U.S. District Court District of Maryland (Baltimore) CIVIL DOCKET FOR CASE #: 1:03-md AMD

Transcription

1 US District Court Civil Docket as of 02/13/2007 Retrieved from the court on Wednesday, March 14, 2007 U.S. District Court District of Maryland (Baltimore) CIVIL DOCKET FOR CASE #: 1:03-md AMD In re: v. Allegheny Energy, Inc., Securities Litigation Assigned to: Judge Andre M Davis Member case: 1:03-cv AMD Date Filed: 04/15/2003 Jury Demand: In re: Allegheny Energy, Inc. Securities Litigation represented by Steven J Toll Cohen Milstein Hausfeld and Toll PLLC 1100 New York Ave NW West Tower Ste 500 Washington, DC Fax: stoll@cmht.com Christopher F Branch Kozyak Tropin and Throckmorton PA 2525 Ponce de Leon Ninth Fl Coral Gables, FL Fax: cfb@kttlaw.com TERMINATED: 08/02/2004 Robert Allred on behalf of himself and all others similarly situated (AMD ) represented by Fred Taylor Isquith Wolf Haldenstein Adler Freeman and Herz LLP 270 Madison Ave New York, NY Fax: Gregory M Nespole Wolf Haldenstein Adler Freeman and Herz LLP

2 270 Madison Ave New York, NY Fax: Joseph P. Shemitz on behalf of himself and all others similarly situated (AMD ) represented by Fred Taylor Isquith Gregory M Nespole Karl Welty on behalf of himself and all others similarly situated (AMD ) represented by Fred Taylor Isquith Andrew M Schatz Schatz and Nobel PC 330 Main St Second Fl Hartford, CT Gregory M Nespole Jeffrey S Nobel Schatz and Nobel PC 330 Main St Second Fl Hartford, CT John C. Moss Ira on behalf of himself and all others similarly situated (AMD ) represented by Victoria S Nugent Cohen Milstein Hausfeld and Toll PLLC 1100 New York Ave NW Ste 500 West Tower Washington, DC Fax:

3 Robert Joseph Barton Cohen Milstein Hausfeld and Toll PLLC 1100 New York Ave NW West Tower Ste 500 Washington, DC Fax: Christopher F Branch TERMINATED: 08/02/2004 Daniel Stephen Sommers Cohen Milstein Hausfeld and Toll PLLC 1100 New York Ave NW Ste 500 West Washington, DC Fax: dsommers@cmht.com Philip Cohen on behalf of himself and all other similarly situated (AMD ) represented by Deborah R Gross Law Office of Bernard M Gross PC John Wanamaker Bldg Ste 450 Juniper and Market Sts 100 Penn Square East Philadelphia, PA Fax: debbie@bernardmgross.com Mark C Gardy Abbey Gardy LLP 212 E 39th St New York, NY

4 Joseph B. Hargroder, M.D. on behalf of himself and all others similarly situated (AMD ) William H. Barnes (AMD ) represented by Steven G Schulman Milberg Weiss Bershad and Schulman LLP One Pennsylvania Plz 49th Fl New York, NY Fax: sschulman@milbergweiss.com Alfred G Yates, Jr Law Offices of Alfred G Yates Jr 429 Forbes Ave 519 Allegheny Bldg Pittsburgh, PA Samuel Howard Rudman Lerach Coughlin Stoia Geller Rudman and Robbins LLP 58 S Service Rd Ste 200 Melville, NY Fax: srudman@lerachlaw.com Charles Hoheisel on behalf of themselves and all others similarly situated (AMD ) represented by Steven G Schulman Alfred G Yates, Jr Samuel Howard Rudman

5 Stanley A. Friesen on behalf of himself and all others similarly situated (AMD ) represented by Mark C Gardy James S. Keefalas on behalf of himself and all others similarly situated (AMD ) represented by Fred Taylor Isquith Gregory M Nespole Frank Messenger individually and on behalf of all others similarly situated (AMD ) represented by C Oliver Burt, III Berman Devalerio Pease Tabacco Burt and Pucillo 222 Lakeview Ave Esperante Bldg Ste 900 West Palm Beach, FL Fax: cburt@bermanesq.com William Haines (AMD ) represented by Fred Taylor Isquith Gregory M Nespole Michael D Donovan Donovan Searles LLC 1845 Walnut St Ste 1100 Philadelphia, PA Fax: mdonovan@donovansearles.com

