U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:08-cv PGG

Transcription

1 US District Court Civil Docket as of January 15, 2014 Retrieved from the court on January 27, 2014 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:08-cv PGG In re: The Reserve Primary Fund Securities & Derivative Class Date Filed: 09/17/2008 Action Litigation Date Terminated: 01/13/2014 Assigned to: Judge Paul G. Gardephe Jury Demand: Both Lead case: 1:09-md PGG Nature of Suit: 890 Other Statutory Member case: (View Member Case) Actions Related Cases: 1:08-cv PGG Jurisdiction: Federal Question 1:08-cv PGG 1:08-cv PGG 1:08-cv PGG 1:08-cv PGG 1:08-cv PGG 1:08-cv PGG 1:08-cv PGG Cause: 28:1331 Fed. Question Lead Plaintiff Third Avenue Institutional International Value Fund L.P. represented by John Christopher Browne Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY Fax: Lauren Amy Ormsbee Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY (212) Fax: (212) Sean K. O'Dowd

2 Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY (212) Fax: (212) Plaintiff Jay Pomeranz on behalf of himself and all others similarly situated represented by James Abram Harrod, III Wolf Popper LLP 845 Third Avenue New York, NY Fax: Lester L. Levy, Sr Wolf Popper LLP 845 Third Avenue New York, NY (212) Fax: (212) V. Consolidated Plaintiff Leon Frenkel on behalf of himself and allothers similarly situated. represented by Aaron Lee Brody Stull Stull & Brody 6 East 45th Street, 5th Floor Suite 500 New York, NY Fax: ssbny@aol.com Gary Steven Graifman Kantrowitz Goldhamer & Graifman, P.C. 747 Chestnut Ridge Road Chestnut Ridge, NY Fax: (845)

3 Howard Theodore Longman Stull Stull & Brody 6 East 45th Street, 5th Floor New York, NY (212) Fax: (212) tsvi@aol.com Consolidated Plaintiff Mark D. Pogozelki individually represented by Mark Samuel Reich Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY (631) Fax: (631) mreich@rgrdlaw.com Brian D. Long Rigrodsky &Long, P.A. 919 North Market Street Suite 980 Silmington, DE Fax: Joseph Frank Russello Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY (631) Fax: (631) jrussello@rgrdlaw.com Seth David Rigrodsky Rigrodsky & Long, P.A. 919 N. Market Street, Suite 980 Wilmington, DE (302) Fax: (302) sdr@rigrodskylong.com

4 Consolidated Plaintiff Mark D. Pogozelski as Executor of the Estate of Richard P. Pogozelski Consolidated Plaintiff Mark D. Pogozelski on behalf of themselves nd all others similarly situated Consolidated Plaintiff Jay Pomeranz Pro Se Consolidated Plaintiff Leonard Frankel Consolidated Plaintiff Richard I. Wolgin on behalfl of all others similarly situated Consolidated Plaintiff Richard L. Wolgin represented by Jay Pomeranz PRO SE represented by Leonard Frankel PRO SE represented by Joseph R. Seidman Bernstein Liebhard, LLP 10 East 40th Street 22nd Floor New York, NY (212) Fax: (212) represented by Francis P. Karam Grant & Eisenhofer P.A. (NY) 485 Lexington Avenue 29th Floor New York, NY (646) Fax: (212) Joseph R. Seidman Consolidated Plaintiff

5 Michael Goodman Individually and on behalf of all others similarly situated represented by Darren J. Robbins Robbins Geller Rudman & Dowd LLP (SANDIEGO) 655 West Broadway Suite 1900 San Diego, CA Fax: PRO HAC VICE David C. Walton Robbins Geller Rudman & Dowd LLP (SANDIEGO) 655 West Broadway Suite 1900 San Diego, CA Samuel Howard Rudman Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY (631) Fax: (631) Consolidated Plaintiff PA Profit Sharing Plan represented by Kenneth A. Elan Kenneth A. Elan, Esq 217 Broadway New York, NY (212) Fax: (212) John Halebian Lovell Stewart Halebian Jacobson LLP 61 Broadway Suite 501 New York, NY 10006

6 (212) Fax: (212) Joseph P. Garland Lifshutz & Lifshutz, P.C 501 Fifth Avenue Suite 506 New York, NY (212) V. Movant George C. Dyer Movant Michael Goodman Movant Amy O. Goodman represented by Jonathan K. Levine Girard Gibbs LLP 601 California Street, Suite 1400 San Francisco, CA Fax: represented by David Avi Rosenfeld Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY Fax: represented by David Avi Rosenfeld Movant Daniel Shabel Movant Sandra Lifschitz

7 V. Defendant The Primary Fund represented by Tariq Mundiya Willkie Farr & Gallagher LLP (NY) 787 Seventh Avenue New York, NY (212) Fax: (212) Defendant Reserve Fund Defendant Reserve Management Company represented by Christopher J. Clark Dewey & LeBoeuf, L.L.P.(NYC) 1301 Avenue of the Americas New York, NY (212) Fax: (212) John Dellaportas Morgan Lewis & Bockius, LLP (NY) 101 Park Avenue New York, NY Fax: Marc Jason Shanker Morgan, Lewis & Bockius LLP (New York) 101 Park Avenue New York, NY (212) x7145 Fax: (212) Justin Joseph D'Elia Duane Morris, LLP (NYC)

8 1540 Broadway New York, NY (212) Fax: (212) Kevin F. Berry Duane Morris LLP (PA) 30 South 17th Street Philadelphia, PA Fax: (215) PRO HAC VICE Kevin Paul Potere Duane Morris, LLP (NYC) 1540 Broadway New York, NY (212) Fax: (212) Kevin Christopher Wallace Dewey & LeBoeuf, L.L.P.(NYC) 1301 Avenue of the Americas New York, NY (212) Lyle Roberts Cooley LLP (DC) 1299 Pennsylvania Ave., Nw, Suite 700 Washington, DC (202) Fax: (202) PRO HAC VICE Defendant Reserv Partners, Inc represented by Christopher J. Clark

9 John Dellaportas Lyle Roberts PRO HAC VICE Marc Jason Shanker Matthew A Taylor Duane Morris LLP (PA) 30 South 17th Street Philadelphia, PA (215) Fax: (215) mataylor@duanemorris.com Tariq Mundiya TERMINATED: 04/24/2009 Justin Joseph D'Elia Kevin F. Berry PRO HAC VICE Kevin Christopher Wallace Defendant The Reserve Fund represented by Tariq Mundiya

10 Defendant The Reserve Defendant The Reserve Management Company, Inc. represented by Tariq Mundiya represented by Lyle Roberts PRO HAC VICE Matthew A Taylor Tariq Mundiya TERMINATED: 04/24/2009 Fran Marcia Jacobs Duane Morris, LLP (NYC) 1540 Broadway New York, NY Fax: fmjacobs@duanemorris.com John Dellaportas V. Consolidated Defendant Frank Stalzer, J. represented by George Arnold Schieren Clifford Chance US, LLP (NYC) 31 West 52nd Street New York, NY (212) Fax: (212)

11 Mark Holland Goodwin Procter, LLP(NYC) The New York Times Building, 620 Eighth Avenue New York, NY Fax: Mary Kathryn Dulka Goodwin Procter, LLP(NYC) The New York Times Building, 620 Eighth Avenue New York, NY (212) Fax: (212) Robert G. Houck Clifford Chance US, LLP (NYC) 31 West 52nd Street New York, NY (212) Fax: (212) Consolidated Defendant William E. Viklund represented by George Arnold Schieren Mark Holland Mary Kathryn Dulka Goodwin Procter, LLP(NYC) The New York Times Building, 620 Eighth Avenue New York, NY Fax:

12 Robert G. Houck Consolidated Defendant Resrv Partners represented by Marc Jason Shanker Fran Marcia Jacobs Kevin Paul Potere John Dellaportas Consolidated Defendant Reserve Management Corporation represented by Christopher J. Clark Lyle Roberts PRO HAC VICE Marc Jason Shanker Fran Marcia Jacobs John Dellaportas Kevin Paul Potere

