U.S. District Court Western District of Texas (Austin) CIVIL DOCKET FOR CASE #: 00-CV-457

Transcription

1 US District Court Civil Docket as of 09/19/2005 Retrieved from the court on Monday, February 27, 2006 U.S. District Court Western District of Texas (Austin) CIVIL DOCKET FOR CASE #: 00-CV-457 In Re Crossroads Sys v., et al Filed: 07/28/00 Assigned to: Honorable James R. Nowlin Jury demand: Plaintiff Demand: $0,000 Nature of Suit: 850 Lead Docket: None Jurisdiction: Federal Question Dkt # in 5th Cir. : is : Dkt # in Member Case : is 1:00-cv Cause: 15:78m(a) Securities Exchange Act STEPHEN GREENBERG, Roger F. Claxton individually and on behalf of 214/ all others similarly situated plaintiff Claxton & Hill, P.L.L.C McKinney Ave. Suite 700 Dallas, TX (214) John K. Grant (415) Lerach Coughlin Stoia Geller 100 Pine Street Suite 2600 San Francisco, CA (415) Robert J. Hill 214/ Claxton & Hill, P.L.L.C McKinney Avenue, Suite 700 Dallas, TX (214) Joy Ann Bull (619) Lerach Coughlin Stoia & Robbins,

2 LLP 401 B. Street Suite 1700 San Diego, CA (619) James R. Hail 619/ Milberg Weis Bershad Hynes & Lerach LLP 401 B Street Suite 1700 San Diego, CA (619) Shirley H. Huang 415/ Lerach, Coughlin, Stoia, Geller 100 Pine Street Suite 2600 San Francisco, CA (415) Dennis J. Herman (415) Lerach Coughlin Stoia Geller 100 Pine Street Suite 2600 San Francisco, CA (415) AVIEL MARRACHE, Lead Plaintiff, James D. Baskin, III On behalf of himself and all 512/ others similarly situated plaintiff The Baskin Law Firm 300 West 6th Ste 1950 Austin, TX (512) John K. Grant Frederic S. Fox (212) Third Avenue 22nd Floor New York, NY (212)

3 Katherine L. Blanck (619) Milburg Weiss Bershad Hynes & Lerach 600 West Broadway 1800 One America Plaza San Diego, CA (619) Joy Ann Bull Dennis J. Herman CHARLES BINKS, individually and on behalf of all others similarly situated consolidated plaintiff Roger F. Claxton John K. Grant Joy Ann Bull James R. Hail Shirley H. Huang Dennis J. Herman RYAN BRISTOL, on behalf of Thomas E. Bilek himself and all others 713/ similarly situated consolidated plaintiff Hoeffner, Bilek & Eidman, L.L.P Louisiana Street Suite 1302 Houston, TX (713) John K. Grant

4 Fred Taylor Isquith (212) Gregory Mark Nespole (212) Wolf, Haldenstein, Adler, Freeman & Herz L.L.P. 270 Madison Avenue New York, NY (212) Bruce G. Murphy Law Offices of Bruce G. Murphy 265 Llwyds Lane Vero Beach, FL (561) Joy Ann Bull James R. Hail Shirley H. Huang Dennis J. Herman RYAN W. CONNORS, on behalf of himself and all others similarly situated consolidated plaintiff Robert I. Harwood Wechsler, Harwood, Halebian & Feffer, L.L.P. 488 Madison Avenue New York, NY (212) Thomas E. Bilek John K. Grant Fred Taylor Isquith

5 Gregory Mark Nespole Bruce G. Murphy Joy Ann Bull James R. Hail Shirley H. Huang Dennis J. Herman PETER MARGONELLI, on behalf of themselves and all others similarly situated consolidated plaintiff James D. Baskin, III Denise M. Douglas (619) Milberg Weiss Bershad Hynes & Lerach LLP 600 West Broadway Suite 1800 San Diego, CA (619) Patrick J. Coughlin (415) John K. Grant Lerach Coughlin Stoia Geller 100 Pine Street Suite 2600 San Francisco, CA (415) Paul Geller (561)

6 Cauley, Geller, Bowman & Coates, L.L.P. One Boca Place 2255 Glades Road Suite 421 A Boca Raton, FL (561) Frederick Fox 212/ Christine M. Comas 212/ Kaplan, Kilsheimer & Fox LLP 805 Third Avenue 22nd Floor New York, NY (212) Laurence D. King (415) Pine Street 26th Floor San Francisco, CA (415) Katherine L. Blanck Joy Ann Bull William S. Lerach 619/ Lerach Coughlin Stoia Geller 401 B Street Suite 1700 San Diego, CA (619) James R. Hail Darren J. Robbins Milberg Weiss Bershad Hynes & Lerach, LLp

7 401 B Street Suite 1700 San Diego, CA (619) Shirley H. Huang Dennis J. Herman RANDALL SIMON, on behalf of themselves and all others similarly situated consolidated plaintiff James D. Baskin, III Denise M. Douglas Patrick J. Coughlin John K. Grant Paul Geller Frederick Fox Christine M. Comas Laurence D. King Katherine L. Blanck Joy Ann Bull William S. Lerach

