Brookfield Select Opportunities Income Fund. Proxy Voting Disclosure

Transcription

1 Brookfield Investment Management (Canada) Inc. Brookfield Place, Suite Bay Street Toronto, Ontario M5J T Brookfield Select Opportunities Income Fund Proxy Disclosure the Period July 1, 017 to June 0, 018

2 Summary Report Reporting Period: 07/01/017 to 06/0/018 National Grid plc Meeting Date: 07/1/017 Record Date: 07/9/017 Country: United Kingdom Primary Security ID: G6S9A710 Ticker: NG. Primary CUSIP: G675K151 Primary ISIN: GB00BDR05C01 Shares d: 18,00 Rec 1 Accept Financial Statements and Statutory Reports Approve Final Dividend Re-elect Sir Peter Gershon as Director Re-elect John Pettigrew as Director 5 Re-elect Andrew Bonfield as Director 6 Re-elect Dean Seavers as Director 7 Re-elect Nicola Shaw as Director 8 Re-elect Nora Brownell as Director 9 Re-elect Jonathan Dawson as Director 10 Elect Pierre Dufour as Director 11 Re-elect Therese Esperdy as Director 1 Re-elect Paul Golby as Director 1 Re-elect Mark Williamson as Director 1 Appoint Deloitte LLP as Auditors 15 Authorise Board to Fix Remuneration of Auditors 16 Approve Remuneration Policy 17 Approve Remuneration Report 18 Authorise EU Political Donations and Expenditure 19 Authorise Issue of Equity with Pre-emptive Rights 0 Authorise Issue of Equity without Pre-emptive Rights 1 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Authorise Market Purchase of Ordinary Shares Page 1 of 11

3 Summary Report Reporting Period: 07/01/017 to 06/0/018 National Grid plc Rec Authorise the Company to Call General Meeting with Two Weeks' Notice Ferrovial SA Meeting Date: 0/0/018 Record Date: 0/9/018 Country: Spain Primary Security ID: E Ticker: FER Primary CUSIP: E Primary ISIN: ES Shares d: 6,61 Rec 1 Approve Consolidated and Standalone Financial Statements Approve Allocation of Income Approve Discharge of Board Renew Appointment of Deloitte as Auditor 5 Authorize Capitalization of Reserves for Scrip Dividends 6 Authorize Capitalization of Reserves for Scrip Dividends 7 Approve Reduction in Share Capital via Amortization of Treasury Shares 8 Authorize Board to Ratify and Execute Approved Resolutions 9 Advisory on Remuneration Report 10 Receive Amendments to Board of Directors Regulations The PNC Financial Services Group, Inc. Meeting Date: 0//018 Record Date: 0/0/018 Country: USA Primary Security ID: Ticker: PNC Primary CUSIP: Primary ISIN: US Page of 11

4 Summary Report Reporting Period: 07/01/017 to 06/0/018 The PNC Financial Services Group, Inc. Shares d: 1,0 Rec 1.1 Elect Director Charles E. Bunch 1. Elect Director Debra A. Cafaro 1. Elect Director Marjorie Rodgers Cheshire 1. Elect Director William S. Demchak Elect Director Andrew T. Feldstein Elect Director Daniel R. Hesse Elect Director Richard B. Kelson 1.8 Elect Director Linda R. Medler 1.9 Elect Director Martin Pfinsgraff 1.10 Elect Director Donald J. Shepard 1.11 Elect Director Michael J. Ward 1.1 Elect Director Gregory D. Wasson Ratify PricewaterhouseCoopers LLP as Auditors Advisory to Ratify Named Executive Officers' Compensation Vermilion Energy Inc. Meeting Date: 0/6/018 Record Date: 0/1/018 Country: Canada Primary Security ID: Ticker: VET Primary CUSIP: Primary ISIN: CA Shares d: 5,500 Rec 1 Fix of Directors at Nine.1 Elect Director Lorenzo Donadeo. Elect Director Larry J. Macdonald. Elect Director Stephen P. Larke. Elect Director Loren M. Leiker Page of 11