13 Kevin Christopher Wallace Consolidated Defendant Bruce Bent, Sr. represented by Christopher J. Clark Lyle Roberts PRO HAC VICE Marc Jason Shanker Fran Marcia Jacobs John Dellaportas Kevin Paul Potere Kevin Christopher Wallace Consolidated Defendant Bruce R. Bent represented by Christopher J. Clark Lyle Roberts PRO HAC VICE

14 Marc Jason Shanker Fran Marcia Jacobs John Dellaportas Kevin Paul Potere Kevin Christopher Wallace Consolidated Defendant Arthur T. Bent represented by Christopher J. Clark Lyle Roberts PRO HAC VICE Fran Marcia Jacobs John Dellaportas Kevin Paul Potere Kevin Christopher Wallace

15 Interested Party Henry Ford Health System Interested Party Henry Ford Health System Retirement Savings Plan Interested Party Health Alliance Plan of Michigan Interested Party Alliance Health and Life Insurance Company Interested Party Patrick Joseph Farrell ThirdParty Plaintiff Reserv Partners, Inc represented by Christopher J. Clark John Dellaportas Lyle Roberts PRO HAC VICE Matthew A Taylor Tariq Mundiya TERMINATED: 04/24/2009 Justin Joseph D'Elia

16 Kevin F. Berry Kevin Christopher Wallace ThirdParty Plaintiff Arthur T. Bent represented by Christopher J. Clark Lyle Roberts PRO HAC VICE Fran Marcia Jacobs John Dellaportas Kevin Paul Potere Kevin Christopher Wallace ThirdParty Plaintiff Reserve Management Company represented by Christopher J. Clark John Dellaportas Justin Joseph D'Elia

17 Kevin F. Berry Kevin Paul Potere Kevin Christopher Wallace Lyle Roberts PRO HAC VICE ThirdParty Plaintiff Reserve Management Corporation represented by Christopher J. Clark Lyle Roberts PRO HAC VICE Fran Marcia Jacobs John Dellaportas Kevin Paul Potere Kevin Christopher Wallace ThirdParty Plaintiff Resrv Partners represented by John Dellaportas

18 ThirdParty Plaintiff Bruce Bent, Sr. represented by Christopher J. Clark Lyle Roberts PRO HAC VICE Fran Marcia Jacobs John Dellaportas Kevin Paul Potere Kevin Christopher Wallace ThirdParty Plaintiff The Reserve Management Company, Inc. ThirdParty Plaintiff Bruce R. Bent represented by John Dellaportas represented by Christopher J. Clark Lyle Roberts PRO HAC VICE Fran Marcia Jacobs

19 John Dellaportas Kevin Paul Potere Kevin Christopher Wallace V. ThirdParty Defendant Ronald J. Artinian ThirdParty Defendant Santa Albicocco ThirdParty Defendant Edwin Ehlert, Jr ThirdParty Defendant William J. Montgoris ThirdParty Defendant Frank Stalzer, J. represented by George Arnold Schieren Mark Holland Mary Kathryn Dulka Robert G. Houck ThirdParty Defendant William E. Viklund represented by George Arnold Schieren

20 Mark Holland Mary Kathryn Dulka Robert G. Houck Date Filed # Docket Text 09/17/ COMPLAINT against The Primary Fund, Reserve Fund, Reserve Management Company, Reserv Partners, Inc. (Filing Fee $ , Receipt Number )Document filed by Jay Pomeranz.(rdz) (Entered: 09/19/2008) 09/17/2008 SUMMONS ISSUED as to The Primary Fund, Reserve Fund, Reserve Management Company, Reserv Partners, Inc. (rdz) (Entered: 09/19/2008) 09/17/2008 Magistrate Judge Andrew J. Peck is so designated. (rdz) (Entered: 09/19/2008) 09/17/2008 Case Designated ECF. (rdz) (Entered: 09/19/2008) 09/18/2008 Case Designated ECF. (laq) (Entered: 09/23/2008) 10/07/ CERTIFICATE OF SERVICE. The Primary Fund served on 9/18/2008, answer due 10/8/2008; Reserve Fund served on 9/18/2008, answer due 10/8/2008; Reserve Management Company served on 9/18/2008, answer due 10/8/2008; Reserv Partners, Inc served on 9/18/2008, answer due 10/8/2008. Service was accepted by Peggy Mitchell, Legal Assistant. Document filed by Jay Pomeranz. (Harrod, James) (Entered: 10/07/2008) 10/09/ STIPULATION AND ORDER: It is hereby stipulated and agreed by and between the parties that the time for defendants to move, answer or otherwise respond to the complaint is extended to and including 11/10/2008. (Signed by Judge Paul G. Gardephe on 10/9/2008) (jpo) (Entered: 10/09/2008) 11/14/ STIPULATION AND ORDER: Defendants time to move, answer or otherwise respond to the complaint is extended to and including 12/1/08. The Primary Fund answer due 12/1/2008; Reserve Fund answer due 12/1/2008; Reserve Management Company answer due 12/1/2008; Resrv Partners, Inc answer due 12/1/2008. (Signed by Judge Paul G. Gardephe on 11/14/08) (db) (Entered: 11/14/2008) 11/18/ MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s). Document filed by Third Avenue Institutional International Value Fund L.P..(Browne, John) (Entered: 11/18/2008) 11/18/ MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s).. Document filed by Third Avenue Institutional International Value Fund L.P.. (Browne, John)

21 (Entered: 11/18/2008) 11/18/ DECLARATION of John C. Browne in Support re: 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s).. Document filed by Third Avenue Institutional International Value Fund L.P.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Browne, John) (Entered: 11/18/2008) 11/18/ MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). Document filed by George C. Dyer. (Attachments: # 1 Text of Proposed Order [PROPOSED] ORDER CONSOLIDATING ACTIONS, APPOINTING THE DYER GROUP AS LEAD PLAINTIFF, AND APPROVAL LEAD PLAINTIFFS SELECTION OF COUNSEL)(Levine, Jonathan) (Entered: 11/19/2008) 11/19/ MEMORANDUM OF LAW in Support re: 8 MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s).. Document filed by George C. Dyer. (Levine, Jonathan) (Entered: 11/19/2008) 11/19/ DECLARATION of Jonathan K. Levine in Support re: 8 MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s).. Document filed by George C. Dyer. (Levine, Jonathan) (Entered: 11/19/2008) 11/26/ NOTICE OF APPEARANCE by Tariq Mundiya on behalf of The Reserve Fund, The Reserve, The Reserve Management Company, Inc., The Primary Fund, Reserv Partners, Inc (Mundiya, Tariq) (Entered: 11/26/2008) 12/02/ STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between undersigned counsel for Plaintiff Jay Pomeranz ("Plaintiff') and Defendants the Primary Fund, the Reserve Fund, the Reserve Management Company, Inc. and Resrv Partners, Inc. (collectively, "Defendants") as follows: Defendants' time to move, answer or otherwise respond to the Complaint is extended to and including December 31, (Signed by Judge Paul G. Gardephe on 12/1/2008) (jfe) (Entered: 12/02/2008) 12/05/ MOTION to Consolidate Cases 08-cv-8060; 08-cv-08137; 08-cv , MOTION to Appoint Counsel., MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s). Document filed by Jay Pomeranz.(Harrod, James) (Entered: 12/05/2008) 12/05/ MEMORANDUM OF LAW in Support re: 13 MOTION to Consolidate Cases 08-cv- 8060; 08-cv-08137; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s).. Document filed by Jay Pomeranz. (Harrod, James) (Entered: 12/05/2008) 12/05/ DECLARATION of James A. Harrod in Support re: 13 MOTION to Consolidate Cases 08-cv-8060; 08-cv-08137; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s).. Document filed by Jay Pomeranz. (Attachments: # 1 Exhibit 1, # 2