8 James R. Hail Darren J. Robbins Shirley H. Huang Dennis J. Herman ROGER D. LYNCH, individually Terrell W. Oxford and on behalf of all others 214/ similarly situated consolidated plaintiff Susman Godfrey, L.L.P. 901 Main Street Suite 1400 Dallas, TX (214) Douglas M. Risen 215/ Berger & Montague 1622 Locus Street Philadelphia, PA (215) Sherrie R. Savett 215/ Berger & Montague, P.C Locust St. Philadelphia, PA (215) John K. Grant Jason Brodsky Brodsky & Smith, LLC 11 Bala Avenue Suite 39 Bala Cynwyd, PA (610)

9 Joy Ann Bull James R. Hail Shirley H. Huang Dennis J. Herman MYRNA ALZAGA, individually and on behalf of all others similarly situated consolidated plaintiff Terrell W. Oxford Douglas M. Risen Sherrie R. Savett John K. Grant Jason Brodsky Joy Ann Bull James R. Hail Shirley H. Huang Dennis J. Herman

10 SAM RHOADES, individually and on behalf of all others similaraly situated consolidated plaintiff Roger F. Claxton John K. Grant Joy Ann Bull James R. Hail Shirley H. Huang Dennis J. Herman STEVEN WALLERSTIEN, on behalf Theodore C. Anderson, III of all others similarly 214/ situated consolidated plaintiff Kilgore & Kilgore 3131 McKinney Ave. Suite 700-LB-103 Dallas, TX (214) John K. Grant Joy Ann Bull James R. Hail Shirley H. Huang Dennis J. Herman ERIC SCHUESSLER, on behalf of James D. Baskin, III

11 himself and all others similarly situated consolidated plaintiff Denise M. Douglas Neil Rothstein 860/ Law Offices of Scott & Scott, LLC P.O. Box Norwich Avenue Colchester, CT (860) David R. Scott 860/ Scott & Scott, LLC 108 Norwich Ave. P.O. Box 192 Colchester, CT (860) John K. Grant Frederick Fox Christine M. Comas Marc H. Edelson 215/ Hoffman & Edelson 45 W. Court Street Doylestown, PA (215) Katherine L. Blanck Joy Ann Bull William S. Lerach

12 James R. Hail Shirley H. Huang Dennis J. Herman IAN GOTLIB, on behalf of himself and all others similarly situated consolidated plaintiff Roger F. Claxton John K. Grant Joseph H. Weiss Weiss & Yourman 551 5th Ave., Suite 1600 New York, NY (212) Joy Ann Bull James R. Hail Shirley H. Huang Dennis J. Herman v. CROSSROADS SYSTEMS, INC. Michael J. Biles defendant 512/ Akin, Gump, Strauss, Hauer & Feld, LLP 300 W. 6th Street Suite 2100

13 Austin, TX (512) Howard M. Privette, II (213) South Hope Street Los Angeles, CA (213) Paul R. Bessette 512/ Akin, Gump, Strauss, Hauer & Feld, LLP 300 W. 6th Street Suite 2100 Austin, TX (512) BRIAN R. SMITH defendant Michael J. Biles Howard M. Privette, II Paul R. Bessette REAGAN Y. SAKAI consolidated defendant Michael J. Biles Howard M. Privette, II Paul R. Bessette JOHN R. MIDDLETON consolidated defendant

14 DOCKET PROCEEDINGS DATE # DOCKET ENTRY 7/28/00 -- Case assigned to Honorable James R. Nowlin (td) [Entry date 07/31/00] 7/28/00 1 Complaint filed. Filing Fee: $ Receipt # (Pages: 20) (td) [Entry date 07/31/00] 7/28/00 -- Summons issued for Crossroads Systems, Brian R. Smith (td) [Entry date 07/31/00] 7/31/00 -- Court file forwarded to Judge Nowlin (td) [Entry date 07/31/00] 9/26/00 2 Motion by John S. Miller, Aviel Marrache to be appointed lead plaintiff, and to approve lead plaintiff's choice of co-lead liaison counsel (td) [Entry date 09/27/00] 9/26/00 3 Affidavit of Katherine L. Blanck by John S. Miller, Aviel Marrache in support of motion to be appointed lead plaintiff [2-1], motion to approve lead plaintiff's choice of co-lead liaison counsel [2-2] (td) [Entry date 09/27/00] 9/26/00 4 Motion by John S. Miller, Aviel Marrache to consolidate cases (td) [Entry date 09/27/00] 9/26/00 5 Appendix of Exhibits in Support of Motion to Consolidate Cases by John S. Miller, Aviel Marrache (td) [Entry date 09/27/00] [Edit date 09/27/00] 10/6/00 6 Response by Crossroads Systems, to motion to be appointed lead plaintiff [2-1], motion to approve lead plaintiff's choice of co-lead liaison counsel [2-2] (td) [Entry date 10/10/00] 10/12/00 7 Order granting motion to consolidate cases [4-1] (Lead Case A-00-CV-457-JN), denying motion to be appointed lead plaintiff [2-1], denying motion to approve lead plaintiff's choice of co-lead liaison counsel [2-2]. ntc 10/13/00 (td) [Entry date 10/13/00]

