U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:03-cv RO

Transcription

1 US District Court Civil Docket as of 04/28/2006 Retrieved from the court on Monday, October 16, 2006 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:03-cv RO In Re: Pro Net Link Securit, et al v., et al Assigned to: Judge Richard Owen Demand: $0 Lead case: 1:03-cv RO Member cases: 1:03-cv RO 1:03-cv RO Cause: 15:78m(a) Securities Exchange Act Lead Plaintiff Doreen A. Labit on behalf of themeselves and all others similarly situated Date Filed: 04/03/2003 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Thomas James McKenna Gainey & McKenna 485 Fifth Avenue New York, NY (212) Kenneth J. Vianale Vianale & Vianale LLP 2499 Glades Road Suite 112 Boca Raton, FL Fax: Lead Plaintiff Craig Zychal on behalf of themselves and all others similarly situated represented by Thomas James McKenna Kenneth J. Vianale Plaintiff Joshua Popenoe on behalf of themselves and all others similarly situated represented by Thomas James McKenna

2 Plaintiff Richard L. Brink on behalf of themselves and all others similarly situated represented by Thomas James McKenna Plaintiff D.D.S. Philip J. Paul on behalf of themselves and all others similarly situated represented by Thomas James McKenna V. Lindsey Smidt V. Defendant Glenn Zagoren represented by Brian David Linder Clayman & Rosenberg 305 Madison Avenue Suite 1301 New York, NY (212) Fax: Thomas R. Manisero Wilson ElserMoskowitz Edelman & Dicker LLP(White Plains) 3 Gannett Drive White Plains, NY (914) Fax: (914) maniserot@wemed.com ATTORNEY TO BE NOTICED Defendant Jean Pierre Collardeau represented by Andrew M.I. Lee Friedman, Kaplan, Seiler and Adelman 1633 Broadway

3 NY, NY (212) Fax: (212) TERMINATED: 04/28/2006 Anne Elizabeth Beaumont Friedman, Kaplan, Seiler and Adelman 1633 Broadway NY, NY Fax: TERMINATED: 04/28/2006 Paul Joseph Fishman Friedman, Kaplan, Seiler and Adelman 1633 Broadway NY, NY Fax: TERMINATED: 04/28/2006 Thomas R. Manisero ATTORNEY TO BE NOTICED Defendant Auguste Francis Vincent Defendant Feldman Scherb & Co. represented by Lawrence A. Steckman Lester, Schwab, Katz & Dwyer, L.L.P. 120 Broadway New York, NY (212) Thomas R. Manisero ATTORNEY TO BE NOTICED Defendant

4 Grassi & Co., CPA's, P.C. represented by Thomas R. Manisero Defendant Sherb & Co., P.C. represented by Joseph Louis Francoeur Wilson Elser Moskowitz Edelman & Dicker LLP 150 East 42nd Street New York, NY (212) Fax: (212) Thomas W. Hyland Wilson, Elser, Moskowtiz, Edelman & Dicker, LLP(Alb) 677 Broadway, 9th Flr. Albany, NY (518) Fax: (518) ATTORNEY TO BE NOTICED Lead Plaintiff Scott Campbell Thomas James McKenna ATTORNEY TO BE NOTICED Lead Plaintiff Daniel P. Provost Thomas James McKenna ATTORNEY TO BE NOTICED Lead Plaintiff Dennis Bell Thomas James McKenna

5 ATTORNEY TO BE NOTICED Scot Campbell Allen R. Sartain Scott G. Haase Cindy Ewald Hendrik Jan Klein Judy Stevenfeldt Roseann Sprague Jeffrey R. Mendel Thomas J. Rutkowski

6 Richard L. Wisott Cedric Murray Mary Murray Janice C. Trudeau Anthony Fowler Howard W. Elkins Salvadore D. Scarpinato Susan H. Scarpinato William Lee Crossman Jeffrey Burton

7 Robert Burton Elizabeth Burton Calvin Ewald Steven L. Packer Yvonne Ewald-Wade Collin Ewald Brian Dooley Francesco Rizzo Kim L. Eaton Daniel P. Provost