6 Richard Hubbard on behalf of himself and all others similarly situated (AMD ) represented by Fred Taylor Isquith Gregory M Nespole Michael D Donovan Donald H. Snyder on behalf of himself and all others similarly situated (AMD ) represented by Curtis V Trinko Law Office of Curtis V Trinko 16 W 46th St Seventh Floor New York, NY Fax: Joseph H Meltzer Schiffrin Barroway Topaz and Kessler LLP 280 King of Prussia Rd Radnor, PA Fax: jmeltzer@sbtklaw.com Sharon Keesecker on behalf of herself and all others similarly situated (AMD ) represented by Thomas J Hart Slevin and Hart PC 1625 Massachusetts Ave NW Ste 450 Washington, DC Fax: tjh@slevinhart.com

7 Marc Alan Tenenbaum Marc A. Tenenbaum PC 1717 K St NW Suite 600 Washington, DC Fax: marctenenbaum@comcast.net William Downham AMD represented by John Bucher Isbister Tydings and Rosenberg LLP 100 E Pratt St 26th Fl Baltimore, MD Fax: jisbister@tydingslaw.com Toyja E Kelley Tydings and Rosenberg LLP 100 E Pratt St 26th Fl Baltimore, MD Fax: tkelley@tydingslaw.com Consol Anne Shaw on behalf of herself and all others similarly situated represented by Nadeem Farugi Farugi and Farugi 320 E 39th St Third Fl New York, NY Consol Dorothy Kliebert on behalf of herself and all others similarly situated (AMD ) represented by Lionel Z Glancy Glancy Binkow and Goldberg LLP 1801 Avenue of the Stars Ste 311 Los Angeles, CA Fax: info@glancylaw.com

8 V. Allegheny Energy, Inc. represented by William J Snipes Sullivan and Cromwell LLP 125 Broad St New York, NY Fax: snipesw@sullcrom.com Bradley P Smith Sullivan and Cromwell LLP 125 Broad St New York, NY Fax: smithbr@sullcrom.com Gabrielle S Moses Venable LLP Two Hopkins Plz Ste 1800 Baltimore, MD Fax: gsmoses@venable.com Christa D Haas 6839 Old Waterloo Rd Ste 1337 Elkridge, MD TERMINATED: 02/20/2004 G Stewart Webb, Jr Venable LLP Two Hopkins Plz Ste 1800 Baltimore, MD Fax: gswebb@venable.com

9 H Douglas Hinson Alston and Bird LLP 1201 W Peachtree St Atlanta, GA Fax: dhinson@alston.com DLA Piper US LLP 6225 Smith Ave Baltimore, MD Fax: sonia.cho@dlapiper.com Alan J. Noia represented by William J Snipes Bradley P Smith Gabrielle S Moses G Stewart Webb, Jr Michael P. Morrell represented by William J Snipes Bradley P Smith

10 Gabrielle S Moses G Stewart Webb, Jr Bruce E. Walenczyk represented by William J Snipes Bradley P Smith Gabrielle S Moses G Stewart Webb, Jr Daniel L. Gordon represented by William J Snipes Bradley P Smith Gabrielle S Moses

11 TERMINATED: 05/22/2003 T.J. Kloc represented by William J Snipes Bradley P Smith Gabrielle S Moses G Stewart Webb, Jr Richard J. Gagliardi represented by Gabrielle S Moses Christa D Haas TERMINATED: 02/20/2004 G Stewart Webb, Jr H Douglas Hinson

12 Unknown Fiduciary s James J. Hoecker represented by H Douglas Hinson Lewis B. Campbell represented by H Douglas Hinson Gunnar E. Starsten represented by H Douglas Hinson Wendell F. Holland represented by H Douglas Hinson