15 10/12/00 -- Cases consolidated (A-00-CV LEAD CASE; MEMBER CASES - A-00-CA-476, 497, 501, 505, 508, 524, 553, 564, 587, 601-JN) (td) [Entry date 10/13/00] 10/19/00 8 Notice of filing change of address of counsel by Stephen Greenberg, Crossroads Systems, Reagan Y. Sakai (td) [Entry date 10/23/00] 10/25/00 9 Motion by John S. Miller, Aviel Marrache to be appointed lead plaintiff, and to approve lead plaintiff's choice of co-lead and liason counsel (td) [Entry date 10/25/00] 11/3/00 10 Stipulation Regarding Local Rule CV-16 Scheduling Order and Class Certification Briefing filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 11/06/00] [Edit date 11/06/00] 11/6/00 11 Ordered that the parties submit the proposed scheduling order within 30 days after the first defendant in this case files an answer... ntc 11/7/00 (td) [Entry date 11/07/00] 11/9/00 12 Notice by John S. Miller, Aviel Marrache, Peter Margonelli, Randall Simon, Eric Schuessler of: Entry of Order (td) [Entry date 11/09/00] 11/15/00 13 Order granting motion to be appointed lead plaintiff [9-1], granting motion to approve lead plaintiff's choice of co-lead and liason counsel [9-2]. ntc 11/15/00 (td) [Entry date 11/15/00] 1/4/01 14 Stipulation Regarding Plaintiff's Time to File A Consolidated Amended Complaint filed by Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, Peter Margonelli, Randall Simon, Eric Schuessler (td) [Entry date 01/04/01] 1/4/01 15 Ordered that the parties' Stipulation Regarding Plaintiff's Time to File a Consolidated Amended Complaint is hereby GRANTED. ORDERED that Plaintiffs file and serve a Consolidated Amended Complaint in this case by 2/15/01. ntc 1/5/01 (td) [Entry date 01/05/01]

16 2/15/01 16 Amended complaint by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib, amending complaint [1-1] (Pages: 41) (rm) [Entry date 02/20/01] 3/16/01 17 Stipulation and Joint motion by Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai to exceed page limits (td) [Entry date 03/19/01] 3/20/01 18 Order granting joint motion to exceed page limits [17-1] ORDERED that Defendants' opening brief shall not exceed 20 pages, Plaintiffs' opposition brief shall not exceed 20 pages, and Defendants' reply brief shall not exceed 10 pages. ntc 3/21/01 (td) [Entry date 03/21/01] 4/2/01 19 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to dismiss plaintiffs' consolidated amended complaint (td) [Entry date 04/03/01] 4/2/01 20 Notice by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai of: Request for Judicial Notice in Support of Motion to Dismiss Consolidated Amended Complaint (td) [Entry date 04/03/01] 5/10/01 21 Joint motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend time to respond to defendants' motion to dismiss the consolidated amended complaint (td) [Entry date 05/10/01] 5/11/01 22 Order granting joint motion to extend time to respond to defendants' motion to dismiss the consolidated amended complaint [21-1] due on or before 5/25/01. ntc 5/11/01 (td) [Entry date 05/11/01] 5/25/01 23 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in opposition to motion to dismiss plaintiffs' consolidated amended complaint [19-1] (td) [Entry date 05/25/01]

17 6/25/01 24 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in support of motion to dismiss plaintiffs' consolidated amended complaint [19-1] (td) [Entry date 06/26/01] 6/25/01 25 Supplement filed by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai Re: notice [20-1] (td) [Entry date 06/26/01] 6/25/01 26 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for an oral hearing on their motion to dismiss (td) [Entry date 06/26/01] 8/15/01 27 Order denying motion for an oral hearing on their motion to dismiss [26-1], denying motion to dismiss plaintiffs' consolidated amended complaint [19-1]. ntc 8/16/01 (td) [Entry date 08/16/01] 8/24/01 28 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for an oral hearing on the motion to dismiss plaintiffs' consolidated amended complaint (td) [Entry date 08/27/01] 8/24/01 29 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) (td) [Entry date 08/27/01] 8/24/01 30 Appendix for motion for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) [29-1], motion for an oral hearing on the motion to dismiss plaintiffs' consolidated amended complaint [28-1] by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai (td) [Entry date 08/27/01] 8/27/01 31 Joint Stipulation and Motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend time to respond to plaintiffs' consolidated amended complaint (td) [Entry date 08/27/01] 8/28/01 32 Order granting motion to extend time to respond to plaintiffs' consolidated amended complaint [31-1] due on or before 9/26/01. (td) [Entry date 08/28/01]

18 9/5/01 33 Motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend time to respond to defendants' motion for an oral hearing on the motion to dismiss... (td) [Entry date 09/06/01] 9/7/01 34 Order denying motion for an oral hearing on the motion to dismiss plaintiffs' consolidated amended complaint [28-1]. ORDERED that Plaintiffs' Response to Defendants' Alternative Motion for Certification of Order for Appeal... shall be filed no later than 9/17/01 and Defendants' reply no later than 9/21/01. (td) [Entry date 09/10/01] 9/7/01 -- Mooted motion to extend time to respond to defendants' motion for an oral hearing on the motion to dismiss... [33-1] per Order #34 (ll) [Entry date 05/09/02] 9/17/01 35 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in opposition to motion for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) [29-1] (td) [Entry date 09/18/01] 9/21/01 36 Reply Memorandum by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in support of motion for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) [29-1] (td) [Entry date 09/24/01] 9/25/01 37 Joint motion by Stephen Greenberg, Crossroads Systems, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend by an additional two weeks defendants' time to resond to plaintiffs' consolidated amended complaint (td) [Entry date 09/26/01] 9/26/01 38 Order granting joint motion to extend by an additional two weeks defendants' time to resond to plaintiffs' consolidated amended complaint [37-1] answer due 10/10/01 for Brian R. Smith, for Crossroads Systems, (td) [Entry date 09/27/01] 9/28/01 39 Motion by Crossroads Systems, Brian R. Smith, Reagan Y.

