U.S. District Court Middle District of Florida (Tampa) CIVIL DOCKET FOR CASE #: 8:07-cv RAL-EAJ

Transcription

1 US District Court Civil Docket as of August 13, 2009 Retrieved from the court on November 2, 2013 U.S. District Court Middle District of Florida (Tampa) CIVIL DOCKET FOR CASE #: 8:07-cv RAL-EAJ Grand Lodge of Pennsylvania v. Peters et al Assigned to: Judge Richard A. Lazzara Referred to: Magistrate Judge Elizabeth A. Jenkins Case in other court: USCA 11th Circuit, E Cause: 15:0078m(a) Securities Exchange Act Plaintiff Grand Lodge of Pennsylvania Plaintiff Date Filed: 03/20/2007 Date Terminated: 05/29/2009 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Joseph E. White, III Saxena White, PA Suite N Federal Hwy Boca Raton, FL / Fax: 561/ jwhite@saxenawhite.com Julie Prag Vianale Vianale & Vianale, LLP Suite Glades Rd Boca Raton, FL / Fax: 561/ e-file@vianalelaw.com Kenneth J. Vianale Vianale & Vianale, LLP Suite Glades Rd Boca Raton, FL / , ext 107 Fax: 561/ e-file@vianalelaw.com

2 St. Denis J. Villere & Company, LLC represented by Elizabeth A. Shonson Robbins Geller Rudman & Dowd, LLP Suite E Palmetto Pk Rd Boca Raton, FL / Fax: 561/ eshonson@rgrdlaw.com Jack Reise Robbins Geller Rudman & Dowd, LLP Suite E Palmetto Pk Rd Boca Raton, FL / Fax: 561/ jreise@rgrdlaw.com Joseph E. White, III Maya S. Saxena Saxena White, PA Suite N Federal Hwy Boca Raton, FL / Fax: 561/ msaxena@saxenawhite.com Stephen Richard Astley Robbins Geller Rudman & Dowd, LLP Suite E Palmetto Pk Rd Boca Raton, FL / Fax: 561/ sastley@rgrdlaw.com V.

3 Consol Plaintiff R. Daniel Altenburg individually and on behalf of all others similarly situated represented by Christopher S. Jones Saxena White, PA Suite N Federal Hwy Boca Raton, FL / Fax: 561/ cjones@saxenawhite.com Elizabeth A. Shonson Jack Reise Joseph E. White, III Maya S. Saxena Paul J. Geller Robbins Geller Rudman & Dowd, LLP Suite E Palmetto Pk Rd Boca Raton, FL / Fax: 561/ pgeller@rgrdlaw.com Stephen Richard Astley Consol Plaintiff Troy Ratcliff represented by Christopher S. Jones

4 individually and on behalf of all others similarly situated David A. Rosenfeld Coughlin, Stoia, Geller, Rudman & Robbins, LLP Suite S Service Rd Melville, NY / Fax: 631/ drosenfeld@csgrr.com Elizabeth A. Shonson Jack Reise Joseph E. White, III Mario Alba, Jr. Coughlin, Stoia, Geller, Rudman & Robbins, LLP Suite S Service Rd Melville, NY / Fax: 631/ malba@csgrr.com Maya S. Saxena Paul J. Geller

5 Samuel H. Rudman Coughlin, Stoia, Geller, Rudman & Robbins, LLP Suite S Service Rd Melville, NY / Fax: 631/ srudman@csgrr.com Stephen Richard Astley David J. George Robbins Geller Rudman & Dowd, LLP Suite E Palmetto Pk Rd Boca Raton, FL / Fax: 561/ dgeorge@rgrdlaw.com TERMINATED: 06/27/2008 V. Brian P. Peters represented by Brian P. Battaglia Brian P. Battaglia, PA Suite Central Ave St Petersburg, FL / Fax: 727/ brian@brianbattaglialaw.com Samuel J. Salario, Jr. Carlton Fields, PA* 4221 W Boy Scout Blvd - Ste 1000 PO Box 3239 Tampa, FL /

6 Fax: 813/ Stephen Joshua Wein Weber, Crabb & Wein, PA Suite Central Ave St Petersburg, FL Fax: Anthony Sylvester Battaglia Battaglia, Ross, Dicus & Wein, PA 980 Tyrone Blvd St Petersburg, FL / Fax: 727/ Scott M. Bonavita Bonavita Law Firm, PA N. Dale Mabry Hwy., Ste. 203 Tampa, FL / Fax: 813/ TERMINATED: 01/03/2008 Brian F. Grimes represented by Samuel J. Salario, Jr. Kathryn Harrigan Christian Carlton Fields, PA 4221 W Boy Scout Blvd - Ste 1000 PO Box 3239 Tampa, FL Fax: kchristian@carltonfields.com

7 Justin D. Locke TERMINATED: 08/30/2007 represented by Samuel J. Salario, Jr. Kathryn Harrigan Christian Anne V. Lee TERMINATED: 08/30/2007 represented by Samuel J. Salario, Jr. Kathryn Harrigan Christian Coast Financial Holdings, Inc. represented by Samuel J. Salario, Jr. Kathryn Harrigan Christian James K. Toomey Joseph Gigliotti Kennedy Legler III represented by Samuel J. Salario, Jr. represented by Samuel J. Salario, Jr. represented by Samuel J. Salario, Jr.

8 Paul G. Nobbs Thomas M. O'Brien John R. Reinemeyer Michael T. Ruffino M. Alex White Sandler O'Neil & Partners, L.P. represented by Samuel J. Salario, Jr. represented by Samuel J. Salario, Jr. represented by Samuel J. Salario, Jr. represented by Samuel J. Salario, Jr. represented by Samuel J. Salario, Jr. represented by Benjamin H. Hill, III Hill Ward Henderson, PA 101 E Kennedy Blvd - Ste 3700 PO Box 2231 Tampa, FL / Fax: 813/ bhill@hwhlaw.com David B. Tulchin Sullivan & Cromwell, LLP 125 Broad St New York, NY / Fax: 212/ tulchind@sullcrom.com PRO HAC VICE

9 Dennis Parker Waggoner Hill Ward Henderson, PA 101 E Kennedy Blvd - Ste 3700 PO Box 2231 Tampa, FL / Fax: 813/ dwaggoner@hwhlaw.com Michael T. Tomaino, Jr. Sullivan & Cromwell, LLP 125 Broad St New York, NY tomainom@sullcrom.com PRO HAC VICE Steven J. Purcell Sullivan & Cromwell, LLP 125 Broad St New York, NY Fax: purcells@sullcrom.com PRO HAC VICE Sterne Agee & Leach, Inc. represented by Benjamin H. Hill, III Dennis Parker Waggoner J. Michael Rediker Haskell, Slaughter, Young & Rediker, LLC Suite Park Place N Birmingham, AL 35203