13 Steven J. Toll represented by Steven J Toll Interested Party Fiduciary Counselors, Inc. Fiduciary Counselors, Inc. Date Filed # Docket Text 04/16/ CTO ORDER No. 1 from the MDL Panel transferring the attached cases to the District of Maryland (cag, Deputy Clerk) (Entered: 04/22/2003) 05/15/ NOTICE of Appearance by Gabrielle S Moses on behalf of all defendants (Moses, Gabrielle) (Entered: 05/15/2003) 05/19/ NOTICE by Daniel L. Gordon Withdrawal of Entry of Appearance (Moses, Gabrielle) (Entered: 05/19/2003) 05/19/ CTO ORDER from the MDL Panel transferring the attached case to the District of Maryland (cag, Deputy Clerk) (Entered: 05/20/2003) 05/21/ NOTICE of Change of Address by Gabrielle S Moses (Moses, Gabrielle) (Entered: 05/21/2003) 05/22/ NOTICE of Appearance by William Snipes and Bradley P. Smith on behalf of Allegheny Energy, Inc., T.J. Kloc, Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk (Moses, Gabrielle) Modified on 5/22/2003 (mms, Deputy Clerk). (Entered: 05/22/2003) 06/06/ ORDER DIRECTING Case AMD is transferred to MDL No Signed by Judge Andre M Davis on 06/06/03. (jlb, Deputy Clerk) (Entered: 06/06/2003) 06/19/ MOTION for Extension of Time (Stipulated) by Richard J. Gagliardi, Allegheny Energy, Inc., Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk. Responses due by 7/7/2003 (Moses, Gabrielle) (Entered: 06/19/2003) 06/19/ NOTICE by Allegheny Energy, Inc., Richard J. Gagliardi, Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk re 8 MOTION for Extension of Time (Stipulated) Notice of Service (Moses, Gabrielle) (Entered: 06/19/2003) 06/20/ NOTICE of Appearance by Christopher F Branch on behalf of John C. Moss Ira (Branch, Christopher) (Entered: 06/20/2003) 06/24/ Second MOTION for Extension of Time (Stipulated) by Allegheny Energy, Inc., Richard J. Gagliardi, Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk. Responses due by 7/11/2003 (Moses, Gabrielle) (Entered: 06/24/2003) 06/27/ NOTICE by Allegheny Energy, Inc., Richard J. Gagliardi, Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk Corporate Disclosure Statement (Moses, Gabrielle) (Entered: 06/27/2003)

14 06/27/ NOTICE by Allegheny Energy, Inc., Richard J. Gagliardi of Filing of Response of Allegheny s to the Snyder and Keesecker s' Motion to Consolidate and for Entry of Pretrial Order in Case No (Moses, Gabrielle) (Entered: 06/27/2003) 07/07/ NOTICE of Appearance by Christa D Haas on behalf of Allegheny Energy, Inc., Richard J. Gagliardi (Haas, Christa) (Entered: 07/07/2003) 07/18/ NOTICE of Appearance by Deborah R. Gross for Philip Cohen (cags, Deputy Clerk) (Entered: 07/18/2003) 07/21/ NOTICE of Appearance by Michael D Donovan on behalf of William Haines (cags, Deputy Clerk) (Entered: 07/21/2003) 07/29/ NOTICE of Appearance by H Douglas Hinson on behalf of Allegheny Energy, Inc., Richard J. Gagliardi (Attachments: # 1 Certificate of Service)(Hinson, H) (Entered: 07/29/2003) 12/19/ MOTION Requesting A Status Conference by In re: Allegheny Energy, Inc. Securities Litigation. Responses due by 1/5/2004 (Branch, Christopher) (Entered: 12/19/2003) 02/03/ Setting on-the-record status conference for Wednesday, February 18, 2004, at 10:00 a.m. (Judge Andre M. Davis) (Entered: 02/03/2004) 02/13/ MOTION to Withdraw as Attorney by Allegheny Energy, Inc., Richard J. Gagliardi. Responses due by 3/1/2004 (Attachments: # 1 Text of Proposed Order)(Hinson, H) (Entered: 02/13/2004) 02/18/2004 Status Conference held before Judge Andre M Davis (Court Reporter L. Prince) (bma, CourtClerk) (Entered: 02/18/2004) 02/19/ NOTICE of Appearance by G Stewart Webb Jr on behalf of Allegheny Energy, Inc., T.J. Kloc, Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk (Webb, G) (Entered: 02/19/2004) 02/19/ NOTICE of Appearance by G Stewart Webb Jr on behalf of Allegheny Energy, Inc., Richard J. Gagliardi (Webb, G) (Entered: 02/19/2004) 02/20/ PAPERLESS ORDER granting 11 Motion for Extension of Time, granting 18 Motion, granting 20 Motion to Withdraw as Attorney. Attorney Christa D Haas terminated, granting 8 Motion for Extension of Time. Signed by Judge Andre M Davis on February 20, (Judge Davis) (Entered: 02/20/2004) 02/24/ NOTICE of Appearance by Joseph H Meltzer on behalf of Donald H. Snyder (Meltzer, Joseph) (Entered: 02/24/2004) 03/04/ NOTICE by In re: Allegheny Energy, Inc. Securities Litigation Notice of Filing of Agreed Case Management Order No. 1 (Attachments: # 1 Text of Proposed Order Case Management Order No. 1)(Branch, Christopher) (Entered: 03/04/2004) 03/04/ AGREED CASE MANAGEMENT ORDER. Signed by Judge Andre M Davis on March 4, (Judge Davis) (Entered: 03/04/2004) 04/01/ NOTICE of Change of Address by Gabrielle S Moses (Moses, Gabrielle) (Entered:

15 04/01/2004) 04/15/ MOTION for Extension of Time : Joint Stipulation To Extend Filing Date For Consolidated Complaint by Sharon Keesecker. Responses due by 5/3/2004 (Hart, Thomas) (Entered: 04/15/2004) 04/15/ STIPULATION AND ORDER. Signed by Judge Andre M Davis on April 15, (Judge Davis) (Entered: 04/15/2004) 04/16/ STIPULATION For Extension of Time by In re: Allegheny Energy, Inc. Securities Litigation. (Branch, Christopher) (Entered: 04/16/2004) 04/17/ STIPULATION AND ORDER. Signed by Judge Andre M Davis on April 17, (Judge Davis) (Entered: 04/17/2004) 04/26/ AMENDED COMPLAINT against all defendants, filed by Sharon Keesecker. (Attachments: # 1 Exhibit Exhibit B To Consolidated Complaint# 2 Exhibit Exhibit C To Consolidated Complaint# 3 Exhibit Exhibit D To Consolidated Complaint# 4 Notice of Filing of Lengthy Exhibit)(Hart, Thomas) (Entered: 04/26/2004) 05/03/ AMENDED COMPLAINT against all defendants, filed by In re: Allegheny Energy, Inc. Securities Litigation.(Branch, Christopher) (Entered: 05/03/2004) 06/03/ NOTICE by In re: Allegheny Energy, Inc. Securities Litigation Notice of Firm Name Change (Branch, Christopher) (Entered: 06/03/2004) 06/08/ NOTICE of Voluntary Dismissal by Sharon Keesecker (Hart, Thomas) (Entered: 06/08/2004) 06/23/ NOTICE to Substitute Attorney for s (Cho, Sonia) (Entered: 06/23/2004) 06/25/ MOTION to Dismiss Consolidated ERISA Complaint by Allegheny Energy, Inc., Richard J. Gagliardi, Daniel L. Gordon, T.J. Kloc, Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk. Responses due by 7/12/2004 (Attachments: # 1 Memorandum in Support of Motion to Dismiss# 2 Exhibit Notice of Filing of Lengthy Exhibits# 3 Appendix Unreported Cases)(Cho, Sonia) (Entered: 06/25/2004) 07/01/ NOTICE of Appearance by Daniel Stephen Sommers on behalf of John C. Moss Ira (Sommers, Daniel) (Entered: 07/01/2004) 07/01/ CERTIFICATE OF SERVICE by John C. Moss Ira re. Notice of Entry of Appearance filed July 1, 2004 (Sommers, Daniel) (Entered: 07/01/2004) 07/02/ MOTION to Dismiss the Amended Class Action Complaint by Allegheny Energy, Inc., Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk. Responses due by 7/19/2004 (Attachments: # 1 Memorandum in Support# 2 Notice of Filing of Lengthy Exhibits# 3 Affidavit of Sonia Cho regarding Exhibits# 4 Appendix of Unreported Cases)(Cho, Sonia) (Entered: 07/02/2004) 07/26/ STIPULATION To Enlarge Time To File Opposition To Motion To Dismiss by Sharon Keesecker. (Hart, Thomas) (Entered: 07/26/2004) 07/27/ STIPULATION AND ORDER. Signed by Judge Andre M Davis on July 27, (Judge Davis) (Entered: 07/27/2004)