19 Sakai to withdraw motion fro certification, and for reconsideration of the Court's motion to dismiss ruling in light of the Fifth Circuit's September 25, 2001 order (td) [Entry date 09/28/01] 10/5/01 40 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to motion to withdraw motion for certification [39-1], motion for reconsideration of the Court's motion to dismiss ruling in light of the Fifth Circuit's September 25, 2001 order [39-2] (td) [Entry date 10/05/01] 10/9/01 41 Motion by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for James D. Baskin III to appear pro hac vice (td) [Entry date 10/09/01] 10/9/01 42 Order granting motion to withdraw motion fro certification [39-1], denying motion for reconsideration of the Court's motion to dismiss ruling in light of the Fifth Circuit's September 25, 2001 order [39-2], withdrawing motion for certification of order for appeal pursuant to 28 U.S.C. section 1292(b) [29-1]. (td) [Entry date 10/10/01] 10/10/01 43 Order granting motion for James D. Baskin III to appear pro hac vice [41-1] (td) [Entry date 10/10/01] 10/10/01 44 Answer by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to amended complaint (td) [Entry date 10/11/01] 11/14/01 -- Recommendations for scheduling order by Stephen Greenberg, Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 11/15/01] 11/15/01 45 Scheduling order setting Joining of parties, amending of pleadings on 4/10/02 Deadline for filing of all motions 2/17/03 - dispositive motions limited to 35 pgs. in length, responses to 40 pgs. in length, and replies to 25 pgs.; Discovery cutoff 9/16/02 ; Alternate Dispute Resolution Report due by 11/28/01. (Noticed 11/16/01.) (mc2) [Entry date 11/16/01]

20 11/20/01 46 OPPOSED Motion by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to certify class action (td) [Entry date 11/20/01] 11/20/01 47 Appendix for motion to certify class action [46-1] by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 11/20/01] 11/28/01 48 Alternate Dispute Resolution Report filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib, Party(s) do not agree to Alternate Dispute Resolution (td) [Entry date 11/29/01] 12/7/01 49 STRICKEN by Order #51 - Response and Objections by Morgan Keegan & Co. to subpoena (originally docketed as a mtn to quash subpoena) (ll) [Entry date 12/18/01] [Edit date 12/18/01] 12/11/01 50 Order referring motion : referred motion to quash subpoena [49-1] to Judge Andrew W. Austin (td) [Entry date 12/12/01] 12/18/01 51 Order rescinding order [50-1] which referred #49 to magistrate, and striking the general objections [49-1] (ll) [Entry date 12/18/01] [Edit date 12/18/01] 1/2/02 52 Notice of filing Change of Address for the Firm of Kaplan Fox Kilsheimer LLP by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 01/02/02] 1/17/02 53 Motion by Stephen Greenberg, Crossroads Systems, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for protective order (td) [Entry date 01/17/02]

21 1/23/02 54 Order granting motion for protective order [53-1]. Protective Order filed. (td) [Entry date 01/23/02] 1/23/02 55 Motion by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for Dennis J. Herman and Shirley H. Huang to appear pro hac vice (td) [Entry date 01/24/02] 1/24/02 56 Joint motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to extend briefing schedule related to plaintiffs' opposed motion for class certification by two weeks (td) [Entry date 01/25/02] 1/25/02 57 Order granting motion for Dennis J. Herman and Shirley H. Huang to appear pro hac vice [55-1] (td) [Entry date 01/25/02] 1/25/02 58 Order granting joint motion to extend briefing schedule related to plaintiffs' opposed motion for class certification by two weeks [56-1] (td) [Entry date 01/25/02] 2/1/02 59 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for Howard M. Privette, II to appear pro hac vice (td) [Entry date 02/04/02] 2/4/02 60 Order granting motion for Howard M. Privette, II to appear pro hac vice [59-1] (td) [Entry date 02/04/02] 2/8/02 61 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to compel discovery responses from plaintiffs, and to expedite relief (td) [Entry date 02/11/02] 2/8/02 62 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for an expedited hearing, and to exceed the page limit on its motion to compel discovery (td) [Entry date 02/11/02] 2/11/02 63 Order referring motion : referred motion for an expedited hearing [62-1] to Judge Andrew W. Austin, referred motion to exceed the page limit on its motion to compel discovery [62-2] to Judge Andrew W. Austin, referred motion to compel discovery responses from plaintiffs [61-1] to Judge Andrew W. Austin, referred motion to expedite relief [61-2]

22 to Judge Andrew W. Austin (td) [Entry date 02/11/02] 2/11/02 65 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib motion for an expedited hearing [62-1], motion to exceed the page limit on its motion to compel discovery [62-2] (td) [Entry date 02/12/02] 2/12/02 64 Order granting motion for an expedited hearing [62-1], granting motion to exceed the page limit on its motion to compel discovery [62-2] Motion hearing motion to compel discovery responses from plaintiffs [61-1] for 10:30 2/20/02 before Magistrate Austin. (Noticed 2/12/02.) (mc2) [Entry date 02/12/02] 2/13/02 66 Motion by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to compel defendants' complete production of documents by 3/15/02, and for a coordinated hearing with defendants' motion on 2/20/02 (td) [Entry date 02/13/02] 2/14/02 67 Order referring motion : referred motion to compel defendants' complete production of documents by 3/15/02 [66-1] to Judge Andrew W. Austin, referred motion for a coordinated hearing with defendants' motion on 2/20/02 [66-2] to Judge Andrew W. Austin (td) [Entry date 02/15/02] 2/15/02 68 Order granting motion for a coordinated hearing with defendants' motion on 2/20/02 [66-2] (td) [Entry date 02/15/02] 2/15/02 69 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in opposition to motion to compel discovery responses from plaintiffs [61-1] (td) [Entry date 02/19/02] 2/19/02 70 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to motion to compel defendants' complete production of documents by 3/15/02 [66-1] (td) [Entry date 02/19/02] 2/20/02 -- Motion hearing held for the following motions: [66-1], [61-1] before Magistrate Judge Austin. Parties announce

