U.S. District Court Western District of Tennessee (Memphis) CIVIL DOCKET FOR CASE #: 2:07-cv SHM-dkv

Transcription

1 US District Court Civil Docket as of 03/22/2011 Retrieved from the court on March 25, 2011 U.S. District Court Western District of Tennessee (Memphis) CIVIL DOCKET FOR CASE #: 2:07-cv SHM-dkv Willis et al v. Morgan Keegan & Company, Inc. et al Date Filed: 12/21/2007 Assigned to: Judge Samuel H. Mays, Jr Jury Demand: Plaintiff Referred to: Magistrate Judge Diane K. Vescovo Nature of Suit: 850 Lead case: 2:09-md SHM Securities/Commodities Member case: (View Member Case) Jurisdiction: Federal Question Related Cases: 2:08-cv SHM-dkv 2:08-cv SHM-dkv 2:08-cv SHM-dkv 2:08-cv SHM-dkv 2:08-cv SHM-dkv 2:08-cv SHM-dkv 2:08-cv SHM-dkv Cause: 15:77 Securities Fraud Miscellaneous Pete Aviotti, Jr. represented by Jerome A. Broadhurst APPERSON CRUMP, PLC 6070 Poplar Ave. Sixth Floor Memphis, TN Fax: Miscellaneous H Austin Landers represented by Jerome A. Broadhurst Miscellaneous Jeanette H Landers represented by Jerome A. Broadhurst Miscellaneous Alabama Elks Trust, Inc. represented by Jerome A. Broadhurst

2 Miscellaneous Harvey Berkey represented by Jerome A. Broadhurst Miscellaneous Estate of Kathryn S. Cashdollar represented by Jerome A. Broadhurst Miscellaneous Albert R Colombo represented by Jerome A. Broadhurst Miscellaneous Patricia A Colombo represented by Jerome A. Broadhurst Miscellaneous Dajalis, LTD represented by Jerome A. Broadhurst Miscellaneous Brenda Blatt represented by Jerome A. Broadhurst Miscellaneous Diana W Crump represented by Jerome A. Broadhurst Miscellaneous Lloyd R Thomas, M.D. represented by Jerome A. Broadhurst

3 Miscellaneous Frank D Tutor represented by Jerome A. Broadhurst Miscellaneous Gwendolyn T Tutor represented by Jerome A. Broadhurst Miscellaneous G. A. Robinson, III represented by Harold Naill Falls, Jr. FALLS & VEACH 1143 Sewanee Rd. Nashville, TN Fax: nf@fallsveach.com Jeff Nobel IZARD NOBEL 29 South Main Street Suite 215 West Hartford, CT Fax: John B. Veach, III FALLS & VEACH 20 Cedarcliff Road Asheville, NC Fax: tv@fallsveach.com Nancy A. Kulesa IZARD NOBEL 29 South Main Street Suite 215 West Hartford, CT 06107

4 Miscellaneous Robert A. Izard IZARD NOBEL 29 South Main Street Suite 215 West Hartford, CT Sam C. Massey, III represented by Harold Naill Falls, Jr. Miscellaneous Jeff Nobel John B. Veach, III Nancy A. Kulesa Robert A. Izard Margaret Massey represented by Harold Naill Falls, Jr. Jeff Nobel John B. Veach, III Nancy A. Kulesa

5 Miscellaneous Robert A. Izard Larry D Shaw represented by Jerome A. Broadhurst Miscellaneous Mechanical Contractors - U.A. Local represented by Beth A. Keller 119 Health and Pension Plans FARUQI & FARUQI, LLP 369 Lexington Avenue 10th Floor New York, NY Fax: bkeller@faruqilaw.com Plaintiff Christopher Marlborough FARUQI & FARUQI, LLP 369 Lexington Avenue 10th Floor New York, NY Fax: cmarlborough@faruqilaw.com Emily C. Komlossy FARUQI & FARUQI, LLP 3595 Sheidan St. Ste. 206 Hollywood, FL Fax: ekomlossy@faruqilaw.com Elizabeth P. Willis represented by B. J. Wade DEAL COOPER & HOLTON PLLC 296 Washington Avenue Memphis, TN

6 Plaintiff Fax: Dale H. Tuttle GLASSMAN JETER EDWARD & WADE 26 N. Second Street Memphis, TN Fax: Sam H. Pearson represented by B. J. Wade Individually and On Behalf of All Others Similarly Situated Plaintiff Dale H. Tuttle The McDonald Group represented by B. J. Wade Plaintiff Charles H. Jones, Jr. represented by Frank L. Watson, III WATSON BURNS, LLC 11 South Idlewild Street Memphis, TN Fax: Adam Julien Gana NAPOLI BERN RIPKA & ASSOCIATES, LLP 350 Fifth Avenue Suite 7413 New York, NY

7 Plaintiff Jeffrey R. Sonn Sonn & Erez, PLC 500 East Broward Blvd. Ste Ft. Lauderdale, FL Fax: Scott l. Adkins Sonn & Erez, PLC 500 East Broward Blvd. Sste Ft. Lauderdale, FL Fax: Ira Horowitz represented by Frank L. Watson, III Plaintiff Adam Julien Gana Jeffrey R. Sonn Scott l. Adkins Edge Partners, Ltd. represented by Frank L. Watson, III Adam Julien Gana Jeffrey R. Sonn

8 Plaintiff Scott l. Adkins Seymour Warren represented by Frank L. Watson, III Watson Burns, PLLC 11 South Idlewild Street Memphis, TN (901) Plaintiff Hayne Palmour, III represented by Alan I. Ellman LABATON SUCHAROW, LLP 140 Broadway New York, NY Fax: Christopher J. Keller LABATON SUCHAROW, LLP 140 Broadway New York, NY Fax: David J. Goldsmith LABATON SUCHAROW, LLP 140 Broadway New York, NY Fax: PRO HAC VICE George Trevor PEARSON, SIMON, WARSHAW, 44 Montgomery Street Suite 2450 San Francisco, CA Fax:

9 Plaintiff J. Gerard Stranch, IV BRANSTETTER STRANCH & JENNINGS, PLLC 227 2nd Avenue North 4th Floor Nashville, TN Fax: Joel H. Bernstein LABATON SUCHAROW, LLP 140 Broadway New York, NY Fax: PRO HAC VICE Stefanie J. Sundel LABATON SUCHAROW, LLP 140 Broadway New York, NY Fax: taylor henry represented by Frank L. Watson, III Plaintiff Floyd Kopf Plaintiff Greg Pohl Plaintiff Joy Pohl represented by Frank L. Watson, III represented by Frank L. Watson, III represented by Frank L. Watson, III

10 Plaintiff The Lion Fund, L.P. represented by Louis Gottlieb LABATON SUCHAROW, LLP 140 Broadway New York, NY Fax: PRO HAC VICE Plaintiff J. Gerard Stranch, IV Dr. J. Samir Sulieman represented by Louis Gottlieb PRO HAC VICE Plaintiff J. Gerard Stranch, IV Larry Lattimore represented by Louis Gottlieb PRO HAC VICE J. Gerard Stranch, IV V. Movant Joseph W Gilmore represented by Charles Wesley Fowler THE FOWLER LAW FIRM 119 S. Main Street, Suite 500 Memphis, TN Fax: wfowler@wesfowlerlaw.com Movant RMK Investor Group represented by J. Gerard Stranch, IV

11 Movant James N. Maddox represented by B. J. Wade V. Morgan Keegan & Company, Inc. represented by Shepherd D. Tate BASS BERRY & SIMS PLC- Memphis 100 Peabody Place Ste. 900 Memphis, TN Fax: Matthew M. Curley BASS BERRY & SIMS PLC 150 Third Avenue South Ste Nashville, TN Michael A. Brady BASS BERRY & SIMS PLC- Memphis The Tower at Peabody Place 100 Peabody Place Ste. 900 Memphis, TN Fax: Michael L. Dagley BASS BERRY & SIMS PLC 150 Third Avenue South Ste Nashville, TN

12 Fax: Morgan Asset Management, Inc. represented by Shepherd D. Tate Matthew M. Curley Michael A. Brady Michael L. Dagley Regions Financial Corporation represented by David B. Tulchin SULLIVAN & CROMWELL, LLP 125 Broad Street New York, NY Fax: D. Andrew Pietro SULLIVAN & CROMWELL, LLP 125 Broad Street New York, NY Fax: David E. Swarts SULLIVAN & CROMWELL, LLP 125 Broad Street New York, NY Fax:

13 Peter S. Fruin MAYNARD COOPER & GALE, PC th Avenue North Suite 2400 Birmingham, AL Fax: Morgan Keegan Select Fund, Inc. represented by Jeffrey B. Maletta K & L GATES LLP 1601 K. Street, N.W. Washington, DC Fax: jeffrey.maletta@klgates.com TER MINA TED: 03 /11 /2010 Asa R. Danes SEEGER WEISS LLP One WIlliam Street New York, NY Fax: adanes@seegerweiss.com TER MINA TED: 12 /15 /2010 Kevin C. Logue PAUL HASTINGS JANOFSKY & WALKER, LLP- New York 75 East 55th Street New York, NY Fax: kevinlogue@paulhastings.com Nicole A. Baker K & L GATES LLP 1601 K. Street, N.W. Washington, DC Fax: nicole.baker@klgates.com

