ TATEMENT GENUINE ISSUES by defendant Robert D Fish in opp to motion for summary judgment purs to FRCP Rule 56(a) [89-1], for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/29/2002) 01/28/ DECLARATION of Robert D Fish by defendant Robert D Fish in opp to motion for ord determining that actn may proceed as a class action [95-1], for summary judgment purs to FRCP Rule 56(a) [89-1], for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/29/2002) 01/28/ DECLARATION of Carl F Agren by defendant Robert D Fish in opp to motion for ord determining that actn may proceed as a class action [95-1], for summary judgment purs to FRCP Rule 56(a) [89-1], for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/29/2002) 01/28/ EVIDENTIARY OBJECTIONS filed by defendant Robert D Fish to plfs decls offered in suppt of motion for ord determining that actn may proceed as a class action [95-1], for summary judgment purs to FRCP Rule 56(a) [89-1], for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 01/29/2002)

13 01/28/ PROOF OF SERVICE by defendant Robert D Fish on 1/28/02 of papers in opp to mots for summ jgm & class cert (see doc for fur details) (rrey) (Entered: 01/29/2002) 01/28/ JOINDER by defendant Fish & Associates, defendant Crockett & Fish in opposition to mot for summary jgm & in the alt summ adjudication [99-1] (rrey) (Entered: 01/29/2002) 01/28/ JOINDER by defendants Crockett & Fish, Fish & Associates in opposition to mot for class cert [100-1] (rrey) (Entered: 01/29/2002) 01/31/ MINUTES: On 1/9/02, dft Agren lodged a proposed jgm to recover costs & atty's fees pursuant to California Code of Civil Procedure (c). That proposed jgm is rejected by Judge George H. King CR: N/P (bg) (Entered: 02/04/2002) 01/31/ MINUTES: taking motion for ord determining that actn may proceed as a class action [95-1] off calendar, taking motion for summary judgment purs to FRCP Rule 56(a) [89-1] off calendar, taking motion for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] off calendar; The parties are ord to meet & confer in full compliance with Local Rule 7-3 by Judge George H. King CR: N/P (bg) (Entered: 02/04/2002) 02/01/2002 PLACED IN FILE - NOT USED; Jgm ldg by dft Carl F Agren 1/9/02 (rrey) (Entered: 02/04/2002) 02/04/ EVIDENTIARY OBJECTIONS filed by plaintiffs to motion for summary judgment purs to FRCP Rule 56(a) [89-1], or in the alt for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 02/05/2002) 02/04/ REPLY MEMORANDUM OF P/A by plaintiffs in suppt of motion for ord determining that actn may proceed as a class action [95-1] (rrey) (Entered: 02/05/2002) 02/04/ REPLY MEMORANDUM OF P/A by plaintiffs in suppt of motion for summary judgment purs to FRCP Rule 56(a) [89-1], or in the alt for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 02/05/2002) 02/04/ RESPONSES by plaintiffs to evid objs to plfs decls in suppt of motion for summary judgment purs to FRCP Rule 56(a) [89-1], or in the alt for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 02/05/2002) 02/04/ DECLARATION of Paul T Locke by plaintiffs in reply to dfts opp to motion for summary judgment purs to FRCP Rule 56(a) [89-1], or in the alt for partial summary adjudication of clms agnst dfts Robert D Fish, Crockett & Fish, & Fish & Associates LLP [89-2] (rrey) (Entered: 02/05/2002) 03/20/ ORDER by Judge George H. King scheduling conf set for 1:30 4/22/02; ptys planning meeting purs to Rule 26(f); rpt of ptys planning meeting (rrey) (Entered: 03/21/2002) 04/08/ REPORT OF PARTIES PLANNING MEETING filed; est length of trial 10 days

