NOTICE OF THE FILING OF AN APPEAL

Transcription

1 Case 4:15-cv Document 73 Filed in TXSD on 11/08/16 Page 1 of 1 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION Lawrence G. Farber versus Crestwood Midstream Partners LP, et al. Case Number: 4:15 cv Judge Vanessa D Gilmore NOTICE OF THE FILING OF AN APPEAL An appeal has been filed by David G Duggan. The following appeal and related motions are pending in the District Court: Notice of Appeal #72 If the appellant fails to comply with the following requirements, then the Clerk of Court will submit a certificate of noncompliance to the Fifth Circuit Court of Appeals. FILING FEE: A filing fee is required to proceed on appeal. If the filing fee has not already been paid, then it must be paid or a motion to proceed in forma pauperis must be filed, unless appellant is an United States government agency. TRANSCRIPTS: If hearings were held in this case and the transcripts were not already produced, then transcripts must be ordered. Pursuant to FRAP 10(b)(1), a transcript order form must be filed within 14 days of the filing of the notice of appeal. Under Fifth Circuit Rule 10, the appellant's order of the transcript must be made on a DKT 13 Transcript Order form. The DKT 13 must be filed regardless of whether there were hearings or transcripts needed. A link to the DKT 13 form and instructions for ordering transcripts are available on the court's website at If there were no hearings or no transcripts are needed, file the DKT 13 form with the appropriate box marked to indicate so. For cases where transcripts are needed, prepare a separate DKT 13 for each reporter from whom you are ordering transcripts. All transcripts for electronically recorded proceedings may be ordered on one form. Each form should indicate the exact dates of the proceedings to be transcribed by that reporter. This case had hearings. Reporter(s): Laura Wells; Kathy Metzger. EXHIBITS: The Fifth Circuit requires exhibits admitted into evidence be included in the electronic record for transmission to the Fifth Circuit. Exhibits in the custody of the court will be electronically filed by court staff. Exhibits previously returned to the parties must be immediately electronically filed in this case by the attorney, using event Exhibits in the Trial Documents category in ECF. Date: November 8, David J. Bradley, Clerk

2 Case 4:15-cv Document 73-1 Filed in TXSD on 11/08/16 Page 1 of 1 United States District Court Southern District of Texas Houston Division Isaac Aron, individually and on behalf of all others similarly situated, Plaintiff, v. Crestwood Midstream Partners LP, et al., Defendants. Case 4:15-cv Objector David G. Duggan s Notice of Appeal Objector David G. Duggan appeals to the United States Court of Appeals for the Fifth Circuit from the final judgment entered by the Court on October 14, 2016 (Dkt. 70), and the orders that merged into it, including the October 14, 2016, order certifying the settlement class, giving final approval to the class-action settlement, and awarding attorneys fees and expenses (Dkt. 69). Respectfully submitted, The Olson Firm, PLLC /s/ Leif A. Olson Leif A. Olson S.D. Tex. Bar No State Bar No leif@olsonappeals.com PMB Wilson Road, Suite 300 Humble, Texas (281) Counsel for Duggan Certificate of Service On November 7, 2016, a copy of this notice of appeal was served on all counsel of record by electronic filing. /s/ Leif A. Olson

3 Case 4:15-cv Document 73-2 Filed in TXSD on 11/08/16 Page 1 of 8 United States District Court Southern District of Texas ENTERED October 14, 2016 David J. Bradley, Clerk

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11 Case 4:15-cv Document 73-3 Filed in TXSD on 11/08/16 Page 1 of 22 United States District Court Southern District of Texas ENTERED October 14, 2016 David J. Bradley, Clerk

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33 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 1 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 1 of 19 APPEAL,APPEAL_NAT,LEAD U.S. District Court SOUTHERN DISTRICT OF TEXAS (Houston) CIVIL DOCKET FOR CASE #: 4:15-cv Internal Use Only Aron v. Crestwood Midstream Partners LP et al Assigned to: Judge Vanessa D Gilmore Related Case: 4:15-cv Cause: 28:1332 Diversity-Breach of Fiduciary Duty Plaintiff Lawrence G. Farber TERMINATED: 09/18/2015 Date Filed: 05/20/2015 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Thomas E Bilek The Bilek Law Firm LLP 700 Louisiana Ste 3950 Houston, TX Fax: tbilek@bileklaw.com V. Consol Plaintiff Isaac Aron represented by Juan E. Monteverde Faruqi & Faruqi, LLP 685 Third Avenue 26th Floor New York, NY Fax: Thomas E Bilek The Bilek Law Firm LLP 700 Louisiana