22 Exhibit 2, # 3 Exhibit 3)(ITarrod, James) (Entered: 12/05/2008) 12/08/ RESPONSE to Motion re: 8 MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). Response of the Dyer Group to Competing Motions for Consolidation of Actions and Appointment of Lead Plaintiff, Lead Counsel and Interim Class Counsel. Document filed by George C. Dyer. (Levine, Jonathan) (Entered: 12/08/2008) 12/08/ MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s).. Document filed by Third Avenue Institutional International Value Fund L.P.. (Browne, John) (Entered: 12/08/2008) 12/08/ DECLARATION of John Browne in Support re: 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s).. Document filed by Third Avenue Institutional International Value Fund L.P.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Browne, John) (Entered: 12/08/2008) 12/08/ FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 8 MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s)., 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., 13 MOTION to Consolidate Cases 08-cv-8060; 08-cv ; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s).. Document filed by The Reserve Fund, The Primary Fund, Reserve Management Company, Reserv Partners, Inc. (Attachments: # 1 Declaration of Tariq Mundiya, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Certificate of Service)(Mundiya, Tariq) Modified on 12/10/2008 (KA). (Entered: 12/08/2008) 12/08/ RESPONSE to Motion re: 8 MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s)., 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., 13 MOTION to Consolidate Cases 08-cv-8060; 08-cv-08137; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s). Re: Defendants' Joint Memorandum of Law in Support of Plaintiffs' Motions to Consolidate. Document filed by The Primary Fund, The Reserve, Reserve Management Company, Reserv Partners, Inc. (Mundiya, Tariq) Modified on 12/10/2008 (KA). (Entered: 12/08/2008) 12/08/ FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU (DECLARATION OF TARIQ MUNDIYA IN SUPPORT OF MOTIONS TO CONSOLIDATE CASES) - RESPONSE to Motion re: 8 MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s)., 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., 13

23 MOTION to Consolidate Cases 08-cv-8060; 08-cv-08137; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s). Declaration in Support of Defendants' Joint Memorandum of Law in Support of Plaintiffs' Motions to Consolidate. Document filed by The Reserve Fund, The Primary Fund, Reserve Management Company, Reserv Partners, Inc. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7)(Mundiya, Tariq) Modified on 12/10/2008 (KA). (Entered: 12/08/2008) 12/10/ DECLARATION of Tariq Mundiya in Support re: 8 MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s)., 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., 13 MOTION to Consolidate Cases 08-cv-8060; 08-cv-08137; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s).. Document filed by The Primary Fund, Reserve Fund, Reserve Management Company, Reserv Partners, Inc. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7)(Mundiya, Tariq) (Entered: 12/10/2008) 12/10/ CERTIFICATE OF SERVICE of Defendants' Joint Memorandum of Law in Support of Plaintifffs' Motion to Consolidate and Declaration of Tariq Mundiya (with exhibits) served on Stull, Stull & Brody and Kantrowitz, Goldhamer & Graifman, P.C. on 12/08/2008. Service was made by Federal Express. Document filed by The Primary Fund, Reserve Fund, Reserve Management Company, Reserv Partners, Inc. (Mundiya, Tariq) (Entered: 12/10/2008) 12/15/ REPLY MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s). MEMORANDUM OF LAW in Opposition re: 13 MOTION to Consolidate Cases, MOTION to Appoint Counsel, MOTION to Appoint Jay Pomeranz, Sandra Lifschitz, and Daniel Shabel to serve as lead plaintiff(s). Document filed by Third Avenue Institutional International Value Fund L.P.. (Browne, John) (Entered: 12/15/2008) 12/15/ MOTION to Consolidate Cases 1:08-cv-08098; 1:08-cv-08137; 1:08-cv-08139; 1:08- cv-08292; 1:08-cv-08593; 1:08-cv-09525; 1:10-cv Appointment of Lead Plaintiffs and Approval of Selection of Lead Counsel. Document filed by Michael Goodman, Amy O. Goodman. (Attachments: # 1 Exhibit A - Proposed Order)(Rosenfeld, David) (Entered: 12/15/2008) 12/15/ MEMORANDUM OF LAW in Support re: 25 MOTION to Consolidate Cases 1:08- cv-08098; 1:08-cv-08137; 1:08-cv-08139; 1:08-cv-08292; 1:08-cv-08593; 1:08-cv ; 1:10-cv Appointment of Lead Plaintiffs and Approval of Selection of Lead Counsel.. Document filed by Michael Goodman, Amy O. Goodman. (Rosenfeld, David) (Entered: 12/15/2008) 12/15/ DECLARATION of David A. Rosenfeld in Support re: 25 MOTION to Consolidate Cases 1:08-cv-08098; 1:08-cv-08137; 1:08-cv-08139; 1:08-cv-08292; 1:08-cv-08593; 1:08-cv-09525; 1:10-cv Appointment of Lead Plaintiffs and Approval of Selection of Lead Counsel.. Document filed by Michael Goodman, Amy O. Goodman. (Attachments: # 1 Exhibit Exhibit A - press release, # 2 Exhibit B - certifications, # 3

24 Exhibit C - firm resume)(rosenfeld, David) (Entered: 12/15/2008) 12/15/ MEMORANDUM OF LAW in Support re: 25 MOTION to Consolidate Cases 1:08- cv-08098; 1:08-cv-08137; 1:08-cv-08139; 1:08-cv-08292; 1:08-cv-08593; 1:08-cv ; 1:10-cv Appointment of Lead Plaintiffs and Approval of Selection of Lead Counsel. and in Opposition to the Competing Motions. Document filed by Michael Goodman, Amy O. Goodman. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Rosenfeld, David) (Entered: 12/15/2008) 12/15/ REPLY MEMORANDUM OF LAW in Support re: 25 MOTION to Consolidate Cases 1:08-cv-08098; 1:08-cv-08137; 1:08-cv-08139; 1:08-cv-08292; 1:08-cv-08593; 1:08-cv-09525; 1:10-cv Appointment of Lead Plaintiffs and Approval of Selection of Lead Counsel. and in Reponse to the Oppositions of the Competing Movants. Document filed by Michael Goodman, Amy O. Goodman. (Rosenfeld, David) (Entered: 12/15/2008) 12/22/ REPLY MEMORANDUM OF LAW in Support re: 13 MOTION to Consolidate Cases 08-cv-8060; 08-cv-08137; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s).. Document filed by Daniel Shabel, Sandra Lifschitz, Jay Pomeranz. (Harrar, Peter) (Entered: 12/22/2008) 02/04/ /11/ /02/ /12/ STIPULATION AND ORDER: It is hereby stipulated and agreed, by and between the undersigned counsel for plaintiff and defendants that Defendants' time to move, answer or otherwise respond to the Complaint is extended to and including March 2, So Ordered (Signed by Judge Paul G. Gardephe on 2/4/09) (js) (Entered: 02/04/2009) 32 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL that pursuant to 28 U.S.C. 1407, the action(s) listed and pending be, and the same hereby are, transferred to the Southern District of New York and, with consent of that court, assigned to the Honorable Paul G. Gardephe, for coordinated or consolidated pretrial proceedings with the actions pending in that district. (Signed by MDL Panel on 2/10/2009) (mbe) (Entered: 02/19/2009) 33 STIPULATION AND ORDER: It is hereby stipulated and agreed that Defendants' time to move, answer or otherwise respond to the Complaint in the above-captioned action is extended to 30 days after this Court's entry of an order deciding Plaintiffs December 5, 2008 motion for consolidation of the non-pslra actions (08-cv-8060, 08-cv-8137 and 08-cv-8946) and appointment of lead counsel in those actions. (Signed by Judge Paul G. Gardephe on 2/27/2009) (jfe) (Entered: 03/02/2009) 34 ORDER that each party to the above-captioned cases shall have until March 20, 2009 to submit its response, if any, to the above-referenced March 4, 2009 letter. Such submissions to this Court shall be by fax, mail, overnight express delivery, or hand delivery, with simultaneous copies by one of these methods or by verifiable electronic means to all counsel of record in the above-captioned cases. ( Responses due by 3/20/2009) (Signed by Judge Paul G. Gardephe on 3/12/2009) (jmi) (Entered: 03/12/2009) 03/23/ ENDORSED LETTER addressed to Judge Paul G. Gardephe from Tariq Mundiya dated 3/23/09 re: I write on behalf of the Reserve-related defendants to request permission to file a single reply letter to the varying submissions responding to our