10 205/ Peter J. Tepley Haskell, Slaughter, Young & Rediker, LLC Suite Park Place N Birmingham, AL / pt@hsy.com Hacker Johnson & Smith, P.A. TERMINATED: 10/08/2008 represented by Ceci Culpepper Berman Fowler White Boggs 501 E Kennedy Blvd - Ste 1700 (33602) PO Box 1438 Tampa, FL Fax: 813/ cberman@fowlerwhite.com Edward Martin Waller, Jr. Fowler White Boggs 501 E Kennedy Blvd - Ste 1700 (33602) PO Box 1438 Tampa, FL / Fax: 813/ ewaller@fowlerwhite.com Gianluca Morello Wiand Guerra King, PL 5505 W Gray St Tampa, FL Fax: gmorello@wiandlaw.com Ashley Bruce Trehan

11 Fowler White Boggs 501 E Kennedy Blvd - Ste 1700 (33602) PO Box 1438 Tampa, FL Fax: ashley.trehan@fowlerwhite.com Date Filed # Docket Text 03/20/ COMPLAINT against Brian P. Peters, Brian F. Grimes, Justin D. Locke, Anne V. Lee, Coast Financial Holdings, Inc. ; jury demand (Filing fee $ 350 receipt number T040904) filed by Grand Lodge of Pennsylvania.(jlh, ) (Entered: 03/20/2007) 03/20/ Summons issued as to Coast Financial Holdings, Inc.. (jlh, ) (Entered: 03/20/2007) 03/21/ NOTICE of designation under Local Rule track 3 Notice of pendency of other actions due by 4/2/2007. Signed by Deputy Clerk on 3/21/2007. (Cole, R) (Entered: 03/21/2007) 03/23/ Summons issued as to Brian P. Peters, Brian F. Grimes, Justin D. Locke, Anne V. Lee. (ejc) (Entered: 03/23/2007) 04/04/ Joint MOTION to extend time to respond to complaint and entry of scheduling order and incorporated memorandum of law by Brian F. Grimes, Justin D. Locke, Anne V. Lee, Coast Financial Holdings, Inc.. (Attachments: # 1 Exhibit A)(Christian, Kathryn) (Entered: 04/04/2007) 04/05/ ORDER granting 5 Motion to extend time and entry of scheduling order. Amended complaint to be filed within 45 days and response due within 45 days after service. No response shall be due to the present complaint. Signed by Judge Richard A. Lazzara on 4/5/2007. (Cole, R) (Entered: 04/05/2007) 04/10/ NOTICE of Appearance by Samuel J. Salario, Jr on behalf of Brian F. Grimes, Justin D. Locke, Anne V. Lee, Coast Financial Holdings, Inc. (Salario, Samuel) (Entered: 04/10/2007) 04/10/ CERTIFICATE of interested persons and corporate disclosure statement by Brian F. Grimes, Justin D. Locke, Anne V. Lee, Coast Financial Holdings, Inc.. (Salario, Samuel) (Entered: 04/10/2007) 04/10/ NOTICE of Appearance by Brian P. Battaglia on behalf of Brian P. Peters (Battaglia, Brian) (Entered: 04/10/2007) 04/10/ NOTICE of Appearance by Scott M. Bonavita on behalf of Brian P. Peters (Bonavita, Scott) (Entered: 04/10/2007) 04/19/ NOTICE of Appearance by Anthony Sylvester Battaglia on behalf of Brian P. Peters (Battaglia, Anthony) (Entered: 04/19/2007) 04/19/ NOTICE by Brian P. Peters of Acceptance of Service of Process by Lead Counsel for, Brian P. Peters (Battaglia, Brian) (Entered: 04/19/2007)

12 05/04/ NOTICE of Hearing: Status Conference set for 5/25/2007 at 11:00 AM in Courtroom 15 B before Judge Richard A. Lazzara. Out of town counsel may appear by phone so long as they contact the courtroom deputy clerk, Rita Cole at , 24 hours prior to the hearing, with a number at which they may be reached.(cole, R) (Entered: 05/04/2007) 05/21/ MOTION to consolidate cases and, MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel by Grand Lodge of Pennsylvania. (Vianale, Julie) Modified on 5/22/2007, NOTE: Motion Terminated, Counsel notified to refile with correct signature (ejc). (Entered: 05/21/2007) 05/21/ DECLARATION of Kenneth J. Vianale re 14 MOTION to consolidate cases and MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel by Grand Lodge of Pennsylvania. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E)(Vianale, Julie) Modified on 5/22/2007, NOTE: Document Terminated, Counsel notified to refile in accordance with ECF Administrative Procedures (ejc). (Entered: 05/21/2007) 05/21/ MOTION Of R. Daniel Altenburg and Troy Ratcliff To Consolidate All Related Cases, To Be Appointed Lead Plaintiffs, For Approval of Their Selection of Lead Counsel, and Incorporated Memorandum of Law by R. Daniel Altenburg, Troy Ratcliff. (Saxena, Maya) Modified on 5/22/2007, NOTE: Motion Terminated, Counsel notified to refile using correct event code (ejc). (Entered: 05/21/2007) 05/21/ DECLARATION of Maya Saxena re 16 MOTION Of R. Daniel Altenburg and Troy Ratcliff To Consolidate All Related Cases, To Be Appointed Lead Plaintiffs, For Approval of Their Selection of Lead Counsel, and Incorporated Memorandum of Law by R. Daniel Altenburg. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Saxena, Maya)TERMINATED REFILED Modified on 5/23/2007 (jmg). (Entered: 05/21/2007) 05/22/ Amended MOTION to consolidate cases and, MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel by Grand Lodge of Pennsylvania. (Vianale, Kenneth) (Entered: 05/22/2007) 05/22/ DECLARATION of Kenneth J. Vianale re 18 Amended MOTION to consolidate cases and MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel by Grand Lodge of Pennsylvania. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D)(Vianale, Kenneth) (Entered: 05/22/2007) 05/23/ MOTION to consolidate cases, Appoint Lead Plaintiff and Approve Selection of Counsel and memorandum of law by R. Daniel Altenburg, Troy Ratcliff. (Saxena, Maya) Modified on 5/23/2007 (jmg). (Entered: 05/23/2007) 05/23/ DECLARATION of Maya Saxena re 20 MOTION to consolidate cases, Appoint Lead Plaintiff and Approve Selection of Counsel by R. Daniel Altenburg, Troy Ratcliff. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Saxena, Maya) (Entered: 05/23/2007) 05/24/ RESPONSE re 16 MOTION Of R. Daniel Altenburg and Troy Ratcliff To Consolidate All Related Cases, To Be Appointed Lead Plaintiffs, For Approval of Their Selection of Lead Counsel, and Incorporated Memorandum of Law, 20 MOTION to consolidate cases, Appoint Lead Plaintiff and Approve Selection of