34 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 2 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 2 of 19 Ste 3950 Houston, TX tbilek@bileklaw.com V. Defendant Crestwood Midstream Partners LP represented by Michael C Holmes Vinson & Elkins 2001 Ross Avenue Suite 3700 Dallas, TX Fax: mholmes@velaw.com Elizabeth Chinyere Brandon Barnes & Thornburg LLP 2100 McKinney Avenue Suite 1250 Dallas, TX Fax: ebrandon@btlaw.com Meriwether Tull Evans Vinson Elkins LLP 2001 Ross Ave Ste 3700 Dallas, TX mevans@velaw.com Michael Terrell Murphy

35 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 3 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 3 of 19 K&L Gates 1000 Main Street Suite 2550 Houston, TX Fax: michael.t.murphy@klgates.com Olivia Howe Vinson and Elkins 1001 Fannin St Ste 2500 Houston, TX ohowe@velaw.com Defendant Crestwood Midstream GP, LLC represented by Michael C Holmes Elizabeth Chinyere Brandon James Gregory Waller Andrews Kurth, LLP 600 Travis Suite 4200 Houston, TX Fax: fax gregwaller@andrewskurth.com Meriwether Tull Evans

36 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 4 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 4 of 19 Michael Terrell Murphy Olivia Howe Defendant Robert G. Phillips represented by Michael C Holmes Elizabeth Chinyere Brandon Meriwether Tull Evans Michael Terrell Murphy Olivia Howe Defendant Alvin Bledsoe represented by Michael C Holmes Elizabeth Chinyere Brandon

37 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 5 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 5 of 19 Meriwether Tull Evans Michael Terrell Murphy Olivia Howe Defendant Michael G. France represented by Michael C Holmes Elizabeth Chinyere Brandon Meriwether Tull Evans Michael Terrell Murphy Olivia Howe Defendant Philip D. Gettig represented by Kenneth P. Held Schiffer Odom Hicks Johnson 700 Louisiana Suite 2650 Houston, TX Fax:

38 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 6 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 6 of 19 kheld@sohjlaw.com Defendant Warren H. Gfeller represented by Michael C Holmes Elizabeth Chinyere Brandon Meriwether Tull Evans Michael Terrell Murphy Olivia Howe Defendant David Lumpkins Defendant John J. Sherman represented by Kenneth P. Held represented by Michael C Holmes Elizabeth Chinyere Brandon

39 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 7 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 7 of 19 Meriwether Tull Evans Michael Terrell Murphy Olivia Howe Defendant David Wood represented by Michael C Holmes Elizabeth Chinyere Brandon Meriwether Tull Evans Michael Terrell Murphy Olivia Howe Defendant Crestwood Equity Partners LP represented by James Gregory Waller Charles Bedford Hampton McGuireWoods LLP

40 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 8 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 8 of Travis Ste 7500 Houston, TX champton@mcguirewoods.com Defendant Crestwood Equity GP LLC Defendant CEQP ST SUB LLC Defendant MGP GP, LLC Defendant Crestwood Midstream Holdings LP Defendant Crestwood Gas Services GP, LLC Claimant David G Duggan represented by James Gregory Waller represented by James Gregory Waller represented by James Gregory Waller represented by James Gregory Waller represented by James Gregory Waller represented by Leif A. Olson The Olson Firm PLLC 4830 Wilson Rd Ste 300

41 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 9 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 9 of 19 Movant All parties PMB 188 Humble, TX notices@olsonappeals.com V. Intervenor Glenda S. Moore represented by David Watkin Jones Beck Redden et al 1221 McKinney Suite 4500 Houston, TX Fax: djones@beckredden.com Justin O Reliford Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA jreliford@ktmc.com Lee D Rudy Keller Topaz et al 280 King of Prussia Road Radnor, PN lrudy@ktmc.com

