U.S. District Court Northern District of Georgia (Atlanta) CIVIL DOCKET FOR CASE #: 1:03-cv ODE

Transcription

1 US District Court Civil Docket as of 06/22/2005 Retrieved from the court on Wednesday, July 20, 2005 U.S. District Court Northern District of Georgia (Atlanta) CIVIL DOCKET FOR CASE #: 1:03-cv ODE In Re: InterCept Securities, et al v. Intercept, Inc., et al Assigned to: Judge Orinda D. Evans Demand: $0 Cause: 15:78m(a) Securities Exchange Act Date Filed: 03/03/2003 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Steven Gaynor individually and on behalf of all others similarly situated represented by Andrew L. Barroway Schiffrin & Barroway 280 King of Prussia Road Radnor, PA Christopher S. Jones Milberg Weiss Bershad & Schulman 5200 Town Center Circle Tower One, Suite 600 Boca Raton, FL Fax: David A. Rosenfeld Cauley Geller Bowman & Coates 2255 Glades Road Suite 421A Boca Raton, FL Howard K. Coates, Jr. Cauley Geller Bowman & Coates 2255 Glades Road Suite 421A Boca Raton, FL

2 Jack Reise Lerach Coughlin Stoia Geller Rudman & Robbins Suite South Federal Hwy. Boca Raton, FL Fax: Joseph P. Helm, III Kilpatrick Stockton 1100 Peachtree Street Suite 2800 Atlanta, GA TERMINATED: 07/30/2003 Joseph E. White, III Milberg Weiss Bershad & Schulman 5200 Town Center Circle Tower One, Suite 600 Boca Raton, FL Fax: Lauren S. Antonino Chitwood Harley Harnes, LLP 1230 Peachtree Street, N.E Promenade II Atlanta, GA Fax: Martin D. Chitwood Chitwood Harley Harnes, LLP 1230 Peachtree Street, N.E.

3 2300 Promenade II Atlanta, GA Fax: Maya Saxena Milberg Weiss Bershad & Schulman 5200 Town Center Circle Tower One, Suite 600 Boca Raton, FL Fax: Samuel H. Rudman Lerach, Coughlin Stoia Geller Rudman & Robbins LLP 200 Broadhollow Road Suite 406 Melville, NY Steven G. Schulman Milberg Weiss Bershad & Schulman One Pennsylvania Plaza 48th Floor New York, NY U. Seth Ottensoser Milberg Weiss Bershad & Schulman One Pennsylvania Plaza 48th Floor New York, NY V.

4 Consol Plaintiff Dennis Falterman represented by Christi A. Cannon Holzer Holzer & Cannon 1117 Perimeter Center West Suite E-107 Atlanta, GA Corey Daniel Holzer Holzer Holzer & Cannon 1117 Perimeter Center West Suite E-107 Atlanta, GA Kenneth J. Vianale Vianale & Vianale 2499 Glades Road Suite 112 Boca Raton, FL Fax: Michael Ira Fistel, Jr. Holzer Holzer & Cannon 1117 Perimeter Center West Suite E-107 Atlanta, GA Consol Plaintiff Kenneth Miller represented by Jack Landskroner Landskroner Grieco 1360 West 9th Street Suite 200 Cleveland, OH

5 Lauren S. Antonino Martin D. Chitwood Consol Plaintiff Faige Lederman represented by Lauren S. Antonino Martin D. Chitwood Mel E. Lifshitz Bernstein Liebhard & Lifshitz 10 East 40th Street 22nd Floor New York, NY Consol Plaintiff Bryan Gorog represented by Lauren S. Antonino Marc H. Edelson Hoffman & Edelson 45 West Court Street Doylestown, PA Martin D. Chitwood

6 Scott R. Shepherd Shepherd Finkelman Miller & Shah 35 East State Street Media, PA Consol Plaintiff Ruth Brunner represented by Brian M. Felgoise Office of Brian M. Felgoise 261 Old York Road Suite 423 Jenkintown, PA Christi A. Cannon Corey Daniel Holzer Evan J. Smith Brodsky & Smith Two Bala Plaza Suite 602 Bala Cynwyd, PA Michael Ira Fistel, Jr. V.