13 Counsel, 18 Amended MOTION to consolidate cases and MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel filed by Brian P. Peters, Brian F. Grimes, Justin D. Locke, Anne V. Lee, Coast Financial Holdings, Inc.. (Salario, Samuel) (Entered: 05/24/2007) 05/25/ MINUTE ENTRY for proceedings held before Judge Richard A. Lazzara : Status Conference held on 5/25/2007. Court Reporter: Mary Blazer - Berryhill & Assoc. (Cole, R) Additional attachment(s) added on 5/25/2007 (Cole, R). (Entered: 05/25/2007) 06/07/ MOTION Proposed Lead Plaintiffs' Motion to Lift PSLRA Stay of Discovery or, Alternatively, to Partially Lift the Discovery Stay and to Issue a Preservation Subpoena to Construction Compliance, Inc., and Incorporated Memorandum of Law by R. Daniel Altenburg, Troy Ratcliff. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6)(Saxena, Maya) (Entered: 06/07/2007) 06/08/ ENDORSED ORDER directing Brian P. Peters, Brian F. Grimes, Justin D. Locke, Anne V. Lee, Coast Financial Holdings, Inc. to respond to 24 Proposed Lead Plaintiffs' Motion to Lift PSLRA Stay of Discovery or, Alternatively, to Partially Lift the Discovery Stay and to Issue a Preservation Subpoena to Construction Compliance, Inc. Responses due by 6/15/2007. Signed by Judge Richard A. Lazzara on 6/8/2007. (CCB) (Entered: 06/08/2007) 06/08/ MEMORANDUM in support re 20 Motion to consolidate cases and for Appointment as Lead Plaintiffs and Approval of Selection of Lead Counsel and in Opposition to the Motion of Grand Lodge of Pennsylvania filed by R. Daniel Altenburg, Troy Ratcliff. (Saxena, Maya) Modified on 6/11/2007, NOTE: Document Terminated, counsel notified to refile using correct event code (ejc). (Entered: 06/08/2007) 06/08/ RESPONSE in opposition re 20 MOTION to consolidate cases, Appoint Lead Plaintiff and Approve Selection of Counsel filed by Grand Lodge of Pennsylvania. (Attachments: # 1 Stock Price Chart)(Vianale, Kenneth) (Entered: 06/08/2007) 06/11/ RESPONSE in opposition re 18 Amended MOTION to consolidate cases and MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel filed by R. Daniel Altenburg, Troy Ratcliff. (Saxena, Maya) (Entered: 06/11/2007) 06/15/ MEMORANDUM in opposition re 24 Motion for miscellaneous relief, Proposed Lead Plaintiffs' Motion To Lift PSLRA Stay Of Discovery filed by Brian P. Peters, Brian F. Grimes, Justin D. Locke, Anne V. Lee, Coast Financial Holdings, Inc.. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I)(Christian, Kathryn) (Entered: 06/15/2007) 06/18/ ORDER attached denying 24 Motion to Lift Stay. See attached order for details. Signed by Judge Richard A. Lazzara on 6/18/2007. (CCB) (Entered: 06/18/2007) 06/22/ ORDER granting 18 Motion to Consolidate; denying 18 Motion to Appoint Grand Lodge as Lead Plaintiff; granting 20 Motion to Consolidate. See attached order for details. The Clerk is directed to consolidate cases and to administrativiely CLOSE 8:07-cv-504 and 8:07-cv-642. Signed by Judge Richard A. Lazzara on 6/22/2007.

14 (CCB) (Entered: 06/22/2007) 06/26/ TRANSCRIPT of Status Conference held on 5/25/07 before Judge Richard A. Lazzara. Court Reporter: Mary Blazer. (ejc) (Entered: 06/27/2007) 08/03/ Unopposed MOTION for Extension of Time to File and Respond to Consolidated Class Action Complaint by R. Daniel Altenburg, Troy Ratcliff. (Reise, Jack) (Entered: 08/03/2007) 08/03/ ENDORSED ORDER granting 33 Motion for Extension of Time to File and Respond to Class Action Complaint. Deadline for filing complaint extended to 8/24/07. Deadline for filing response extended to 10/12/07. Signed by Judge Richard A. Lazzara on 8/3/2007. (Hartman, S) (Entered: 08/03/2007) 08/24/ AMENDED COMPLAINT Consolidated Class Action Complaint against all defendants with Jury Demand filed by R. Daniel Altenburg, Troy Ratcliff.(Reise, Jack) Modified text on 9/26/2007, NOTE: chambers will accept case style per 31 Order. (Entered: 08/24/2007) 08/27/ NOTICE of Appearance by Stephen Richard Astley on behalf of R. Daniel Altenburg, Troy Ratcliff (Astley, Stephen) (Entered: 08/27/2007) 08/30/ NOTICE of Voluntary Dismissal by R. Daniel Altenburg, Troy Ratcliff (Saxena, Maya) (Entered: 08/30/2007) 08/30/ ENDORSED ORDER: Upon due consideration of the Notice of Voluntary Dismissal 37, it is hereby ordered and adjudged that s Anne V. Lee and Justin D. Locke are dismissed without prejudice. Signed by Judge Richard A. Lazzara on 8/30/2007. (CCB) (Entered: 08/30/2007) 09/11/ /21/ NOTICE by R. Daniel Altenburg, Troy Ratcliff of Firm Name Change (Reise, Jack) (Entered: 09/11/2007) 40 Unopposed MOTION to extend time to Respond to the Amended Complaint and Incorporated Memorandum of Law by Brian P. Peters, Brian F. Grimes, Coast Financial Holdings, Inc.. (Salario, Samuel) (Entered: 09/21/2007) 09/21/ ENDORSED ORDER granting 40 Motion to Extend Time to respond up to and including October 26, Signed by Judge Richard A. Lazzara on 9/21/2007. (CCB) (Entered: 09/21/2007) 09/27/ Summons issued as to Paul G. Nobbs, Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc., Hacker Johnson & Smith, P.A.. (ejc) (Entered: 09/27/2007) 10/09/ RETURN of service executed on 10/3/07 by Grand Lodge of Pennsylvania, R. Daniel Altenburg, Troy Ratcliff as to Sterne Agee & Leach, Inc.. (ejc) (Entered: 10/09/2007) 10/10/ RETURN of service executed on 10/5/07 by Grand Lodge of Pennsylvania, R. Daniel Altenburg, Troy Ratcliff as to Hacker Johnson & Smith, P.A.. (ejc) (Entered: 10/11/2007) 10/17/ RETURN of service executed on 10/9/07 by Grand Lodge of Pennsylvania, R. Daniel Altenburg, Troy Ratcliff as to Sandler O'Neil & Partners, L.P.. (ejc) (Entered: 10/17/2007)