8 Jack Brazil Shai Brazil John Kevin Kiser Gary Smith Jeffrey F. Hill Ronald F. Coleman Bette A. McRee represented by Menachem E. Lifshitz Bernstein, Liebhard & Lifshitz, L.L.P. 10 East 40th Street New York, NY (212) Date Filed # Docket Text 04/03/ COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ RECEIPT # (gf) (Entered: 04/04/2003)

9 04/03/2003 Magistrate Judge Debra C. Freeman is so designated. (gf) (Entered: 04/04/2003) 06/23/ NOTICE OF MOTION by Doreen A. Labit, Craig Zychal, Scott Campbell, Daniel P. Provost, Dennis Bell for an order to consolidate case nos. 03cv2298, 03cv4077, and 03cv4483, for an order to appoint plaintiff Doreen A. Labit, plaintiff Craig Zychal, movant Scott Campbell, movant Daniel P. Provost, movant Dennis Bell to serve as lead plaintiffs, for an order to approve movants choice of Vianale & Vianale LLP and Gainey & McKEnna as lead counsel. No Return Date. Declaration of Kenneth J. Vianale and proposed order attached. (sb) (Entered: 06/24/2003) 06/23/ MEMORANDUM OF LAW by Doreen A. Labit, Craig Zychal, Scott Campbell, Daniel P. Provost, Dennis Bell in support of [2-1] motion for an order to consolidate case nos. 03cv2298, 03cv4077, and 03cv4483, [2-2] motion for an order to appoint plaintiff Doreen A. Labit, plaintiff Craig Zychal, movant Scott Campbell, movant Daniel P. Provost, movant Dennis Bell to serve as lead plaintiffs, [2-3] motion for an order to approve movants choice of Vianale & Vianale LLP and Gainey & McKEnna as lead counsel. (sb) (Entered: 06/25/2003) 06/30/ AFFIDAVIT OF SERVICE of summons and complaint as to Glenn Zagoren by Angela Zagoren on 6/10/03. Answer due on 6/30/03 for Glenn Zagoren. (yv) (Entered: 07/02/2003) 08/01/ AFFIDAVIT OF SERVICE of summons and complaint as to Jean Pierre Collardeau by personal service on 7/17/03. Answer due on 8/6/03 for Jean Pierre Collardeau. (jco) (Entered: 08/06/2003) 09/02/ ORDER, granting [2-1] motion for an order to consolidate case nos. 03cv2298, 03cv4077, and 03cv4483, granting [2-2] motion for an order to appoint plaintiff Doreen A. Labit, plaintiff Craig Zychal, movant Scott Campbell, movant Daniel P. Provost, movant Dennis Bell to serve as lead plaintiffs, granting [2-3] motion for an order to approve movants choice of Vianale & Vianale LLP and Gainey & McKEnna as lead counsel; lead plaintiffs shall serve a consolidated amended class action complaint within 60 days of entry of this order. Defendants shall answer or otherwise plead to the consolidated amended complaint within 60 days after service of the consolidated amended complaint. If defendants file a motion to dismiss, plaintiffs will have 45 days to oppose such motion after serve of such motion. Defendants need not respond to the complaints heretofore filed in each of the cases listed in this document and consolidated by this order. Plaintiffs need not move for class certification until such time as defendants have answered the Consolidated Amended Complaint. ( signed by Judge Richard Owen ); (kw) (Entered: 09/08/2003) 09/02/2003 Consolidated Lead Case. (kw) (Entered: 09/08/2003) 09/18/ NOTICE OF MOTION by Feldman Scherb & Co. for an order dismissing complaint with prejudice ; Return Date 10/10/03 at 2:30. Attached is affidvit in support; (djc) (Entered: 09/23/2003) 09/18/ MEMORANDUM OF LAW by Feldman Scherb & Co. in support of [7-1] motion for an order dismissing complaint with prejudice. (djc) (Entered: 09/23/2003) 09/25/ NOTICE OF MOTION by Grassi & Co. CPA's for an order pursuant to FRCP