7 Defendant Intercept, Inc. represented by Caroline B. Keller Alston & Bird 1201 West Peachtree Street One Atlantic Center Atlanta, GA John Ludlow Latham Alston & Bird 1201 West Peachtree Street One Atlantic Center Atlanta, GA Scott P. Hilsen Alston & Bird 1201 West Peachtree Street One Atlantic Center Atlanta, GA Defendant John W. Collins represented by Caroline B. Keller John Ludlow Latham Scott P. Hilsen Defendant

8 G. Lynn Boggs represented by Caroline B. Keller John Ludlow Latham Scott P. Hilsen Defendant Scott Meyerhoff represented by Caroline B. Keller John Ludlow Latham Scott P. Hilsen Defendant Garrett M. Bender represented by Letitia A. McDonald King & Spalding 191 Peachtree Street, N.E. Atlanta, GA Michael R. Smith King & Spalding 191 Peachtree Street, N.E. Atlanta, GA

9 Robert C. Khayat, Jr. King & Spalding 191 Peachtree Street, N.E. Atlanta, GA Movant Kevin J. Dyches TERMINATED: 05/02/2003 represented by Andrew L. Barroway TERMINATED: 05/02/2003 Christi A. Cannon TERMINATED: 05/02/2003 Corey Daniel Holzer TERMINATED: 05/02/2003 Michael Ira Fistel, Jr. TERMINATED: 05/02/2003 Stuart L. Berman Schiffrin & Barroway 280 King of Prussia Road Radnor, PA TERMINATED: 05/02/2003 Movant Central Laborers' Pension Fund represented by Christopher S. Jones

10 David Andrew Bain Chitwood Harley Harnes, LLP 1230 Peachtree Street, N.E Promenade II Atlanta, GA Martin D. Chitwood Maya Saxena Steven G. Schulman Movant Cityscape Trading LLC represented by Christopher S. Jones Milberg Weiss Bershad & Schulman 5200 Town Center Circle Tower One, Suite 600 Boca Raton, FL David Andrew Bain Martin D. Chitwood Maya Saxena

11 Steven G. Schulman Movant Bryan Gorog represented by Christopher S. Jones David Andrew Bain Martin D. Chitwood Maya Saxena Steven G. Schulman Movant John Hill, IRA represented by Christopher S. Jones David Andrew Bain Martin D. Chitwood

12 Maya Saxena Steven G. Schulman Movant David Hollis represented by Christopher S. Jones David Andrew Bain Martin D. Chitwood Maya Saxena Steven G. Schulman Date Filed # Docket Text 03/03/ CLASS ACTION COMPLAINT filed and summons(es) issued. Consent form to proceed before U.S. magistrate and pretrial instructions given to attorney; jury demand FILING FEE $ RECEIPT# (aet) (Entered: 03/06/2003) 03/19/ Application for admission of pro hac vice Andrew L. Barroway for plaintiff (cdg)