15 10/19/ NOTICE of Appearance by Edward Martin Waller, Jr on behalf of Hacker Johnson & Smith, P.A. (Waller, Edward) (Entered: 10/19/2007) 10/19/ NOTICE of Appearance by Gianluca Morello on behalf of Hacker Johnson & Smith, P.A. (Morello, Gianluca) (Entered: 10/19/2007) 10/19/ Unopposed MOTION for extension of time to file answer or otherwise plead re 35 Amended complaint by Hacker Johnson & Smith, P.A.. (Morello, Gianluca) Motions referred to Magistrate Judge Elizabeth A. Jenkins. (Entered: 10/19/2007) 10/22/ ENDORSED ORDER granting 48 Motion for Extension of Time to Answer or Respond to the 35 Amended Complaint. Hacker Johnson & Smith, P.A.'s answer or response due on or before 11/26/2007. Signed by Judge Richard A. Lazzara on 10/22/2007. (CCB) (Entered: 10/22/2007) 10/22/ RETURN of service executed on 10/16/07 by Grand Lodge of Pennsylvania, R. Daniel Altenburg, Troy Ratcliff as to Paul G. Nobbs. (ejc) (Entered: 10/22/2007) 10/23/ Joint MOTION Entry of a Revised Scheduling Order and Incorporated Memorandum of Law by Coast Financial Holdings, Inc.. (Salario, Samuel) (Entered: 10/23/2007) 10/23/ ORDER attached granting 51 Motion for Entry of a revised Scheduling Order. See attached order for details. Signed by Judge Richard A. Lazzara on 10/23/2007. (CCB) (Entered: 10/23/2007) 11/13/ /13/ /13/ /13/ NOTICE of Appearance by Dennis Parker Waggoner on behalf of Sandler O'Neil & Partners, L.P. (Waggoner, Dennis) (Entered: 11/13/2007) 54 NOTICE of Appearance by Dennis Parker Waggoner on behalf of Sterne Agee & Leach, Inc. (Waggoner, Dennis) (Entered: 11/13/2007) 55 Unopposed MOTION for Michael T. Tomaino, Jr. to appear pro hac vice by Sandler O'Neil & Partners, L.P.. (Waggoner, Dennis) (Entered: 11/13/2007) 56 Unopposed MOTION for David B. Tulchin to appear pro hac vice by Sandler O'Neil & Partners, L.P.. (Waggoner, Dennis) (Entered: 11/13/2007) 11/13/ Unopposed MOTION for Steven J. Purcell to appear pro hac vice by Sandler O'Neil & Partners, L.P.. (Waggoner, Dennis) (Entered: 11/13/2007) 11/13/ ENDORSED ORDER granting 55 Michael T. Tomaino, Jr.'s motion to appear pro hac vice; granting 56 David B. Tulchin's motion to appear pro hac vice; and granting 57 Steven J. Purcell's motion to appear pro hac vice. Signed by Judge Richard A. Lazzara on 11/13/2007. (SKH) (Entered: 11/13/2007) 11/14/ Unopposed MOTION for J. Michael Rediker to appear pro hac vice by Sterne Agee & I Leach, Inc.. (Waggoner, Dennis) (Entered: 11/14/2007) 11/14/ Unopposed MOTION for Peter J. Tepley to appear pro hac vice by Sterne Agee & Leach, Inc.. (Waggoner, Dennis) (Entered: 11/14/2007) 11/14/ ENDORSED ORDER granting 59 J. Michael Rediker's motion to appear pro hac vice; granting 60 Peter J. Tepley's motion to appear pro hac vice. Signed by Judge Richard A. Lazzara on 11/14/2007. (SKH) (Entered: 11/14/2007)

16 11/14/ /26/ CERTIFICATE of interested persons and corporate disclosure statement by Sterne Agee & Leach, Inc.. (Waggoner, Dennis) (Entered: 11/14/2007) 63 Unopposed MOTION to File Consolidated Memorandum of Law in Support of Motion to Dismiss by Coast Financial Holdings, Inc.. (Salario, Samuel) (Entered: 11/26/2007) 11/27/ ENDORSED ORDER granting 63 Motion to File Consolidated Memorandum of Law in Support of Motion to Dismiss. Signed by Judge Richard A. Lazzara on 11/27/2007. (SKH) (Entered: 11/27/2007) 11/27/ Unopposed MOTION for leave to file excess pages by Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc.. (Waggoner, Dennis) (Entered: 11/27/2007) 11/27/ ENDORSED ORDER granting 65 Motion for Leave to File Excess Pages. Signed by Judge Richard A. Lazzara on 11/27/2007. (CCB) (Entered: 11/27/2007) 11/27/ Unopposed MOTION for extension of time to file answer or otherwise plead re 35 Amended complaint of 2 days by Hacker Johnson & Smith, P.A.. (Morello, Gianluca) Motions referred to Magistrate Judge Elizabeth A. Jenkins. (Entered: 11/27/2007) 11/27/ ENDORSED ORDER granting 67 Motion for Extension of Time to Answer or Respond to 35 Amended Complaint. Hacker Johnson & Smith, P.A.'s answer/response due 12/5/2007. Signed by Judge Richard A. Lazzara on 11/27/2007. (CCB) (Entered: 11/27/2007) 11/30/ Unopposed MOTION for leave to file excess pages in support of dismissal of the complaint by Hacker Johnson & Smith, P.A.. (Morello, Gianluca) (Entered: 11/30/2007) 11/30/ ENDORSED ORDER granting 69 Motion for Leave to File Excess Pages. Signed by Judge Richard A. Lazzara on 11/30/2007. (CCB) (Entered: 11/30/2007) 12/03/ Joint MOTION to dismiss Under Rules 12(b)(1) and 12(b)(6) and Memorandum of Law in Support by Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc.. (Waggoner, Dennis) (Entered: 12/03/2007) 12/03/ AFFIDAVIT of Dennis P. Waggoner re: 71 Joint MOTION to dismiss Under Rules 12(b)(1) and 12(b)(6) and Memorandum of Law in Support by Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc.. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit)(Waggoner, Dennis) Modified on 12/4/2007 (MRH). NOTE: TERMINATED. INCORRECT ATTACHMENT. NOTIFIED BY ATTORNEY. DOCUMENT REFILED AT 74. (Entered: 12/03/2007) 12/03/ NOTICE by Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc. re 72 Affidavit, of Filing Affidavit of Dennis P. Waggoner (Waggoner, Dennis) Modified on 12/4/2007 (MRH). NOTE: TERMINATED. UNNECESSARY FILING. ATTORNEY NOTIFIED. IMAGE DELETED. (Entered: 12/03/2007) 12/03/ AFFIDAVIT of Dennis P. Waggoner re: 71 Joint MOTION to dismiss Under Rules 12(b)(1) and 12(b)(6) and Memorandum of Law in Support by Sandler O'Neil & Partners, L.P.. (Attachments: # 1 Exhibit A, # 2 Exhibit A, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit D, # 8 Exhibit D)(Waggoner, Dennis)