16 08/12/ RESPONSE in Opposition to s' Motion to Dismiss Consolidated ERISA Complaint filed by Sharon Keesecker. Replies due by 8/26/2004. (Attachments: # 1 Exhibit Exhibit A to Opposition to Motion to Dismiss)(Hart, Thomas) (Entered: 08/12/2004) 08/16/ RESPONSE in Opposition to s' Motion to Dismiss filed by In re: Allegheny Energy, Inc. Securities Litigation. Replies due by 8/30/2004. (Attachments: # 1 Appendix # 2 Exhibit # 3 Exhibit # 4 Exhibit # 5 Exhibit # 6 Exhibit)(Sommers, Daniel) (Entered: 08/16/2004) 08/16/ CERTIFICATE OF SERVICE by In re: Allegheny Energy, Inc. Securities Litigation (Sommers, Daniel) (Entered: 08/16/2004) 08/18/ NOTICE by In re: Allegheny Energy, Inc. Securities Litigation re 44 Response in Opposition to Motion,, 40 MOTION to Dismiss the Amended Class Action Complaint Filing of Corrections to Certain Pages of s' Memorandum Of Law In Support Of s' Opposition to s' Motion To Dismiss (Attachments: # 1 Appendix Corrected Cover & Signature Pages to s' Memorandum of Law in Support of s' Opposition to s' Motion To Dismiss# 2 Appendix Page 13 to Exhibit 1 of s' Memorandum of Law in Support of s' Opposition to s' Motion to Dismiss)(Sommers, Daniel) (Entered: 08/18/2004) 08/18/ CERTIFICATE OF SERVICE by In re: Allegheny Energy, Inc. Securities Litigation re 46 Notice (Other), Notice (Other), Notice (Other) (Sommers, Daniel) (Entered: 08/18/2004) 08/18/ NOTICE of Appearance by H Douglas Hinson on behalf of James J. Hoecker, Lewis B. Campbell, Gunnar E. Starsten, Wendell F. Holland, Allegheny Energy, Inc. (Hinson, H) (Entered: 08/18/2004) 08/18/ NOTICE of Appearance by H Douglas Hinson on behalf of Allegheny Energy, Inc., Lewis B. Campbell, James J. Hoecker, Wendell F. Holland, Gunnar E. Starsten (Hinson, H) (Entered: 08/18/2004) 08/18/ Correcting Earlier Submission (Attachments: # 1 Corrected Response to s' Motion To Dismiss Consolidated Complaint# 2 Red-line Version of Corrected Response To s' Motion To Dismiss)(Hart, Thomas) (Entered: 08/18/2004) 08/20/ Consent MOTION for Extension of Time to File Response/Reply in Further Support of s' Motions to Dismiss by Allegheny Energy, Inc., Lewis B. Campbell, Richard J. Gagliardi, James J. Hoecker, Wendell F. Holland, T.J. Kloc, Michael P. Morrell, Alan J. Noia, Gunnar E. Starsten, Bruce E. Walenczyk. Responses due by 9/7/2004 (Cho, Sonia) (Entered: 08/20/2004) 08/20/ ORDER granting 51 Motion for Extension of Time to File Response/Reply. Signed by Judge Andre M Davis on August 20, (Judge Davis) (Entered: 08/20/2004) 09/29/ REPLY to Response to Motion re 37 MOTION to Dismiss Consolidated ERISA Complaint filed by Allegheny Energy, Inc., Lewis B. Campbell, James J. Hoecker, Wendell F. Holland, Gunnar E. Starsten. (Cho, Sonia) (Entered: 09/29/2004) 09/29/ Consent Request for Hearing re 37 MOTION to Dismiss Consolidated ERISA