5 Summary Report Reporting Period: 07/01/017 to 06/0/018 Vermilion Energy Inc. Rec.5 Elect Director Timothy R. Marchant.6 Elect Director Anthony W. Marino.7 Elect Director Robert B. Michaleski.8 Elect Director William B. Roby.9 Elect Director Catherine L. Williams Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Approve Security Based Compensation Arrangement 5 Advisory on Executive Compensation Approach Whitecap Resources Inc. Meeting Date: 0/6/018 Record Date: 0/08/018 Country: Canada /Special Primary Security ID: 9667A00 Ticker: WCP Primary CUSIP: 9667A00 Primary ISIN: CA9667A00 Shares d: 8,70 Rec 1 Fix of Directors at Eight.1 Elect Director Heather J. Culbert. Elect Director Grant B. Fagerheim. Elect Director Gregory S. Fletcher. Elect Director Daryl H. Gilbert.5 Elect Director Glenn A. McNamara.6 Elect Director Stephen C. Nikiforuk.7 Elect Director Kenneth S. Stickland.8 Elect Director Grant A. Zawalsky Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Advisory on Executive Compensation Approach Page of 11

6 Summary Report Reporting Period: 07/01/017 to 06/0/018 Whitecap Resources Inc. Rec 5 Adopt New By-laws TransCanada Corporation Meeting Date: 0/7/018 Record Date: 0/1/018 Country: Canada Primary Security ID: 895D107 Ticker: TRP Primary CUSIP: 895D107 Primary ISIN: CA895D1078 Shares d: 0,500 Rec 1.1 Elect Director Kevin E. Benson 1. Elect Director Stephan Cretier 1. Elect Director Russell K. Girling 1. Elect Director S. Barry Jackson Elect Director John E. Lowe Elect Director Paula Rosput Reynolds Elect Director Mary Pat Salomone 1.8 Elect Director Indira V. Samarasekera 1.9 Elect Director D. Michael G. Stewart 1.10 Elect Director Siim A. Vanaselja 1.11 Elect Director Thierry Vandal Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Advisory on Executive Compensation Approach SP 1: Report on Climate Change Verizon Communications Inc. Meeting Date: 05/0/018 Record Date: 0/05/018 Country: USA Primary Security ID: 9V10 Ticker: VZ Primary CUSIP: 9V10 Primary ISIN: US9V10 Page 5 of 11

7 Summary Report Reporting Period: 07/01/017 to 06/0/018 Verizon Communications Inc. Shares d: 16,50 Rec 1.1 Elect Director Shellye L. Archambeau 1. Elect Director Mark T. Bertolini 1. Elect Director Richard L. Carrion 1. Elect Director Melanie L. Healey Elect Director M. Frances Keeth Elect Director Lowell C. McAdam Elect Director Clarence Otis, Jr. 1.8 Elect Director Rodney E. Slater 1.9 Elect Director Kathryn A. Tesija 1.10 Elect Director Gregory D. Wasson 1.11 Elect Director Gregory G. Weaver Ratify Ernst & Young as Auditors Advisory to Ratify Named Executive Officers' Compensation Amend Bylaws -- Call Special Meetings 5 Report on Lobbying Payments and Policy 6 Require Independent Board Chairman 7 Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments 9 Eliminate Above-Market Earnings in Executive Retirement Plans Pembina Pipeline Corporation Meeting Date: 05/0/018 Record Date: 0/16/018 Country: Canada Primary Security ID: Ticker: PPL Primary CUSIP: Primary ISIN: CA Page 6 of 11

8 Summary Report Reporting Period: 07/01/017 to 06/0/018 Pembina Pipeline Corporation Shares d: 5,0 Rec 1.1 Elect Director Anne-Marie N. Ainsworth 1. Elect Director Douglas J. Arnell 1. Elect Director Michael (Mick) H. Dilger 1. Elect Director Randall J. Findlay Elect Director Maureen E. Howe Elect Director Gordon J. Kerr Elect Director David M.B. LeGresley 1.8 Elect Director Robert B. Michaleski 1.9 Elect Director Leslie A. O'Donoghue 1.10 Elect Director Bruce D. Rubin 1.11 Elect Director Jeffrey T. Smith 1.1 Elect Director Henry W. Sykes Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Advisory on Executive Compensation Approach Simon Property Group, Inc. Meeting Date: 05/08/018 Record Date: 0/15/018 Country: USA Primary Security ID: Ticker: SPG Primary CUSIP: Primary ISIN: US Shares d: 6,80 Rec 1a Elect Director Glyn F. Aeppel 1b Elect Director Larry C. Glasscock 1c Elect Director Karen N. Horn 1d Elect Director Allan Hubbard 1e Elect Director Reuben S. Leibowitz Page 7 of 11