17 (Entered: 12/03/2007) 12/03/ MOTION to dismiss Consolidated Class Action Complaint and Incorporated Memorandum of Law by James K. Toomey, Joseph Gigliotti, Kennedy Legler III, Paul G. Nobbs, Thomas M. O'Brien, John R. Reinemeyer, Michael T. Ruffino, M. Alex White, Brian P. Peters, Brian F. Grimes, Coast Financial Holdings, Inc.. (Attachments: # 1 Exhibit Index of Exhibits, # 2 Exhibit A, # 3 Exhibit B-1, # 4 Exhibit B-2, # 5 Exhibit B-3, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E, # 9 Exhibit F, # 10 Exhibit G, # 11 Exhibit H, # 12 Exhibit I, # 13 Exhibit J, # 14 Exhibit K, # 15 Exhibit L, # 16 Exhibit M, # 17 Exhibit N)(Salario, Samuel) (Entered: 12/03/2007) 12/03/ REQUEST for oral argument re 75 MOTION to dismiss Consolidated Class Action Complaint and Incorporated Memorandum of Law by James K. Toomey, Joseph Gigliotti, Kennedy Legler III, Paul G. Nobbs, Thomas M. O'Brien, John R. Reinemeyer, Michael T. Ruffino, M. Alex White, Brian P. Peters, Brian F. Grimes, Coast Financial Holdings, Inc.. (Salario, Samuel) (Entered: 12/03/2007) 12/04/ /04/ /05/ REQUEST for oral argument by Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc.. (Waggoner, Dennis) (Entered: 12/04/2007) 78 NOTICE of Appearance by Ashley Elizabeth Bruce on behalf of Hacker Johnson & Smith, P.A. (Bruce, Ashley) (Entered: 12/04/2007) 79 MOTION to dismiss The Consolidated Class Action Complaint by Hacker Johnson & Smith, P.A.. (Morello, Gianluca) (Entered: 12/05/2007) 12/05/ DECLARATION of Gianluca Morello re 79 MOTION to dismiss The Consolidated Class Action Complaint by Hacker Johnson & Smith, P.A.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Morello, Gianluca) (Entered: 12/05/2007) 12/05/ REQUEST for oral argument re 79 MOTION to dismiss The Consolidated Class Action Complaint by Hacker Johnson & Smith, P.A.. (Morello, Gianluca) (Entered: 12/05/2007) 01/03/ MOTION for Scott M. Bonavita to withdraw as attorney by Brian P. Peters. (Bonavita, Scott) (Entered: 01/03/2008) 01/03/ ENDORSED ORDER granting 82 Motion to Withdraw as Attorney for Peters. Attorney Scott Bonavita is hereby withdrawn. Signed by Judge Richard A. Lazzara on 1/3/2008. (CCB) (Entered: 01/03/2008) 02/01/ Unopposed MOTION for leave to file excess pages and Motion to File Omnibus Opposition to s' Multiple Motions to Dismiss the Consolidated Class Action Complaint by R. Daniel Altenburg, Troy Ratcliff. (Reise, Jack) (Entered: 02/01/2008) 02/01/ MEMORANDUM in opposition re 79 Motion to dismiss, 71 Motion to dismiss, 75 Motion to dismiss,, filed by R. Daniel Altenburg, Troy Ratcliff. (Reise, Jack) (Entered: 02/01/2008) 02/04/ ENDORSED ORDER granting 84 Motion for Leave to File Excess Pages in Response at docket 85. Signed by Judge Richard A. Lazzara on 2/4/2008. (CCB) (Entered: 02/04/2008) 02/04/ MOTION for leave to file Joint Reply Brief by Sandler O'Neil & Partners, L.P., Sterne

18 Agee & Leach, Inc.. (Waggoner, Dennis) (Entered: 02/04/2008) 02/04/ ENDORSED ORDER denying 87 Motion for Leave to File Reply. Signed by Judge Richard A. Lazzara on 2/4/2008. (CCB) (Entered: 02/04/2008) 02/06/ MOTION for leave to file A Reply and Incorporated Memorandum of Law by James K. Toomey, Joseph Gigliotti, Kennedy Legler III, Paul G. Nobbs, Thomas M. O'Brien, John R. Reinemeyer, Michael T. Ruffino, M. Alex White, Brian P. Peters, Brian F. Grimes, Coast Financial Holdings, Inc.. (Salario, Samuel) (Entered: 02/06/2008) 02/06/ ENDORSED ORDER denying 89 Motion for Leave to File Reply. Signed by Judge Richard A. Lazzara on 2/6/2008. (CCB) (Entered: 02/06/2008) 03/03/ NOTICE of Appearance by Christopher S. Jones on behalf of R. Daniel Altenburg, Troy Ratcliff (Jones, Christopher) (Entered: 03/03/2008) 03/13/ ORDER attached granting 71 Motion to Dismiss; granting in part and denying in part 75 Motion to Dismiss and granting 79 Motion to Dismiss. Plaintiffs to file amended complaint within 20 days. See attached order for details. Signed by Judge Richard A. Lazzara on 3/13/2008. (CCB) (Entered: 03/13/2008) 04/02/ AMENDED COMPLAINT AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND DEMAND FOR JURY TRIAL against R. Daniel Altenburg, Troy Ratcliff with Jury Demand filed by R. Daniel Altenburg, Troy Ratcliff. Related document: 35 Amended complaint filed by Troy Ratcliff, R. Daniel Altenburg. (Attachments: # 1 Exhibit A)(Reise, Jack) (Entered: 04/02/2008) 04/10/ /10/ MOTION to Limit Briefing by R. Daniel Altenburg, Troy Ratcliff. (Attachments: # 1 Exhibit Redlined Amended Complaint)(Jones, Christopher) (Entered: 04/10/2008) 95 ENDORSED ORDER: Upon due consideration, Plaintiffs' Motion to Limit Briefing on the Forthcoming Motions to Dismiss(Dkt. 94)is denied. The Court will not enter an order impeding the s' ability to raise good faith arguments in support of dismissal of Plaintiffs' amended complaint. The Court assumes such arguments will be advanced in accord with the requirements of Rule 11 of the Federal Rules of Civil Procedure. Signed by Judge Richard A. Lazzara on 4/10/2008. (CCB) (Entered: 04/10/2008) 04/11/ Unopposed MOTION for clarification re 92 Order on motion to dismiss,,,,, Or, in the alternative, for an Enlargement of Time in which to Answer the Exchange Act Claims in the Second Amended Complaint by Brian P. Peters, Brian F. Grimes, Coast Financial Holdings, Inc.. (Attachments: # 1 Exhibit A)(Salario, Samuel) (Entered: 04/11/2008) 04/14/ ENDORSED ORDER: Upon due consideration, it is ordered that the Unopposed Motion for Clarification (Dkt. 96) is granted. s Coast, Peters and Grimes have up to and including the date the motion to dismiss the Securities Act claims is resolved before filing their answer to the Exchange Act claims. Signed by Judge Richard A. Lazzara on 4/14/2008. (CCB) (Entered: 04/14/2008) 04/14/ NOTICE of Appearance by Stephen Joshua Wein on behalf of Brian P. Peters (Wein, I Stephen) (Entered: 04/14/2008)