17 Complaint filed by s. (Cho, Sonia) (Entered: 09/29/2004) 09/29/ REPLY to Response to Motion re 40 MOTION to Dismiss the Amended Class Action Complaint filed by Allegheny Energy, Inc., Michael P. Morrell, Alan J. Noia, Bruce E. Walenczyk. (Attachments: # 1 Affidavit of Sonia Cho in Support of Reply# 2 Exhibit A to Cho Affidavit# 3 Exhibit B to Cho Affidavit# 4 Exhibit C to Cho Affidavit# 5 Exhibit D to Cho Affidavit# 6 Exhibit E to Cho Affidavit# 7 Appendix of Unreported Cases)(Cho, Sonia) (Entered: 09/29/2004) 09/29/ Consent Request for Hearing re 40 MOTION to Dismiss the Amended Class Action Complaint filed by s. (Cho, Sonia) (Entered: 09/29/2004) 10/04/ Setting date of Friday, December 17, 2:00 p.m. for motions hearing. (Judge Andre M. Davis) (Entered: 10/04/2004) 10/04/ "CORRECTION" Disregard the earlier attachment sent regarding this case. The corrected document is attached. This is to schedule a motions hearing in this case for Friday, December 17, 2:00 p.m (Judge Andre M. Davis) (Entered: 10/04/2004) 11/12/ MOTION for Leave to File Surreply Memorandum In Opposiition To s' Motion To Dismiss Consolidated ERISA Complaint by Sharon Keesecker. Responses due by 11/29/2004 (Attachments: # 1 Surreply Memorandum By s In Opposition to s' Motion to Dismiss Consolidaed ERISA Complaint# 2 Exhibit Exhibit A to Surreply Brief# 3 Exhibit Exhibit B to Surreply Brief)(Hart, Thomas) (Entered: 11/12/2004) 11/16/ ORDER granting 59 Motion for Leave to File Surreply. Signed by Judge Andre M Davis on 11/16/04 (cag, Deputy Clerk) (Entered: 11/16/2004) 11/16/ SURREPLY to Response to Motion re 37 MOTION to Dismiss Consolidated ERISA Complaint filed by s (Attachments: # 1 Exhibit A# 2 Exhibit B)(cag, Deputy Clerk) (Entered: 11/16/2004) 12/10/ Correspondence re: Additional Authority in Support of Opposition to Motion to Dismiss (Nugent, Victoria) (Entered: 12/10/2004) 12/13/ Consent Correspondence re: Request for Adjournment of Hearing on Motion to Dismiss the Securities Action (Cho, Sonia) (Entered: 12/13/2004) 12/13/ MARGINAL ORDER postponing December 17, 2004, hearing and Re-Setting Hearing on Motions for Friday, January 14, 2005, 10:00 a.m. (Judge Davis) (Entered: 12/13/2004) 01/06/ NOTICE by Allegheny Energy, Inc., Alan J. Noia, Michael P. Morrell, Bruce E. Walenczyk, James J. Hoecker, Lewis B. Campbell, Gunnar E. Starsten, Wendell F. Holland, T.J. Kloc, Richard J. Gagliardi Notice of Change of Firm Name (Cho, Sonia) (Entered: 01/06/2005) 01/14/2005 Motion Hearing held on 1/14/2005 re 37 MOTION to Dismiss Consolidated ERISA Complaint filed by Allegheny Energy, Inc.,, Alan J. Noia,, Michael P. Morrell,, Bruce E. Walenczyk,, Daniel L. Gordon,, Richard J. Gagliardi,, T.J. Kloc, held before Judge Andre M Davis - ARGUED - held subcuria (supplemental cites may be submitted on or before Friday, January 21, 2005) (Court Reporter S. Cook)

