BNP Paribas OBAM N.V. Proxy Voting Report

Transcription

1 BNP Paribas OBAM N.V. Proxy Voting Report Q4 018

2 Proxy Voting Report Q Alibaba Group Holding Ltd. Meeting Date: 1-Oct-18 Country: Cayman Islands Security ID: 01609W10 CUSIP: 01609W10 ISIN: US01609W107 SEDOL: BP41ZD1 Shares d: 145,000 Shares Available: 145,000 Shares Instructed: 145, Meeting for ADR Holders Elect Joseph C. Tsai as Director Elect J. Michael Evans as Director Elect Eric Xiandong Jing as Director Elect Borje E. Ekholm as Director Ratify PricewaterhouseCoopers as Auditors Lam Research Corp. Meeting Date: 06-Nov-18 Country: USA Security ID: CUSIP: ISIN: US SEDOL: 5047 Shares d: 117,000 Shares Available: 117,000 Shares Instructed: 117, Elect Director Martin B. Anstice Elect Director Eric K. Brandt Elect Director Michael R. Cannon Elect Director Youssef A. El-Mansy Elect Director Christine A. Heckart Elect Director Catherine P. Lego Elect Director Stephen G. Newberry Elect Director Abhijit Y. Talwalkar Elect Director Lih Shyng (Rick L.) Tsai Advisory to Ratify Named Executive Officers' Compensation Amend Qualified Employee Stock Purchase Plan Ratify Ernst & Young LLP as Auditors

3 Proxy Voting Report Q Microsoft Corp. Meeting Date: 8-Nov-18 Country: USA Security ID: CUSIP: ISIN: US SEDOL: Shares d: 41,000 Shares Available: 41,000 Shares Instructed: 41, Elect Director William H. Gates, III Elect Director Reid G. Hoffman Elect Director Hugh F. Johnston Elect Director Teri L. List-Stoll Elect Director Satya Nadella Elect Director Charles H. Noski Elect Director Helmut Panke Elect Director Sandra E. Peterson Elect Director Penny S. Pritzker Elect Director Charles W. Scharf Elect Director Arne M. Sorenson Elect Director John W. Stanton Elect Director John W. Thompson Elect Director Padmasree Warrior Advisory to Ratify Named Executive Officers' Compensation Ratify Deloitte & Touche LLP as Auditors CME Group, Inc. Meeting Date: 9-Nov-18 Country: USA Security ID: 157Q105 Meeting Type: Special CUSIP: 157Q105 ISIN: US157Q1058 SEDOL: Shares d: 7,000 Shares Available: 7,000 Shares Instructed: 7,000 1 Eliminate All or Some of the Class B Election Rights

4 Proxy Voting Report Q Medtronic Plc Meeting Date: 07-Dec-18 Country: Ireland Security ID: G5960L10 CUSIP: G5960L10 ISIN: IE00BTN1Y115 SEDOL: BTN1Y11 Shares d: 4,000 Shares Available: 4,000 Shares Instructed: 4,000 1 Elect Director Richard H. Anderson 1b 1c 1d 1e 1f 1g 1h 1i 1j Elect Director Craig Arnold Elect Director Scott C. Donnelly Elect Director Randall J. Hogan, III Elect Director Omar Ishrak Elect Director Michael O. Leavitt Elect Director James T. Lenehan Elect Director Elizabeth G. Nabel Elect Director Denise M. O'Leary Elect Director Kendall J. Powell Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Advisory to Ratify Named Executive Officers' Compensation AMG Advanced Metallurgical Group NV Meeting Date: 18-Dec-18 Country: Netherlands Security ID: N Meeting Type: Special CUSIP: N ISIN: NL SEDOL: B1Z95S1 Shares d: 8,855 Shares Available: 8,855 Shares Instructed: 8, Special Meeting Agenda Open Meeting Elect Frank Loehner to Supervisory Board Other Business (Non-Voting) Close Meeting

5 Proxy Voting Report Q Sinopharm Group Co., Ltd. Meeting Date: 8-Dec-18 Country: China Security ID: Y8008N107 Meeting Type: Special CUSIP: Y8008N107 ISIN: CNE100000FN7 SEDOL: BZVDV0 Shares d:,10,000 Shares Available:,10,000 Shares Instructed:,10,000 1 Elect Hu Jianwei as Director and Authorize Board to Enter into the Service Contract with Him Elect Chen Fangruo as Director and Authorize Board to Enter into the Service Contract with Him Elect Yu Qingming as Director and Authorize Board to Enter into the Service Contract with Him

6