14 TERMINATED: 03/16/2 010 RMK Multi-Sector High Income Fund, represented by Jeffrey B. Maletta Inc. TERMINATED: 03/16/2010 Kevin C. Logue Asa R. Danes TERMINATED: 12/15/2010 Nicole A. Baker TERMINATED: 03/16/2010 MK Holding, Inc. represented by Shepherd D. Tate Matthew M. Curley Michael A. Brady Michael L. Dagley Carter E. Anthony represented by R. Harold Meeks, Jr. PURSLEY LOWERY & MEEKS, LLP 260 Peachtree Street Suite 2000 Atlanta, GA

15 Fax: Steven Lawrence Polk SUTHERLAND ASBILL & BRENNAN LLP 999 Peachtree Street N.E. Suite 2300 Atlanta, GA Fax: Robin A. Besaw PURSLEY LOWERY & MEEKS, LLP 260 Peachtree Street Suite 2000 Atlanta, GA Fax: Allen B. Morgan, Jr. represented by Steven Lawrence Polk Joseph C. Weller represented by Steven Lawrence Polk James Stillman R. McFadden represented by Jeffrey B. Maletta Nicole A. Baker

16 Archie W. Willis, III represented by Jeffrey B. Maletta Nicole A. Baker Mary S. Stone represented by Jeffrey B. Maletta Nicole A. Baker W. Randall Pittman represented by Jeffrey B. Maletta Nicole A. Baker J. Kenneth Alderman represented by Steven Lawrence Polk Brian B. Sullivan represented by Steven Lawrence Polk J. Thompson Weller represented by Steven Lawrence Polk Charles D. Maxwell represented by Steven Lawrence Polk

17 James C. Kelsoe, Jr. represented by Steven Lawrence Polk David H. Tannehill represented by Steven Lawrence Polk Michele F. Wood represented by Steven Lawrence Polk Jack R. Blair represented by Jeffrey B. Maletta Nicole A. Baker Albert C. Johnson represented by Jeffrey B. Maletta Frank L. Watson, III Nicole A. Baker PricewaterhouseCoopers LLP represented by Emily Nicklin KIRKLAND & ELLIS LLP

18 300 North LaSalle Street Chicago, IL Fax: Timothy A. Duffy KIRKLAND & ELLIS LLP 300 North LaSalle Street Chicago, IL Fax: Eugene J. Podesta, Jr. BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ 165 Madison Ave. Ste Memphis, TN Fax: Kristopher S. Ritter KIRKLAND & ELLIS LLP 300 North LaSalle Street Chicago, IL Fax: Leo Maurice Bearman, Jr. BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ- Memphis 165 Madison Ave. Ste Memphis, TN Fax:

19 RMK High Income Fund, Inc. RMK Strategic Income Fund, Inc. RMK Advantage Income Fund, Inc. Trustee C. Fred Daniels represented by Louis Gottlieb PRO HAC VICE J. Gerard Stranch, IV Date Filed # Docket Text 12/21/ COMPLAINT against Allen B. Morgan, Jr, Joseph C. Weller, James Stillman R. McFadden, Archie W. Willis, III, Mary S. Stone, W. Randall Pittman, J. Kenneth Alderman, Brian B. Sullivan, J. Thompson Weller, Charles D. Maxwell, James C. Kelsoe, Jr, David H. Tannehill, Michele F. Wood, Jack R. Blair, Albert C. Johnson, PricewaterhouseCoopers LLP, Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., Regions Financial Corporation, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc., MK Holding, Inc. and Carter E. Anthony, filed by Elizabeth P. Willis, Sam H. Pearson. (Attachments: # 1 Civil Cover Sheet, # 2 Plaintiffs Certification, # 3 Plaintiffs Certification, # 4 Judge Assignment Cards)(cas) (Entered: 12/27/2007) 12/27/ Case initiation fee: $ , receipt number M (agj, ) (Entered: 12/31/2007) 01/09/ Summons Issued as to Regions Financial Corporation. (vjm, ) (Entered: 01/10/2008) 01/11/2008 In compliance with this district's magistrate case assignment equalization plan: Magistrate Judge S. Thomas Anderson added and Magistrate Judge Tu M. Pham no longer assigned to case. (wbe, ) (Entered: 01/11/2008) 01/11/2008 Magistrate Judge S. Thomas Anderson added. Magistrate Judge Tu M. Pham no longer assigned to case. (cas) (Entered: 01/14/2008) 01/15/ Summons Issued as to PricewaterhouseCoopers LLP. (jld, ) (Entered: 01/16/2008) 01/15/ Summons Issued as to PricewaterhouseCoopers LLP, with the address of 50 N. Front St. Suite (jld, ) (Entered: 01/16/2008) 01/21/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Regions Financial Corporation served on 1/14/2008, answer due 2/4/2008. (Wade, B.) (Entered: 01/21/2008) 01/21/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson.

20 PricewaterhouseCoopers LLP served on 1/17/2008, answer due 2/6/2008. (Wade, B.) (Entered: 01/21/2008) 01/30/ NOTICE of Appearance by Shepherd D. Tate on behalf of Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Tate, Shepherd) (Entered: 01/30/2008) 01/30/ NOTICE of Appearance by Michael A. Brady on behalf of Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Brady, Michael) (Entered: 01/30/2008) 01/30/ NOTICE of Appearance by Michael L. Dagley on behalf of Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Dagley, Michael) (Entered: 01/30/2008) 01/30/ NOTICE of Appearance by Matthew M. Curley on behalf of Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Curley, Matthew) (Entered: 01/30/2008) 01/30/ MOTION for Extension of Time to File Answer re 1 Complaint,, or to otherwise respond to the Complaint (proposed order submitted) by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc.. (Attachments: # 1 Certificate of Consultation Certificate of Consultation -- the parties are in agreement, # 2 Exhibit Proposed Order granting extension)(curley, Matthew) (Entered: 01/30/2008) 01/31/ COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 12 MOTION for Extension of Time to File Answer re 1 Complaint,, or to otherwise respond to the Complaint (proposed order submitted) MOTION for Extension of Time to File Answer re 1 Complaint,, or to otherwise respond to the Complaint (proposed order submitted) filed by Morgan Asset Management, Inc., MK Holding, Inc. and Morgan Keegan & Company, Inc. has been filed. For future reference, please note that the proposed order is NOT to be filed as an attachment to the Motion. The order is to be submitted to the Judges ECF address in a word document format with the docket entry text reflecting proposed order submitted. If the order has not been submitted to the Judge via that should be done at this time. Filer is not required to resubmit the Motion or take any additional action regarding this Notice. (cas) (Entered: 01/31/2008) 02/04/ MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) by Pete Aviotti, Jr, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Harvey Berkey, Estate of Kathryn S. Cashdollar, Albert R Colombo, Patricia A Colombo, Dajalis, LTD, Brenda Blatt, Diana W Crump, Lloyd R Thomas, M.D., Frank D Tutor, Gwendolyn T Tutor. (Attachments: # 1 Memorandum In Support of Motion for Partial Consolidation, Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel, # 2 Affidavit of Jerome A. Broadhurst, # 3 Certificate of Consultation, # 4 Certificate of Service)(Broadhurst, Jerome) (Entered: 02/04/2008) 02/04/ MOTION of Robinson and Masseys to Serve as Lead Plaintiffs and for Approval of Selection of Co-Lead Counsel. Filed by G. A. Robinson, III, Sam C. Massey, III, Margaret Massey. (Attachments: # 1 Memorandum, # 2 Appendix One-In re

21 American Service Group, # 3 Appendix Two-Unumprovident Corp. Securities Litigation, # 4 Appendix Three-Masseys Lead Plaintiff Certification, # 5 Appendix Four-G.A. Robinson Lead Plaintiff Certification, # 6 Declaration of H. Naill Falls, Jr., # 7 Exhibit One-SNI Firm Resume, # 8 Exhibit Two-Falls & Veach Resume, # 9 Exhibit Three-Notice of Class Action)(cas) (Entered: 02/05/2008) 02/05/ ORDER granting 12 Motion for Extension of Time to Answer or otherwise respond re 1 Complaint; Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., and MK Holding, Inc. answers due 3/31/2008. Signed by Judge Samuel H. Mays, Jr on 2/4/08. (Mays, Samuel) (Entered: 02/05/2008) 02/12/ NOTICE of Appearance by David B. Tulchin on behalf of Regions Financial Corporation (Tulchin, David) (Entered: 02/12/2008) 02/12/ NOTICE of Appearance by David E. Swarts on behalf of Regions Financial Corporation (Swarts, David) (Entered: 02/12/2008) 02/12/ NOTICE of Appearance by D. Andrew Pietro on behalf of Regions Financial Corporation (Pietro, D.) (Entered: 02/12/2008) 02/13/ COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, documents 17, 18 and 19 Notices of Appearance filed by Regions Financial Corporation have been filed. For future reference, please note that the documents were filed with a "wet signature". For future filings please follow the e-signature format which is "s/ Attorneys Typed Name". Filer is not required to resubmit any of the Notices or take any other action regarding this Notice. (cas) (Entered: 02/13/2008) 02/19/ RESPONSE in Opposition re 14 MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) filed by G. A. Robinson, III. (Attachments: # 1 Appendix Goodyear Tire decision, # 2 Appendix In re Bally Total Fitness, # 3 Appendix Goldberger v. PXRE, # 4 Appendix In re Landry's Seafood, # 5 Appendix Schonfield v. Dendreon, # 6 Appendix Rosalind Maiden decision, # 7 Appendix In re Tarragon Corp., # 8 Appendix Ruland v. Infosonics, # 9 Appendix Cal. Civil Code section , # 10 Appendix In re Perigrine Systems, # 11 Appendix Miller v. Ventro, # 12 Appendix In re Nanophase Tech., # 13 Appendix)(Falls, Harold) (Entered: 02/19/2008) 02/19/ Summons Issued as to Albert C. Johnson. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Jack R. Blair. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Michele F. Wood. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to David H. Tannehill. (jld, ) (Entered: 02/21/2008)