10 12(b)(6) to dismiss the present action against Grassi & Co. CPA's. Return Date not indicated. (moc) (Entered: 09/30/2003) 09/25/ MEMORANDUM OF LAW by Grassi & Co. CPA's in support of [9-1] motion for an order pursuant to FRCP 12(b)(6) to dismiss the present action against Grassi & Co. CPA's. (moc) (Entered: 09/30/2003) 10/02/ NOTICE OF MOTION by Doreen A. Labit, Craig Zychal, Joshua Popenoe, Richard L. Brink, Philip J. Paul, Scott Campbell, Daniel P. Provost, Dennis Bell, Scot Campbell, Allen R. Sartain, Scott G. Haase, Cindy Ewald, Lindsey Smidt, Hendrik Jan Klein, Judy Stevenfeldt, Roseann Sprague, Jeffrey R. Mendel, Thomas J. Rutkowski, Richard L. Wisott, Cedric Murray, Mary Murray, Janice C. Trudeau, Anthony Fowler, Howard W. Elkins, Salvadore D. Scarpinato, Susan H. Scarpinato, William Lee Crossman, Jeffrey Burton, Robert Burton, Elizabeth Burton, Calvin Ewald, Steven L. Packer, Yvonne Ewald-Wade, Collin Ewald, Brian Dooley, Francesco Rizzo, Kim L. Eaton, Daniel P. Provost, Jack Brazil, Shai Brazil, John Kevin Kiser, Gary Smith, Jeffrey F. Hill, Ronald F. Coleman, Bette A. McRee for an Order pursuant to Rule 6(b), FRCP staying the time within which plaintiffs must respond to motions to dismiss that have been filed by defendants and any other motions to dismiss that may be filed hereafter directed to the 3 original complaints that have been consolidated herein, resetting the return dates on the pending motions so that the motions are heard at the same time the Court hears arguments on any motions addressed to the Amended Complaint. Return Date not indicated. Proposed Order attached. (yv) Modified on 10/06/2003 (Entered: 10/06/2003) 10/02/ MEMORANDUM OF LAW by Doreen A. Labit, Craig Zychal, Joshua Popenoe, Richard L. Brink, Philip J. Paul, Scott Campbell, Daniel P. Provost, Dennis Bell, Scot Campbell, Allen R. Sartain, Scott G. Haase, Cindy Ewald, Lindsey Smidt, Hendrik Jan Klein, Judy Stevenfeldt, Roseann Sprague, Jeffrey R. Mendel, Thomas J. Rutkowski, Richard L. Wisott, Cedric Murray, Mary Murray, Janice C. Trudeau, Anthony Fowler, Howard W. Elkins, Salvadore D. Scarpinato, Susan H. Scarpinato, William Lee Crossman, Jeffrey Burton, Robert Burton, Elizabeth Burton, Calvin Ewald, Steven L. Packer, Yvonne Ewald-Wade, Collin Ewald, Brian Dooley, Francesco Rizzo, Kim L. Eaton, Daniel P. Provost, Jack Brazil, Shai Brazil, John Kevin Kiser, Gary Smith, Jeffrey F. Hill, Ronald F. Coleman, Bette A. McRee in support of [11-1] motion for an Order pursuant to Rule 6(b), FRCP staying the time within which plaintiffs must respond to motions to dismiss that have been filed by defendants and any other motions to dismiss that may be filed hereafter directed to the 3 original complaints that have been consolidated herein, [11-2] motion resetting the return dates on the pending motions so that the motions are heard at the same time the Court hears arguments on any motions addressed to the Amended Complaint. (yv) (Entered: 10/06/2003) 10/09/ ORDER granting [11-1] motion for an Order pursuant to Rule 6(b), FRCP staying the time within which plaintiffs must respond to motions to dismiss that have been filed by defendants and any other motions to dismiss that may be filed hereafter directed to the 3 original complaints that have been consolidated herein, granting [11-2] motion resetting the return dates on the pending motions so that the motions are heard at the same time the Court hears arguments on any motions addressed to the Amended Complaint, Pursuant to this court's order dated 9/2/03, the plaintiffs