42 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 10 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 10 of 19 Michael C Wagner Kessler Topaz Meltzer Check, LLP 280 King of Prussia Rd Radnor, PA mwagner@ktmc.com Intervenor Kenneth C. Halter Trust represented by David Watkin Jones Justin O Reliford Lee D Rudy Michael C Wagner Date Filed # Docket Text 05/20/ COMPLAINT against All Defendants (Filing fee $ 400 receipt number ) filed by Lawrence G. Farber.(Bilek, Thomas) (Entered: 05/20/2015) 05/21/ ORDER for Initial Pretrial and Scheduling Conference and Order to Disclose Interested Persons. Initial Conference set for

43 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 11 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 11 of 19 9/18/2015 at 01:30 PM in Courtroom 9A before Judge Vanessa D Gilmore(Signed by Judge Vanessa D Gilmore) (Attachments: # 1 Judge's Procedure) Parties notified.(ckrus, 4) (Entered: 05/21/2015) 07/06/ AMENDED COMPLAINT with Jury Demand against All Defendants filed by Lawrence G. Farber.(Bilek, Thomas) (Entered: 07/06/2015) 07/16/ Memorandum and Order Regarding Discovery Motions, Motions for Summary Judgment and Analogous Motions to Dismiss (Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4) (Entered: 07/16/2015) 07/17/ CERTIFICATE OF INTERESTED PARTIES by Lawrence G. Farber, filed.(bilek, Thomas) (Entered: 07/17/2015) 07/21/ STIPULATION re: Service and Filings by All parties, filed. (Attachments: # 1 Proposed Agreed Order)(Bilek, Thomas) (Entered: 07/21/2015) 07/31/ ORDER granting 6 Stipulation re: Service and Filings. (Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4) (Entered: 07/31/2015) 08/12/ NOTICE of Appearance by Michael Holmes on behalf of Alvin Bledsoe, Crestwood Midstream GP, LLC, Crestwood Midstream Partners LP, Michael G. France, Warren H. Gfeller, Robert G. Phillips, John J. Sherman, David Wood, filed. (Howe, Olivia) (Entered: 08/12/2015) 08/12/ NOTICE of Appearance by Elizabeth C. Brandon on behalf of Alvin Bledsoe, Crestwood Midstream GP, LLC, Crestwood Midstream Partners LP, Michael G. France, Warren H. Gfeller, Robert G. Phillips, John J. Sherman, David Wood, filed. (Howe, Olivia) (Entered: 08/12/2015) 08/12/ NOTICE of Appearance by Olivia D. Howe on behalf of Alvin Bledsoe, Crestwood Midstream GP, LLC, Crestwood Midstream Partners LP, Michael G. France, Warren H. Gfeller, Robert G. Phillips, John J. Sherman, David Wood, filed. (Howe, Olivia) (Entered: 08/12/2015) 08/12/ NOTICE of Related Case, Motion to Consolidate, and Notice of Mandatory Statutory Deadlines Under the Private Securities