22 02/19/ Summons Issued as to James C. Kelsoe, Jr. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Charles D. Maxwell. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to J. Thompson Weller. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Brian B. Sullivan. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to J. Kenneth Alderman. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to W. Randall Pittman. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Mary S. Stone. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Archie W. Willis, III. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to James Stillman R. McFadden. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Joseph C. Weller. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Allen B. Morgan, Jr. (jld, ) (Entered: 02/21/2008) 02/19/ Summons Issued as to Carter E. Anthony. (jld, ) (Entered: 02/21/2008) 02/21/ NOTICE of Appearance by Steven Lawrence Polk on behalf of Allen B. Morgan, Jr, J. Kenneth Alderman, Brian B. Sullivan, J. Thompson Weller, Charles D. Maxwell, James C. Kelsoe, Jr, David H. Tannehill, Michele F. Wood, Carter E. Anthony (Polk, Steven) (Entered: 02/21/2008) 02/21/ NOTICE of Appearance by Nicole A. Baker on behalf of James Stillman R. McFadden, Archie W. Willis, III, Mary S. Stone, W. Randall Pittman, Jack R. Blair, Albert C. Johnson, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc. (Baker, Nicole) (Entered: 02/21/2008) 02/21/ NOTICE of Appearance by Jeffrey B. Maletta on behalf of James Stillman R. McFadden, Archie W. Willis, III, Mary S. Stone, W. Randall Pittman, Jack R. Blair, Albert C. Johnson, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc. (Maletta, Jeffrey) (Entered: 02/21/2008) 02/22/ RESPONSE in Opposition re 16 MOTION, Memorandum of Law by Aviotti/Landers Group in Opposition to Competing Motions for Lead Plaintiff and Lead Counsel filed by Larry D Shaw, Pete Aviotti, Jr, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Harvey Berkey, Estate of Kathryn S. Cashdollar, Albert R Colombo, Patricia A Colombo, Dajalis, LTD, Brenda Blatt, Diana W Crump, Lloyd R Thomas, M.D., Frank D Tutor, Gwendolyn T Tutor. (Attachments: # 1 Second Broadhurst Declaration, # 2 Midanek Declaration, # 3 Aviotti Declaration, # 4 Reaves Declaration, # 5 Certificate of Service)(Broadhurst, Jerome) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Jack R. Blair served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Michele F. Wood served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Archie W. Willis, III served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered:

23 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Albert C. Johnson served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. James Stillman R. McFadden served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Joseph C. Weller served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Brian B. Sullivan served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Mary S. Stone served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. J. Kenneth Alderman served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. W. Randall Pittman served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Allen B. Morgan, Jr served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. J. Thompson Weller served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. David H. Tannehill served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis. James C. Kelsoe, Jr served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Charles D. Maxwell served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/ SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Carter E. Anthony served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/26/ Corporate Disclosure Statement by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. identifying Corporate Parent Regions Financial Corporation for MK Holding, Inc., Morgan Keegan & Company, Inc.; Corporate Parent MK Holding, Inc. for Morgan Asset Management, Inc... (Curley, Matthew) (Entered: 02/26/2008)

24 03/04/ SETTING LETTER: Scheduling Conference set Monday, 4/7/2008 at 09:15 AM in Courtroom 2 - Memphis before Judge Samuel H. Mays Jr. (jl) (Entered: 03/04/2008) 03/05/ MOTION for Leave to File a Reply Brief in Further Support of their Motion to Consolidate Related Actions, Appoint Lead Plaintiff and Approve Lead Plaintiffs Selection of Lead and Liaison Counsel (proposed order submitted) by The McDonald Group. (Attachments: # 1 Certificate of Consultation)(Wade, B.) (Entered: 03/05/2008) 03/05/ MOTION for Leave to File Reply in Further Support of the Aviotti/Landers Group's Motion to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) by Larry D Shaw, Pete Aviotti, Jr, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Harvey Berkey, Estate of Kathryn S. Cashdollar, Albert R Colombo, Patricia A Colombo, Dajalis, LTD, Brenda Blatt, Diana W Crump, Lloyd R Thomas, M.D., Frank D Tutor, Gwendolyn T Tutor. (Attachments: # 1 Certificate of Consultation)(Broadhurst, Jerome) (Entered: 03/05/2008) 03/05/ MOTION for Leave to File Reply Brief (Proposed Order Submitted) by Mechanical Contractors - U.A. Local 119 Health and Pension Plans. (Attachments: # 1 Certificate of Consultation)(Stranch, J.) (Entered: 03/05/2008) 03/05/ MOTION for Leave to Appear Pro Hac Vice for Beth A. Keller by Mechanical Contractors - U.A. Local 119 Health and Pension Plans (proposed order submitted). (Attachments: # 1 Attorney Certificate)(cas) (Entered: 03/06/2008) 03/05/ MOTION for Leave to Appear Pro Hac Vice for Christopher Marlborough by Mechanical Contractors - U.A. Local 119 Health and Pension Plans (proposed order submitted). (Attachments: # 1 Attorney Certificate)(cas) (Entered: 03/06/2008) 03/05/ MOTION for Leave to Appear Pro Hac Vice for Emily C. Komlossy by Mechanical Contractors - U.A. Local 119 Health and Pension Plans (proposed order submitted). (Attachments: # 1 Attorney Certificate)(cas) (Entered: 03/06/2008) 03/06/ Filing fee of $ received, receipt number M , for 63, 64 and 65 Motions Pro Hac Vice of Beth A. Keller, Christopher Marlborough and Emily C. Komlossy. (cas) (Entered: 03/06/2008) 03/06/ NOTICE of Appearance by Steven Lawrence Polk on behalf of Joseph C. Weller (Polk, Steven) (Entered: 03/06/2008) 03/11/ ORDER granting 62 Local 1 19's Motion for Leave to File reply to responses filed by movants for appointment of lead plaintiff and lead counsel. Signed by Judge Samuel H. Mays, Jr on 3/10/08. (Mays, Samuel) (Entered: 03/11/2008) 03/12/ ORDER granting 60 Motion for Leave to File Reply. The McDonald Group may file a reply in further support of its motion to consolidate related actions, appoint lead plaintiff, and approve lead plaintiff's selection of lead and liaison counsel. Signed by Judge Samuel H. Mays, Jr on 3/10/08. (Mays, Samuel) (Entered: 03/12/2008) 03/12/ ORDER granting 61 Motion for Leave to File Reply. The Aviotti/Landers Group may file a reply in further support of its motion to consolidate cases, appointment of lead plaintiffs, approval of selection of lead counsel, and approval of selection of liaison

25 counsel. Signed by Judge Samuel H. Mays, Jr on 3/10/08. (Mays, Samuel) (Entered: 03/12/2008) 03/12/ ORDER granting 63, granting 64, granting 65 Motions for Leave to Appear Pro Hac Vice. Beth A. Keller, Christopher Marlborough and Emily C. Komlossy are admitted pro hac vice to appear in t his matter on behalf of Mechanical Contractors - U.S. Local 119 Health and Pension Plans. Signed by Judge Samuel H. Mays, Jr on 3/10/08. (Mays, Samuel) (Entered: 03/12/2008) 03/12/ NOTICE OF CANCELLATION: The SCHEDULING CONFERENCE set on MONDAY, APRIL 7, 2008 at 9:15 A.M. before United States District Judge Samuel H. Mays, Jr., HAS BEEN CANCELLED, to be reset upon notice. (Entered: 03/12/2008) 03/18/ NOTICE of Appearance by Timothy A. Duffy on behalf of PricewaterhouseCoopers LLP (Duffy, Timothy) (Entered: 03/18/2008) 03/18/ NOTICE of Appearance by Emily Nicklin on behalf of PricewaterhouseCoopers LLP (Nicklin, Emily) (Entered: 03/18/2008) 03/19/ NOTICE of Appearance by Leo Maurice Bearman, Jr on behalf of PricewaterhouseCoopers LLP (Bearman, Leo) (Entered: 03/19/2008) 03/19/ NOTICE of Appearance by Eugene J. Podesta, Jr on behalf of PricewaterhouseCoopers LLP (Podesta, Eugene) (Entered: 03/19/2008) 03/26/ Corporate Disclosure Statement by James Stillman R. McFadden, Archie W. Willis, III, Mary S. Stone, W. Randall Pittman, Jack R. Blair, Albert C. Johnson, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc.. (Maletta, Jeffrey) (Entered: 03/26/2008) 03/26/ REPLY to Response to Motion re 14 MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) Reply Memorandum of Law in Support of Motion filed by Larry D Shaw, Pete Aviotti, Jr, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Harvey Berkey, Estate of Kathryn S. Cashdollar, Albert R Colombo, Patricia A Colombo, Dajalis, LTD, Brenda Blatt, Diana W Crump, Lloyd R Thomas, M.D., Frank D Tutor, Gwendolyn T Tutor. (Attachments: # 1 Third Declaration of Jerome A. Broadhurst in Support of Motion, # 2 Certificate of Service)(Broadhurst, Jerome) (Entered: 03/26/2008) 04/09/ NOTICE by Mechanical Contractors - U.A. Local 119 Health and Pension Plans of Supplemental Authority (Attachments: # 1 Supplement Authority: 4/4/2008 Consolidation Order re Syntax-Brillian Corp. (CV PHX-FJM, District of Arizona))(Stranch, J.) (Entered: 04/09/2008)