14 (rrey) (Entered: 04/09/2002) 04/09/ NOTICE AND REQUEST Of Settlement Procedure Selection fld Parties request to apr bef a randomly selected judicial officer frm the Civil Settlement Panel for sttlmnt procdgs Order by Judge George H. King granting settlement procedure selection request [117-1] (rn) (Entered: 04/18/2002) 04/18/ REQUEST FOR ASSIGNMENT OF SETTLEMENT JUDGE - pursuant to Local Rule , case assigned to Judge Harry L. Hupp for settlement conference. (cc: all counsel) (rn) (Entered: 04/18/2002) 04/22/ MINUTES: scheduling conference held ; With Judge Nakazatos consent Crt refers matter to Judge Nakazato for sttlmnt conf; cnsl are directed to contact Judge Nakazatos crt clk on 4/23/02 to set a time for a sttlmnt conf w/in the next thirty days if agreeable to Judge Nakazatos cal by Judge George H. King CR: None (rrey) (Entered: 04/24/2002) 04/24/ MINUTES: (IN CHAMBERS) vacating assignment of Judge Hupp as sttlmnt judge [118-1] by Judge Harry L. Hupp CR: None (cc cnsl) (rrey) (Entered: 04/25/2002) 04/25/ MINUTES (In Chambers): ord that ptys shall appear for a settlement conference on 1:30 5/16/02 (see doc for specifics); by Discovery Arthur Nakazato CR: none (rmi) (Entered: 04/30/2002) 05/09/2002 PLACED IN FILE - NOT USED; Propsd Jgm ldg by plfs on 1/8/02 (rrey) (Entered: 05/10/2002) 05/09/2002 PLACED IN FILE - NOT USED; Plfs stmt of uncontroverted facts & concls of law re mot for summary jgm for partial summary adjudication ldg on 1/8/02 (rrey) (Entered: 05/10/2002) 05/09/2002 PLACED IN FILE - NOT USED; Propsd ord ldg by plfs on 1/8/02 (rrey) (Entered: 05/10/2002) 05/16/ MINUTES: settlement conference held, however, aft discussions the ptys were unable to reach a sttlmt agreement; accordingly, the ptys are directed to prepare for trial in accrodance w/any prior orders issued by the District Judge; by Discovery Arthur Nakazato CR: none (rmi) (Entered: 05/20/2002) 06/07/ ORDER OF THE CHIEF JUDGE # approved by Judge Consuelo B. Marshall Pursuant to the recommended procedure adopted by the Court for the creation of the calendar of Judge John F. Walter, this case is transferred from the calendar of Judge George H. King to the calendar of Judge John F. Walter for all further proceedings. The new case number will now read as CV JFW (RCx) (cc: all counsel) (rn) (Entered: 06/10/2002) 06/18/ NOTICE OF MOTION AND MOTION by plaintiffs Jeffrey Messinger, Robert I Gorrie for partial adjudication for clms as to liability purs to FRCP rule 56, and for order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, ; memo of PA in suppt motion hearing set for 1:30 7/22/02 (yc) (Entered: 06/19/2002) 06/18/ Stmt of uncontroverted facts by plaintiffs Jeffrey Messinger, Robert I Gorrie and conclusions of law re motion for partial adjudication for clms as to liability purs to

15 FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (yc) (Entered: 06/19/2002) 06/18/ DECLARATION of Charles V. Kinstler II, Jeffrey Messinger, David C. Nix, Mike E O'Neal, Maxwell Higgins, Kevin Leigh by plaintiffs Jeffrey Messinger, Robert I Gorrie in suppt of motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (yc) (Entered: 06/19/2002) 06/18/ DECLARATION of Paul T Locke by plaintiffs Jeffrey Messinger, Robert I Gorrie re motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (yc) (Entered: 06/19/2002) 06/18/ DECLARATION of Paul T Locke by plaintiffs Jeffrey Messinger, Robert I Gorrie, regarding Corporate matters in further suppt of plfs' motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (yc) (Entered: 06/19/2002) 06/18/ DECLARATION of Daniel M Cislo by plaintiffs Jeffrey Messinger, Robert I Gorrie in suppt of motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (yc) (Entered: 06/19/2002) 06/18/ DECLARATION of Paul T Locke by plaintiffs Jeffrey Messinger, Robert I Gorrie re the decl of Robert D Fish previously fld in opp to motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (yc) (Entered: 06/19/2002) 07/08/ Joinder by defendant Crockett & Fish, defendant Fish & Associates in opp to motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/11/2002) 07/09/ NOTICE OF DISCREPANCY AND ORDER by Judge John F. Walter ordering Opp; Decl submitted received on 7/8/02 is not to be fld but instead rejected; Denial based on: Memo brief exceeding 10 pgs (twdb) (Entered: 07/10/2002) 07/11/ Ntc of filing OPPOSITION by defendant Robert D Fish to motion for partial adjudication of clms with tables of contents and authorities and revised page 14 [124-1], [124-2] (twdb) (Entered: 07/12/2002) 07/11/ Evidentiary OBJECTIONS by defendant Robert D Fish to decls of Paul Locke in suppt of motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb)