44 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 12 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 12 of 19 Litigation Reform Act, 15 U.S.C. 78u-4, et seq. by Alvin Bledsoe, CEQP ST SUB LLC, Crestwood Equity GP LLC, Crestwood Equity Partners LP, Crestwood Gas Services GP, LLC, Crestwood Midstream GP, LLC, Crestwood Midstream Holdings LP, Crestwood Midstream Partners LP, Michael G. France, Philip D. Gettig, Warren H. Gfeller, David Lumpkins, MGP GP, LLC, Robert G. Phillips, John J. Sherman, David Wood, filed. (Attachments: # 1 Appendix, # 2 Appendix, # 3 Proposed Order)(Howe, Olivia) Modified on 8/28/2015 (bthomas, 4). (Entered: 08/12/2015) 09/03/ MOTION for Preliminary Injunction by Lawrence G. Farber, filed. Motion Docket Date 9/24/2015. (Attachments: # 1 Summary of motion, # 2 Proposed order)(bilek, Thomas) (Entered: 09/03/2015) 09/03/ APPENDIX re: 12 MOTION for Preliminary Injunction by Lawrence G. Farber, filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Bilek, Thomas) (Entered: 09/03/2015) 09/04/ ORDER TO CONSOLIDATE CASES: Lead Case No. 4:15-cv and Member Case No. 4:15-cv-2101 granting 11 MOTION to Consolidate (Signed by Judge Vanessa D Gilmore) Parties notified. (cfelchak, 4) (Entered: 09/08/2015) 09/15/ NOTICE of Appearance by Michael T. Murphy on behalf of Alvin Bledsoe, Crestwood Midstream GP, LLC, Crestwood Midstream Partners LP, Michael G. France, Warren H. Gfeller, Robert G. Phillips, John J. Sherman, David Wood, filed. (Murphy, Michael) (Entered: 09/15/2015) 09/16/ NOTICE of Dismissal as to All Defendants by Lawrence G. Farber, filed. (Bilek, Thomas) (Entered: 09/16/2015) 09/16/ JOINT DISCOVERY/CASE MANAGEMENT PLAN by All parties, filed.(bilek, Thomas) (Entered: 09/16/2015) 09/16/ MOTION for Juan E. Monteverde to Appear Pro Hac Vice by Isaac Aron, filed. Motion Docket Date 10/7/2015. (Bilek, Thomas) (Entered: 09/16/2015) 09/16/ ORDER granting 18 Motion for Attorney Juan Monteverde to Appear Pro Hac Vice.(Signed by Judge Vanessa D Gilmore) Parties notified.(arrivera, 4) (Entered: 09/17/2015)

45 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 13 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 13 of 19 09/17/ MOTION for Temporary Restraining Order by Isaac Aron, filed. Motion Docket Date 10/8/2015. (Attachments: # 1 Proposed order)(bilek, Thomas) (Entered: 09/17/2015) 09/17/ SUPPLEMENT to 19 MOTION for Temporary Restraining Order by Isaac Aron, filed.(bilek, Thomas) (Entered: 09/17/2015) 09/17/ AFFIDAVIT of Juan E. Monteverde re: 19 MOTION for Temporary Restraining Order, filed.(bilek, Thomas) (Entered: 09/17/2015) 09/17/ APPENDIX re: 19 MOTION for Temporary Restraining Order by Isaac Aron, filed. (Attachments: # 1 Exhibit A, # 2 Exhibits B- D)(Bilek, Thomas) (Entered: 09/17/2015) 09/17/ CERTIFICATE OF INTERESTED PARTIES by Alvin Bledsoe, Crestwood Midstream GP, LLC, Crestwood Midstream Partners LP, Michael G. France, Warren H. Gfeller, Robert G. Phillips, John J. Sherman, David Wood, filed.(howe, Olivia) (Entered: 09/17/2015) 09/18/ CERTIFICATE OF INTERESTED PARTIES by Philip D. Gettig, filed.(held, Kenneth) (Entered: 09/18/2015) 09/18/ ORDER granting 16 Notice of Dismissal. The claims of Lawrence G. Farber against all Defendants are dismissed without prejudice. (Signed by Judge Vanessa D Gilmore) Parties notified. (bthomas, 4) (Entered: 09/18/2015) 09/18/2015 Minute Entry for proceedings held before Judge Vanessa D Gilmore. SCHEDULING CONFERENCE held on 9/18/2015. Responses to 19 the Motion for Temporary Restraining Order to be filed by the close of business on 9/21/2015. A TRO hearing is set for 9/23/2015 at 9:30 a.m.. Appearances: Thomas Bilek, Juan Monteverde, Michael Holmes, Elizabeth Brandon, Michael Murphy, Kelly Sandill, Kenneth Held.(Court Reporter: Laura Wells), filed.(bthomas, 4) (Entered: 09/18/2015) 09/18/ NOTICE of Setting re: 19 MOTION for Temporary Restraining Order. Parties notified. TRO Hearing set for 9/23/2015 at 09:30 AM in Courtroom 9A before Judge Vanessa D Gilmore, filed. (bthomas, 4) (Entered: 09/18/2015) 09/21/ NOTICE of Appearance by Charles Hampton on behalf of