9 Summary Report Reporting Period: 07/01/017 to 06/0/018 Simon Property Group, Inc. Rec 1f Elect Director Gary M. Rodkin 1g Elect Director Stefan M. Selig 1h Elect Director Daniel C. Smith 1i Elect Director J. Albert Smith, Jr. 1j Elect Director Marta R. Stewart Advisory to Ratify Named Executive Officers' Compensation Ratify Ernst & Young LLP as Auditors Eliminate or Restrict Severance Agreements (Change-in-Control) TORC Oil & Gas Ltd. Meeting Date: 05/09/018 Record Date: 0/1/018 Country: Canada Primary Security ID: Ticker: TOG Primary CUSIP: Primary ISIN: CA Shares d: 51,585 Rec 1 Fix of Directors at Eight.1 Elect Director David Johnson. Elect Director John Brussa. Elect Director Mary-Jo Case. Elect Director Raymond Chan.5 Elect Director M. Bruce Chernoff.6 Elect Director Brett Herman.7 Elect Director R. Scott Lawrence.8 Elect Director Dale Shwed Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Advisory on Executive Compensation Approach Page 8 of 11

10 Summary Report Reporting Period: 07/01/017 to 06/0/018 The Williams Companies, Inc. Meeting Date: 05/10/018 Record Date: 0/0/018 Country: USA Primary Security ID: Ticker: WMB Primary CUSIP: Primary ISIN: US Shares d: 6,600 Rec 1.1 Elect Director Alan S. Armstrong 1. Elect Director Stephen W. Bergstrom 1. Elect Director Stephen I. Chazen 1. Elect Director Charles I. Cogut Elect Director Kathleen B. Cooper Elect Director Michael A. Creel Elect Director Peter A. Ragauss 1.8 Elect Director Scott D. Sheffield 1.9 Elect Director Murray D. Smith 1.10 Elect Director William H. Spence Ratify Ernst & Young LLP as Auditors Advisory to Ratify Named Executive Officers' Compensation Kinder Morgan Canada Limited Meeting Date: 05/16/018 Record Date: 0/7/018 Country: Canada Primary Security ID: Ticker: KMLGF Primary CUSIP: Primary ISIN: CA Shares d: 78,600 Rec 1.1 Elect Director Steven J. Kean Withhold Withhold 1. Elect Director Kimberly A. Dang Withhold Withhold 1. Elect Director Daniel P. E. Fournier 1. Elect Director Gordon M. Ritchie Elect Director Dax A. Sanders Withhold Withhold Page 9 of 11

11 Summary Report Reporting Period: 07/01/017 to 06/0/018 Kinder Morgan Canada Limited Rec Elect Director Brooke N. Wade Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Tanger Factory Outlet Centers, Inc. Meeting Date: 05/18/018 Record Date: 0/1/018 Country: USA Primary Security ID: Ticker: SKT Primary CUSIP: Primary ISIN: US Shares d: 7,800 Rec 1.1 Elect Director William G. Benton 1. Elect Director Jeffrey B. Citrin 1. Elect Director David B. Henry 1. Elect Director Thomas J. Reddin Elect Director Thomas E. Robinson Elect Director Bridget M. Ryan-Berman Elect Director Allan L. Schuman 1.8 Elect Director Steven B. Tanger Ratify Deloitte & Touche LLP as Auditors Advisory to Ratify Named Executive Officers' Compensation Pattern Energy Group Inc. Meeting Date: 06/06/018 Record Date: 0/1/018 Country: USA Primary Security ID: 708P100 Ticker: PEGI Primary CUSIP: 708P100 Primary ISIN: US708P100 Page 10 of 11

12 Summary Report Reporting Period: 07/01/017 to 06/0/018 Pattern Energy Group Inc. Shares d:,800 Rec 1.1 Elect Director Alan R. Batkin 1. Elect Director Patricia S. Bellinger 1. Elect Director The Lord Browne of Madingley 1. Elect Director Michael M. Garland Elect Director Douglas G. Hall Elect Director Michael B. Hoffman Elect Director Patricia M. Newson Advisory to Ratify Named Executive Officers' Compensation Page 11 of 11