13 (Entered: 03/20/2003) 03/28/ ENDORSED ORDER by Judge Robert L. Vining Jr. GRANTING [2-1] pro hac vice application of Andrew L. Barroway (cc) (cdg) (Entered: 03/31/2003) 03/28/ Application for admission of Samuel H. Rudman pro hac vice for plaintiff. (to RLV) (cdg) (Entered: 03/31/2003) 03/28/ Application of David A. Rosenfeld for admission of pro hac vice for plaintiff. (to RLV) (cdg) (Entered: 03/31/2003) 03/31/ Application for admission of pro hac vice Maya Saxena for plaintiff (to RLV) (cdg) (Entered: 04/01/2003) 04/15/ ORDER by Judge Robert L. Vining Jr. GRANTING [5-1] pro hac vice application of David A. Rosenfeld (cc) (cdg) (Entered: 04/16/2003) 04/15/ ORDER by Judge Robert L. Vining Jr. GRANTING [6-1] pro hac vice application of Maya Saxena (cc) (cdg) (Entered: 04/16/2003) 04/15/ ORDER by Judge Robert L. Vining Jr. GRANTING [4-1] pro hac vice application of Samuel H. Rudman (cc) (cdg) (Entered: 04/16/2003) 04/17/ Application for admission of pro hac vice Jack Reise for plaintiff. (to RLV) (cdg) Modified on 04/28/2003 (Entered: 04/21/2003) 04/25/ ORDER by Judge Robert L. Vining Jr. GRANTING [10-1] pro hac vice application of Jack Reise (cc) (cdg) (Entered: 04/28/2003) 05/02/ MOTION by movant Kevin Dyches to consolidate actions to be appointed lead plaintiff and for approval for lead counsel and counsel with brief in support and affidavit of Darren J. Check and prop order. (cdg) Modified on 05/08/2003 (Entered: 05/05/2003) 05/02/ MOTION by InterCept movants Central Labor Pens, Cityscape Trading, Bryan Gorog, John Hill, IRA, David Hollis to consolidate cases, for appointment of lead plaintiffs, and for approval of co-lead counsel with brief in support. (fmm) (Entered: 05/23/2003) 05/02/ Declaration of Martin Chitwood by InterCept movants Central Labor Pens, Cityscape Trading, Bryan Gorog, John Hill, IRA, David Hollis in support of [13-1] motion to consolidate cases, [13-2] motion for appointment of lead plaintiffs, [13-3] motion for approval of co-lead counsel (fmm) (Entered: 05/23/2003) 05/05/ Application for admission of pro hac vice Steven G. Schulman for plaintiff (cdg) (Entered: 05/08/2003) 05/07/ Application for admission of Joseph E. White III pro hac vice for plaintiff (to RLV) (cdg) (Entered: 05/12/2003) 05/07/ Application for admission of Christopher S. Jones pro hac vice for plaintiff (to RLV) (cdg) (Entered: 05/12/2003) 05/08/ Notice of Withdrawal of [12-1] motion to consolidate actions to be appointed lead plaintiff and for approval for lead counsel and counsel (cdg) (Entered: 05/13/2003)