46 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 14 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 14 of 19 Crestwood Equity Partners LP, filed. (Hampton, Charles) (Entered: 09/21/2015) 09/22/ NOTICE of Settlement by Isaac Aron, filed. (Bilek, Thomas) (Entered: 09/22/2015) 09/25/ ORDER. Status Report due by 12/1/2015. (Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4) (Entered: 09/25/2015) 09/28/ MOTION for Appointment of Lead Plaintiff( Motion Docket Date 10/19/2015.), MOTION for Approval of Lead Counsel by Isaac Aron, filed. (Attachments: # 1 Proposed Order)(Bilek, Thomas) (Entered: 09/28/2015) 09/28/ SUPPLEMENT to 31 MOTION for Appointment of Lead Plaintiff MOTION for Approval of Lead Counsel by Isaac Aron, filed.(bilek, Thomas) (Entered: 09/28/2015) 09/28/ DECLARATION of Juan E. Monteverde re: 31 MOTION for Appointment of Lead Plaintiff MOTION for Approval of Lead Counsel, filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Bilek, Thomas) (Entered: 09/28/2015) 09/28/ APPENDIX re: 31 MOTION for Appointment of Lead Plaintiff MOTION for Approval of Lead Counsel by Isaac Aron, filed. (Attachments: # 1 Unreported Cases)(Bilek, Thomas) (Entered: 09/28/2015) 11/12/ MOTION to Intervene by Glenda S. Moore, Kenneth C. Halter Trust, filed. Motion Docket Date 12/3/2015. (Attachments: # 1 Appendix Appendix to Mtn to Intevene, # 2 Exhibit Ex. A, # 3 Exhibit Ex. B, # 4 Exhibit Ex. C, # 5 Exhibit Ex. D, # 6 Exhibit Ex. E, # 7 Exhibit Ex. F, # 8 Exhibit Ex. G, # 9 Exhibit Ex. H, # 10 Exhibit Ex. I, # 11 Exhibit Ex. J, # 12 Exhibit Ex. K, # 13 Exhibit Ex. L, # 14 Exhibit Ex. M, # 15 Exhibit Ex. N, # 16 Exhibit Ex. O, # 17 Exhibit Ex. P, # 18 Exhibit Ex. Q, # 19 Exhibit Ex. R, # 20 Exhibit Ex. S, # 21 Exhibit Ex. T, # 22 Exhibit Ex. U, # 23 Exhibit Ex. V, # 24 Exhibit Ex. W, # 25 Exhibit Ex. X, # 26 Exhibit Ex. Y, # 27 Proposed Order Prop. Order Granting Mtn to Intervene)(Jones, David) (Entered: 11/12/2015) 11/12/ MOTION for Michael C. Wagner to Appear Pro Hac Vice by

47 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 15 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 15 of 19 Kenneth C. Halter Trust, Glenda S. Moore, filed. Motion Docket Date 12/3/2015. (Jones, David) (Entered: 11/12/2015) 11/12/ MOTION for Lee D. Rudy to Appear Pro Hac Vice by Kenneth C. Halter Trust, Glenda S. Moore, filed. Motion Docket Date 12/3/2015. (Jones, David) (Entered: 11/12/2015) 11/12/ ORDER granting Lee D Rudy 37 Motion to Appear Pro Hac Vice. (Signed by Judge Vanessa D Gilmore) Parties notified. (cfelchak, 4) (Entered: 11/13/2015) 11/12/ ORDER granting 36 Motion for Michael Wagner to Appear Pro Hac Vice.(Signed by Judge Vanessa D Gilmore) Parties notified. (arrivera, 4) (Entered: 11/13/2015) 11/13/ MOTION for Justin O. Reliford to Appear Pro Hac Vice by Kenneth C. Halter Trust, Glenda S. Moore, filed. Motion Docket Date 12/4/2015. (Jones, David) (Entered: 11/13/2015) 11/13/ ORDER granting 40 Motion for Justin O. Reliford to Appear Pro Hac Vice.(Signed by Judge Vanessa D Gilmore) Parties notified. (bthomas, 4) (Entered: 11/13/2015) 11/19/ Correspondence to Judge Gilmore Requesting Pre-Motion Conference on a Motion to Stay of Confirmatory Discovery by Kenneth C. Halter Trust, Glenda S. Moore, filed.(jones, David) (Entered: 11/19/2015) 12/01/ STATUS REPORT by All parties, filed.(bilek, Thomas) (Entered: 12/01/2015) 12/03/ PROPOSED ORDER Regarding Confidentiality, filed. (Attachments: # 1 Exhibit A to Stipulated Protective Order Regarding Confidentiality)(Howe, Olivia) (Entered: 12/03/2015) 12/03/ RESPONSE in Opposition to 35 MOTION to Intervene, filed by Isaac Aron. (Attachments: # 1 Summary)(Bilek, Thomas) (Entered: 12/03/2015) 12/03/ DECLARATION of Juan E. Monteverde re: 45 Response in Opposition to Motion, filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Bilek, Thomas) (Entered: 12/03/2015) 12/03/ APPENDIX re: 45 Response in Opposition to Motion by Isaac Aron, filed. (Attachments: # 1 Cases)(Bilek, Thomas) (Entered: 12/03/2015)