19 04/15/ Unopposed MOTION for Extension of Time to File Response/Reply as to 93 Amended complaint, by James K. Toomey, Joseph Gigliotti, Kennedy Legler III, Paul G. Nobbs, Thomas M. O'Brien, John R. Reinemeyer, Michael T. Ruffino, M. Alex White, Brian P. Peters, Brian F. Grimes, Coast Financial Holdings, Inc.. (Salario, Samuel) Motions referred to Magistrate Judge Elizabeth A. Jenkins. (Entered: 04/15/2008) 04/16/ ENDORSED ORDER granting 99 Motion for Extension of Time to File Response to Amended Complaint. Response due on or before 4/25/2008. Signed by Judge Richard A. Lazzara on 4/16/2008. (CCB) (Entered: 04/16/2008) 04/24/ Joint MOTION to dismiss Amended Consolidated Complaint Under Fed. R. Civ. P. 12(b)(1) and 12(b)(6) and Memorandum of Law in Support by Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc.. (Attachments: # 1 Affidavit Ryan C. Medo)(Waggoner, Dennis) (Entered: 04/24/2008) 04/25/ MOTION to dismiss the Securities Act Claims in the Second Amended Complaint and Incorporated Memorandum of Law by James K. Toomey, Joseph Gigliotti, Kennedy Legler III, Paul G. Nobbs, Thomas M. O'Brien, John R. Reinemeyer, Michael T. Ruffino, M. Alex White, Brian P. Peters, Brian F. Grimes, Coast Financial Holdings, Inc.. (Attachments: # 1 Appendix Index of Exhibits, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C-1, # 5 Exhibit C-2, # 6 Exhibit C-3)(Salario, Samuel) (Entered: 04/25/2008) 04/28/ ENDORSED ORDER directing Plaintiffs to respond to Joint Motions to Dismiss (Dkts. 101 & 102). Responses due on or before 5/19/2008. Signed by Judge Richard A. Lazzara on 4/28/2008. (CCB) (Entered: 04/28/2008) 05/19/ RESPONSE in opposition re 101 Joint MOTION to dismiss Amended Consolidated Complaint Under Fed. R. Civ. P. 12(b)(1) and 12(b)(6) and Memorandum of Law in SupportJoint MOTION to dismiss Amended Consolidated Complaint Under Fed. R. Civ. P. 12(b)(1) and 12(b)(6) and Memorandum of Law in Support, 102 MOTION to dismiss the Securities Act Claims in the Second Amended Complaint and Incorporated Memorandum of Law filed by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Saxena, Maya) (Entered: 05/19/2008) 05/22/ MOTION for leave to file Joint Reply Brief, or in the Alternative for Oral Argument by Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc.. (Waggoner, Dennis) (Entered: 05/22/2008) 05/23/ ENDORSED ORDER granting in part and denying in part 105 Motion for Leave to File Reply and/or Oral Argument. s may file a short reply of no more than 5 pages on or before May 27, The request for oral argument is denied. Signed by Judge Richard A. Lazzara on 5/23/2008. (CCB) (Entered: 05/23/2008) 05/23/ REPLY to response to motion re 101 Joint MOTION to dismiss Amended Consolidated Complaint Under Fed. R. Civ. P. 12(b)(1) and 12(b)(6) and Memorandum of Law in SupportJoint MOTION to dismiss Amended Consolidated Complaint Under Fed. R. Civ. P. 12(b)(1) and 12(b)(6) and Memorandum of Law in Support filed by Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc.. (Waggoner, Dennis) (Entered: 05/23/2008) 06/03/ MOTION for Relief from Local Rule 3.05(C) by St. Denis J. Villere & Company,

20 LLC, R. Daniel Altenburg, Troy Ratcliff. (Reise, Jack) (Entered: 06/03/2008) 06/04/ ORDER denying 108 Plaintiff's Motion for Relief from Local Rule 3.05(c). Signed by Judge Richard A. Lazzara on 6/4/2008. (SKIT) (Entered: 06/04/2008) 06/06/ ORDER attached denying Motions to Dismiss (Dkts. 101 & 102). Signed by Judge Richard A. Lazzara on 6/6/2008. (CCB) (Entered: 06/06/2008) 06/25/ Joint MOTION To Certify this Court's June 6, 2008 Order For Appeal Under 28 U.S.C. s. 1292(b) And Memorandum Of Law In Support by all defendants. (Salario, Samuel) (Entered: 06/25/2008) 06/26/ ENDORSED ORDER directing Grand Lodge of Pennsylvania, St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, and Troy Ratcliff to respond to 111 Joint Motion To Certify this Court's June 6, 2008 Order For Appeal Under 28 U.S.C. s. 1292(b). Response due on or before 7/11/2008. Signed by Judge Richard A. Lazzara on 6/26/2008. (CCB) (Entered: 06/26/2008) 06/26/ ANSWER and affirmative defenses to Complaint with Jury Demand by Sandler I O'Neil & Partners, L.P..(Waggoner, Dennis) (Entered: 06/26/2008) 06/26/ ANSWER and affirmative defenses with Jury Demand to 35 Amended complaint by Sterne Agee & Leach, Inc..(Waggoner, Dennis) (Entered: 06/26/2008) 06/26/ ANSWER and affirmative defenses to 35 Amended complaint by Brian P. Peters.(Wein, Stephen) Modified text on 6/27/2008, so it is not duplicative (EJC). (Entered: 06/26/2008) 06/26/ /26/ /26/ ANSWER to 93 Amended complaint by Kennedy Legler III.(Salario, Samuel) (Entered: 06/26/2008) 117 ANSWER to 93 Amended complaint by John R. Reinemeyer.(Salario, Samuel) (Entered: 06/26/2008) 118 ANSWER to 93 Amended complaint by Michael T. Ruffino.(Salario, Samuel) (Entered: 06/26/2008) 06/26/ ANSWER to 93 Amended complaint by Thomas M. O'Brien.(Salario, Samuel) (Entered: 06/26/2008) 06/26/ ANSWER to 93 Amended complaint by James K. Toomey.(Salario, Samuel) I (Entered: 06/26/2008) 06/26/ ANSWER to 93 Amended complaint by Joseph Gigliotti.(Salario, Samuel) (Entered: 06/26/2008) 06/26/ /26/ /26/ /26/ ANSWER to 93 Amended complaint by M. Alex White.(Salario, Samuel) (Entered: 06/26/2008) 123 ANSWER to 35 Amended complaint by Paul G. Nobbs.(Salario, Samuel) (Entered: 06/26/2008) 124 MOTION for David J. George to withdraw as attorney by R. Daniel Altenburg, Troy Ratcliff. (George, David) (Entered: 06/26/2008) 125 ANSWER and affirmative defenses with Jury Demand to 35 Amended complaint by