14 05/20/ ORDER by Judge Robert L. Vining Jr. GRANTING [16-1] pro hac vice application of Joseph E. White, III (cc) (cdg) (Entered: 05/22/2003) 05/20/ ORDER by Judge Robert L. Vining Jr. GRANTING [15-1] pro hac vice application of Steven G. Schulman (cc) (cdg) (Entered: 05/22/2003) 05/20/ ORDER by Judge Robert L. Vining Jr. GRANTING [17-1] pro hac vice application of Christopher S. Jones (cc) (fmm) (Entered: 05/28/2003) 05/29/2003 SUBMITTED to Judge Robert L. Vining Jr. on [13-1] motion to consolidate cases, [13-2] motion for appointment of lead plaintiffs, [13-3] motion for approval of colead counsel (fmm) (Entered: 05/29/2003) 06/02/2003 Proposed Consent scheduling order by plaintiff Steven Gaynor, defendant Intercept, Inc., defendant John W. Collins, defendant G. Lynn Boggs, defendant Scott Meyerhoff, defendant Garrett M. Bender. (to RLV) (cdg) (Entered: 06/03/2003) 06/04/ ORDER by Judge Robert L. Vining Jr., recusing himself. Case reassigned to Judge Orinda D. Evans (cc w/ntc to counsel) (cdg) (Entered: 06/06/2003) 06/06/2003 Terminated submissions. (cdg) (Entered: 06/06/2003) 06/06/2003 SUBMITTED to Judge Orinda D. Evans on [13-1] motion to consolidate cases, [13-2] motion for appointment of lead plaintiffs, [13-3] motion for approval of colead counsel (cdg) (Entered: 06/06/2003) 06/06/2003 Proposed Consent Consolidation/Scheduling Order (to ODE) (fmm) (Entered: 06/09/2003) 06/09/ ORDER by Judge Orinda D. Evans DIRECTING clerk to reassign civil action nos. 1:03-cv-704-CAP and 1:03-cv-1206-JOF as they are related or similar to civil action no. 1:03-cv-567-ODE. (cc) (fmm) (Entered: 06/09/2003) 06/17/ Attorney appearance for dfts Intercept, Inc., John W. Collins, G. Lynn Boggs, Scott Meyerhoff by John Ludlow Latham, Scott P. Hilsen (fmm) (Entered: 06/18/2003) 06/17/ Response by defendants to [13-1] motion to consolidate cases, [13-2] motion for appointment of lead plaintiffs, [13-3] motion for approval of co-lead counsel (fmm) (Entered: 06/18/2003) 06/17/2003 Added attorney for defendant Garrett M. Bender: Michael R. Smith, Letitia A. McDonald, Robert C. Khayat Jr. (fmm) (Entered: 06/18/2003) 06/23/ ORDER by Judge Orinda D. Evans DENYING except as to discovery [13-1] motion to consolidate cases by David Hollis, John Hill, IRA, Bryan Gorog, Cityscape Trading, Central Labor Pens, DENYING AS PREMATURE [13-2] motion for appointment of lead plaintiffs by David Hollis, John Hill, IRA, Bryan Gorog, Cityscape Trading, Central Labor Pens, DENYING AS PREMATURE [13-3] motion for approval of co-lead counsel by David Hollis, John Hill, IRA, Bryan Gorog, Cityscape Trading, Central Labor Pens (cc) (fmm) (Entered: 06/23/2003) 06/23/2003 Terminated submissions. (fmm) (Entered: 06/23/2003) 06/23/ ORDER by Judge Orinda D. Evans DEFERRING entry of the 6/2/03 scheduling

15 order (cc) (fmm) (Entered: 06/23/2003) 07/11/ RENEWED MOTION by movants Central Labor Pens, Cityscape Trading, Bryan Gorog, John Hill, IRA, David Hollis to consolidate cases, for appointment as lead plaintiffs, and for approval of co-lead counsel with brief in support.(fmm) Modified on 07/14/2003 (Entered: 07/14/2003) 07/30/ Notice of substitution of counsel by plaintiffs withdrawing atty Joseph Helm. (fmm) (Entered: 08/05/2003) 08/06/2003 SUBMITTED to Judge Orinda D. Evans on [28-1] motion to consolidate cases, [28-2] motion for appointment as lead plaintiffs, [28-3] motion for approval of colead counsel (fmm) (Entered: 08/06/2003) 08/07/ MOTION by dfts Intercept, Inc., John W. Collins, G. Lynn Boggs, Scott Meyerhoff to file excess pages limitation for their motion to dismiss (fmm) (Entered: 08/08/2003) 08/07/ MOTION by dfts Intercept, Inc., John W. Collins, G. Lynn Boggs, Scott Meyerhoff to dismiss with brief in support. (fmm) (Entered: 08/08/2003) 08/07/ Notice of joint appendix by dfts Intercept, Inc., John W. Collins, G. Lynn Boggs, Scott Meyerhoff. (fmm) (Entered: 08/08/2003) 08/07/ Joint Appendix, Vol I, by dfts Intercept, Inc., John W. Collins, G. Lynn Boggs, Scott Meyerhoff in support of [31-1] motion to dismiss (fmm) (Entered: 08/08/2003) 08/07/ Joint Appendix, Vol II, by dfts Intercept, Inc., John W. Collins, G. Lynn Boggs, Scott Meyerhoff in support of [31-1] motion to dismiss (fmm) (Entered: 08/08/2003) 08/12/ ANSWER by dfts Intercept, Inc., John W. Collins, G. Lynn Boggs, Scott Meyerhoff to complaint [1-1] Discovery ends 5/8/04; jury demand (fmm) (Entered: 08/13/2003) 08/25/ CROSS-MOTION by plaintiff to strike [35-1] answer, to stay proceedings on dfts' motions to dismiss pending ruling on pla's renewed motion for consolidation, and for entry of a case management order with Declaration of D. Chitwood.(kt) Modified on 09/11/2003 (Entered: 08/27/2003) 08/25/ Memorandum by plaintiff in preliminary opposition to [31-1] motion to dismiss and in support of [36-1] motion to strike [35-1] answer, [36-2] motion to stay proceedings on dfts' motions to dismiss pending ruling on pla's renewed motion for consolidation, [36-3] motion for entry of a case management order (fmm) (Entered: 09/11/2003) 08/28/2003 SUBMITTED to Judge Orinda D. Evans on the [31-1] motion to dismiss and [30-1] motion to file excess pages limitation for their motion to dismiss (file in chambers) (aaq) (Entered: 08/28/2003) 09/04/ MOTION by defendant Garrett M. Bender to dismiss with brief in support. (fmm) (Entered: 09/05/2003) 09/05/ MOTION by plaintiff for leave to amend individual [1-1] complaint with brief in