16 (Entered: 07/12/2002) 07/11/ STATEMENT genuine issues by defendant Robert D Fish in opp to motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/12/2002) 07/11/ OBJECTIONS by defendant Robert D Fish to decl of Daniel M. Cislo in suppt of plf's motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/12/2002) 07/11/ OPPOSITION by defendant Robert D Fish to motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/12/2002) 07/11/ DECLARATION of Robert D. Fish by defendant Robert D Fish in opp to motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/12/2002) 07/11/ DECLARATION of Carl F. Agren by defendant Robert D Fish in opp to motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/12/2002) 07/15/ REPLY decl of Daniel M. Cislo by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie RE representations by Robert D. Fish in further suppt of plf's motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/16/2002) 07/15/ RESPONSE by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie to evidentiary objs to plfs' decls in suppt of motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/16/2002) 07/15/ REPLY decl of Paul T. Locke by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie in suppt of plfs' motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/16/2002) 07/15/ EVIDENTIARY OBJECTIONS by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie to dfts' decl in opp to plfs' motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts

17 w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/16/2002) 07/15/ REPLY memo of PA in suppt by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie of motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/16/2002) 07/17/ NOTICE OF MOTION AND MOTION by defendant Robert D Fish to disqualify plf's atty Paul T. Locke ; Motion hearing set for 1:30 8/12/02 (twdb) Modified on 07/18/2002 (Entered: 07/18/2002) 07/17/ DECLARATION of Robert D. Fish by defendant Robert D Fish in suppt of motion to disqualify plf's atty [145-1] (twdb) (Entered: 07/18/2002) 07/17/ DECLARATION of Lee G. Werner by defendant Robert D Fish in suppt of motion to disqualify plf's atty Paul T. Locke [145-1] (twdb) (Entered: 07/18/2002) 07/17/ Ntc of lodging of transcrs by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie in further suppt of motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] (twdb) (Entered: 07/29/2002) 07/17/2002 LODGED Depos submitted by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie (FWD TO CRD) (twdb) (Entered: 07/29/2002) 07/18/ MINUTES/ORDER before Judge John F. Walter: NTC TO CNSL that plf's motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1] & ord determining material facts w/out substantial controversy agnst dft Robert D Crockett & Fish and Fish & Assoc LLP, [124-2] set 1:30 shall remain as previously set. CR: N/P (jp) (Entered: 07/19/2002) 07/22/ MINUTES: denying motion for partial adjudication for clms as to liability purs to FRCP rule 56 [124-1], denying motion order determining material facts w/out substantial controversy agnst dft Robert D Fish, Crockett & Fish and Fish & Assoc LLP, [124-2] by Judge John F. Walter CR: Roger May (twdb) (Entered: 07/26/2002) 07/29/ Memo of PA in OPPOSITION by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie to motion to disqualify plf's atty Paul T. Locke [145-1] (twdb) (Entered: 07/30/2002) 07/29/ EVIDENTIARY OBJECTIONS by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie to dft's decl in suppt of motion to disqualify plf's atty Paul T. Locke [145-1] (twdb) (Entered: 07/30/2002) 07/29/ DECLARATION of Paul T. Locke by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie in opp to motion to disqualify plf's atty Paul T. Locke [145-1] (twdb) (Entered: 07/30/2002) 08/05/ REPLY by defendant Robert D Fish to plfs' opp to motion to disqualify plf's atty Paul T. Locke [145-1] (twdb) (Entered: 08/07/2002)