11 shall file a consolidated amended class action complaint on or before 11/3/03, motions directed to the amended complaint shall be briefed pursuant to the schedule set out in the court's 9/2/03, plaintiffs' time to respond to the pending motions to dismiss is extended as further set forth in this order; the return date on the pending motions shall be re-set to coincide with the return date on any motions to dismiss filed against the amended complaint. ( signed by Judge Richard Owen ); (dle) (Entered: 10/10/2003) 11/03/ AMENDED COMPLAINT by Doreen A. Labit, Craig Zychal (Answer due 11/13/03 for Sherb & Co., P.C., for Grassi & Co. CPA's, for Feldman Scherb & Co., for Auguste Francis Vincent, for Jean Pierre Collardeau, for Glenn Zagoren ) amending [1-1] complaint; Summons issued. (jco) (Entered: 11/05/2003) 11/07/ PLTFFS' NOTICE of FILING by Doreen A. Labit, Craig Zychal, Scott Campbell, Daniel P. Provost, Dennis Bell of the attached certifications that were inadvertently omitted from the Pltffs Consolidated Amended Class Action Complaint, filed 11/3/03. (db) (Entered: 11/12/2003) 12/31/ MOTION for an order permitting plaintiffs to file the proposed second consolidated amended complaint annexed hereto for the reasons set forth in the memorandum of law. Document filed by Dennis Bell, Scott Campbell, Doreen A. Labit, Daniel P. Provost, Craig Zychal. (dle, ) (Entered: 01/09/2004) 12/31/ MEMORANDUM OF LAW in Support re: [16] MOTION for Leave to File second consolidated amended complaint.. Document filed by Dennis Bell, Scott Campbell, Doreen A. Labit, Daniel P. Provost, Craig Zychal. (dle, ) (Entered: 01/09/2004) 02/02/ CONSENT ORDER; that Friedman Kaplan shall be substituted as attys of record for Mr. Collardeau in this action in place of Clayman & Rosenberg. (Signed by Judge Richard Owen on 1/22/04) (pl, ) (Entered: 02/09/2004) 02/20/ PLAINTIFFS' SECOND CONSOLIDATED AMENDED CLASS ACTION COMPLAINT amending [14] Amended Complaint, against Jean Pierre Collardeau, Feldman Scherb & Co., Grassi & Co., CPA's, P.C., Sherb & Co., P.C., Auguste Francis Vincent, Glenn Zagoren.Document filed by Dennis Bell, Scott Campbell, Doreen A. Labit, Daniel P. Provost, Craig Zychal. Related document: [14] Amended Complaint, filed by Doreen A. Labit, Craig Zychal.(dle, ) (Entered: 02/25/2004) 02/20/2004 Set Answer Due Date re: [19] Amended Complaint, as to Jean Pierre Collardeau answer due on 3/1/2004; Feldman Scherb & Co. answer due on 3/1/2004; Sherb & Co., P.C. answer due on 3/1/2004; Auguste Francis Vincent answer due on 3/1/2004; Glenn Zagoren answer due on 3/1/2004. (dle, ) (Entered: 02/25/2004) 02/20/ Agreed Motion by all parties for entry of a scheduling order. Document filed by Dennis Bell, Jack Brazil, Shai Brazil, Richard L. Brink, Elizabeth Burton, Jeffrey Burton, Robert Burton, Scot Campbell, Scott Campbell, Ronald F. Coleman, Jean Pierre Collardeau, William Lee Crossman, Brian Dooley, Kim L. Eaton, Howard W. Elkins, Calvin Ewald, Cindy Ewald, Collin Ewald, Yvonne Ewald-Wade, Feldman Scherb & Co., Anthony Fowler, Grassi & Co., CPA's, P.C., Scott G. Haase, Jeffrey F. Hill, John Kevin Kiser, Hendrik Jan Klein, Doreen A. Labit, Bette A. McRee, Jeffrey R. Mendel, Cedric Murray, Mary Murray, Steven L. Packer, Philip J. Paul, Joshua Popenoe, Pro Net Link Securities Litigation, Daniel P.