16 support. (***FILED UNDER SEAL***) (fmm) Modified on 09/09/2003 (Entered: 09/08/2003) 09/09/ CONSENT ORDER by Judge Orinda D. Evans STAYING certain proceedings. Court will not rule on dfts' motions to dimiss until 10/1/03, pla's cross motions shall be stayed until 9/30/03, if motion to amend is not withdrawn, motion is stayed until 9/30/03. (cc) (fmm) (Entered: 09/09/2003) 09/09/ ORDER by Judge Orinda D. Evans SEALING [39-1] motion for leave to amend [1-1] complaint (cc) (fmm) (Entered: 09/09/2003) 09/09/ CONFERENCE HELD before Judge Orinda D. Evans on proposed consent order staying procedures. Order filed outlining stay. [39-1] motion for leave to amend [1-1] complaint placed under seal in this and all other Intercept cases - 1:03-cv-690, 1:03-cv-704, 1:03-cv-710, 1:03-cv-924 and 1:03cv1206. (fmm) (Entered: 09/16/2003) 09/12/ Withdrawal of affirmative defense (ck) (Entered: 09/17/2003) 09/12/ Reply brief to [31-1] motion to dismiss by Intercept, Inc., John W. Collins, G. Lynn Boggs, Scott Meyerhoff. (ck) (Entered: 09/17/2003) 09/22/ CROSS-MOTION by plaintiff to stay proceedings, and for entry of a case mgt. conference. (kt) (Entered: 09/24/2003) 09/22/ Memorandum by plaintiff in preliminary opposition to [38-1] motion to dismiss and in support of [45-1] motion to stay proceedings on the motion to dismiss, [45-2] motion for entry of a case mgt. conference (fmm) (Entered: 09/29/2003) 09/26/ ANSWER by defendant Garrett M. Bender to complaint [1-1] (fmm) (Entered: 09/30/2003) 09/30/ CONSENT ORDER by Judge Orinda D. Evans that court will not rule on dfts' motions to dismiss until 10/16/03, that pla's cross motions filed 8/25/03 shall be stayed until 10/15/03, pla's WITHDRAW the [39-1] motion for leave to amend [1-1] complaint and shall have thru 10/15/03 to refile motion. [36-1] motion, [36-2] motion and [36-3] motion to be submitted on 10/16/03, [38-1] motion to dismiss to be submitted on 10/16/03 (cc) (fmm) (Entered: 10/02/2003) 10/15/ CONSENT ORDER by Judge Orinda D. Evans, that the court will not rule on dfts' motions to dismiss until 11/10/03, plas' cross motions shall be stayed until 11/7/03, plas' have thru 11/7/03 to refile motion for leave to amend. [36-1] motion, [36-2] motion, [36-3] motion, [45-1] motion and [45-2] motion to be submitted on 11/10/03 (cc) (fmm) (Entered: 10/16/2003) 10/30/2003 Steno notes of proceedings held 9/9/03 before Judge Orinda D. Evans, by Court Reporter Pat M. Tanner. (jdb) (Entered: 10/30/2003) 11/07/ CONSENT ORDER by Judge Orinda D. Evans, that the court will not rule on dfts' motions to dismiss until 12/3/03, plas' cross motions are stayed until 12/2/03, pla may refile their motion to amend by 12/2/03. [45-1] motion, [45-2] motion, [38-1] motion, [36-1] motion, [36-2] motion, [36-3] motion to be submitted on 12/3/03 (cc) (fmm) (Entered: 11/10/2003)