23 ready. Statements and arguments of counsel heard. Motions taken under advisement. Written order forthcoming. (td) [Entry date 02/21/02] 2/20/02 71 Notice of Supplemental Authority in Further Support of Plaintiffs' Opposition to Defendant's Motion to Compel by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib of: (td) [Entry date 02/21/02] 2/22/02 72 Order granting in part, denying in part motion to compel defendants' complete production of documents by 3/15/02 [66-1] (td) [Entry date 02/22/02] 2/22/02 -- Mooted motions motion to compel discovery responses from plaintiffs [61-1], motion to expedite relief [61-2] (see doc #72) (td) [Entry date 03/05/02] 2/27/02 73 Transcript filed for dates of 2/20/02 (Proceedings Transcribed: Motions Hearing) (Court Reporter: Logan Miller) (td) [Entry date 02/28/02] 3/6/02 74 Order regarding setting deadlines in the 2/22/02 order and class certification briefing schedule. (td) [Entry date 03/07/02] 3/8/02 75 Objections by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to order [72-1] (td) [Entry date 03/11/02] 3/15/02 76 Response by Crossroads Systems, Inc to objections to Magistrate Judge Andrew W. Austin's order of 2/22/02 compelling discovery [75-1] (td) [Entry date 03/15/02] 3/15/02 77 Order overruling plaintiff's miscellaneous objection [75-1] (td) [Entry date 03/18/02] 3/28/02 78 Notice of Withdrawal by John S. Miller As Proposed Class Representative (td) [Entry date 03/28/02] 4/15/02 79 Motion by Stephen Greenberg to extend deadline for class certification discovery (ll) [Entry date 04/16/02]

24 4/25/02 80 Order granting motion to extend deadline for class certification discovery [79-1], extended until May 6, (JN) (td) [Entry date 04/26/02] 5/14/02 81 Joint Stipulation and Order Concerning Class Certification Discovery and Briefing Schedule filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 05/14/02] 5/15/02 82 Order on Joint stipulation [81-1]; concerning class certification discovery and briefing schedule (gr) [Entry date 05/16/02] 6/10/02 83 Advisory to the court filed by John S. Miller, Aviel Marrache, Peter Margonelli, Randall Simon, Eric Schuessler re change of address for James Baskin. (mc2) [Entry date 06/11/02] 6/17/02 84 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for summary judgment (td) [Entry date 06/19/02] 6/17/02 85 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for oral argument on plaintiffs' motion for class certification and defendants' motion for partial sj (td) [Entry date 06/19/02] 6/17/02 86 SEALED Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in opposition to motion to certify class action [46-1] (td) [Entry date 06/19/02] 7/10/02 87 Joint Stipulation and Order Setting Briefing Schedule for Defendants' Motion for Partial Summary Judgment. (JN) (td) [Entry date 07/10/02] 7/17/02 85 Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for partial summary judgment (td) [Entry date 07/23/02] 7/22/02 88 SEALED Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven

25 Wallerstien, Eric Schuessler, Ian Gotlib in support of motion to certify class action [46-1] (td) [Entry date 07/23/02] 7/22/02 89 Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in opposition to motion for partial summary judgment [85-1] (td) [Entry date 07/23/02] 8/12/02 90 Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in support of motion for partial summary judgment [85-1] (td) [Entry date 08/13/02] 9/4/02 91 Sur-Reply by Plaintiff, Stephen Greenberg in opposition to Defendant's reply brief in support of their motion for partial summary judgment [85-1] (gr) [Entry date 09/04/02] 9/5/02 92 Notice of filing Defendants' Request for Additional Briefing or Oral Argument on the Motions for Partial Summary Judgment and Class Certification (gr) [Entry date 09/06/02] 9/9/02 93 Order granting motion for additional briefing or oral argument on plaintiffs' motion for class certification; defendants shall file a five-page brief responding to the new arguments raised in pltfs' sur-reply... [85-1] (JN) (td) [Entry date 09/09/02] 9/12/02 94 Stipulation Concerning Filing of Additional Briefing on Motions for SJ and Class Certification filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 09/13/02] 9/13/02 95 Order on Joint Stipulation Concerning Filing of Additional Briefing on Motions for SJ and Class Certification due on or before 9/19/02. (JN) (td) [Entry date 09/16/02] 9/19/02 96 Notice of filing additional briefing on the motions for partial summary judgment and class certification by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai (td) [Entry date 09/19/02]