12 Provost, Francesco Rizzo, Thomas J. Rutkowski, Allen R. Sartain, Salvadore D. Scarpinato, Susan H. Scarpinato, Sherb & Co., P.C., Lindsey Smidt, Gary Smith, Roseann Sprague, Judy Stevenfeldt, Janice C. Trudeau, Auguste Francis Vincent, Richard L. Wisott, Glenn Zagoren, Craig Zychal. (dle, ) (Entered: 02/25/2004) 03/08/ ORDER granting [20] Agreed Motion: Defts shall have 45 days from the date of filing of the Complaint to answer or move to dismiss the complaint: plntfs shall serve their response to any motion to dismiss within 30 days of service of such motion: defts shall file and serve any reply to plntfs' response within 15 days thereafter. (Signed by Judge Richard Owen on 3/5/04) copies sent by chambers.(cd, ) (Entered: 03/11/2004) 04/05/ MOTION for an Order pursuant to FRCP 12(b)(6), dismissing this action in its entirety, on the ground that plaintiffs have failed to state a claim upon which relieef may be granted. Document filed by Jean Pierre Collardeau. (tp, ) (Entered: 04/07/2004) 04/05/ MEMORANDUM OF LAW in Support of [22] MOTION to Dismiss. Document filed by Jean Pierre Collardeau. (tp, ) (Entered: 04/07/2004) 04/05/ DECLARATION of Anne E. Beaumont in Support re: [22] MOTION to Dismiss. Document filed by Jean Pierre Collardeau. (tp, ) (Entered: 04/07/2004) 04/05/ MOTION for an order pursuant to F.R.C.P. 12(b)(6) to Dismiss all claims i the Second Amended Complaint against Glenn Zagoren for failure to state a claim; permitting the dft. Glen Zagoren to join in all applicable motions to dismiss on behalf of co-defendants.. (pl, ) (Entered: 04/07/2004) 04/05/ MEMORANDUM OF LAW in Support re: [25] MOTION to Dismiss.. Document filed by Glenn Zagoren. (pl, ) (Entered: 04/07/2004) 04/06/ MOTION pursuant to Rules 12 and 9 of the FRCP Dismissing this action, with prejudice. Document filed by Feldman Scherb & Co. Return Date set for 6/4/ :30 PM before Judge Richard Owen. Declaration of Lawrence A. Steckman in support and Exhibits attached.(db, ) (Entered: 04/08/2004) 04/06/ MEMORANDUM OF LAW in Support re: [27] MOTION to Dismiss. Document filed by Feldman Scherb & Co. (db, ) (Entered: 04/08/2004) 04/09/ MOTION to Dismiss pursuant to FRCP 12(b)(6). Annexed Declaration of Greenberg. Document filed by Grassi & Co., CPA's, P.C. (kw, ) (Entered: 04/16/2004) 04/09/ MEMORANDUM OF LAW in Support re: [30] MOTION to Dismiss. Document filed by Grassi & Co., CPA's, P.C. (kw, ) (Entered: 04/16/2004) 04/12/ STIPULATION AND ORDER: the time for Grassi and Sherb & Co., to respond to the complaint is extended to 4/9/04. (Signed by Judge Richard Owen on 4/12/04) (kw, ) (Entered: 04/14/2004) 04/20/ STIPULATION AND ORDER that the time for the defendant SHERB & Co., L.L.P. to answer, appear, or otherwise move with respect to the plaintiffs' complaint is hereby extended up to and including 4/20/04. So Ordered. (Signed by Judge Richard Owen on 4/7/04) (jco, ) (Entered: 04/21/2004)