17 12/03/ CONSENT ORDER by Judge Orinda D. Evans, that the court will not rule on dfts' motions to dismiss until 12/22/03, pla's cross motions are stayed unwil 12/19/03 and plas shall have until 12/19/03 to refile their motion to amend. [45-1] motion, [45-2] motion, [38-1] motion, [36-1] motion, [36-2] motion and [36-3] motion to be submitted on 12/22/03 (cc) (fmm) (Entered: 12/04/2003) 12/31/ Notice by CRD, hearing re: prop consent order continuing a the stay of certain proceedings set for 4:00pm on 1/6/04 (cc by CRD) (fmm) (Entered: 01/02/2004) 12/31/ Notice by CRD, hearing re: prop consent order continuing the stay of certain proceedings reset for 1/23/04 at 3:00 pm (cc by CRD) (fmm) (Entered: 01/02/2004) 01/21/ Certificate of interested persons. (to judge) (fmm) (Entered: 01/26/2004) 01/23/ Conference HELD on prop consent order and settlement of cases before Judge Orinda D. Evans (fmm) (Entered: 01/26/2004) 01/27/ CONSENT ORDER by Judge Orinda D. Evans, staying proceedings until further notice, parties have until 2/14/04 to file motion for prel approval of class or to request a status conference (cc) (fmm) (Entered: 01/28/2004) 02/17/ UNOPPOSED MOTION by plaintiff for leave to file memo in excess of page limitation with prop order (fmm) (Entered: 02/18/2004) 02/17/ Joint MOTION for preliminary approval of class action settlement w/brief in support (to ODE) (fmm) (Entered: 02/18/2004) 02/17/ Stipulation and Agreement of settlement (to ODE) (fmm) (Entered: 02/18/2004) 02/24/2004 Steno notes of proceedings held 1/22/04 before Judge Orinda D. Evans, by Court Reporter Pat M. Tanner. (fmm) (Entered: 02/24/2004) 03/26/ ORDER by Judge Orinda D. Evans PRELIMINARILY APPROVING, with conditions and qualifications as outlined in the order, the [58-1] joint motion for preliminary approval of class action settlement, parties are DIRECTED to confer and present a further stip which is responsive to the inquiries outlined in the order, DISMISSING AS MOOT [28-1] motion to consolidate cases, [28-2] motion for appointment as lead plaintiffs, [28-3] motion for approval of co-lead counsel and DISMISSING W/OUT PREJUDICE [57-1] motion for leave to file memo in excess of page limitation, [45-1] motion to stay proceedings, [45-2] motion for entry of a case mgt. conference, [38-1] motion to dismiss, [36-1] motion to strike [35-1] answer, [36-2] motion to stay proceedings on dfts' motions to dismiss pending ruling on pla's renewed motion for consolidation, [36-3] motion for entry of a case management order, [31-1] motion to dismiss, [30-1] motion to file excess pages limitation for their motion to dismiss (cc) (fmm) Modified on 03/29/2004 (Entered: 03/29/2004) 03/26/2004 Terminated submissions. (fmm) (Entered: 03/29/2004) 04/29/ Further Stipulation by the parties respopnsive to the court's inquiries in the [60-1] order (to ODE) (fmm) (Entered: 04/30/2004) 05/06/ CONSOLIDATION ORDER and PRELIMINARY ORDER IN CONNECTION WITH SETTLEMENT PROCEEDINGS by Judge Orinda D. Evans, consolidating