26 10/10/02 97 Notice of supplemental authority in support of defendants' opposition to class certification by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai (td) [Entry date 10/10/02] 11/15/02 98 Supplemental Authority by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in support of motion to certify class action [46-1] (td) [Entry date 11/15/02] 11/15/02 99 Notice by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai of: Supplemental Authority in Support of Opposition to Class Certification (td) [Entry date 11/18/02] 11/22/ Order granting motion for partial summary judgment [85-1] that plaintiffs are not entitled to the fraud-on-the-marked presumption of reliance, denying as moot motion for summary judgment [84-1], denying as moot motion to certify class action [46-1]. (Noticed 11/25/02.) (mc2) [Entry date 11/25/02] 11/25/ Order setting docket call for 1:30 12/4/02. (Noticed via fax 11/25/02, mailed copy to Bruce G. Murphy 11/27/02 per courtroom deputy instruction.) (mc2) [Entry date 11/25/02] [Edit date 11/27/02] 12/2/ Response by Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to order [101-2] (td) [Entry date 12/03/02] 12/4/02 -- Docket call held; parties announced ready; case to be recalled at next scheduled civil docket call. (td) [Entry date 12/06/02] [Edit date 12/06/02] 12/5/ Minutes of proceedings for Docket Call conducted on 12/4/02 by Judge Nowlin. Court Reporter: Logan Miller (td) [Entry date 12/06/02] [Edit date 12/06/02] 1/15/ Order set docket call for 1:30 2/5/03 signed by Honorable James R. Nowlin. (td) [Entry date 01/16/03] 1/16/ Order - Notice of Right to Consent to Trial By Magistrate Judge, signed by Honorable James R. Nowlin. (td)

27 [Entry date 01/17/03] 2/5/ Notice of filing change of address of counsel by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai (td) [Entry date 02/06/03] 2/5/03 -- Docket call held; parties announce ready; stipulation of dismissal expected soon. (td) [Entry date 02/10/03] 2/7/ Minutes of proceedings for Docket Call conducted on 2/5/03 by Judge Nowlin. Court Reporter: Logan Miller (td) [Entry date 02/10/03] 2/21/ Stipulation Regarding Entry of Judgment filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 02/21/03] 2/24/ Judgment in accordance with the provisions set forth in the order granting dfts' mtn for partial sum jgm and in the stipulation regarding entry of final jgm; case closed (all actions) and pending mtns denied as moot; signed by Honorable James R. Nowlin (Pages: 1) (ll) [Entry date 02/24/03] 2/24/03 -- Case closed (ll) [Entry date 02/24/03] 2/26/ Notice of appeal by Aviel Marrache, Stephen Greenberg, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (sl) [Entry date 02/28/03] 2/26/03 -- USCA appeal fees paid for appeal [110-1]: Appeal Fee: $ Receipt # (sl) [Entry date 02/28/03] 2/28/03 -- Served copy of notice of appeal, dkt #110, and copy of transmittal letter on Dennis Herman, James Ritt, Shirley Huang, James Hail, Joseph Weiss, Roger Claxton, Marc Edelson, Robert Harwood, Howard Privette, Michael Biles, Paul Bessette, Frederic Fox, Robert Hill, Christine Comas, David Scott, Neil Rothstein, Denise Douglas, Katherine Blanck, William Lerach, Frederick Fox, James Baskin, Theodore Anderson, Jason Brodsky, Sherrie Savett, Douglas

28 Risen, Terrell Oxford, Laurence King, Paul Geller, Patrick Coughlin, Darren Robbins, Bruce Murphy, Gregory Nespole, Fred Isquith, Thomas, Bilek, and Court. (sl) [Entry date 02/28/03] 3/7/ Appeal Transcript NOT requested by plaintiffs appeal [110-1] (sl) [Entry date 03/07/03] 4/7/03 -- Return of appeal information sheet received. appeal [110-1] USCA NUMBER: (sl) [Entry date 04/09/03] 4/14/03 -- Certified and transmitted record on appeal to U.S. Court of Appeals: appeal [110-1] # (sl) [Entry date 04/14/03] 4/25/03 -- Mail addressed to Theodore C. Anderson, III at Kilgore & Kilgore, 3131 McKinney Ave., Suite 700 LB 103, Dallas, Texas , attorney for Steven Wallerstien: copy of transmittal letter to the Fifth Circuit dated 4/4/03 : returned by post office marked RTS - no such number (sl) [Entry date 04/28/03] 4/28/03 -- Letter of transmittal from USCA: appeal [110-1] # acknowledging receipt of the record on 4/16/03. (sl) [Entry date 04/28/03] 5/25/ Certified copy of judgment of USCA remand for further proceedings; affirmed in part; vacated in part; remanded appeal [110-1] (nf) [Entry date 05/25/04] 5/25/04 -- Case reopened (nf) [Entry date 06/29/04] 6/14/04 -- Exhibits returned from 5CCA; placed in exhibit room (nf) [Entry date 06/14/04] 6/17/ Order parties shall submit a proposed scheduling order no later than 07/16/04 in this remanded case signed by Honorable James R. Nowlin (nf) [Entry date 06/23/04] 7/2/04 -- Mail addressed to Roger D. Lynch, Myrna Alzaga : scheduling parties shall submit a proposed scheduling order no later than 07/16/04 in this remanded case [113-1], order [113-2] : returned by post office marked Not deliverable addressed (mc1) [Entry date 07/07/04]