25 March 4 letter. In light of the Court's order allowing Plaintiff E Trade until March 27, 2009 to respond to the March 4 letter, and the possibility that other letters (in addition to the fifteen already submitted at last count) may be filed by that March 27 deadline, the Reserve-related Defendants respectfully request the Court's permission to file one comprehensive reply letter by April 6, ENDORSEMENT: The Application is granted. This Document relates to 09md2011, , , , , , , , , , , , , , , , , , , , , , , , , , , (Signed by Judge Paul G. Gardephe on 3/23/09) (rjm) (Entered: 03/24/2009) 04/24/ CONSENT SUBSTITUTION OF COUNSEL IT IS HEREBY CONSENTED that the firm of Duane Morris LLP, 1540 Broadway, New York, NY be substituted as attorneys of record for the undersigned Defendants Reserve Management Co., Inc. and Resrv Partners, Inc. in the above captioned action in place of the firm Willkie Farr & Gallagher LLP, 787 Seventh Avenue, New York, New York Willkie Farr and Gallagher LLP will continue to represent Defendants The Reserve Fund and The Primary Fund in the above captioned action. (Signed by Judge Paul G. Gardephe on 4/29/09) (mme) (Entered: 04/29/2009) 04/27/ AFFIDAVIT of Tariq Mundiya in Support. Document filed by The Reserve Management Company, Inc., Reserv Partners, Inc. (Dellaportas, John) (Entered: 04/27/2009) 04/28/ NOTICE OF APPEARANCE by Justin Joseph D'Elia on behalf of Reserve Management Company, Reserv Partners, Inc (D'Elia, Justin) (Entered: 04/28/2009) 04/28/ CERTIFICATE OF SERVICE. Document filed by Reserve Management Company, Reserv Partners, Inc. (D'Elia, Justin) (Entered: 04/28/2009) 04/30/ NOTICE OF APPEARANCE by John Dellaportas on behalf of Reserve Management Company, Reserv Partners, Inc (Attachments: # 1 Affidavit of Service)(Dellaportas, John) (Entered: 04/30/2009) 05/01/2009 CONSOLIDATED MEMBER CASE: Create association to 1:09-md PGG. (rjm) (Entered: 07/16/2009) 05/15/ MOTION for Kevin F. Berry to Appear Pro Hac Vice. Document filed by Reserve Management Company, Reserv Partners, Inc.(dle) (Entered: 05/19/2009) 05/21/ ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: ORDER granting 41 Motion for Kevin F. Berry. to Appear Pro Hac Vice for Reserve Management Company, Reserv Partners, Inc. (Signed by Judge Paul G. Gardephe on 5/21/09) (db) (Entered: 05/21/2009) 05/21/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 42 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (db) (Entered: 05/21/2009) 05/21/2009 CASHIERS OFFICE REMARK on 41 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 05/18/2009, Receipt Number (jd) (Entered: 05/21/2009) 06/01/ NOTICE OF APPEARANCE by Matthew A Taylor on behalf of The Reserve Management Company, Inc., Reserv Partners, Inc (Attachments: # 1 Affidavit of

26 Service)(Taylor, Matthew) (Entered: 06/01/2009) 07/15/ ORDER. It is hereby ORDERED that this Court will hear oral argument concerning these motions for appointment of lead plaintiff, appointment of lead and liaison counsel, and for consolidation on Wednesday, August 5, 2009, at 10:00 a.m., in Courtroom 18B of the United States Courthouse, 500 Pearl Street, New York, New York. Relates to 09md2011, , , , , , , , , , , , (Signed by Judge Paul G. Gardephe on 7/15/09) (rjm) Modified on 7/16/2009 (rjm). (Entered: 07/16/2009) 07/15/2009 Set/Reset Deadlines as to (25 in 1:08-cv PGG) MOTION to Consolidate Cases 1:08-cv-08098; 1:08-cv-08137; 1:08-cv-08139; 1:08-cv-08292; 1:08-cv-08593; 1:08- cv-09525; 1:10-cv Appointment of Lead Plaintiffs and Approval of Selection of Lead Counsel., (13 in 1:08-cv PGG) MOTION to Consolidate Cases 08-cv- 8060; 08-cv-08137; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s)., (5 in 1:08-cv PGG) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (8 in 1:08-cv PGG) MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s). MOTION to Appoint George C. Dyer, Basil K. Vasiliou and Young Wealth Management to serve as lead plaintiff(s)., (13 in 1:08- cv pgg) MOTION to Appoint Leon Frenkel to serve as lead plaintiff(s)., (10 in 1:08-cv PGG) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (17 in 1:08-cv PGG) MOTION to Consolidate Cases 08-cv-8060; 08-cv-8137; 08-cv MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s)., (13 in 1:08-cv PGG) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s). MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (12 in 1:08-cv PGG) MOTION to Consolidate Cases 08-cv-8060; 08-cv-8137; 08-cv MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s). MOTION to Appoint Counsel., (7 in 1:08- cv pgg) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (19 in 1:08-cv PGG) MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s). MOTION to Consolidate Cases 08-cv-8060; 08-cv- 8137; 08-cv-8946., (7 in 1:08-cv PGG) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (10 in 1:08-cv PGG) MOTION to Appoint Leon Frenkel to serve as lead plaintiff(s)., (18 in 1:08-cv PGG) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (31 in 1:08-cv PGG) MOTION to Appoint Counsel. MOTION to Consolidate Cases Notice of Kurtzer/Fried Plaintiffs' Motion to Consolidate Non-PSLRA Actions., (8 in 1:08-cv PGG) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (11 in 1:08-cv PGG) MOTION to Appoint Leon Frenkel to serve as lead plaintiff(s)., (10 in 1:08-cv PGG) MOTION to Appoint Counsel. MOTION to Appoint Jay Pomeranz; Sandra Lifschitz; Daniel Shabel to serve as lead plaintiff(s). MOTION to Consolidate Cases 08-cv-8060; 08-cv-8137; 08-cv-8946., (6 in 1:08-cv PGG) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (21 in 1:08-cv PGG) MOTION to Appoint Leon Frenkel to serve as lead plaintiff(s)., (18 in 1:08-cv PGG)