48 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 16 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 16 of 19 12/03/ NOTICE of Change of Address by Faruqi & Faruqi, LLP, counsel for Isaac Aron, filed. (Bilek, Thomas) (Entered: 12/03/2015) 12/04/ STIPULATED PROTECTIVE ORDER REGARDING CONFIDENTIALITY granting 44. (Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4) (Entered: 12/04/2015) 12/08/ ORDER granting 31 Motion to Appoint Isaac Aron as Lead Plaintiff for the Class; granting 31 Motion for Approval of Faruqi & Faruqi, LLP to serve as Lead Counsel for the Class and the Bilek Law Firm, LLC is approved to serve as Liaison Counsel for the Class. (Signed by Judge Vanessa D Gilmore) Parties notified. (bthomas, 4) (Entered: 12/08/2015) 12/08/ REPLY in Support of 35 MOTION to Intervene, filed by Kenneth C. Halter Trust, Glenda S. Moore. (Attachments: # 1 Appendix Appendix to Reply Brief, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11, # 13 Exhibit 12, # 14 Exhibit 13, # 15 Exhibit 14, # 16 Exhibit 15, # 17 Exhibit 16, # 18 Exhibit 17, # 19 Exhibit 18, # 20 Exhibit 19, # 21 Exhibit 20, # 22 Exhibit 21, # 23 Exhibit 22, # 24 Exhibit 23, # 25 Exhibit 24, # 26 Exhibit 25, # 27 Exhibit 26, # 28 Exhibit 27, # 29 Exhibit 28, # 30 Exhibit 29, # 31 Exhibit 30, # 32 Exhibit 31, # 33 Exhibit 32, # 34 Exhibit 33) (Jones, David) (Entered: 12/08/2015) 12/09/ ORDER denying 35 Motion to Intervene.(Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4) (Entered: 12/09/2015) 06/09/ NOTICE OF CHANGE OF FIRM AFFILIATION OF JUAN E. MONTEVERDE AND ASSOCIATION OF COUNSEL by Isaac Aron, filed. (Bilek, Thomas) (Entered: 06/09/2016) 06/15/ Unopposed MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT by Isaac Aron, filed. Motion Docket Date 7/6/2016. (Attachments: # 1 Declaration with exhibits, # 2 Proposed order)(bilek, Thomas) (Entered: 06/15/2016) 06/15/ APPENDIX re: 54 Unopposed MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT by Isaac