29 7/6/04 -- Mail : scheduling parties shall submit a proposed scheduling order no later than 07/16/04 in this remanded case [113-1], order [113-2] : returned by post office marked Return to Sender (nf) [Entry date 07/08/04] 7/16/04 -- Recommendations for scheduling order by Stephen Greenberg, Crossroads Systems, Brian R. Smith, John S. Miller, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 07/19/04] 7/20/ AMENDED Scheduling Order discovery deadline 12/1/04, motion filing deadline 5/1/05... signed by Honorable James R. Nowlin (td) [Entry date 07/21/04] 8/4/ Objections and Motion by Austin Ventures to quash or modify pltfs' subpoena duces tecum (td) [Entry date 08/05/04] 8/16/ Notice of Change of Firm Name filed by Stephen Greenberg, Aviel Marrache (mc1) [Entry date 08/17/04] 8/20/ SEALED Amended motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib: to certify class action - amended amending motion to certify class action [46-1] (td) [Entry date 08/23/04] 9/7/ Notice of filing change of address of counsel by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 09/08/04] 9/8/ Amended Objections and Amended motion by Austin Ventures : to quash - amended amending motion to quash or modify pltfs' subpoena duces tecum [115-1] (td) [Entry date 09/09/04] 9/14/ Joint motion by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to amend Scheduling order [45-1] (td) [Entry date 09/14/04]

30 9/16/ Order granting joint motion to amend Scheduling order [45-1] [120-1] signed by Honorable James R. Nowlin (td) [Entry date 09/16/04] 9/24/04 -- Rec'd Proposed Stipulation and Orer Re Extension of Deadlines in Amended Scheuling Order During Mediation (td) [Entry date 09/27/04] 9/29/ Order granting the parties stipulation and proposal regarding extension of deadlines in amended scheduling order during mediation, signed by Honorable James R. Nowlin (td) [Entry date 09/30/04] 10/12/04 -- Mail addressed to Crossroads Systems, Brian R. Smith, Reagan Y. Sakai : order [122-1] : returned by post office marked RTS, Attempted (td) [Entry date 10/13/04] 10/18/ EMERGENCY Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai for protective order limiting pltfs to ten depositions and precluding discovery on dismissed and irrelevant claims (td) [Entry date 10/19/04] 10/19/ Order granting motion for protective order limiting pltfs to ten depositions and precluding discovery on dismissed irrelevant claims [123-1] signed by Honorable James R. Nowlin (td) [Entry date 10/20/04] 10/20/ Motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for an order seeking relief for defendants' failure to comply with protective order, and setting the number of depositions (td) [Entry date 10/21/04] 10/20/ SEALED Appendix for motion for an order seeking relief for defendants' failure to comply with protective order [125-1], motion setting the number of depositions [125-2] by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 10/21/04] 10/21/ Motion by Stephen Greenberg, Aviel Marrache, Charles Binks,

31 Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to amend order [124-1] (td) [Entry date 10/21/04] 10/25/ Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in opposition to motion to amend order [124-1] [127-1], motion for an order seeking relief for defendants' failure to comply with protective order [125-1], motion setting the number of depositions [125-2] (td) [Entry date 10/25/04] 10/26/ Order referring motion : referred motion to amend order [124-1] [127-1] to Judge Andrew W. Austin signed by Honorable James R. Nowlin (td) [Entry date 10/26/04] 10/26/ Order referring motion : referred motion for an order seeking relief for defendants' failure to comply with protective order [125-1] to Judge Andrew W. Austin, referred motion setting the number of depositions [125-2] to Judge Andrew W. Austin signed by Honorable James R. Nowlin (td) [Entry date 10/26/04] 10/26/ Order Motion hearing motion to amend order [124-1] [127-1] for 1:30 11/9/04, motion for an order seeking relief for defendants' failure to comply with protective order [125-1] for 1:30 11/9/04, motion setting the number of depositions [125-2] for 1:30 11/9/04 signed by Judge Andrew W. Austin (td) [Entry date 10/26/04] 10/28/ Motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for John K. Grant to appear pro hac vice (td) [Entry date 10/29/04] 10/29/ Response by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai in opposition to amended motion to certify class action - amended [117-1] (td) [Entry date 11/01/04] 10/29/ Motion by Crossroads Systems, Brian R. Smith, Reagan Y. Sakai to strike the Affidavit of John K. Grant (td) [Entry date 11/01/04] 11/1/04 -- Mail addressed to Roger D. Lynch, Myrna Alzaga : order [129-1] : returned by post office marked Not Deliverable as Addressed (td) [Entry date 11/02/04]

32 11/1/ Order granting motion for John K. Grant to appear pro hac vice [132-1] signed by Honorable James R. Nowlin (td) [Entry date 11/02/04] 11/4/ Stipulation and Order Concerning Agreed Deposition Limit and Protective Order Designation and Vacating Hearing Scheduled for November 9, 2004, signed by Judge Andrew W. Austin (td) [Entry date 11/05/04] 11/9/ Order referring motion : referred motion to strike the Affidavit of John K. Grant [134-1] to Judge Andrew W. Austin signed by Honorable James R. Nowlin (td) [Entry date 11/09/04] 11/22/ Reply by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib to response to amended motion to certify class action [117-1] (mc2) [Entry date 11/24/04] 11/24/ Written status report by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 11/29/04] 12/1/ Order signed by Judge Andrew W. Austin... ORDERED that this case be removed from the Magistrate Court's docket and returned to the docket of the Hon. James R. Nowlin. (td) [Entry date 12/02/04] 1/27/ Ordered that the Parties SHALL jointly submit to the Court all closing documents, including the approved settlement agreement, on or before 28 January 2005, signed by Honorable James R. Nowlin (td) [Entry date 01/28/05] 1/28/ Stipulation Regarding Time To File Settlement Documentation filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 01/31/05]