18 cases 1:03-cv-567, 1:03-cv-690, 1:03-cv-704, 1:03-cv-924, 1:03-cv The clerk shall maintain a master file under the caption In re InterCept, Inc. Securities Litigation, Civil Action No. 1:03-cv-567-ODE. Settlement Fairness Hearing pursuant to Rule 23(e) is scheduled for 8/6/04 at 10:00am. Notice and proof of claim to be mailed before 6/4/04 to all class members who can be identified with reasonable effort and are to be returned to the claims administrator by 9/6/04. Class members wishing exclusion must return form by 7/23/04. The court will consider comments and/or objections to the settlement, plan of allocation or award of atty fees and expenses if filed by 7/23/04. (See order for specifics). (cc) (fmm) (Entered: 05/07/2004) 05/17/ Notice of change of law firm name of counsel for plaintiffs. (fmm) (Entered: 05/18/2004) 07/30/ MOTION for final approval of class action Settlement with Brief In Support by Ruth Brunner, Dennis Falterman, Steven Gaynor, Bryan Gorog, Faige Lederman, Kenneth Miller. (Attachments: # 1 Exhibit A - Proposed Order and Final Judgment # 2 Tab A)(fmm) (Entered: 08/04/2004) 07/30/ JOINT MOTION for an award of Attorney Fees and reimbursement of expenses with Brief In Support by Ruth Brunner, Dennis Falterman, Steven Gaynor, Bryan Gorog, Faige Lederman, Kenneth Miller. (fmm) (Entered: 08/04/2004) 07/30/ JOINT DECLARATION of Maya Saxena and Lauren Antonino in support of 64 MOTION for final approval of class action Settlement, 65 MOTION for award of Attorney Fees and reimbursement of expenses filed by Ruth Brunner, Dennis Falterman, Steven Gaynor, Bryan Gorog, Faige Lederman, Kenneth Miller. (Attachments: # 1 Exhibit A # 2 Exhibit B - Part 1 # 3 Exhibit B - Part 2 # 4 Exhibit B - Part 3)(fmm) (Entered: 08/04/2004) 07/30/ NOTICE Of Filing affidavit of Dennis M. Swencki, Senior Claims Administrator, in connection with Notice to Class filed by Ruth Brunner, Dennis Falterman, Steven Gaynor, Bryan Gorog, Faige Lederman, Kenneth Miller (Attachments: # 1 Declaration of Dennis M. Swencki # 2 Exhibit A # 3 Exhibit B # 4 Exhibit C # 5 Exhibit D)(fmm) (Entered: 08/04/2004) 07/30/ NOTICE Of Filing compendium of orders awarding fees of 30% or more in recent USDC NDGA cases filed by Ruth Brunner, Dennis Falterman, Steven Gaynor, Bryan Gorog, Faige Lederman, Kenneth Miller (Attachments: # 1 Notice - Part 2 # 2 Notice - Part 3 # 3 Notice - Part 4)(fmm) (Entered: 08/04/2004) 08/04/2004 Submission of 62 Order, 64 MOTION for final approval of class action Settlement, 65 MOTION for award of Attorney Fees and reimbursement of expenses submitted to District Judge Orinda D. Evans. (fmm) (Entered: 08/04/2004) 08/06/ Minute Entry for proceedings held before Judge Orinda D. Evans : Motion Hearing held on 8/6/2004 re 64 MOTION for approval of settlement and 65 MOTION for Attorney Fees and reimbursement of expenses. 64 motion GRANTED. 65 motion GRANTED IN PART and DEFERRED IN PART. Court approved immediate expenses in the amount of $77, Amount of atty fees to be decided later. Prop order provided to court for review. (Court Reporter Andy Ashley.)(fmm) (Entered: 08/11/2004)