18 (bma, Court Clerk) (Entered: 01/14/2005) 01/21/ Correspondence re: Supplemental post-hearing letter submission in further support of Motion to Dismiss ERISA Amended Complaint (Attachments: # 1 Exhibit A# 2 Exhibit B)(Cho, Sonia) (Entered: 01/21/2005) 01/21/ Substantive legal issues - addressing (Attachments: # 1 Exhibit Exhibit II)(Toll, Steven) Additional attachment(s) added on 1/24/2005 (cag, Deputy Clerk). (Entered: 01/21/2005) 01/21/ Substantive legal issues - addressing (Attachments: # 1 Exhibit Exhibit A to Letter to Judge Davis# 2 Exhibit B (Part 1)# 3 Exhibit B (Part 2)# 4 Exhibit B (Part 3))(Hart, Thomas) (Entered: 01/21/2005) 01/21/ Correspondence re: Supplemental post-hearing letter submission in further support of Motion to Dismiss Securities Action (Cho, Sonia) (Entered: 01/21/2005) 02/04/ NOTICE of Change of Address by Joseph H Meltzer (Meltzer, Joseph) (Entered: 02/04/2005) 03/28/ MOTION to Partially Lift the Discovery Stay by In re: Allegheny Energy, Inc. Securities Litigation. Responses due by 4/14/2005 (Attachments: # 1 Memorandum in Support of Motion# 2 Exhibit A to Memorandum in Support of Motion# 3 Exhibit B to Memorandum in Support of Motion# 4 Certificate of Counsel Pursuant to Local Rule 104(7)# 5 Text of Proposed Order # 6 Certificate of Service)(Toll, Steven) (Entered: 03/28/2005) 04/06/ Correspondence re: Supplemental Legal Authority (Toll, Steven) (Entered: 04/06/2005) 04/11/ ORDER Transferring AMD Downham v Noia, et al to MDL Signed by Judge Andre M Davis on 4/11/05(cag, Deputy Clerk) (Entered: 04/11/2005) 04/13/ Correspondence re: subsequently decided legal authority (Toll, Steven) (Entered: 04/13/2005) 04/14/ RESPONSE in Opposition re 71 MOTION to Partially Lift the Discovery Stay filed by Allegheny Energy, Inc., Alan J. Noia, Michael P. Morrell, Bruce E. Walenczyk. Replies due by 4/28/2005. (Attachments: # 1 Affidavit of Sonia Cho# 2 Exhibit A# 3 Exhibit B# 4 Appendix of Unpublished Opinions)(Cho, Sonia) (Entered: 04/14/2005) 04/14/ Counter Correspondence re: subsequently decided legal authority (Cho, Sonia) (Entered: 04/14/2005) 04/18/ REPLY to Response to Motion re 71 MOTION to Partially Lift the Discovery Stay filed by In re: Allegheny Energy, Inc. Securities Litigation. (Attachments: # 1 Certificate of Service)(Toll, Steven) (Entered: 04/18/2005) 04/20/ NOTICE of Change of Address by Deborah R Gross (Gross, Deborah) (Entered: 04/20/2005) 04/20/ Correspondence re: Supplemental Legal Authority (Attachments: # 1 Appendix of Case)(Cho, Sonia) (Entered: 04/20/2005)

19 04/25/ Substantive legal issues - addressing (Barton, Robert) (Entered: 04/25/2005) 06/17/ Substantive legal issues - addressing (Attachments: # 1 Supplement Text of In re AOL Time Warner, Inc. Securities and?erisa? Litig# 2 Supplement Text of In re: Polaroid ERISA Litig.)(Hart, Thomas) (Entered: 06/17/2005) 10/17/ MEMORANDUM to Parties (Judge Davis) (Entered: 10/17/2005) 02/09/ STIPULATION of Settlement by William Downham. (Isbister, John) (Entered: 02/09/2006) 03/01/ MOTION for Settlement Lead s' Motion for Preliminary Approval of Settlement by John C. Moss Ira. Responses due by 3/20/2006 (Attachments: # 1 Memorandum in Support of Lead s' Motion for Preliminary Approval of Settlement# 2 Stipulation and Agreement of Settlement# 3 Certificate of Service)(Barton, Robert) (Entered: 03/01/2006) 04/24/ PRELIMINARY ORDER for Notice and Hearing in connection with Settlement Proceedings Signed by Judge Andre M Davis on 4/24/06(cag, Deputy Clerk) (Entered: 04/24/2006) 04/26/2006 Telephone Conference held on 4/26/2006 held before Judge Andre M Davis (bma, CRD) (Entered: 04/26/2006) 04/27/ AMENDED PRELIMINARY ORDER for Notice and Hearing in connection with Settlement Proceedings. Signed by Judge Andre M Davis on 4/27/06(cag, Deputy Clerk) (Entered: 04/27/2006) 04/27/ MOTION for Settlement s' Brief in Support of the Proposed Settlement, Award of Attorneys' Fees and Reimbursement of Expenses by William Downham. Responses due by 5/15/2006 (Attachments: # 1 Exhibit A Weiser Affidavit# 2 Exhibit B Prussin Affidavit# 3 Exhibit C Isbister Affidavit# 4 Appendix)(Isbister, John) (Entered: 04/27/2006) 05/03/ MOTION for Settlement s' Corrected Brief in Support of the Proposed Settlement, Award of Attorneys' Fees and Reimbursement of Expenses by William Downham. Responses due by 5/22/2006 (Attachments: # 1 Exhibit A Note re: exhibits)(isbister, John) (Entered: 05/03/2006) 05/05/2006 Confirmation Hearing held on 5/5/2006 held before Judge Andre M Davis (Court Reporter : S. Cook) (bma, CRD) (Entered: 05/05/2006) 05/26/ Correspondence re: In re Allegheny Energy, Inc. (Barton, Robert) (Entered: 05/26/2006) 06/30/ NOTICE by Fiduciary Counselors, Inc. re 83 Stipulation (Limited Objection to Proposed Settlement of Class Action) (Carpenter, Charles) (Entered: 06/30/2006) 07/07/ MOTION for Settlement Approval by Steven J. Toll. Responses due by 7/24/2006 (Attachments: # 1 Co-Lead Counsel's Petition and Memorandum of Law in Support of an Award of Attorneys' Fees and Expenses# 2 Joint Declaration of Co-Lead Counsel in Support of Lead s' Motion for Final Approval of Settlement and Plan of Allocatoin, Final Certification of the Class and Co-Lead Counsel's Petition for an Award of Attorneys' Fees and Reimbursement of Expense# 3 Affidavit of