26 04/11/ RESPONSE to Motion re (51 in 2:07-cv SHM-dkv, 51 in 2:07-cv SHM-dkv) MOTION to Consolidate Cases MOTION to Appoint Counsel and Appoint Lead Plaintiff Aviotti/Landers Group Response to Notice of Supplemental Authority Filed by Mechanical Contractors-U.A. Local 119 Health and Pension Plans (Docket No. 137, Case No. 2: 07-cv-02784; Docket No. 79, Case No. 2: 07-cv-02830) filed by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar. Associated Cases: 2:07-cv SHMdkv, 2:07-cv SHM-sta, 2:08-cv SHM-dkv(Broadhurst, Jerome) (Entered: 04/11/2008) 04/16/ NOTICE by McDonald Group The McDonald Group's Notice of Filing (Attachments: # 1 Cortese v. Radian Group, # 2 In re Am. Serv. Group)Associated Cases: 2:07-cv SHM-dkv et al.(wade, B.) (Entered: 04/16/2008) 04/16/ AFFIDAVIT re (37 in 2:08-cv SHM-dkv, 9 in 2:08-cv SHM-dkv, 81 in 2:07-cv SHM-sta, 139 in 2:07-cv SHM-dkv, 38 in 2:08-cv SHM-dkv, 13 in 2:08-cv dkv, 3 in 2:08-cv SHM-dkv, 78 in 2:08-cv SHM-dkv, 54 in 2:08-cv SHM-sta) Notice (Other) Declaration of BJ Wade in Support of the McDonald Group's Notice of Filing by McDonald Group. (Attachments: # 1 Exhibit A)Associated Cases: 2:07-cv SHM-dkv et al.(wade, B.) (Entered: 04/16/2008) 04/21/ RESPONSE to Motion re (55 in 2:07-cv SHM-dkv) MOTION to Appoint Counsel The McDonald Group's Motion to Consolidate Related Actions, Appoint Lead Plaintiff and Approve Lead Plaintiff's Selection of Lead and Liaison Counsel; proposed order submitted Aviotti/Landers Group's Response to McDonald Group's "Notice of Filing" (Dkt#139, Case #2: 07-cv-02784; Dkt#81, Case #2: 07-cv-02830; Dkt#38, Case #2: 08-cv-02071) filed by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar. (Attachments: # 1 Unreported Case: In re Oracle Corp. Sec. Litig., No. C MJJ, 2005 WL (N.D. Cal. Apr. 22, 2005), # 2 Unreported case: Dollens v. Zionts, No. 01 C 5931, 2001 WL (N.D. Ill. Dec. 4, 2001), # 3 Certificate of Service)Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-sta, 2:08-cv SHM-dkv(Broadhurst, Jerome) (Entered: 04/21/2008) 05/22/2008 Unassigned 7 added. Judge S. Thomas Anderson no longer assigned to case. (cas) (Entered: 05/22/2008) 06/19/ RESPONSE to Motion re (68 in 2:08-cv SHM) Joint MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel re (66) Notice (Other) filed by Mechanical Contractors - U.A. Local 119 Health and Pension Plans. Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM, 2:08-cv SHM-dkv, 2:08-cv SHM, 2:08-cv SHM-dkv(Stranch, J.) (Entered: 06/19/2008) 06/26/ RESPONSE to Motion re (68 in 2:08-cv SHM) Joint MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel re (66) Notice (Other) and to Local 119's resonse thereto filed by G.A. Robinson. Associated Cases: 2:07-cv SHM-dkv et al.(falls, Harold) (Entered: 06/26/2008)

27 06/27/ RESPONSE to Motion re (68 in 2:08-cv SHM) Joint MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel re (66) Notice (Other) filed by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Fred Krimm, Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Noah B Kimball, M.D., Charles B Anderson, M.D., Andrea L Anderson, James H Frazier, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar. (Attachments: # 1 Certificate of Service)Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM, 2:08-cv SHM-dkv, 2:08-cv SHM, 2:08-cv SHM-dkv(Broadhurst, Jerome) (Entered: 06/27/2008) 07/02/ Magistrate Judge Diane K. Vescovo added. Unassigned 7 no longer assigned to case. (wro, ) (agj, ). (Entered: 07/02/2008) 07/08/ NOTICE of Appearance by Peter S. Fruin on behalf of Regions Financial Corporation (Fruin, Peter) (Entered: 07/08/2008) 07/25/ NOTICE by The McDonald Group of Withdrawal of Motion of the McDonald Group for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiffs Selection of Lead and Liaison Counsel (Wade, B.) (Entered: 07/25/2008) 07/28/ STATUS REPORT Response to withdrawal of McDonald Group's lead plaintiff motion and summary of status of remaining lead plaintiff motions by G. A. Robinson, III. Associated Cases: 2:07-cv SHM-dkv et al.(falls, Harold) (Entered: 07/28/2008) 08/15/ STATUS REPORT Aviotti/Landers Group's Status Report Regarding Remaining Lead Plaintiff Motions and Consolidation of Cases by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar. (Attachments: # 1 Declaration of Jerome A. Broadhurst, # 2 Certificate of Service)Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv, 2:08- cv shm-dkv, 2:08-cv SHM-dkv, 2:08-cv SHM-dkv(Broadhurst, Jerome) (Entered: 08/15/2008) 08/19/ NOTICE by Mechanical Contractors - U.A. Local 119 Health and Pension Plans re (51 in 2:07-cv SHM-dkv, 51 in 2:07-cv SHM-dkv) MOTION to Consolidate Cases MOTION to Appoint Counsel and Appoint Lead Plaintiff to Withdraw Motion to Consolidate, Appoint Lead Counsel and Lead Plaintiff Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv, 2:08-cv SHM-dkv, 2:08-cv SHM-dkv, 2:08-cv SHM-dkv(Stranch, J.) (Entered: 08/19/2008) 08/21/ NOTICE by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar of Withdrawal of Pete Aviotti, Jr., as a Plaintiff and as a Member of the Aviotti/Landers Group Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv, 2:08-cv SHM-dkv, 2:08- cv shm-dkv, 2:08-cv SHM-dkv(Broadhurst, Jerome) (Entered: 08/21/2008)

28 09/23/ ORDER GRANTING IN PART AND DENYING IN PART MOTIONS FOR PARTIAL CONSOLIDATION, APPOINTMENT OF LEAD PLAINTIFF, AND APPROVAL OF COUNSEL. Signed by Judge Samuel H. Mays, Jr on September 23, (Mays, Samuel) (Entered: 09/23/2008) 10/17/ NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Attachments: # 1 Exhibit A1 Motion for Transfer of Actions, # 2 Exhibit A2 Memorandum in Support of Motion for Transfer of Actions, # 3 Schedule of Actions (Exh A to Motion), # 4 Exhibit A to Memorandum [Atkinson (2:07-cv ) docket], # 5 Exhibit B to Memorandum [Atkinson (08-cv-02694) docket], # 6 Exhibit C to Memorandum [Willis docket], # 7 Exhibit D to Memorandum [Hartman docket], # 8 Exhibit E to Memorandum [Gregory docket], # 9 Exhibit F to Memorandum [DeJoseph docket], # 10 Exhibit G to Memorandum [Daniels (McAbee) docket], # 11 Exhibit H to Memorandum [Daniels (McAbee II) docket], # 12 Exhibit I to Memorandum [Daniels (Von Gal) docket], # 13 Exhibit J to Memorandum [Daniels (KPS) docket], # 14 Exhibit K to Memorandum [Daniels (Cade) docket], # 15 Exhibit L to Memorandum [Stein docket], # 16 Exhibit M to Memorandum [Ryan docket], # 17 Exhibit N to Memorandum [Hamby docket], # 18 Exhibit O to Memorandum [Shamblin docket], # 19 Exhibit P to Memorandum [Jackson docket], # 20 Exhibit Q to Memorandum [Williams docket], # 21 Exhibit R to Memorandum [Thompson docket], # 22 Exhibit S to Memorandum [Landers docket], # 23 Exhibit T to Memorandum [Woods docket], # 24 Exhibit U to Memorandum [Firefighters docket], # 25 Exhibit V to Memorandum [Eilenberg docket], # 26 Exhibit W to Memorandum [Bentley docket], # 27 Exhibit X (1 of 2) to Memorandum [Atkinson (2:07-cv-02784) Compl.], # 28 Exhibit X (2 of 2) to Memorandum [Atkinson (2:07-cv-02784) Compl.], # 29 Exhibit Y to Memorandum [Atkinson (08-cv-02964) Compl.], # 30 Exhibit Z to Memorandum [Willis Compl.], # 31 Exhibit AA to Memorandum [Hartman Compl.], # 32 Exhibit BB to Memorandum [Gregory Compl.], # 33 Exhibit CC to Memorandum [DeJoseph Compl.], # 34 Exhibit DD to Memorandum [Daniels (McAbee) Compl.], # 35 Exhibit EE to Memorandum [Daniels (McAbee II) Compl.], # 36 Exhibit FF to Memorandum [Daniels (Von Gal) Compl.], # 37 Exhibit GG to Memorandum [Daniels (KPS) Compl.], # 38 Exhibit HH to Memorandum [Daniels (Cade) Compl.], # 39 Exhibit II to Memorandum [Stein Compl.], # 40 Exhibit JJ to Memorandum [Ryan Compl.], # 41 Exhibit KK to Memorandum [Hamby Compl.], # 42 Exhibit LL to Memorandum [Shamblin Compl.], # 43 Exhibit MM to Memorandum [Jackson Compl.], # 44 Exhibit NN to Memorandum [Williams Compl.], # 45 Exhibit OO to Memorandum [Thompson Compl.], # 46 Exhibit PP (1 of 5) to Memorandum [Landers Compl.], # 47 Exhibit PP (2 of 5) to Memorandum [Landers Compl.], # 48 Exhibit PP (3 of 5) to Memorandum [Landers Compl.], # 49 Exhibit PP (4 of 5) to Memorandum [Landers Compl.], # 50 Exhibit PP (5 of 5) to Memorandum [Landers Compl.], # 51 Exhibit QQ to Memorandum [Woods Compl.], # 52 Exhibit RR to Memorandum [Firefighters Compl.], # 53 Exhibit SS to Memorandum [Eilenberg Compl.], # 54 Exhibit TT to Memorandum [Bentley Compl.], # 55 Exhibit UU to Memorandum Table C-6, # 56 Exhibit VV to Memorandum (Pending MDL Dockets))(Curley, Matthew) (Entered: 10/17/2008) 12/12/ MOTION OF THE RMK OPEN-END FUNDS GROUP FOR APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD AND LIAISON COUNSEL, proposed order submitted, by Frank D Tutor, H Austin Landers, Jeanette H Landers, Dajalis, LTD, Estate of Kathryn S. Cashdollar. (Attachments: # 1