19 08/06/ ORDER and FINAL JUDGMENT granting 64 Motion for approval of settlement (see order for specifics). Signed by Judge Orinda D. Evans on 8/6/04. (fmm) (Entered: 08/11/2004) 11/15/ NOTICE of Change of Address for Christopher S. Jones, Maya Saxena, counsel for Steven Gaynor. (ddm) (Entered: 11/18/2004) 01/10/ STATUS REPORT Interim Status Report on Claims Administration and Amended Joint Petition for an Award of Attorneys' Fees and Incorporated Memorandum of Law by Steven Gaynor. (Antonino, Lauren) (Entered: 01/10/2005) 01/10/ AMENDED MOTION for an award of Attorney Fees by Dennis Falterman, Kenneth Miller, Faige Lederman, Bryan Gorog, Ruth Brunner, Steven Gaynor. (fmm) (Entered: 01/14/2005) 01/10/ SUPPLEMENTAL JOINT DECLARATION of Maya Saxena and Lauren Antonino in Support of 73 AMENDED MOTION for Award of Attorney Fees filed by Dennis Falterman, Kenneth Miller, Faige Lederman, Bryan Gorog, Ruth Brunner, Steven Gaynor. (Attachments: # 1 Exhibit A - Part 1# 2 Exhibit A - Part 2# 3 Exhibit A - Part 3# 4 Exhibit A - Part 4)(fmm) (Entered: 01/14/2005) 01/31/ NOTICE of Change of Address of the firm Schiffrin & Barroway by Steven Gaynor (fmm) (Entered: 02/02/2005) 02/02/2005 Submission of 73 AMENDED MOTION for an award of Attorney Fees, submitted to District Judge Orinda D. Evans. (File in Chambers) (fmm) (Entered: 02/02/2005) 02/02/ ORDER dismissing as moot 65 Motion for Attorney Fees. Signed by Judge Orinda D. Evans on 2/2/05. (fmm) (Entered: 02/02/2005) 02/11/ Mail Returned as Undeliverable. Mail sent to Howard Coates re 76 Order marked not devlierable as addressed. (fmm) (Entered: 02/17/2005) 05/04/ NOTICE by Steven Gaynor Notice of Change of Firm Name (Chitwood, Martin) (Entered: 05/04/2005) 05/06/ MOTION for Settlement Motion for Entry of Administrative Order Authorizing Distribution of Settlement Fund and Renewed Request for Attorneys Fees with Brief In Support by Steven Gaynor. (Attachments: # 1 Exhibit Ex. 1 to Motion - Proposed Order# 2 Brief Memo in Support of Motion# 3 Exhibit Ex. A to Memo - Settlement Fund Analysis# 4 Exhibit Ex. B to Memo - Joint Declaration of Maya Saxena and Lauren Antonino# 5 Affidavit Declaration of Swencki in Support of Motion# 6 Exhibit Exs. A-H to Declaration of Swencki)(Antonino, Lauren) (Entered: 05/06/2005) 06/03/2005 Submission of 79 MOTION for Settlement Motion for Entry of Administrative Order Authorizing Distribution of Settlement Fund and Renewed Request for Attorneys Fees, submitted to District Judge Orinda D. Evans. (File in Chambers) (fmm) (Entered: 06/03/2005) 06/22/ ORDER granting 73 Amended Motion for Attorney Fees, granting 79 Motion for Entry of Administrative Order Authorizing Distribution of Settlement Fund and Renewed Request for Attorneys Fees. Signed by Judge Orinda D. Evans on 6/22/05. (fmm) (Entered: 06/23/2005)

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