49 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 17 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 17 of 19 Aron, filed. (Attachments: # 1 Cases)(Bilek, Thomas) (Entered: 06/15/2016) 06/21/ ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE granting 54 Unopposed Motion for Preliminary Approval of Class Action Settlement. (Settlement Conference set for 10/7/2016 at 09:30 AM in Courtroom 9A before Judge Vanessa D Gilmore) (Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4) (Entered: 06/22/2016) 06/22/ NOTICE of Resetting as to 56 Order. Parties notified. Settlement Conference set for 10/14/2016 at 09:30 AM in Courtroom 9A before Judge Vanessa D Gilmore, filed. (bthomas, 4) (Entered: 06/22/2016) 09/16/ Unopposed MOTION for Leave to File Excess Pages by Isaac Aron, filed. Motion Docket Date 10/7/2016. (Attachments: # 1 Proposed order)(bilek, Thomas) (Entered: 09/16/2016) 09/16/ Unopposed MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT, CERTIFICATION OF THE SETTLEMENT CLASS, AND AN AWARD OF ATTORNEYS' FEES AND EXPENSES by Isaac Aron, filed. Motion Docket Date 10/7/2016. (Attachments: # 1 Proposed order and final judgment)(bilek, Thomas) (Entered: 09/16/2016) 09/16/ DECLARATION of Juan E. Monteverde re: 59 Unopposed MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT, CERTIFICATION OF THE SETTLEMENT CLASS, AND AN AWARD OF ATTORNEYS' FEES AND EXPENSES, filed. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6)(Bilek, Thomas) (Entered: 09/16/2016) 09/16/ APPENDIX re: 59 Unopposed MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT, CERTIFICATION OF THE SETTLEMENT CLASS, AND AN AWARD OF ATTORNEYS' FEES AND EXPENSES by Isaac Aron, filed. (Attachments: # 1 Authorities)(Bilek, Thomas) (Entered: 09/16/2016) 09/26/ ORDER granting 58 Motion for Leave to File Excess Pages. (Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas,

50 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 18 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 18 of 19 4) (Entered: 09/26/2016) 09/26/ BRIEF IN FURTHER SUPPORT re: 59 Unopposed MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT, CERTIFICATION OF THE SETTLEMENT CLASS, AND AN AWARD OF ATTORNEYS' FEES AND EXPENSES by Isaac Aron, filed.(bilek, Thomas) (Entered: 09/26/2016) 10/03/ OBJECTION to Class Action Settlement and Payment of Attorneys' Fees, filed by David G Duggan. (srussell, 2) (Entered: 10/05/2016) 10/04/ AFFIDAVIT of Eric J. Miller, filed. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D)(Holmes, Michael) (Entered: 10/04/2016) 10/07/ REPLY in Support of 59 Unopposed MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT, CERTIFICATION OF THE SETTLEMENT CLASS, AND AN AWARD OF ATTORNEYS' FEES AND EXPENSES, filed by Isaac Aron. (Bilek, Thomas) (Entered: 10/07/2016) 10/07/ APPENDIX re: 66 Reply in Support of Motion by Isaac Aron, filed. (Attachments: # 1 Authorities)(Bilek, Thomas) (Entered: 10/07/2016) 10/13/ NOTICE of Appearance by Meriwether T. Evans on behalf of Alvin Bledsoe, Crestwood Midstream GP, LLC, Crestwood Midstream Partners LP, Michael G. France, Warren H. Gfeller, Robert G. Phillips, John J. Sherman, David Wood, filed. (Evans, Meriwether) (Entered: 10/13/2016) 10/14/2016 Minute Entry for proceedings held before Judge Vanessa D Gilmore. SETTLEMENT CONFERENCE held on 10/14/2016 regarding 59 Motion for Final Approval of Class Settlement, Certification of the Settlement Class and an Award of Attorney's Fees and Expenses. Appearances: Thomas Bilek, Juan Monteverde, Kenneth Held, Meriwether Evans, Kelly Sandill. (Court Reporter: Kathy Metzger), filed. (bthomas, 4) (Entered: 10/14/2016) 10/14/ ORDER granting 59 Unopposed MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT, CERTIFICATION OF THE SETTLEMENT CLASS, AND AN

51 11/8/2016 DC CM/ECF LIVE- US District Court-Texas Southern Page 19 of 19 Case 4:15-cv Document 73-4 Filed in TXSD on 11/08/16 Page 19 of 19 AWARD OF ATTORNEYS' FEES AND EXPENSES (Signed by Judge Vanessa D Gilmore) Parties notified.(jdav, 4) (Entered: 10/14/2016) 10/14/ FINAL JUDGMENT (Signed by Judge Vanessa D Gilmore) Parties notified.(jdav, 4) (Entered: 10/14/2016) 11/07/ NOTICE of Appearance by Leif A. Olson on behalf of David G Duggan, filed. (Olson, Leif) (Entered: 11/07/2016) 11/07/ NOTICE OF APPEAL to US Court of Appeals for the Fifth Circuit re: 69 Order, 70 Final Judgment by David G Duggan (Filing fee $ 505, receipt number ), filed.(olson, Leif) (Entered: 11/07/2016)