20 Jonathan Ashe RE: (A) Mailing of Settlement Notice and Claim Form; and (B) Report of Exclusion Requests Recieved# 4 Affidavit of Clifford S. Goodstein in Support of Joint Petition for Attorneys' Fees and Disbursements Filed on Behalf of Milberg Weiss Bershad & Schulman LLP# 5 Affidavit of Deborah R. Gross in Support of Joint Petition for Attorneys' Fees and Disbursements Filed on Behalf of Law Offices Bernard M. Gross, P.C.# 6 Affidavit of Fred T. Isquith in Support of Joint Petition for Attorneys' Fees and Disbursements Filed on Behalf of Wolf Haldenstein Adler Freeman & Herz LLP# 7 Declaration of Daniel S. Sommers in Support of Joint Petition for Attorneys' Fees and Disbursements Filed on Behalf of Cohen, Milstein, Hausfeld & Toll, P.L.L.C.# 8 Certificate of Service)(Toll, Steven) (Entered: 07/07/2006) 07/10/ Correspondence from Winston E. Folkers, Folkers Associates re: objection to settlement against Allegheny Energy. (jnl, Deputy Clerk) (Entered: 07/11/2006) 07/13/ NOTICE by Fiduciary Counselors, Inc. re 90 Notice (Other) Withdrawal of Limited Objection to Proposed Settlement of Class Action (Carpenter, Charles) (Entered: 07/13/2006) 07/14/2006 Settlement Hearing held on 7/14/2006 held before Judge Andre M Davis (Court Reporter : S. Cook) (bma, CRD) (Entered: 07/14/2006) 07/17/ ORDER AND FINAL JUDGMENT Signed by Judge Andre M Davis on 7/17/06. (cag, Deputy Clerk) (Entered: 07/18/2006) 09/12/ NOTICE by Allegheny Energy, Inc., Alan J. Noia, Michael P. Morrell, Bruce E. Walenczyk, T.J. Kloc, Richard J. Gagliardi of Change of Firm Name (Cho, Sonia) (Entered: 09/12/2006) 10/05/ Correspondence from John Demkowicz re: Deficient claim. (Attachments: # 1 Attachment 1# 2 Attachment 2# 3 Attachment 3)(jnl, Deputy Clerk) (Entered: 10/06/2006) 10/12/ Correspondence from Florian S. Gregorczyk re: Claim. (Attachments: # 1 Attachment 1# 2 Attachment 2# 3 Attachment 3)(jnl, Deputy Clerk) (Entered: 10/12/2006) 11/02/ Correspondence from Anthony R. Rosi re: Notice of Deficient claim. (jnl, Deputy Clerk) (Entered: 11/03/2006) 12/21/ NOTICE of Settlement Stipulation by Allegheny Energy, Inc., Alan J. Noia, James J. Hoecker, Lewis B. Campbell, Gunnar E. Starsten, Wendell F. Holland, Richard J. Gagliardi (Attachments: # 1 Exhibit A Stipulation of Settlement# 2 Exhibit 1 Text of Proposed Order preliminary approving settlement# 3 Exhibit 2 Notice of Settlement, etc.)(hinson, H) (Entered: 12/21/2006) 02/09/2007 Telephone Conference held on 2/9/2007 held before Judge Andre M Davis (bma, CRD) (Entered: 02/12/2007) 02/13/ ORDER in the Consolidated ERISA matter Preliminarily Approving Settlement. Signed by Judge Andre M Davis on 2/13/07(cag, Deputy Clerk) (Entered: 02/13/2007)

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