27 MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (4 in 1:08-cv PGG) MOTION to Appoint Third Avenue Institutional International Value Fund L.P. to serve as lead plaintiff(s)., (7 in 1:08-cv PGG) MOTION to Appoint Leon Frenkel to serve as lead plaintiff(s)., (10 in 1:08-cv PGG) MOTION to Appoint Leon Frenkel to serve as lead plaintiff(s) [PROPOSED] ORDER GRANTING THE MOTION OF LEON FRENKEL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL. MOTION to Appoint Leon Frenkel to serve as lead plaintiff(s) [PROPOSED] ORDER GRANTING THE MOTION OF LEON FRENKEL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL., (18 in 1:08-cv PGG) MOTION to Appoint Counsel. MOTION to Consolidate Cases Notice of Kurtzer/Fried Plaintiffs Motion to Consolidate Non-PSLRA Actions and Appoint Lead Counsel. Motion Hearing set for 8/5/2009 at 10:00 AM in Courtroom 18B, 500 Pearl Street, New York, NY before Judge Paul G. Gardephe. Associated Cases: 1:09-md PGG et al.(rjm) (Entered: 07/16/2009) 08/26/ ORDER. For the foregoing reasons, Third Avenue Institutional International Value Fund, L.P.'s ("Third Avenue") motion for consolidation of the twelve above-captioned Reserve Primary Fund class action cases (08-cv-8060, 08-cv-8098, 08-cv-8103, 08-cv- 8137, 08-cv-8139, 08-cv-8292, 08-cv-8593, 08-cv-8946, 08-cv-9525, 08-cv-9604, 08- cv-l0006, 08-cv-l0302) for pre-trial purposes is GRANTED; these twelve actions shall be referred to collectively as In re: The Reserve Primarv Fund Securities & Derivative Class Action Litigation, No. 08 Civ (PGG) (the "Consolidated Reserve Primary Fund Class Action"). Further, Third Avenue's motion for appointment of Third Avenue as lead plaintiff in the Consolidated Reserve Primary Fund Class Action is GRANTED, and Third Avenue's motion for appointment of Bernstein Litowitz Berger & Grossman LLP as lead counsel in the Consolidated Reserve Primary Fund Class Action is GRANTED. All other motions in the twelve above-captioned Reserve Primary Fund class action cases are DENIED. Accordingly, the Clerk of the Court is directed to terminate the following 10 motions of Third Avenue, which this Court has GRANTED, as set forth above: 08 Civ (PGG) - [Docket No.5];08 Civ (PGG) - [Docket No. 10];08 Civ (PGG) - [Docket No. 13];08 Civ (PGG) - [Docket No.7];08 Civ (PGG) - [Docket No.7];08 Civ (PGG) - [Docket No. 18];08 Civ (PGG) - [Docket No.8];08 Civ (PGG) - [Docket No.6];08 Civ (PGG) - [Docket No. 18]; and08 Civ (PGG) - [Docket No.4].The Clerk of the Court is further directed to terminate the following 15 motions, which this Court has DENIED, as set forth above:08 Civ (POO) - [Docket Nos. 8, 13,25];08 Civ (POO) - [Docket No. 13];08 Civ (POO) - [Docket No. 17];08 Civ (POO) - [Docket No. 12];08 Civ (POO)- [Docket Nos. 10, 19];08 Civ (POO) - [Docket No. 31];08 Civ (POO) - [Docket No. II];08 Civ (POO) - [Docket No. 10];08 Civ (POO) - [Docket No. 21];08 Civ (POO) - [Docket Nos. 7,10]; and08 Civ (POO) - [Docket No. 18].And as stated above, the Clerk of the Court is further directed to file a copy of this Order in the separate file for each of the Reserve Primary Fund class action cases (08-cv-8060, 08-cv-8098, 08-cv-8103, 08-cv-8137, 08-cv-8139, 08-cv-8292, 08-cv-8593, 08-cv- 8946, 08-cv- 9525, 08-cv-9604, 08-cv-I0006, 08-cv ). SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/26/09) Filed In Associated Cases: 1:09-md PGG et al.(djc) (Entered: 08/26/2009) 09/22/ ENDORSED LETTER addressed to Judge Paul G. Gardephe from John C. Browne

28 dated 9/10/09 re: Request for the schedule for filing a consolidated amended complaint and responsive pleadings as further set forth in said letter. ENDORSEMENT: The Application is granted. SO ORDERED. (Signed by Judge Paul G. Gardephe on 9/21/09) (db) (Entered: 09/22/2009) 12/11/ STIPULATION AND ORDER EXTENDING TIME TO FILE AMENDED COMPLAINT: THEREFORE, the parties respectfully request that the schedule set forth in the September 22 Endorsed Letter be amended as follows: Filing of Consolidated Complaint: 1/5/2010. Motions to Dismiss: No later than 2/19/2010. Opposition to Motions: No later than 4/5/2010. Reply Briefs: No later than 4/26/2010. (Signed by Judge Paul G. Gardephe on 12/11/2009) (jfe) (Entered: 12/11/2009) 12/21/ NOTICE OF APPEARANCE by Sean K. O'Dowd on behalf of Third Avenue Institutional International Value Fund L.P. (O'Dowd, Sean) (Entered: 12/21/2009) 12/21/ NOTICE OF APPEARANCE by Lauren Amy McMillen on behalf of Third Avenue Institutional International Value Fund L.P. (McMillen, Lauren) (Entered: 12/21/2009) 01/05/ CONSOLIDATED CLASS ACTION COMPLAINT against Resrv Partners, Reserve Management Corporation, Bruce Bent, Sr, Bruce R. Bent, Arthur T. Bent, The Reserve Management Company, Inc.Document filed by Third Avenue Institutional International Value Fund L.P.(tro) (Entered: 01/08/2010) 01/19/ NOTICE OF APPEARANCE by Christopher J. Clark on behalf of Reserve Management Corporation, Bruce Bent, Sr, Bruce R. Bent, Arthur T. Bent, Reserve Management Company, Reserv Partners, Inc (Clark, Christopher) (Entered: 01/19/2010) 01/19/ NOTICE OF APPEARANCE by Kevin Christopher Wallace on behalf of Reserve Management Corporation, Bruce Bent, Sr, Bruce R. Bent, Arthur T. Bent, Reserve Management Company, Reserv Partners, Inc (Wallace, Kevin) (Entered: 01/19/2010) 01/22/ JOINT STIPULATION AND ORDER: THEREFORE, the parties respectfully request that the schedule set forth in the December 11 Stipulation and Order be amended as follows: Motions to Dismiss no later than April 5, Opposition to motions no later than May 17, 2010; Reply briefs no later than June 7, So Ordered (Signed by Judge Paul G. Gardephe on 1/21/2010) (js) (Entered: 01/22/2010) 03/12/ MOTION for Lyle Roberts to Appear Pro Hac Vice. Document filed by Reserve I Management Corporation, Bruce Bent, Sr, Bruce R. Bent, Arthur T. Bent, Reserve Management Company, Reserv Partners, Inc.(mro) (Entered: 03/16/2010) 03/15/ ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Lyle Roberts for Reserve Management Corporation, Bruce Bent, Sr, Bruce R. Bent, Arthur T. Bent, The Reserve Management Company, Inc. and Reserv Partners, Inc admitted Pro Hac Vice. So Ordered (Signed by Judge Paul G. Gardephe on 3/12/2010) (js) (Entered: 03/15/2010) 03/17/2010 CASHIERS OFFICE REMARK on 55 Motion to Appear Pro Hac Vice in the amount I of $25.00, paid on 03/12/2010, Receipt Number (jd) (Entered: 03/17/2010) 03/17/ ORDER ADMITTING ATTORNEY PRO HAC VICE: Attorney Lyle Roberts for Reserve Management Corporation, Bruce Bent, Sr, Bruce R. Bent, Arthur T. Bent, Reserve Management Company and Reserv Partners, Inc admitted Pro Hac Vice.

29 (Signed by Judge Paul G. Gardephe on 3/16/2010) (js) (Entered: 03/17/2010) 04/01/ REVISED JOINT STIPULATION AND ORDER EXTENDING TIME TO FILE MOTIONS TO DISMISS; the parties respectfully request that the schedule for Defendants' response to motions to dismiss in this action be amended as follows: Motions to Dismiss - 4/26/2010; Opposition to Motions - 6/7/2010; Reply briefs - 6/28/2010. SO ORDERED. (Signed by Judge Paul G. Gardephe on 4/1/2010) (tve) (Entered: 04/02/2010) 04/20/ ENDORSED LETTER addressed to Judge Paul G. Gardephe from Lyle Roberts dated 4/20/10 re: Request for an extension of page limits for briefing the motion to dismiss in this action (due to be filed on 4/26/10). ENDORSEMENT: The Application is granted. So Ordered. (Signed by Judge Paul G. Gardephe on 4/20/10) (cd) (Entered: 04/20/2010) 04/23/ ENDORSED LETTER addressed to Judge Paul G. Gardephe from John C. Browne dated 4/22/2010 re: Counsel for Lead Plaintiff write with the consent of Defendants to request a three week extension of the briefing schedule on the upcoming motions to dismiss. ENDORSEMENT: The Application is granted. (Signed by Judge Paul G. Gardephe on 4/22/2010) (tro) (Entered: 04/23/2010) 05/17/ ORDER. It is hereby ORDERED that moving papers on the proposed motions to dismiss will not be due until after this Court has determined whether an additional settlement conference will be held in SEC v. Reserve Management Company, Inc., et al., No. 09 Civ (PGG). This Court will issue a revised briefing schedule once that determination has been made. (Signed by Judge Paul G. Gardephe on 5/17/10) Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG, 1:09-cv PGG(rjm) (Entered: 05/17/2010) 05/19/ ORDER. This Court will hold a settlement conference in the above-captioned action on June 9, 2010 at 12:30 p.m. Both Ameriprise Financial Services, the Plaintiff in Ameriprise Financial Services, Inc. v. The Reserve Fund, No. 09 Civ (PGG), and Third Avenue Institutional International Value Fund L.P, the Lead Plaintiff in The Reserve Primary Fund Securities & Derivative Class Action Litigation, No. 08 Civ (PGG), have sought to take part in any settlement conference held in this action. Ameriprise and Third Avenue will not be permitted to participate in the June 9, 2010 settlement conference at the outset. However, Ameriprise and Third Avenue are invited to make themselves available in Courtroom 6B of the United States Courthouse in order to permit the parties to this action to include them in the settlement conference should their participation be deemed valuable as the conference progresses. (Signed by Judge Paul G. Gardephe on 5/19/10) (rjm) (Entered: 05/20/2010) 06/16/ ENDORSED LETTER addressed to Judge Paul G. Gardephe from John Browne dated 6/16/10 re: Request for the following briefing schedule. ENDORSEMENT: The application is granted. (Motions to Dismiss due by 6/25/2010. Replies due by 8/27/2010. Responses due by 8/6/2010) (Signed by Judge Paul G. Gardephe on 6/16/10) (cd) (Entered: 06/16/2010) 06/24/ ORDER. It is hereby ORDERED that: The Commission Action will proceed according to the Civil Case Management Plan and Scheduling Order that will be entered concurrently with this order. Lead Plaintiff in the Class Action is to be