29 Memorandum of Law in Support of the RMK Open-End Funds Group's Motion for Appointment of Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel, # 2 Affidavit Jerome A. Broadhurst, # 3 Certificate of Consultation, # 4 Certificate of Service)Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv, 2:08-cv SHM-dkv(Broadhurst, Jerome) (Entered: 12/12/2008) 12/12/ COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 96 MOTION OF THE RMK OPEN-END FUNDS GROUP FOR APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD AND LIAISON COUNSEL has been filed by Dajalis, LTD, Frank D Tutor, H Austin Landers, Jeanette H Landers, Estate of Kathryn S. Cashdollar. For future reference, please note that a Certificate of Service is to be included with each document (ie. Motion, Memorandrum, Affidavit, Certificate of Consultation) that is filed. Filer is not required to resubmit document. (csf) (Entered: 12/16/2008) 12/18/ MOTION to Stay and for Order Precluding Arbitration o f Derivative and Class Claims (proposed order submitted) by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Certificate of Consultation)(Curley, Matthew) (Entered: 12/18/2008) 12/18/ AFFIDAVIT re 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) proposed order submitted by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit 1 Woods Complaint, # 2 Exhibit Claimants' Statement of Claim in Koella, # 3 Exhibit 3A Claimants' Motion for Issuance of Subpoena in Koella, # 4 Exhibit 3B Response of Claimants to Objection of Morgan Keegan, # 5 Exhibit 4 Claimants' Renewed Motion for Issuance of Revised Subpoena to Morgan Asset Mgmt, # 6 Exhibit 5 Claimants' First Request for Production, # 7 Exhibit 6 Copy of Subpoena served on Morgan Asset Mgmt Inc in Koella, # 8 Exhibit 7 Letter of J Pendergast to S Tate, # 9 Exhibit 8A Statement of Claim, # 10 Exhibit 8B Claimants' Motion to Compel in Ackerman, # 11 Exhibit 8C Order granting Motion to Compel in Ackerman, # 12 Exhibit 9 Woods Order, # 13 Exhibit 10 FINRA Rules, # 14 Exhibit 11 Letter of S Beall to K Rosen, # 15 Exhibit 12 One of Koella Claimants Morgan Keegan Client Agreement, # 16 Exhibit 13 Letter of M Brady to G Friedman)(Curley, Matthew) (Entered: 12/18/2008) 12/18/ MOTION Exceed Page Limit proposed order submitted by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit A Memorandum of Law)(Curley, Matthew) (Entered: 12/18/2008) 12/18/ DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims has been filed by Morgan Asset Management, Inc., Morgan Keegan & Company, Inc. However, the following deficiency has been found: On page one of your Motion it states that a memorandum will accompany the Motion, but there is no memorandum attached. The Memorandum can be filed as a "Memorandum In Support of Motion" under the events category Responses and Replies. There is no Certificate of Service on the Certificate of Consultation. Certificate of Service can be filed as a "Notice of Correction" under the events category Notice. The filer has one business day to correct the deficiency. (csf) (Entered: 12/23/2008) 12/18/ COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure,

30 document 100 MOTION Exceed Page Limit has been filed by Morgan Asset Management, Inc., Morgan Keegan & Company, Inc. For future reference, please note there is no Certificate of Consultation included with the Motion. The Certificate can be filed as a "Notice of Correction" under the events category Notices. Filer is not required to resubmit document. (csf) (Entered: 12/23/2008) 12/19/ NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc. re 100 MOTION Exceed Page Limit proposed order submitted (Curley, Matthew) (Entered: 12/19/2008) 12/19/ ORDER granting 100 Motion to Exceed Page Limit. Signed by Judge Samuel H. Mays, Jr on 12/19/2008. (Mays, Samuel) (Entered: 12/22/2008) 12/23/ Notice of Correction to 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) Certificate of Consultation. (Curley, Matthew) (Entered: 12/23/2008) 12/23/ Notice of Correction to 100 MOTION Exceed Page Limit proposed order submitted Certificate of Consultation. (Curley, Matthew) (Entered: 12/23/2008) 12/23/ MEMORANDUM in Support re 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) filed by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Curley, Matthew) (Entered: 12/23/2008) 12/31/ NOTICE of Appearance by Harold Naill Falls, Jr on behalf of Ernest Koella Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv(Falls, Harold) (Entered: 12/31/2008) 12/31/ First MOTION for Extension of Time to File Response/Reply proposed order submitted by Ernest Koella. Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv(Falls, Harold) (Entered: 12/31/2008) 12/31/ ORDER granting 109 Motion for Extension of Time to File Response/Reply re 109 MOTION for Extension of Time to File Response/Reply Responses due by 1/9/2009. Signed by Judge Samuel H. Mays, Jr on 12/31/2008. (Mays, Samuel) (Entered: 12/31/2008) 01/07/ NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Curley, Matthew) (Entered: 01/07/2009) 01/09/ RESPONSE in Opposition re (98 in 2:07-cv SHM-dkv) MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) filed by Ernest Koella. (Attachments: # 1 Appendix Hantz decision, # 2 Appendix Speroni decision)associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv(Falls, Harold) (Entered: 01/09/2009) 01/09/ AFFIDAVIT re (112 in 2:07-cv SHM-dkv) Response in Opposition to Motion, Declaration of H. Naill Falls Jr. by Ernest Koella. (Attachments: # 1 Exhibit Morgan Keegan submission agreement, # 2 Exhibit Koella-2d motion to compel, # 3 Exhibit MK response to 2d motion to compel, # 4 Exhibit Koella-MK request for referral to arbs, # 5 Exhibit Koella-amended SOC)Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv(Falls, Harold) (Entered: 01/09/2009)

31 01/12/ MOTION for Leave to File Reply and Memorandum in Support (proposed order submitted) by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Certificate of Consultation)(Curley, Matthew) (Entered: 01/12/2009) 01/14/ ORDER granting 114 Motion for Leave to File Reply and Memorandum in Support. Signed by Judge Samuel H. Mays, Jr on 1/14/2009. (Mays, Samuel) (Entered: 01/15/2009) 01/23/ RESPONSE in Support re 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) filed by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Certificate of Service)(Curley, Matthew) (Entered: 01/23/2009) 01/26/ NOTICE by Ernest Koella re (98 in 2:07-cv SHM-dkv) MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) notice of supplemental facts relevant to motion to stay Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv(Falls, Harold) (Entered: 01/26/2009) 01/26/ AFFIDAVIT re (98 in 2:07-cv SHM-dkv) MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) Declaration of H. Naill Falls Jr. in support of notice of supplemental facts by Ernest Koella. (Attachments: # 1 Appendix Letter to FINRA under Rule 12204, # 2 Appendix Sigman-MAM response to subpoena, # 3 Appendix Ferrell-MAM response to subpoena)associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHMdkv(Falls, Harold) (Entered: 01/26/2009) 01/29/ NOTICE of Change of Address by William M. Jeter Associated Cases: 2:07-cv SHM-dkv et al.(jeter, William) (Entered: 01/29/2009) 01/29/ NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc. s' Reply in Response to Koella's Notice of Supplemental Information (Curley, Matthew) (Entered: 01/29/2009) 03/19/ NOTICE by Ernest Koella re (98 in 2:07-cv SHM-dkv) MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) notice of ruling in related arbitration case Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv(Falls, Harold) (Entered: 03/19/2009) 03/19/ AFFIDAVIT re (121 in 2:07-cv SHM-dkv) Notice (Other), Declaration of H. Naill Falls Jr. by Ernest Koella. (Attachments: # 1 Exhibit Muhlbauer statement of claim, # 2 Exhibit Morgan Keegan motion to exclude evidence, # 3 Exhibit transcript of hearing on MK motion)associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv(Falls, Harold) (Entered: 03/19/2009) 04/01/ NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc. re 121 Notice (Other), Response to Koella Claimants' Notice of Arbitration Ruling of Relevance to Motion for Order Precluding Arbitration of Derivative Claims and for a Stay of Discovery (Curley, Matthew) (Entered: 04/01/2009) 04/08/ NOTICE of Appearance by Kristopher S. Ritter on behalf of PricewaterhouseCoopers LLP (Ritter, Kristopher) (Entered: 04/08/2009)