21 Coast Financial Holdings, Inc..(Salario, Samuel) (Entered: 06/26/2008) 06/26/ ANSWER and affirmative defenses with Jury Demand to 35 Amended complaint by Brian F. Grimes.(Salario, Samuel) (Entered: 06/26/2008) 06/27/ ENDORSED ORDER granting 124 Motion to withdraw as attorney. David J. George is relieved of any further responsibility in the case. Signed by Judge Richard A. Lazzara on 6/27/2008. (SKH) (Entered: 06/27/2008) 07/11/ RESPONSE in opposition re 111 Joint MOTION To Certify this Court's June 6, 2008 Order For Appeal Under 28 U.S.C. s. 1292(b) And Memorandum Of Law In Support filed by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff. (Reise, Jack) (Entered: 07/11/2008) 07/18/ ORDER attached denying 111 Motion to Certify this Court's June 6, 2008 Order for Appeal. Signed by Judge Richard A. Lazzara on 7/18/2008. (CCB) (Entered: 07/18/2008) 07/21/ CASE MANAGEMENT REPORT. (Salario, Samuel) (Entered: 07/21/2008) 07/23/ NOTICE OF HEARING: Preliminary Pretrial Conference scheduled Friday, August 15, 2008, at 10:30 a.m., in Courtroom 15B before Judge Richard A. Lazzara. (SKH) (Entered: 07/23/2008) 07/30/ CASE MANAGEMENT AND SCHEDULING ORDER: Discovery due by 12/21/2009; Dispositive motions due by 1/15/2010; Pretrial statement due by 3/26/2010; Final Pretrial Conference set for 4/6/2010 at 11:00 AM in Courtroom 11 A before Magistrate Judge Elizabeth A. Jenkins; Jury Trial set for the trial term beginning 5/3/2010 at 08:45 AM in Courtroom 15 B before Judge Richard A. Lazzara. Signed by Deputy Clerk on 7/30/2008. (KIT) Modified on 7/31/2008, NOTE: DOCUMENT TERMINATED / VACATED PER 133 ORDER (EJC). (Entered: 07/30/2008) 07/30/ ENDORSED ORDER vacating Dkt. 132, Case Management/Scheduling Order. Dates to be determined at preliminary pretrial conference. Signed by Judge Richard A. Lazzara on 7/30/2008. (SKH) (Entered: 07/30/2008) 08/15/ ORDER ATTACHED following preliminary pretrial conference setting class certification scheduling. Signed by Judge Richard A. Lazzara on 8/15/2008. (SKH) (Entered: 08/15/2008) 08/15/ Minute Entry. Proceedings held before Judge Richard A. Lazzara: PRELIMINARY PRETRIAL CONFERENCE held on 8/15/2008. See written order. Court Reporter: Sherrill L. Jackson (KIT) (Entered: 08/15/2008) 10/06/ Unopposed MOTION for Entry of Judgment under Rule 54(b) by Hacker Johnson & Smith, P.A.. (Morello, Gianluca) (Entered: 10/06/2008) 10/07/ ORDER ATTACHED granting 136 Motion for Entry of Judgment under Rule 54(b). Signed by Judge Richard A. Lazzara on 10/7/2008. (SKH) (Entered: 10/07/2008) 10/08/ JUDGMENT in favor of Hacker Johnson & Smith, P.A. against Grand Lodge of Pennsylvania, St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff (Signed by Deputy Clerk) (EJC) (Entered: 10/08/2008)

22 10/16/ NOTICE of Hearing: Status Conference set for 11/13/2008 at 09:30 AM in Courtroom 15 B before Judge Richard A. Lazzara. (RJC) (Entered: 10/16/2008) 10/22/ NOTICE OF APPEAL as to 138 Judgment, 137 Order on Motion for Entry of Judgment under Rule 54(b) by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff. (Filing fee not paid) (Jones, Christopher) (Entered: 10/22/2008) 10/23/2008 TRANSMITTAL of initial appeal package to USCA consisting of certified copies of notice of appeal, docket sheet, order/judgment being appealed, and motion, if applicable to USCA re 140 Notice of appeal. Eleventh Circuit Transcript information form forwarded to pro se litigants and available to counsel at under Forms and Publications/General. (DLV) (Entered: 10/23/2008) 10/24/ NOTICE of appellate counsel Appearance by Ceci Culpepper Berman on behalf of Hacker Johnson & Smith, P.A. (Berman, Ceci) (Entered: 10/24/2008) 10/27/2008 USCA appeal fees received $455 receipt number T re 140 Notice of appeal filed by Troy Ratcliff, R. Daniel Altenburg, St. Denis J. Villere & Company, LLC (DLV) (Entered: 10/28/2008) 10/28/2008 TRANSMITTAL to USCA forwarding certified copy of receipt of payment re 140 Notice of appeal USCA number: unknown at the present time. (DLV) (Entered: 10/28/2008) 11/03/2008 ACKNOWLEDGMENT by USCA of receiving certified copy of receipt for payment on 10/30/08 re 140 Notice of appeal. USCA number: F. (DLV) (Entered: 11/03/2008) 11/12/ TRANSCRIPT information form filed by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff re 140 Notice of appeal, no transcript required for appeal purposes. USCA number: F. (Astley, Stephen) Modified on 11/13/2008 (DLV). (Entered: 11/12/2008) 11/12/2008 Set deadline re 140 Notice of appeal : Certificate of readiness due by 11/26/2008 (DLV) (Entered: 11/13/2008) 11/13/ Minute Entry. Proceedings held before Judge Richard A. Lazzara: Status Conference held on 11/13/2008. Court Reporter: Claudia Spangler-Fry (RJC) (Entered: 11/13/2008) 11/14/ CERTIFICATE of readiness sent to USCA re: 140 Notice of appeal. ROA consists of: volume of pleadings: 5 (3 Lead Case; 1 each for member cases), volume of transcripts: 1, volume of exhibits: 2 Expandable folders of documentary exhibits. USCA number: EE (DLV) (Entered: 11/14/2008) 11/24/2008 ACKNOWLEDGMENT by USCA of receiving the certificate of readiness on 11/18/08 re 140 Notice of appeal. USCA number: EE. (DG) (Entered: 11/24/2008) 12/31/ NOTICE by R. Daniel Altenburg, Coast Financial Holdings, Inc. Regarding Status of Settlement (Salario, Samuel) (Entered: 12/31/2008) 01/16/ NOTICE by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy

23 Ratcliff, Coast Financial Holdings, Inc. Regarding Update on Status of Settlement (Reise, Jack) (Entered: 01/16/2009) 02/09/ ORDER of USCA (certified copy) - LIMITED REMAND - GRANTED (see order for details) as to 140 Notice of appeal filed by Troy Ratcliff, R. Daniel Altenburg, St. Denis J. Villere & Company, LLC. EOD: 02/05/09; USCA number: FF. (DLV) (Entered: 02/09/2009) 02/17/ STIPULATION of Settlement by James K. Toomey, Joseph Gigliotti, Kennedy Legler III, Paul G. Nobbs, Thomas M. O'Brien, John R. Reinemeyer, Michael T. Ruffino, M. Alex White, Sandler O'Neil & Partners, L.P., Sterne Agee & Leach, Inc., Hacker Johnson & Smith, P.A., St. Denis J. Villere & Company, LLC, Brian P. Peters, R. Daniel Altenburg, Troy Ratcliff, Brian F. Grimes, Justin D. Locke, Anne V. Lee, Coast Financial Holdings, Inc.. (Attachments: # 1 Exhibit A -- Notice Order, # 2 Exhibit A-1 -- Notice, # 3 Exhibit A-2 -- Proof of Claim, # 4 Exhibit A-3 -- Summary Notice, # 5 Exhibit B -- Judgment)(Salario, Samuel) (Entered: 02/17/2009) 02/17/ MOTION to Approve Settlement (Preliminary) and Incorporated Memorandum of Law by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff. (Saxena, Maya) (Entered: 02/17/2009) 02/20/ ORDER ATTACHED granting 149 Motion preliminarily approving settlement and providing for notice. Signed by Judge Richard A. Lazzara on 2/20/2009. (SKH) (Entered: 02/20/2009) 02/23/2009 TRANSMITTAL to USCA forwarding 150 re 140 Notice of appeal USCA number: FF. (DLV) (Entered: 02/23/2009) 02/26/ ATTACHED AMENDED ORDER Preliminarily Approving Settlement and Providing for Notice (amending docket 150 as to form only). Signed by Judge Richard A. Lazzara on 2/26/2009. (CCB) (Entered: 02/26/2009) 02/27/ /02/ /06/2009 TRANSMITTAL to USCA forwarding 151 re 140 Notice of appeal USCA number: E. (DLV) (Entered: 02/27/2009) ACKNOWLEDGMENT by USCA of receiving 150 on 02/25/09 re 140 Notice of appeal. USCA number: FF. (DLV) (Entered: 03/02/2009) ACKNOWLEDGMENT by USCA of receiving 151 on 03/03/09 re 140 Notice of appeal. USCA number: E. (DLV) (Entered: 03/06/2009) 03/31/ NOTICE of Fairness Hearing scheduled Friday, May 29, 2009 at 9:00 a.m., in Courtroom 15B, before Judge Richard A. Lazzara, pursuant to Dkt (SKH) (Entered: 03/31/2009) 04/07/ AFFIDAVIT of Joseph E. White, III re: 151 Order PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE by Grand Lodge of Pennsylvania, St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff. (Attachments: # 1 Exhibit A)(White, Joseph) (Entered: 04/07/2009) 05/22/ Unopposed MOTION for leave to file excess pages by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff. (Saxena, Maya) (Entered: 05/22/2009)

24 05/22/ MOTION to Approve Settlement Approval of Plan of Allocation, and, MOTION for attorney fees and Reimbursement of Expenses by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Saxena, Maya) (Entered: 05/22/2009) 05/26/ ENDORSED ORDER granting 154 Motion for Leave to File Excess Pages. Signed by Judge Richard A. Lazzara on 5/26/2009. (SKH) (Entered: 05/26/2009) 05/27/ NOTICE by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff (Saxena, Maya) (Entered: 05/27/2009) 05/27/ AFFIDAVIT of Risa Neiman re 155 Motion to Approve Settlement and re: 157 Notice (Other) in Connection with Notice by Mailing by St. Denis J. Villere & Company, LLC, R. Daniel Altenburg, Troy Ratcliff. (Saxena, Maya) Modified on 5/28/2009 adding link to motion (LYB). (Entered: 05/27/2009) 05/29/ Minute Entry. Proceedings held before Judge Richard A. Lazzara: Fairness Hearing and Motion Hearing held on 5/29/2009 re 155 MOTION to Approve Settlement Approval of Plan of Allocation, and MOTION for attorney fees and Reimbursement of Expenses filed by Troy Ratcliff, R. Daniel Altenburg, St. Denis J. Villere & Company, LLC. Court Reporter: Claudia Spangler-Fry (MSS) (Entered: 05/29/2009) 05/29/ ORDER approving award of attorneys fee and expenses and lead Plaintiffs expenses: granting 155 Motion to Approve Settlement and granting 155 Motion for attorney fees. (See order). Signed by Judge Richard A. Lazzara on 5/29/2009. (MSS) (Entered: 05/29/2009) 05/29/ FINAL JUDGMENT in favor of Plaintiff's, Grand Lodge of Pennsylvania, et al., against 's Brian P. Peters, Coast Financial Holdings, Inc., et al., and ORDER of Dismissal with prejudice. (See Order). Signed by Judge Richard A. Lazzara on 5/29/2009. (MSS) (Entered: 05/29/2009) 06/11/ TRANSCRIPT of Fairness Hearing held on 5/29/09 before Judge Richard A. Lazzara. Court Reporter/Transcriber Claudia Spangler-Fry,Telephone number 813/ Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER or purchased through the Court Reporter. Redaction Request due 7/2/2009, Redacted Transcript Deadline set for 7/13/2009, Release of Transcript Restriction set for 9/9/2009. (CS) (Entered: 06/11/2009) 06/11/ NOTICE to counsel of filing of OFFICIAL TRANSCRIPT. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days. Any party needing a copy of the transcript to review for redaction purposes may purchase a copy from the court reporter or view the document at the clerk's office public terminal. Court Reporter: Claudia Spangler-Fry (CS) (Entered: 06/11/2009) 06/12/2009 TRANSMITTAL to USCA forwarding 160 ORDER approving award of attorneys fee and expenses and lead Plaintiffs expenses: granting 155 Motion to Approve Settlement and granting 155 Motion for attorney fees; forwarding 161 FINAL JUDGMENT in favor of Plaintiff's, Grand Lodge of Pennsylvania, et al., against

25 's Brian P. Peters, Coast Financial Holdings, Inc., et al., and ORDER of Dismissal with prejudice. re 140 Notice of appeal USCA number: FF. (EJC) (Entered: 06/12/2009) 06/23/2009 ACKNOWLEDGMENT by USCA of receiving 160 ORDER approving award of attorneys fee and expenses and lead Plaintiffs expenses: granting 155 Motion to Approve Settlement and granting 155 Motion for attorney fees; forwarding 16i FINAL JUDGMENT in favor of Plaintiff's, Grand Lodge of Pennsylvania, et al., against 's Brian P. Peters, Coast Financial Holdings, Inc., et al., and ORDER of Dismissal with prejudice on 6/16/09 re 140 Notice of appeal. USCA number: FF. (EJC) (Entered: 06/23/2009) 08/13/ ORDER of USCA GRANTING joint motion to dismiss this appeal as moot in light of the District Court's approval of settlement, with the parties bearing their own costs as to 140 Notice of appeal filed by Troy Ratcliff, R. Daniel Altenburg, St. Denis J. Villere & Company, LLC. EOD: 8/10/09; USCA number: FF. Issued as mandate. (EJC) (Entered: 08/13/2009) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at