30 provided with copies of all documents already produced in the Commission Action and should be provided with copies of all additional documents produced in the Commission Action going forward. Lead Plaintiff in the Class Action is to be given advance notice of each deposition to be taken in the Commission Action and will be permitted to cross-examine those witnesses for a maximum of two hours per witness. The time allotted to the Lead Plaintiffs cross examination will be in addition to whatever time is allotted to the Commission and Defendants' examination of the witnesses. (Signed by Judge Paul G. Gardephe on 6/24/10) Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG, 1:09-cv PGG(rjm) (Entered: 06/25/2010) 08/03/ ENDORSED LETTER addressed to Judge Paul G. Gardephe from John C. Browne dated 8/2/2010 re: Requesting a one week extension such that Lead Plaintiff's opposition is due August 13, 2010 and Defendants' reply is due September 3, ENDORSEMENT: The application is granted. (Signed by Judge Paul G. Gardephe on 8/2/2010) (jpo) (Entered: 08/03/2010) 08/03/ NOTICE OF APPEARANCE by Fran Marcia Jacobs on behalf of Arthur T. Bent, Bruce Bent, Sr, Bruce R. Bent, Reserve Management Corporation, Resrv Partners, The Reserve Management Company, Inc. (Jacobs, Fran) (Entered: 08/03/2010) 09/03/ MOTION to Dismiss. Document filed by Arthur T. Bent, Bruce Bent, Sr, Bruce R. Bent, Reserv Partners, Inc, Reserve Management Company, Reserve Management Corporation.(Roberts, Lyle) (Entered: 09/03/2010) 09/03/ MEMORANDUM OF LAW in Support re: 66 MOTION to Dismiss.. Document filed by Arthur T. Bent, Bruce Bent, Sr, Bruce R. Bent, Reserv Partners, Inc, Reserve Management Company, Reserve Management Corporation. (Roberts, Lyle) (Entered: 09/03/2010) 09/03/ DECLARATION of Lyle Roberts in Support re: 66 MOTION to Dismiss.. Document filed by Arthur T. Bent, Bruce Bent, Sr, Bruce R. Bent, Reserv Partners, Inc, Reserve Management Company, Reserve Management Corporation. (Attachments: # 1 Exhibits 1-11, # 2 Exhibits 12-17, # 3 Exhibits 18-22)(Roberts, Lyle) (Entered: 09/03/2010) 09/03/ AFFIDAVIT OF SERVICE of Notice of Motion, Declaration of Lyle Roberts in Support of Defendants' Motion to Dismiss Plaintiffs' Class Action Complaint and Memorandum of Law in Support on 6/25/2010. Document filed by Arthur T. Bent, Bruce Bent, Sr, Bruce R. Bent, Reserv Partners, Inc, Reserve Management Company, Reserve Management Corporation. (Roberts, Lyle) (Entered: 09/03/2010) 09/03/ MEMORANDUM OF LAW in Opposition re: 66 MOTION to Dismiss.. Document filed by Third Avenue Institutional International Value Fund L.P.. (Browne, John) (Entered: 09/03/2010) 09/03/ DECLARATION of John C. Browne in Opposition re: 66 MOTION to Dismiss.. Document filed by Third Avenue Institutional International Value Fund L.P.. (Browne, John) (Entered: 09/03/2010) 09/03/ REPLY MEMORANDUM OF LAW in Support re: 66 MOTION to Dismiss.. Document filed by Arthur T. Bent, Bruce Bent, Sr, Bruce R. Bent, Reserve Management Company, Reserve Management Corporation, Resrv Partners. (Roberts,

31 Lyle) (Entered: 09/03/2010) 09/03/ REPLY to Response to Motion re: 66 MOTION to Dismiss. Reply Declaration of Lyle Roberts. Document filed by Arthur T. Bent, Bruce Bent, Sr, Bruce R. Bent, Reserve Management Company, Reserve Management Corporation, Resrv Partners. (Roberts, Lyle) (Entered: 09/03/2010) 09/24/ /08/ STIPULATION AND ORDER that Duane Morris LLP be substituted as lead counsel for Reserve Management Corporation, Reserve Management Company, Inc, Resrv Partners, Inc, Bruce Bent Sr., Bruce Bent II and Arthur Bent in place of Dewey & LeBoeuf LLP. In addition attorneys Christopher J. Clark, Lyle Roberts and Kevin Christopher Wallace, of Dewey & LeBoeuf withdraw as counsel for Defendants in this action. (Signed by Judge Paul G. Gardephe on 9/24/10) (cd) (Entered: 09/24/2010) NOTICE OF WITHDRAWAL: I, Aaron M. Sheanin, a partner with the law firm of Girard Gibbs LLP, attorney for Plaintiffs George C. Dyer. Basil K. Vasiliou, and Kevin M. Young on behalf of Young Wealth Management in the above-entitled action, hereby withdraw as an attorney of record, as I am leaving Girard Gibbs LLP. Daniel C. Girard, Jonathan K. Levine, and Christina H. C. Sharp of Girard Gibbs LLP will continue to serve as counsel of record to Plaintiffs in the above-referenced matter. I hereby request that my name and address be removed from the case's official docket. (Signed by Judge Paul G. Gardephe on 3/7/2011) Filed In Associated Cases: 1:09-md PGG et al.(jpo) (Entered: 03/08/2011) 07/30/ TRANSCRIPT of Proceedings re: CONFERNCE held on 5/22/2012 before Judge Paul I G. Gardephe. Court Reporter/Transcriber: Khristine Sellin, (212) Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/23/2012. Redacted Transcript Deadline set for 9/4/2012. Release of Transcript Restriction set for 11/1/2012.Filed In Associated Cases: 1:09-md PGG et al.(mcguirk, Kelly) (Entered: 07/30/2012) 07/30/ /30/ NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 5/22/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...filed In Associated Cases: 1:09-md PGG et al.(mcguirk, Kelly) (Entered: 07/30/2012) 78 ORDER: Defendants' motion to dismiss is GRANTED as to Plaintiffs' claims under (1) Section 13(a) of the Investment Company Act; (2) Section 36(b) of the Investment Company Act; (3) state law; and (4) Section 11 of the Securities Act of 1933 as against Reserve Management Company, Inc. only. Defendant's motion to dismiss is otherwise DENIED.The reasons for these rulings will be explained in a forthcoming written opinion. The Clerk of the Court is directed to terminate the motion. (08-CV , Docket No. 66). (Signed by Judge Paul G. Gardephe on 9/30/2012) Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(js) (Entered: 10/01/2012) 11/08/ NOTICE OF APPEARANCE by Kevin Paul Potere on behalf of Arthur T. Bent,