13 04/20/2004 Set Answer Due Date purs. to [32] Stipulation and Order as to Sherb & Co., P.C. answer due on 4/20/2004. (jco, ) (Entered: 04/21/2004) 04/20/ MOTION for an Order pursuant to F.R.C.P. 12(b)(6) dismissing the present action against Sherb & Co. LLP. Document filed by Sherb & Co., P.C. (jco, ) (Entered: 04/22/2004) 04/20/ MEMORANDUM OF LAW in Support re: [33] MOTION to Dismiss. Document filed by Sherb & Co., P.C.(jco, ) (Entered: 04/22/2004) 05/04/ STIPULATION AND ORDER that the time for the lead plaintiffs to respond to all defendants' motion to dismiss is set for 5/20/04; that defendants shall have up to and including 6/10/04 to file any reply briefs. So Ordered. (Signed by Judge Richard Owen on 5/4/04) Filed In Associated Cases: 1:03-cv RO,1:03-cv RO,1:03-cv RO(jco, ) (Entered: 05/05/2004) 06/01/ STIPULATION AND ORDER; time for the lead plaintiffs to respond to all defendnats' motions to dismiss is set for June 2, 2004; defendants shall have up to and including July 2, 2004 to file any reply briefs. (Signed by Judge Richard Owen on 05/18/04) (djc, ) (Entered: 06/02/2004) 06/01/2004 Set/Reset Deadlines as to [27] MOTION to Dismiss., [30] MOTION to Dismiss., [33] MOTION to Dismiss., [22] MOTION to Dismiss., [25] MOTION to Dismiss., [7] Motion to Dismiss, [9] Motion to Dismiss. Responses due by 6/2/2004 Replies due by 7/2/2004. (djc, ) (Entered: 06/02/2004) 06/03/ MEMORANDUM OF LAW in Opposition re: [25] MOTION to Dismiss., [33] MOTION to Dismiss., [27] MOTION to Dismiss., [22] MOTION to Dismiss., [30] MOTION to Dismiss. Document filed by Dennis Bell, Jack Brazil, Shai Brazil, Richard L. Brink, Elizabeth Burton, Jeffrey Burton, Robert Burton, Scot Campbell, Scott Campbell, Ronald F. Coleman, William Lee Crossman, Brian Dooley, Kim L. Eaton, Howard W. Elkins, Calvin Ewald, Cindy Ewald, Collin Ewald, Yvonne Ewald-Wade, Anthony Fowler, Scott G. Haase, Jeffrey F. Hill, John Kevin Kiser, Hendrik Jan Klein, Doreen A. Labit, Bette A. McRee, Jeffrey R. Mendel, Cedric Murray, Mary Murray, Steven L. Packer, Philip J. Paul, Joshua Popenoe, Daniel P. Provost, Francesco Rizzo, Thomas J. Rutkowski, Allen R. Sartain, Salvadore D. Scarpinato, Susan H. Scarpinato, Lindsey Smidt, Gary Smith, Roseann Sprague, Judy Stevenfeldt, Janice C. Trudeau, Richard L. Wisott, Craig Zychal. (tp, ) (Entered: 06/03/2004) 06/25/ STIPULATION AND ORDER that the time for Grassi and Sherb & Co. to file dfts' reply memorandum of law in support of dfts' motion to dismiss the plaintiffs' second consolidated amended class action complaint is extended to on or before the close of business on 7/12/04. (Signed by Judge Richard Owen on 6/22/04) (dle, ) (Entered: 06/29/2004) 06/25/2004 Set/Reset Deadlines as to [30] MOTION to Dismiss., [33] MOTION to Dismiss.. Replies due by 7/12/2004. (dle, ) (Entered: 06/29/2004) 07/02/ STIPULATION AND ORDER the time within which defendants Glen Zagoren and Jean Pierre Collardeau may file reply memoranda of law shall be extended up to and including 7/12/2004. (Signed by Judge Richard Owen on 7/2/2004) (jsa, ) (Entered: 07/06/2004)