32 04/08/ NOTICE of Change of Address by Kristopher S. Ritter for Kirkland & Ellis LLP (Ritter, Kristopher) (Entered: 04/08/2009) 08/21/ MOTION to Stay Discovery (proposed order submitted) by Morgan Asset Management, Inc.. (Attachments: # 1 Certificate of Consultation)(Curley, Matthew) (Entered: 08/21/2009) 08/21/ AFFIDAVIT re 126 MOTION to Stay Discovery (proposed order submitted) Declaration of Matthew M. Curley by Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21)(Curley, Matthew) (Entered: 08/21/2009) 08/21/ MOTION re 126 MOTION to Stay Discovery (proposed order submitted), 127 Affidavit,, to Exceed Page Limit by Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit A - Memorandum in Support of Motion to Stay Discovery, # 2 Certificate of Consultation)(Curley, Matthew) (Entered: 08/21/2009) 08/24/ COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 128 MOTION re 126 MOTION to Stay Discovery (proposed order submitted), 127 Affidavit,, to Exceed Page Limit filed by Morgan Asset Management, Inc. has been filed. For future reference, please note: More appropriate event would have been "File Excess Pages", not the "Miscellaneous Relief" selected. Filer is not required to resubmit document. (jae) (Entered: 08/24/2009) 08/24/ ORDER GRANTING (203) Motion to exceed the page limitationto exceed the page limitation in case 2:07-cv SHM-dkv; AND ORDER GRANTING (128) Motion to exceed the page limitationto exceed the page limitation in case 2:07-cv SHM-dkv. Signed by Judge Samuel H. Mays, Jr on 8/24/2009. Associated Cases: 2:07-cv SHM-dkv, 2:07-cv SHM-dkv(Mays, Samuel) (Entered: 08/24/2009) 08/25/ MEMORANDUM in Support re 126 MOTION to Stay Discovery (proposed order submitted) filed by Morgan Asset Management, Inc.. (Curley, Matthew) (Entered: 08/25/2009) 09/11/ NOTICE of Appearance by Justin Edward Mitchell on behalf of C Fred Daniels, C. Fred Daniels, C. Fred Daniels, C. Fred Daniels, C. Fred Daniels, C. Fred Daniels Associated Cases: 2:07-cv SHM-dkv et al.(mitchell, Justin) (Entered: 09/11/2009) 09/15/ MEMORANDUM in Support re 126 MOTION to Stay Discovery (proposed order submitted) Supplemental Memorandum in Support of Morgan Asset Management, Inc.'s Motion to Stay Discovery in Louisiana State Court Action filed by Morgan Asset Management, Inc.. (Curley, Matthew) (Entered: 09/15/2009) 09/15/ AFFIDAVIT re 126 MOTION to Stay Discovery (proposed order submitted) Supplemental Declaration of Matthew M. Curley by Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Curley, Matthew) (Entered: 09/15/2009)

33 09/30/ ORDER DENYING DEFENDANT'S MOTION TO PRECLUDE ARBITRATION OF DERIVATIVE AND CLASS CLAIMS AND FOR A STAY OF DISCOVERYSigned by Judge Samuel H. Mays, Jr on September 30, (Mays, Samuel) (Entered: 09/30/2009) 09/30/ ORDER GRANTING RMK OPEN-END FUND GROUP'S MOTION FOR APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL AND LIAISON COUNSEL. Signed by Judge Samuel H. Mays, Jr on September 30, (Mays, Samuel) (Entered: 09/30/2009) 11/18/ NOTICE of Appearance by John McQuiston, II on behalf of Regions Bank Associated Cases: 2:09-md SHM, 2:07-cv SHM-dkv, 2:07-cv SHMdkv(McQuiston, John) (Entered: 11/18/2009) 02/16/ ORDER DENYING WITHOUT PREJUDICE DEFENDANTS' MOTION TO STAY DISCOVERY IN LOUISIANA STATE COURT ACTION. Signed by Judge Samuel H. Mays, Jr., on February 16, (Mays, Samuel) (Entered: 02/16/2010) 02/17/ MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) by C. Fred Daniels. (Attachments: # 1 Certificate of Consultation Certificate of Consultation, # 2 Exhibit Exhibit A)Associated Cases: 2:07-cv SHM-dkv, 2:08-cv SHM-dkv, 2:08-cv SHM-dkv, 2:08-cv SHMdkv, 2:08-cv SHM-dkv(Harvey, Albert) (Entered: 02/17/2010) 03/04/ RESPONSE to Motion re 139 MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) s' Response in Opposition filed by All s. (Curley, Matthew) (Entered: 03/04/2 010) 03/04/ Corporate Disclosure Statement by Regions Morgan Keegan Securities, Derivative and Employee Retirement Income Secuirty Act (ERISA) Litigation. Associated Cases: 2:09-md SHM, 2:07-cv SHM-dkv(Logue, Kevin) (Entered: 03/04/2010) 03/04/ NOTICE of Appearance by Asa R. Danes on behalf of Regions Morgan Keegan Securities, Derivative and Employee Retirement Income Secuirty Act (ERISA) Litigation Associated Cases: 2:09-md SHM, 2:07-cv SHM-dkv(Danes, Asa) (Entered: 03/04/2010) 03/04/ NOTICE of Appearance by Kevin C. Logue on behalf of RMK Multi-Sector High Income Fund, Inc. (Logue, Kevin) (Entered: 03/04/2010) 03/10/ MOTION to Withdraw as Attorney Proposed Order Submitted by Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc.. (Attachments: # 1

34 Certificate of Consultation)Associated Cases: 2:09-md SHM, 2:07-cv SHM-dkv, 2:08-cv SHM-dkv(Maletta, Jeffrey) (Entered: 03/10/2010) 03/11/ ORDER granting 144 Motion to Withdraw as Attorney. Attorneys Jeffrey B. Maletta and Nicole A. Baker are terminated. Signed by Judge Samuel H. Mays, Jr on 3/11/2010. (Mays, Samuel) (Entered: 03/16/2010) 03/16/ Mail Returned as Undeliverable. Mail sent to Nancy Kulesa. (jld) (Entered: 03/17/2010) 03/16/ Mail Returned as Undeliverable. Mail sent to Jeff Nobel. (jld) (Entered: 03/17/2010) 03/18/ RESPONSE in Opposition re (82 in 2:08-cv SHM-dkv, 139 in 2:07-cv SHM-dkv, 79 in 2:08-cv SHM-dkv, 77 in 2:08-cv SHM-dkv, 74 in 2:08-cv SHM-dkv) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) Motion to Unconsolidate/Sever filed by C. Fred Daniels. (Attachments: # 1 Exhibit A, # 2 Exhibit B)Associated Cases: 2: 07-cv SHM-dkv, 2: 08-cv SHM-dkv, 2:08-cv SHM-dkv, 2:08-cv SHM-dkv, 2:08-cv SHM-dkv(Harvey, Albert) (Entered: 03/18/2010) 04/02/ ORDER granting (236) Motion in case 2:07-cv SHM-dkv to File Consolidated Response to s' Motions to Dismiss. The response shall not exceed 140 pages in length. Signed by Magistrate Judge Diane K. Vescovo on 4/2/2010. Associated Cases: 2:07-cv SHM-dkv et al.(vescovo, Diane) (Entered: 04/02/2010) 04/06/ Mail Returned as Undeliverable. Mail sent to Robert Izard. (jld) (Entered: 04/08/2010) 04/22/ MOTION to Appoint Counsel PLAINTIFFS CHARLES JONES, IRA HOROWITZS, AND EDGE PARTNERS, LTD. S MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND OPPOSITION TO TAL GROUPS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF (proposed Order submitted) by Charles H. Jones, Jr, Ira Horowitz, Edge Partners, Ltd.. (Attachments: # 1 MEMORANDUM OF LAW IN SUPPORT OF PLAINTIFFS CHARLES JONES, IRA HOROWITZS, AND EDGE PARTNERS, LTD.S MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND OPPOSITION TO TAL GROUPS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, # 2 Exhibit A - Certifications of Plaintiffs Charles Jones, Edge Partners Ltd and Ira Horowitz, # 3 Exhibit B Certification of Plaintiff C. Fred Daniels, Trustee Ad Litem, # 4 Exhibit C Law Firm Resume for Napoli Bern Ripka, LLP, # 5 Exhibit D Law Firm Resume for Sonn & Erez, PLC, # 6 Exhibit E Declaration of Frank L. Watson, III)(Watson, Frank) (Entered: 04/22/2010) 04/29/ MOTION for Leave to Appear Pro Hac Vice. (Attachments: # 1 Exhibit Declartion of Jeffrey R. Sonn, Esq., # 2 Exhibit Declaration of Scott L. Adkins, Esq., # 3 Exhibit Declaration of Adam J. Gana, # 4 Receipt #M123728)(jld) (Entered: 04/30/2010)