32 Bruce Bent, Sr, Bruce R. Bent, Reserve Management Company, Reserve Management Corporation, Resrv Partners (Potere, Kevin) (Entered: 11/08/2012) 01/22/ /25/ /25/ /25/ /28/ ANSWER to 50 Complaint, with JURY DEMAND., THIRD PARTY COMPLAINT against Frank Stalzer, J, William E. Viklund, Ronald J. Artinian, Santa Albicocco, Edwin Ehlert, Jr, William J. Montgoris. Document filed by Reserv Partners, Inc, Arthur T. Bent, Reserve Management Company, Reserve Management Corporation, Resrv Partners, Bruce Bent, Sr, The Reserve Management Company, Inc., Bruce R. Bent.(Dellaportas, John) (Entered: 01/22/2013) 81 SUMMONS RETURNED EXECUTED Summons and Answer to Complaint, Third Party Complaint,, served. William J. Montgoris served on 1/23/2013, answer due 2/13/2013. Service was accepted by Luz Ospina, Housekeeper. Document filed by Resrv Partners; Bruce Bent, Sr; Bruce R. Bent; Reserve Management Corporation; Reserv Partners, Inc; Arthur T. Bent; The Reserve Management Company, Inc.. (Dellaportas, John) (Entered: 01/25/2013) 82 SUMMONS RETURNED EXECUTED Summons and Answer to Complaint, Third Party Complaint,, served. Edwin Ehlert, Jr served on 1/22/2013, answer due 2/13/2013. Service was accepted by Edwin Ehlert, Jr.. Document filed by Resrv Partners; Bruce Bent, Sr; Bruce R. Bent; Reserve Management Corporation; Reserv Partners, Inc; Arthur T. Bent; The Reserve Management Company, Inc.. (Dellaportas, John) (Entered: 01/25/2013) 83 SUMMONS RETURNED EXECUTED Summons and Answer to Complaint, Third Party Complaint,, served. William E. Viklund served on 1/22/2013, answer due 2/13/2013. Service was accepted by Joyce Viklund, Wife. Document filed by Resrv Partners; Bruce Bent, Sr; Bruce R. Bent; Reserve Management Corporation; Reserv Partners, Inc; Arthur T. Bent; The Reserve Management Company, Inc.. (Dellaportas, John) (Entered: 01/25/2013) 84 SUMMONS RETURNED EXECUTED Summons and Answer to Complaint, Third Party Complaint,, served. Santa Albicocco served on 1/28/2013, answer due 2/19/2013. Service was accepted by 0Mark Holland, Attorney for Third Party Defendant. Document filed by Resrv Partners; Bruce Bent, Sr; Bruce R. Bent; Reserve Management Corporation; Reserv Partners, Inc; Arthur T. Bent; The Reserve Management Company, Inc.. (Dellaportas, John) (Entered: 01/28/2013) 02/12/ SUMMONS RETURNED EXECUTED Summons and Answer to Complaint, Third Party Complaint,, served. Ronald J. Artinian served on 2/4/2013, answer due 2/25/2013. Service was accepted by Marvin "Doe", Door Man. Document filed by Bruce Bent, Sr; Bruce R. Bent; Reserve Management Corporation; Reserv Partners, Inc; Arthur T. Bent; Reserve Management Company. (Dellaportas, John) (Entered: 02/12/2013) 02/14/2013 Set/Reset Deadlines: Santa Albicocco answer due 3/7/2013; Ronald J. Artinian answer due 3/7/2013; Edwin Ehlert, Jr answer due 3/7/2013; William J. Montgoris answer due 3/7/2013; Frank Stalzer, J answer due 3/7/2013; William E. Viklund answer due 3/7/2013. (rjm) (Entered: 02/15/2013) 02/14/ STIPULATION AND ORDER EXTENDING TIME TO RESPOND TO THIRD PARTY COMPLAINT. IT IS HEREBY STIPULATED AND AGREED, by and between undersigned counsel fordefendants/third Party Plaintiffs Reserve

33 Management Company, Inc., Resrv Partners, Inc., Reserve Management Corporation, Bruce Bent Sr., Bruce R. Bent and Arthur T. Bent (collectively, "Third Party Plaintiffs") and Third Party Defendants Ronald J. Artinian, Santa Albicocco, William E. Viklund, Edwin Ehlert, Jr., William J. Montgoris and Frank J. Stalzer, the Independent Trustees of Relief Defendant the Primary Fund-In Liquidation (f/k/a The Reserve Primary Fund) (collectively, the "Independent Trustees" or "Third Party Defendants") as follows: All Third Party Defendants have been served with the Third Party Complaint in the above-captioned action ("Third Party Complaint"). Third Party Defendants require additional time to respond to the Third Party Complaint, which is 31 pages long and includes eight separate counts. The time for Third Party Defendants to move, answer or otherwise respond to the Third Party Complaint is extended until March 7, 2013, and as further set forth. (Signed by Judge Paul G. Gardephe on 2/14/2013). Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG. (rjm) (Entered: 02/15/2013) 03/05/ STIPULATION AND ORDER ADJOURNING DEADLINE TO RESPOND TO THIRD PARTY COMPLAINT: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned counsel for Defendants/Third Party Plaintiffs Reserve Management Company, Inc., Resrv Partners, Inc., Reserve Management Corporation, Bruce Bent Sr., Bruce R. Bent and Arthur T. Bent and Third Party Defendants Ronald J. Artinian, Santa Albicocco, William E. Viklund, Edwin Ehlert, Jr., William J. Montgoris and Frank J. Stalzer that: The time for the Third Party Defendants to move, answer or otherwise respond to the Third Party Complaint in this action is adjourned pending final disposition of the proposed settlement agreement. This is the second request for an extension of time to move, answer or otherwise respond to the Third Party Complaint. Because no scheduling order has been entered in that action, the adjournment stipulated to herein will not affect any other dates. (Signed by Judge Paul G. Gardephe on 3/5/2013) Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(mro) (Entered: 03/06/2013) 03/28/ SUMMONS RETURNED EXECUTED. Frank Stalzer, J served on 1/31/2013, answer due 2/21/2013. Service was accepted by Maria Stalzer, wife. Document filed by Reserv Partners, Inc; Bruce Bent, Sr; Bruce R. Bent; Reserve Management Corporation; Arthur T. Bent; The Reserve Management Company, Inc.. (Dellaportas, John) (Entered: 03/28/2013) 06/03/ NOTICE OF APPEARANCE by Marc Jason Shanker on behalf of Bruce R. Bent, Bruce Bent, Sr, Reserv Partners, Inc, Reserve Management Company, Reserve Management Corporation, Resrv Partners (Shanker, Marc) (Entered: 06/03/2013) 06/04/ NOTICE OF CHANGE OF ADDRESS by John Dellaportas on behalf of Arthur T. Bent, Bruce R. Bent, Bruce Bent, Sr, Reserv Partners, Inc, Reserve Fund, Reserve Management Company, Reserve Management Corporation, Resrv Partners, The Primary Fund, The Reserve, The Reserve Fund, The Reserve Management Company, Inc.. New Address: Morgan Lewis & Bockius LLP, 101 Park Avenue, New York, New York, 10178, (Dellaportas, John) (Entered: 06/04/2013) 09/06/ MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for the Purposes of Settlement, and (III) Approval of Notice to the Class. Document filed by Third Avenue Institutional International Value Fund L.P.. (Attachments: # 1 Exhibit Ex. 1, # 2 Exhibit Ex. 2)(Browne, John) (Entered: 09/06/2013)