14 07/12/ REPLY MEMORANDUM OF LAW in Support re: [33] MOTION to Dismiss.. Document filed by Sherb & Co., P.C.. (dle, ) (Entered: 07/14/2004) 07/13/ REPLY MEMORANDUM OF LAW in Support re: [22] MOTION to Dismiss. Document filed by Jean Pierre Collardeau. (jco, ) (Entered: 07/14/2004) 07/13/ REPLY MEMORANDUM OF LAW in Support re: [25] MOTION to Dismiss. Document filed by Glenn Zagoren. (jco, ) (Entered: 07/14/2004) 07/30/ STIPULATION AND ORDER Counsel stipulate that defendant's time to file reply briefs in support of its motion to dismiss is extended to 7/12/04. So Ordered. (Signed by Judge Richard Owen on 7/30/04) Filed In Associated Cases: 1:03-cv RO,1:03-cv RO,1:03-cv RO(jco, ) (Entered: 08/03/2004) 09/21/ NOTICE of Filing Supplemental Authority in Further Opposition to Defendants' Motions to Dismiss re: [37] Memorandum of Law in Oppisition,,,. Document filed by Dennis Bell, Scott Campbell, Doreen A. Labit, Daniel P. Provost, Craig Zychal. (Attachments: # 1)(Vianale, Kenneth) (Entered: 09/21/2004) 10/05/ ENDORSED LETTER addressed to Judge Owen from Lawrence A. Steckman dated 09/22/04 re: counsel requests that the Court strike or disregard this filing (notice of filing Supplemental Authority to which is attached an amicus brief of the SEC..). This is denied; (Signed by Judge Richard Owen on 10/4/04) (djc, ) (Entered: 10/08/2004) 11/01/ MOTION pursuant to Section 21D(b)(3)(B) of the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b)(3), to modify discovery stay to depose defendant Jean Pierre Collardeau. Proposed Order attached. Document filed by Dennis Bell, Scott Campbell, Doreen A. Labit, Daniel P. Provost, Craig Zychal. (yv, ) Modified on 11/4/2004 (yv, ). (Entered: 11/04/2004) 11/01/ MEMORANDUM OF LAW in Support re: [46] MOTION modify discovery stay to depose defendant Jean Pierre Collardeau. Document filed by Dennis Bell, Scott Campbell, Doreen A. Labit, Daniel P. Provost, Craig Zychal. Filed In Associated Cases: 1:03-cv RO,1:03-cv RO,1:03-cv RO(yv, ) (Entered: 11/04/2004) 11/01/ DECLARATION of Kenneth J. Vianale in Support re: [46] MOTION modify discovery stay to depose defendant Jean Pierre Collardeau. Document filed by Dennis Bell, Scott Campbell, Doreen A. Labit, Daniel P. Provost, Craig Zychal. Filed In Associated Cases: 1:03-cv RO,1:03-cv RO,1:03-cv RO(yv, ) (Entered: 11/04/2004) 11/08/ NOTICE of Filing Supplemental Aythorities In Further Support Of Motion To Dismiss. Document filed by Jean Pierre Collardeau. (jmi, ) (Entered: 11/10/2004) 11/12/ FILING ERROR - ELECTRONIC FILING FOR NON-ECF CASE - MEMORANDUM OF LAW in Opposition re: [46] MOTION modify discovery stay to depose defendant Jean Pierre Collardeau. Document filed by Jean Pierre Collardeau. Filed In Associated Cases: 1:03-cv RO,1:03-cv RO,1:03-cv RO(sac, ) Modified on 1/11/2006 (gf, ). (Entered: 11/16/2004) 11/17/ NOTICE of of Filing Supplemental Authority in Further Opposition to the Auditor Defendants' Motions to Dismiss re: [37] Memorandum of Law in Oppisition,,,.