35 04/30/ ORDER granting 152 Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr on 4/30/2010. (Mays, Samuel) (Entered: 05/04/2010) 05/10/ MOTION to Amend/Correct (7 in 2:09-cv SHM-cgc) Amended Complaint,, and Memorandum for Permission to File Second Amended Complaint (Proposed Order Submitted) by C. Fred Daniels. (Attachments: # 1 second amended complaint, # 2 Exhibit a, # 3 Exhibit b, # 4 Exhibit c)associated Cases: 2:09-cv SHM-cgc et al.(harvey, Albert) (Entered: 05/10/2010) 05/26/ Amended MOTION to Amend/Correct AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND OPPOSITION TO TAL GROUPS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF (proposed Order submitted) by Edge Partners, Ltd., Ira Horowitz, Albert C. Johnson, Seymour Warren. (Attachments: # 1 AMENDED MEMORANDUM OF LAW IN SUPPORT OF THEIR AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND OPPOSITION TO TAL GROUPS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, # 2 Exhibit A Plaintiffs Notice Published in Investors Business Daily on April 28, 2010, # 3 Exhibit B Certifications of Plaintiffs Charles Jones, Ira Horowitz, Edge Partners, Ltd. and Seymour Warren, # 4 Exhibit C - Certification of Plaintiff C. Fred Daniels, Trustee Ad Litem, # 5 Exhibit D - Law Firm Resume of Napoli Bern Ripka, LLP, # 6 Exhibit E - Law Firm Resume of Sonn & Erez, PLC, # 7 Exhibit F - Declaration of Frank L. Watson, III)(Watson, Frank) (Entered: 05/26/2010) 05/26/ MOTION MOTION FOR TEMPORARY APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR COUNSEL AS TEMPORARY LEAD COUNSEL (order submitted) by Edge Partners, Ltd., Ira Horowitz, Charles H. Jones, Jr, Seymour Warren. (Attachments: # 1 PLAINTIFFS CHARLES JONES, IRA HOROWITZ, EDGE PARTNERS, LTD., AND SEYMOUR WARRENS MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION FOR TEMPORARY APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR COUNSEL AS TEMPORARY LEAD COUNSEL)(Watson, Frank) (Entered: 05/26/2010) 05/28/ REPLY to Response to Motion re (238 in 2:07-cv SHM-dkv) Response in Opposition to Motion,,,, filed by Jack R. Blair, Albert C. Johnson, William Jeffries Mann, James Stillman R. McFadden, W. Randall Pittman, Mary S. Stone, Archie W. Willis, III. Associated Cases: 2:07-cv SHM-dkv et al.(maletta, Jeffrey) (Entered: 05/28/2010) 06/02/ ORDER DENYING PLAINTIFF C. FRED DANIELS' MOTION TO SEVER AND ESTABLISHING DEADLINE FOR MOTIONS TO SERVE AS LEAD PLAINTIFF 139. Signed by Judge Samuel H. Mays, Jr., on June 2, (Mays, Samuel) (Entered: 06/02/2010) 06/14/ RESPONSE in Opposition re 156 MOTION MOTION FOR TEMPORARY APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR COUNSEL AS TEMPORARY LEAD COUNSEL (order submitted) MOTION MOTION FOR TEMPORARY APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR COUNSEL AS TEMPORARY LEAD COUNSEL (order submitted) filed by Hayne Palmour, III. (Stranch, J.) (Entered: 06/14/2010) 06/14/ AFFIDAVIT re 159 Response in Opposition to Motion, of Alan I. Ellman by Hayne Palmour, III. (Attachments: # 1 Exhibit A: Napoli Notice, # 2 Exhibit B: Labaton

36 Notice)(Stranch, J.) (Entered: 06/14/2010) 06/24/ MOTION to Withdraw as Attorney Asa Danes by RMK Multi-Sector High Income Fund, Inc.. (Attachments: # 1 Declaration of Asa Danes, # 2 Certificate of Consultation, # 3 Certificate of Service)Associated Cases: 2:09-md SHM, 2:07-cv SHM-dkv(Logue, Kevin) (Entered: 06/24/2010) 07/02/ MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) by Edge Partners, Ltd., Charles H. Jones, Jr, taylor henry, Floyd Kopf, Greg Pohl, Joy Pohl. (Attachments: # 1 Memorandum of Law in Support of Second Amended Motion for Appointment as Lead Plaintiff and Approval of Lead Counsel, # 2 Collective Exhibits A through I : A Notice Published in Investors Business Daily on April 28, 2010; B Charles Taylors Lead-Plaintiff Certificate; C Edge Partners Lead-Plaintiff Certificate; D Kopfs Lead-Plaintiff Certificate; E Henrys Lead-Plaintiff Certificate; F Pohls Lead-Plaintiff Certificates; G Resume of Napoli Bern Ripka, LLP; H Resume of Sonn & Erez, PLC; and I Declaration of Frank L. Watson, III)(Watson, Frank) (Entered: 07/02/2010) 07/02/ MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) by Joseph W Gilmore. (Attachments: # 1 Memorandum Memo in Support, # 2 Affidavit Declaration of CWF, # 3 Exhibit Exhibit A, # 4 Exhibit Exhibit B, # 5 Exhibit Exhibit C, # 6 Exhibit Exhibit D, # 7 Exhibit Exhibit E)Associated Cases: 2:07-cv SHM-dkv et al.(fowler, Charles) (Entered: 07/02/2010) 07/02/ MOTION to Consolidate Cases, MOTION for Appointment as Lead Plaintiff, MOTION to Appoint Counsel by RMK Investor Group. (Attachments: # 1 Memorandum of Law in Support, # 2 Affidavit Declaration of J. Gerard Stranch, IV, in Support)Associated Cases: 2:09-md SHM, 2:07-cv SHMdkv(Stranch, J.) (Entered: 07/02/2010) 07/02/ MOTION to Appoint Counsel and Appoint Lead Plaintiff (proposed order submitted) by James N. Maddox. (Attachments: # 1 Memorandum, # 2 Affidavit, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F)(Wade, B.) (Entered: 07/02/2010) 07/16/ RESPONSE to Motion re (164 in 2:07-cv SHM-dkv, 164 in 2:07-cv SHM-dkv, 164 in 2:07-cv SHM-dkv, 45 in 2:09-md SHM, 45 in 2:09- md shm, 45 in 2:09-md SHM) MOTION to Consolidate Cases MOTION for Appointment as Lead Plaintiff MOTION to Appoint Counsel Trustee Ad Litem's Response to Motions for Appointment as Lead Plaintiff and Approval of Lead Counsel filed by C. Fred Daniels. Associated Cases: 2:09-md SHM et al.(harvey, Albert) (Entered: 07/16/2010) 07/16/ NOTICE by Joseph W Gilmore of Non-Opposition of Lead Plaintiff to the Motion of the RMK Investor Group to be Appointed Lead Plaintiff and Approving RMK Investor Group's Selection of Counsel Associated Cases: 2:07-cv SHM-dkv et al.(fowler, Charles) (Entered: 07/16/2010) 07/16/ RESPONSE in Opposition re 164 MOTION to Consolidate Cases MOTION for Appointment as Lead Plaintiff MOTION to Appoint Counsel THE JONES GROUPS

37 MEMORANDUM OF LAW IN OPPOSITION TO RMK INVESTOR GROUPS MOTION FOR LEAD-PLAINTIFF APPOINTMENT AND APPOVAL OF SELECTION OF COUNSEL filed by Edge Partners, Ltd., Charles H. Jones, Jr, Floyd Kopf, Greg Pohl, Joy Pohl, taylor henry. (Attachments: # 1 Exhibit A In re Concord EFS Securities Lit., No SHM (W.D. Tenn. Dec. 2, 2002, # 2 Exhibit B RMK Advantage Income Fund, Inc. Proxy Statement, May 21, 2008, # 3 Exhibit C Certificate of Limited Partnership of Lion Fund, L.P., Aug. 31, 2000, # 4 Exhibit D State of Texas Business Record re Registered Agent for Lion Fund, L.P., # 5 Exhibit E State of Texas Periodic Report for Lion Fund, L.P., # 6 Exhibit F Registered Investment Adviser Representative Public Disclosure Report for Corbin Robertson)(Watson, Frank) (Entered: 07/16/2010) 07/16/ RESPONSE in Opposition re (163 in 2:07-cv SHM-dkv) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order), (165 in 2:07-cv SHM-dkv) MOTION to Appoint Counsel and Appoint Lead Plaintiff (proposed order submitted) MOTION to Appoint Counsel and Appoint Lead Plaintiff (proposed order submitted), (162 in 2:07-cv SHMdkv) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) filed by RMK Investor Group. (Attachments: # 1 Declaration of Alan I. Ellman, # 2 Exhibit 1 to the Decl. of Alan I. Ellman, # 3 Exhibit 2 to the Decl. of Alan I. Ellman, # 4 Exhibit 3 to the Decl. of Alan I. Ellman, # 5 Exhibit 4 to the Decl. of Alan I. Ellman)Associated Cases: 2:09-md SHM, 2:07-cv SHM-dkv(Stranch, J.) (Entered: 07/16/2010) 07/16/ RESPONSE in Opposition re 164 MOTION to Consolidate Cases MOTION for Appointment as Lead Plaintiff MOTION to Appoint Counsel, 163 MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order), 162 MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint

38 Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) filed by James N. Maddox. (Attachments: # 1 Affidavit Declaration of B.J. Wade, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G)(Wade, B.) (Entered: 07/16/2010) 07/22/ DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 169 Response in Opposition to Motion,,,,,,, filed by RMK Investor Group has been filed. However, the following deficiency has been found: Please note that document does not reflect a certificate of service page. You will need to go under the notice other category then in the drop down area select 'notice of correction' and submit the certificate of service page only. Thanks and if you have questions please call me at The filer has one business day to correct the deficiency. (jml) (Entered: 07/22/2010) 07/26/ Notice of Correction to 169 Response in Opposition to Motion,,,,,,, Certificate of Service. (Stranch, J.) (Entered: 07/26/2010) 07/30/ REPLY to Response to Motion re 170 Response in Opposition to Motion,,,,,, 168 Response in Opposition to Motion,,, 169 Response in Opposition to Motion,,,,,,, 166 Response to Motion, THE JONES GROUP'S REPLY BRIEF IN SUPPORT OF THEIR MOTION FOR LEAD PLAINTIFF APPOINTMENT AND APPROVAL OF SELECTION OF COUNSEL AND IN OPPOSITION TO ALL OTHER MOVANTS filed by Edge Partners, Ltd., Charles H. Jones, Jr, Floyd Kopf, Greg Pohl, Joy Pohl, taylor henry. (Attachments: # 1 Exhibit A City of Roseville Employees Retirement System v. Textron, Inc., # 2 Exhibit B The Jones Group Proposed Class Period Ending Date and the RMK Investors Group Proposed Class Period Ending Date, # 3 Exhibit C Spreadsheets reflecting Losses of the Jones Group and RMK Investors Group, # 4 Exhibit D Tax Return of Edge Partners Ltd., # 5 Exhibit E RMK Fund Disclosure and Asset Holding Timeline, # 6 Exhibit F Lion Fund Organization Chart)(Watson, Frank) (Entered: 07/30/2010) 07/30/ REPLY to Response to Motion re (170 in 2:07-cv SHM-dkv) Response in Opposition to Motion,,,,,, (168 in 2:07-cv SHM-dkv) Response in Opposition to Motion,,, filed by RMK Investor Group. (Attachments: # 1 Reply Declaration of J. Gerard Stranch, IV, # 2 Exhibit A to the Reply Decl. of J. Gerard Stranch, IV, # 3 Exhibit B to the Reply Decl. of J. Gerard Stranch, IV, # 4 Exhibit C to the Reply Decl. of J. Gerard Stranch, IV, # 5 Exhibit D to the Reply Decl. of J. Gerard Stranch, IV, # 6 Exhibit E to the Reply Decl. of J. Gerard Stranch, IV, # 7 Exhibit F to the Reply Decl. of J. Gerard Stranch, IV)Associated Cases: 2:09-md SHM, 2:07-cv SHM-dkv, 2:10-cv SHM-dkv, 2:10-cv SHM-dkv(Stranch, J.) (Entered: 07/30/2010) 07/30/ REPLY to Response to Motion re 166 Response to Motion, 168 Response in Opposition to Motion,,, 169 Response in Opposition to Motion,,,,,,, filed by James N. Maddox. (Attachments: # 1 Affidavit, # 2 Exhibit)(Wade, B.) (Entered: 07/30/2010)

39 09/10/ NOTICE of Appearance by Robin A. Besaw on behalf of Carter E. Anthony Associated Cases: 2:07-cv SHM-dkv, 2:08-cv SHM-dkv(Besaw, Robin) (Entered: 09/10/2010) 09/10/ NOTICE of Appearance by R. Harold Meeks, Jr on behalf of Carter E. Anthony Associated Cases: 2:07-cv SHM-dkv, 2:08-cv SHM-dkv(Meeks, R.) (Entered: 09/10/2010) 11/16/ NOTICE of Change of Address by B. J. Wade Associated Cases: 2:09-md SHM, 2:07-cv SHM-dkv(Wade, B.) (Entered: 11/16/2010) 12/15/ ORDER APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL AND CONSOLIDATING CASES Signed by Judge Samuel H. Mays, Jr., on December 15, (Mays, Samuel) (Entered: 12/15/2010) 12/15/ ORDER GRANTING MOTION TO WITHDRAW 161. Attorney Asa R. Danes terminated.. Signed by Judge Samuel H. Mays, Jr., on December 15, (Mays, Samuel) (Entered: 12/15/2010) 12/30/ ORDER OF REFERENCE. Signed by Judge Samuel H. Mays, Jr., on December 30, (Mays, Samuel) (Entered: 12/30/2010) 01/20/ MOTION Joint Motion for Scheduling Order and Memorandum in Support proposed order submitted by J. Kenneth Alderman, Carter E. Anthony, Jack R. Blair, Albert C. Johnson, James C. Kelsoe, Jr, Charles D. Maxwell, James Stillman R. McFadden, Allen B. Morgan, Jr, Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., W. Randall Pittman, PricewaterhouseCoopers LLP, RMK Investor Group, RMK Multi-Sector High Income Fund, Inc., Regions Financial Corporation, Mary S. Stone, J. Thompson Weller, Joseph C. Weller, Archie W. Willis, III. (Curley, Matthew) (Entered: 01 /20/2011) 02/11/ ORDER signed by Judge Samuel H. Mays, Jr on 01/24/2011. MOTION 182 granted. (Mays, Samuel) (Entered: 02/11/2011) 02/16/ MOTION for Leave to Appear Pro Hac Vice for DAVID J. GOLDSMITH by Hayne Palmour, III. Receipt #M (proposed order submitted) (Attachments: # 1 certification, # 2 certificate of good standing)(agj) (Entered: 02/18/2011) 02/16/ MOTION for Leave to Appear Pro Hac Vice for JOEL H. BERNSTEIN by Hayne Palmour, III. Receipt #M (proposed order submitted) (Attachments: # 1 certification, # 2 certificate of good standing)(agj) (Entered: 02/18/2011) 02/22/ AMENDED COMPLAINT against J. Kenneth Alderman, Carter E. Anthony, James C. Kelsoe, Jr, MK Holding, Inc., Allen B. Morgan, Jr, Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., RMK Multi-Sector High Income Fund, Inc., Regions Financial Corporation, Brian B. Sullivan, Joseph C. Weller, RMK High Income Fund, Inc., RMK Strategic Income Fund, Inc., RMK Advantage Income Fund, Inc., filed by C. Fred Daniels, The Lion Fund, L.P., Dr. J. Samir Sulieman, Larry Lattimore. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V) (Stranch, J.) (Entered: 02/22/2011)

40 03/02/ DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 186 Amended Complaint,,, filed by The Lion Fund, L.P., Larry Lattimore, C. Fred Daniels, Dr. J. Samir Sulieman has been filed. However, the following deficiency has been found: Please note that the ecf filing attorney name must be reflected on all signature pages. The certificate of service page reflects attorney Auer instead of filinf attorney Stranch. You will need to go under the notice category then in the drop down area select notice of correction and submit the updated certifcate of service page only. Thanks and if you have questions please call me at The filer has one business day to correct the deficiency. (jml) (Entered: 03/02/2011) 03/02/ Notice of Correction to 186 Amended Complaint,,, CORRECTED CERTIFICATE OF SERVICE. (Stranch, J.) (Entered: 03/02/2011) 03/03/ ORDER GRANTING 184 Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr on 3/3/2011. (Mays, Samuel) (Entered: 03/03/2011) 03/03/ ORDER GRANTING 185 Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr on 3/3/2011. (Mays, Samuel) (Entered: 03/03/2011) 03/03/ MOTION for Leave to Appear Pro Hac Vice for LOUIS GOTTLIEB by Larry Lattimore, Dr. J. Samir Sulieman, The Lion Fund, L.P.. receipt #M (proposed order submitted) (Attachments: # 1 Affidavit, # 2 certificate of good standing)(agj) (Entered: 03/04/2011) 03/07/ ORDER GRANTING 191 Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr on 3/7/2011. (Mays, Samuel) (Entered: 03/07/2011) 03/09/ Mail Returned as Undeliverable. Mail sent to Nancy Kulesa. (jld) (Entered: 03/10/2011) 03/22/ NOTICE by James N. Maddox, Sam H. Pearson, The McDonald Group, Elizabeth P. Willis Notice of Attorneys' Lien on Plaintiff Elizabeth P. Willis's, Sam H. Pearson's, The McDonald Group's, and James N. Maddox's, Individually and on Behalf of All Others Similarly Situated, Recovery (Glassman, Richard) (Entered: 03/22/2011) 03/22/ NOTICE by Joseph J. McGoey, III, The McDonald Group, James N. Maddox, Sam H. Pearson, Elizabeth P. Willis re (194 in 2:07-cv SHM-dkv) Notice (Other), Notice (Other), (312 in 2:07-cv SHM-dkv) Notice (Other) Notice of Attorneys' Lien on Plaintiff Elizabeth P. Willis's, Sam H. Pearson's, The McDonald Group's, James N. Maddox's, and Joseph McGoey, III's, Individually and on Behalf of All Others Similarly Situated, Recovery Associated Cases: 2:09-md SHM, 2:07- cv shm-dkv, 2:07-cv SHM-dkv(Glassman, Richard) (Entered: 03/22/2011) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at