34 09/06/ MEMORANDUM OF LAW in Support re: 91 MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for the Purposes of Settlement, and (III) Approval ofnotice to the Class. MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for the Purposes of Settlement, and (III) Approval of Notice to the Class.. Document filed by Third Avenue Institutional International Value Fund L.P.. (Browne, John) (Entered: 09/06/2013) 09/06/ DECLARATION of John C. Browne in Support re: 91 MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for the Purposes of Settlement, and (III) Approval ofnotice to the Class. MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for the Purposes of Settlement, and (III) Approval of Notice to the Class.. Document filed by Third Avenue Institutional International Value Fund L.P.. (Browne, John) (Entered: 09/06/2013) 10/01/ REPLY MEMORANDUM OF LAW in Support re: (223 in 1:09-md PGG) MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for Purposes of Settlement, and (III) Approval of Notice to the Class. MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for Purposes of Settlement, and (III) Approval of Notice to the Class., (91 in 1:08-cv PGG) MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for the Purposes of Settlement, and (III) Approval ofnotice to the Class. MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for the Purposes of Settlement, and (III) Approval of Notice to the Class.. Document filed by Third Avenue Institutional International Value Fund, L.P.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)Filed In Associated Cases: 1:09-md PGG, 1:08- cv pgg(browne, John) (Entered: 10/01/2013) 10/07/ ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE granting 91 Motion for Settlement. The Court having read and considered the Stipulation and exhibits thereto, including the proposed (i) Notice; (ii) Summary Notice; and (iii) Order and Final Judgment, and submissions relating thereto, and finding that substantial and sufficient grounds exist for entering this Order. NOW, THEREFORE, IT IS HEREBY ORDERED: The Court, for purposes of this Order, adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement on the terms set forth in the Stipulation, subject to further consideration at the final approval hearing to be held before this Court on December 16, 2013 at 2:00 p.m.,at the United States District Court for the Southern District of New York, 40 Foley Square, Courtroom 705, New York, New York (the "Settlement Hearing" or "Final Approval Hearing"). The Court retains jurisdiction over the Action to consider all further matters arising out of or connected with the Settlement. (Signed by Judge Paul G. Gardephe on 10/4/2013) (rsh) (Entered: 10/07/2013) 10/07/2013 Set/Reset Hearings: Settlement Conference set for 12/16/2013 at 02:00 PM in

35 Courtroom 705, 40 Centre Street, New York, NY before Judge Paul G. Gardephe. (rsh) (Entered: 10/07/2013) 10/11/ LETTER addressed to Judge Paul G. Gardephe from Mark Holland dated October 11, 2013 re: Post-Distribution Budget Letter. Document filed by Santa Albicocco, Ronald J. Artinian, Edwin Ehlert, Jr, William J. Montgoris, Frank Stalzer, J, William E. Viklund. (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit A-2, # 4 Exhibit A-3)(Holland, Mark) (Entered: 10/11/2013) 11/11/ MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation. Document filed by Third Avenue Institutional International Value Fund L.P..Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(Browne, John) (Entered: 11/11/2013) 11/11/ MEMORANDUM OF LAW in Support re: (228 in 1:09-md PGG, 97 in 1:08- cv pgg) MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation.. Document filed by Third Avenue Institutional International Value Fund, L.P.. Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(Browne, John) (Entered: 11/11/2013) 11/11/ MOTION for Attorney Fees Lead Plaintiff's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses. Document filed by Third Avenue Institutional International Value Fund L.P..Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(Browne, John) (Entered: 11/11/2013) 11/11/ MEMORANDUM OF LAW in Support re: (99 in 1:08-cv PGG, 230 in 1:09- md pgg) MOTION for Attorney Fees Lead Plaintiff's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses. Memorandum of Law in Support of Lead Counsel's Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses. Document filed by Third Avenue Institutional International Value Fund L.P.. Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(Browne, John) (Entered: 11/11/2013) 11/11/ DECLARATION of John C. Browne in Support re: (228 in 1:09-md PGG, 97 in 1:08-cv PGG) MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation., (99 in 1:08-cv PGG, 230 in 1:09-md PGG) MOTION for Attorney Fees Lead Plaintiff's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses.. Document filed by Third Avenue Institutional International Value Fund L.P.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D-1, # 5 Exhibit D-2, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J)Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(Browne, John) (Entered: 11/11/2013) 11/21/ LETTER addressed to Judge Paul G. Gardephe from Stewart D. Aaron dated 11/21/2013 Document filed by Henry Ford Health System, Henry Ford Health System Retirement Savings Plan, Health Alliance Plan of Michigan, Alliance Health and Life Insurance Company.(Aaron, Stewart) (Entered: 11/21/2013) 12/09/ REPLY MEMORANDUM OF LAW in Support re: (97 in 1:08-cv PGG) MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation., (99 in 1:08-cv PGG) MOTION

36 for Attorney Fees Lead Plaintiff's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses.. Document filed by Third Avenue Institutional International Value Fund, L.P.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Text of Proposed Order : Exhibit D, # 5 Exhibit E: Order and Final Judgment)Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(Browne, John) (Entered: 12/09/2013) 12/09/ MEMORANDUM OF LAW in Support re: 97 MOTION for Settlement Lead Plaintiff's Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation.. Document filed by Santa Albicocco, Ronald J. Artinian, Edwin Ehlert, Jr, William J. Montgoris, Frank Stalzer, J, William E. Viklund. (Holland, Mark) (Entered: 12/09/2013) 12/16/2013 Minute Entry for proceedings held before Judge Paul G. Gardephe: Settlement Conference held on 12/16/2013. (Court Reporter Sam Amuro) (mr) (Entered: 12/16/2013) 12/17/ LETTER addressed to Judge Paul G. Gardephe from Mark Holland dated 12/13/2013 re: We are providing the Court with the enclosed chart summarizing the expenses the Fund has incurred from January through November 2013, including a month by month breakdown for the past three months. Document filed by The Reserve.(cd) (Entered: 12/18/2013) 12/18/ LETTER addressed to Judge Paul G. Gardephe from John Dellaportas dated 12/9/2013 re: Request that the Court approve the proposed settlement. Document filed by The Reserve et al.(cd) (Entered: 12/18/2013) 12/18/ LETTER addressed to Judge Paul G. Gardephe from Charles J. Clark dated 12/13/2013 re: Mr. Farrell does not object to the settlement. What he objects to is the disparity of treatment it would accord the Defendants on the one hand and Mr. Farrell on the other. Document filed by Reserve Fund.(cd) (Entered: 12/18/2013) 12/18/ LETTER addressed to Judge Paul G. Gardephe from John Dellaportas dated 12/17/2013 re: Defendant Reserve Management Company, Inc. hereby confirms its agreement to pay Mr. Farrell, out its recovery in the class settlement, $29, for his invoiced legal bills associated with the SEC matter, provided the Fund agrees to pay its $44, share. Thank. Document filed by The Reserve.(cd) (Entered: 12/18/2013) 12/20/ LETTER addressed to Judge Paul G. Gardephe from Mark Holland dated December 19, 2013 re: invoiced legal bills of Mr. Farrell. Document filed by Santa Albicocco, Ronald J. Artinian, Edwin Ehlert, Jr, William J. Montgoris, Frank Stalzer, J, William E. Viklund.(Holland, Mark) (Entered: 12/20/2013) 01/13/ LETTER addressed to Judge Paul G. Gardephe from John C. Browne dated 12/18/2013 re: We have reviewed the proposed Order and Final Judgment. Document filed by Third Avenue Institutional International Value Fund L.P.Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(cd) (Entered: 01/13/2014) 01/13/ ORDER GRANTING MOTION FOR ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES granting 99 Motion for Attorney Fees, as further set forth in this document. The Clerk of the Court is directed to terminate the pending motions (Dkt nos. 99, 100). (Signed by Judge Paul G. Gardephe

37 on 1/13/2014) (cd) (Entered: 01/13/2014) 01/13/ ORDER AND FINAL JUDGMENT: Settling Action and the Complaint and Third Party Complaint are herby dismissed on the merits with prejudice and without costs except for the payments expressly provided for in the Stipulation. (Signed by Judge Paul G. Gardephe on 1/13/2014) (Attachments: # 1 Notice of Right to Appeal)Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(dt) (Entered: 01/14/2014) 01/13/2014 Terminate Transcript Deadlines (dt) (Entered: 01/14/2014) 01/15/ LETTER addressed to Judge Paul G. Gardephe from Charles J. Clark dated 11/22/2013 re: Request to Reject Final Approval of Settlement and Request for Hearing. Document filed by Patrick Joseph Farrell. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)Filed In Associated Cases: 1:09-md PGG, 1:08-cv PGG(Clark, Charles) (Entered: 01/15/2014) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at