18 08/05/ Ntc of lodging of atty Locke's depo transcr by defendant Robert D Fish in suppt of motion to disqualify plf's atty Paul T. Locke [145-1] (twdb) (Entered: 08/07/2002) 08/05/2002 LODGED Depo transcript submitted by defendant Robert D Fish (FWD TO CRD) (twdb) (Entered: 08/07/2002) 08/12/ MINUTES: Denying motion to disqualify plf's atty Paul T. Locke [145-1] without prejudice. mr. Locke is directed to file a status report on or before 9/27/02, regarding efforts to associate trial counsel into this matter. IT IS SO ORDERED by Judge John F. Walter CR: Beth Esther Zaccaro (ca) (Entered: 08/15/2002) 09/06/ LETTER re depo transcr document proposed [0-0] (twdb) (Entered: 09/12/2002) 09/06/ LETTER re depo trancsr document proposed [0-0] (twdb) (Entered: 09/12/2002) 09/16/ NOTICE OF CHANGE Of Address & Telephone Numbers filed by atty Paul T Locke for plaintiff Robert I Gorrie & Jeffrey Messinger; New address is Wilshire Blvd, Ste 500, LA, CA 90025; ; FAX (nhac) (Entered: 09/17/2002) 09/27/ NOTICE OF ASSOCIATION of Counsel for plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie by attorney Steven R Young (twdb) (Entered: 09/30/2002) 09/27/ NOTICE OF CHANGE Of Address filed by atty Sandra P Thompson for defendant Fish & Associates, David J Zoetewey for defendant Fish & Associates, Robert D Fish for defendant Fish & Associates. Fish & Associates 2456 Comer Lane, Tustin, CA (twdb) (Entered: 10/03/2002) 10/08/ Lodging of PROOF OF SERVICE executed upon third-party defendant Paul Locke an individual; Service by NOT INDICATED on 7/11/02 via personal by serving S/C to Paul Locke (twdb) (Entered: 10/09/2002) 10/08/ Lodging of PROOF OF SERVICE executed upon third-party defendant Carl Lambert; Service by FRCP on 8/29/02 via personal svc by serving S/C to Carl Lambert (twdb) (Entered: 10/09/2002) 10/28/ NOTICE OF MOTION AND MOTION by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie for order determining that action may proceed as a class action ; Motion hearing set for 1:30 11/25/02 (twdb) (Entered: 10/29/2002) 11/05/ DECLARATION of Robert D. Fish by defendant Crockett & Fish, defendant Fish & Associates in opposition to plaintiff's motion for order determining that action may proceed as a class action [163-1] (twdb) (Entered: 11/08/2002) 11/05/ OPPOSITION by defendant Crockett & Fish, defendant Fish & Associates to motion for order determining that action may proceed as a class action [163-1] (twdb) (Entered: 11/08/2002) 11/08/ Memorandum of points & authorities in OPPOSITION by defendant Robert D Fish to motion for order determining that action may proceed as a class action [163-1] (twdb) (Entered: 11/12/2002) 11/08/ REQUEST by defendant Robert D Fish for Judicial Notice of declarations previously filed in opposition to plaintiffs' summary judgment motion in support of motion for ord determining that actn may proceed as a class action [95-1] (twdb)

19 (Entered: 11/12/2002) 11/18/ EVIDENTIARY OBJECTIONS by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie to defendants' declarations in opposition to motion for order determining that action may proceed as a class action [163-1] (twdb) (Entered: 11/19/2002) 11/18/ REPLY memorandum of points & authorities by plaintiff Jeffrey Messinger, plaintiff Robert I Gorrie in support of motion for order determining that action may proceed as a class action [163-1] (twdb) (Entered: 11/19/2002) 11/20/ MINUTES: Denying motion for order determining that action may proceed as a class action [163-1] by Judge John F. Walter CR: n/a (twdb) (Entered: 11/22/2002) 12/30/ NOTICE OF MOTION AND MOTION by plaintiffs for leave to intervene ; motion hearing set for 1:30 1/27/03; Memorandum of Points and Authorities in support thereof; Declaration of Paul T. Locke in support; Lodged Proposed Complaint in Intervention; Lodged Proposed Order (mch) (Entered: 01/02/2003) 01/03/ OPPOSITION by defendant Fish & Associates, defendant Crockett & Fish to motion for leave to intervene [171-1] (mch) (Entered: 01/07/2003) 01/09/ JOINDER by defendant Robert D Fish in the opp of Dfts Fish & Asosciates LLP & Crockett & Fish to the motion for intervention [171-1]i filed by Jeffrey Messinger & Robert I Gorrie (dw) (Entered: 01/10/2003) 01/13/ REPLY MEMORANDUM OF POINTS AND AUTHORITIES by plaintiffs in further support of motion for leave to intervene [171-1]; Declaration of Paul T. Locke in further support (mch) (Entered: 01/14/2003) 01/22/ MINUTES (IN CHAMBERS) The Court GRANTS the motion for Order For Intervention [171-1]; The lodged Proposed Complaint in Intervention shall be deemed filed as of the date of this MO. Defendants shall file an answer or response to the Complaint in Intervention w/in 10 days of the date of this MO. The hearing calendared for 1/27/03 is hereby vacated and the matter taken off calendar by Judge John F. Walter CR: none present (rl) (Entered: 01/24/2003) 01/22/ COMPLAINT in intervention for relief based upon 15 USC Section 78j(b) and Rule 10b-5 (Misrepresentations and omissions, scheme and course of business to defraud) (against Fish, Crockett & Fish, Fish & Associates) - DEMAND FOR JURY TRIAL (rl) (Entered: 01/30/2003) 01/24/2003 PLACED IN FILE - NOT USED order granting motion, etc (yc) (Entered: 01/27/2003) 01/24/2003 PLACED IN FILE - NOT USED re prop denying motion for intervention. (yc) (Entered: 01/27/2003) 01/24/ MINUTES (IN CHAMBERS)i scheduling conf set for 3:30 3/10/03. Cnsl are directed to comply w/rule 26(f) of the FRCP and Local Rule 26-1 in a timely fashion and to file a Joint Rule 26(f) Report and a Notice of Settlement Procedure Selection form on or before 2/24/03. The Court requests that a conformed courtesy copy of the report be delivered to chambers on the day it is filed. Plaintiff's cnsl is directed to give notice of the scheduling conf to all parties that have appeared in this action, and is directed to give notice of the scheduling conf immediately to

20 each party that makes an initial appearance in the action after this date (see doc for fur details) by Judge John F. Walter CR: none present (rl) (Entered: 01/29/2003) 01/30/ ORDER by Judge John F. Walter: The Court ORDERES that this action be and hereby is dismissed without prejudice. The Court to retain jurisdiction for a period of 60 days to enforce the terms of the settlement. The Clerk shall mail a copy of this Order to all counsel of Record terminating case (MD JS-6) (rl) (Entered: 01/31/2003) 01/30/ STIPULATION and ORDER for stay pending dismissal pursuant to settlement by Judge John F. Walter - DENIED (rl) (Entered: 02/03/2003) 02/05/ NOTICE OF DISCREPANCY AND ORDER by Judge John F. Walter ordering Answer to complaint submitted received on 2/3/03 is not to be fld but instead rejected; Denial based on: case terminated on 1/30/03 (shb) (Entered: 02/10/2003) 02/12/ NOTICE OF CHANGE Of Address filed by atty Paul T Locke for plaintiff Robert I Gorrie. New address is 2001 Wilshire Boulevard Suite 505 Santa Monica CA (rl) (Entered: 02/13/2003) 02/27/ NOTICE OF DISCREPANCY AND ORDER by Judge John F. Walter ordering Notice of change of address submitted received 2/26/03 is not to be fld but instead rejected; Denial based on: LR , No complete copy provided for judge (face sheet only) (mg) (Entered: 03/06/2003) 03/04/ NOTICE OF CHANGE Of Address filed by atty Robert W Keaster for defendant Carl F Agren. New address is: 1925 Century Park East Suite 1250 Los Angeles CA (rl) (Entered: 03/05/2003) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at