33 1/31/ Order signed by Honorable James R. Nowlin... that the Parties SHALL jointly submit to the Court all closing documents, including the approved settlement agreement, on or before 11 February (td) [Entry date 01/31/05] 2/11/ Stipulation of Settlement filed by Stephen Greenberg, Crossroads Systems, Brian R. Smith, Aviel Marrache, Reagan Y. Sakai, John R. Middleton, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 02/14/05] 2/14/ Order Preliminarily Approving Settlement, Certifying the Class and Providing for Notice, signed by Honorable James R. Nowlin (td) [Entry date 02/15/05] 2/14/05 -- Miscellaneous hearing (settlement) set on 2:00 7/11/05 (td) [Entry date 06/10/05] 2/15/ Order mooting motion to strike the Affidavit of John K. Grant [134-1], mooting motion to amend order [124-1] [127-1], mooting motion for an order seeking relief for defendants' failure to comply with protective order [125-1], mooting motion setting the number of depositions [125-2], mooting amended motion to quash - amended [119-1], mooting amended motion to certify class action - amended [117-1], mooting motion to quash or modify pltfs' subpoena duces tecum [115-1] signed by Honorable James R. Nowlin (td) [Entry date 02/16/05] 6/22/05 -- Rec'd Proposed Stipulation and Order re: Extension of Page Limitation on Motion for Final Approval of Class Action Settlement... orig fwd to Judge Nowlin for signature. (td) [Entry date 06/23/05] 6/24/ Stipulation and Order Regarding Extension of Page Limitation on Motion for Final Approval of Class Action Settlement and Motion for Application of Attorneys' Fees and Reimbursement of Expenses, signed by Honorable James R. Nowlin (td) [Entry date 06/24/05] 6/27/ Joint Declaration/Motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for final approval of settlement, and mailing

34 of notice of change in plan of allocation, and for attorney fees and reimbursement of expenses (td) [Entry date 06/29/05] 6/27/ Memorandum by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in support of motion for attorney fees and reimbursement of expenses [148-3] (td) [Entry date 06/29/05] 6/27/ Compendium of Affidavits by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in of motion for attorney fees and reimbursement of expenses [148-3] (td) [Entry date 06/29/05] 6/27/ Appendix of authorities cited in memorandum of law in support of motion for attorney fees and reimbursement of expenses [148-3] by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 06/29/05] 6/27/ Memorandum by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib in support of motion for final approval of settlement [148-1], motion mailing of notice of change in plan of allocation [148-2] (td) [Entry date 06/29/05] 6/27/ Notice of filing Affidavit of Michael Rosenbaum re: Mailing and Publication of Notice and Requests for Exclusion From the Settlement Class by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib (td) [Entry date 06/29/05] 7/6/ Motion by Stephen Greenberg, Aviel Marrache, Charles Binks, Ryan Bristol, Ryan W. Connors, Peter Margonelli, Randall Simon, Roger D. Lynch, Myrna Alzaga, Sam Rhoades, Steven Wallerstien, Eric Schuessler, Ian Gotlib for Joy Ann Bull to appear pro hac vice (td) [Entry date 07/07/05]

35 7/7/05 -- Pro hac vice fee paid by Joy Ann Bull with Amount: $25.00 Receipt # (td) [Entry date 07/11/05] 7/8/ Order granting motion for Joy Ann Bull to appear pro hac vice [154-1] signed by Honorable James R. Nowlin (td) [Entry date 07/11/05] 7/11/ Minutes of proceedings for Settlement Hearing conducted on 7/11/05 by Judge Nowlin. Court Reporter: Kathy Carroll (td) [Entry date 07/12/05] 7/11/05 -- Miscellaneous hearing (settlement) held; statements of counsel heard; Court accepts settlement and enters order; hearing concluded; attorneys fees taken under advisement - parties to file response in 10 days, if needed. (td) [Entry date 07/12/05] 7/11/ Order granting motion for final approval of settlement [148-1], granting motion mailing of notice of change in of allocation [148-2] signed by Honorable James R. Nowlin (td) [Entry date 07/12/05] 7/11/ Final Judgment and Order of Dismissal With Prejudice, signed by Honorable James R. Nowlin (Pages: 5) (td) [Entry date 07/12/05] 7/14/ Transcript filed for dates of 7/11/05 (Proceedings Transcribed: Settlement Conference) (Court Reporter: Kathy Carroll) (td) [Entry date 07/15/05] 7/19/05 -- Mail addressed to Jason Brodsky: order [155-1] : returned by post office marked RTS, Not Deliverable As Addressed, Unable to Forward (td) [Entry date 07/20/05] 7/19/05 -- Mail addressed Katherine L. Blanck: order [147-1] : returned by post office marked RTS, Attempted Not Known (td) [Entry date 07/20/05] 7/19/05 -- Mail addressed to Denise M. Douglas: order [147-1]: returned by post office marked RTS, Attempted Not Known (td) [Entry date 07/20/05] 7/20/05 -- Mail addressed to Atty Paul Geller returned: judgment [158-1], order [157-1]: returned by post office marked RTS, Undeliverable as Addresse (td) [Entry date 07/21/05]