15 Document filed by Dennis Bell, Scott Campbell, Doreen A. Labit, Daniel P. Provost, Craig Zychal. (Attachments: # 1 Supplement)(Vianale, Kenneth) (Entered: 11/17/2004) 11/22/ DECLARATION of Lawrence A. Steckman in Opposition re: [46] MOTION modify discovery stay to depose defendant Jean Pierre Collardeau. Document filed by Feldman Scherb & Co. (djc, ) (Entered: 11/24/2004) 12/01/ TRANSCRIPT of proceedings held on 11/18/04 before Judge Richard Owen.(Cardona, Gilbert) (Entered: 12/01/2004) 12/17/ TRANSCRIPT of proceedings held on 11/18/04 before Judge Richard Owen.(Gonzalez, Jose) (Entered: 12/17/2004) 04/12/ NOTICE of Change of Address by Julie Prag Vianale, Kenneth J. Vianale on behalf of Scott Campbell, Daniel P. Provost, Dennis Bell, Scot Campbell, Allen R. Sartain, Scott G. Haase, Cindy Ewald, Doreen A. Labit, Lindsey Smidt, Hendrik Jan Klein, Judy Stevenfeldt, Roseann Sprague, Jeffrey R. Mendel, Thomas J. Rutkowski, Richard L. Wisott, Cedric Murray, Mary Murray, Janice C. Trudeau, Craig Zychal, Anthony Fowler, Howard W. Elkins, Salvadore D. Scarpinato, William Lee Crossman, Jeffrey Burton, Robert Burton, Elizabeth Burton, Calvin Ewald, Steven L. Packer, Yvonne Ewald-Wade, Collin Ewald, Brian Dooley, Francesco Rizzo, Kim L. Eaton, Daniel P. Provost, Jack Brazil, Shai Brazil, John Kevin Kiser, Gary Smith, Jeffrey F. Hill, Ronald F. Coleman. New Address: Vianale & Vianale LLP, 2499 Glades Road, Suite 112, Boca Raton, FL, 33431, (561) (yv, ) (Entered: 04/19/2005) 12/09/ OPINION AND ORDER # While the section 20(a) claim is dismissed without prejudice, plaintiffs are allowed 30 days in which to file an amended complaint naming PNL as a nominal defendant. In all other respects, the Section 20(a) and 20A claims are adequately pleaded. The foregoing is so ordered. (Signed by Judge Richard Owen on 12/8/05) (kco, ) (Entered: 12/12/2005) 12/22/ ENDORSED LETTER addressed to Judge Owen from Lawrence Steckman dated 12/20/05: request to amend the 12/9/05 order is denied. Whatever else, this does not involve a 'continuing question of law", see p.9 of my opinion at lines 3-4. (Signed by Judge Richard Owen on 12/22/05) (cd, ) (Entered: 12/28/2005) 01/03/ NOTICE of Time to Answer. Document filed by Sherb & Co., P.C.. (Francoeur, Joseph) (Entered: 01/03/2006) 01/06/ MOTION for Reconsideration of this Court's Opinion and Order entered on December 12, Document filed by Feldman Scherb & Co.. Return Date set for 2/3/ :30 PM.; Attached is Memorandum of Law in support. (djc, ) (Entered: 01/09/2006) 01/06/ PLAINTIFFS' THIRD CONSOLIDATED AMENDED CLASS ACTION COMPLAINT amending [19] Amended Complaint, against Grassi & Co., CPA's, P.C., Sherb & Co., P.C., Glenn Zagoren, Auguste Francis Vincent, Feldman Scherb & Co..Document filed by Scott Campbell, Dennis Bell, Craig Zychal. Related document: [19] Amended Complaint, filed by Doreen A. Labit,, Craig Zychal,, Daniel P. Provost,, Scott Campbell,, Dennis Bell.(sac, ) (Entered: 01/09/2006)

16 01/09/ STIPULATION AND ORDER: The time for defendant Jean Pierre Collardeau to answer the complaint is extended to and including 1/13/2006. (Signed by Judge Richard Owen on 1/9/2006) (lb, ) (Entered: 01/10/2006) 01/09/2006 Set Answer Due Date purs. to [61] Stipulation and Order as to Jean Pierre Collardeau answer due on 1/13/2006. (lb, ) (Entered: 01/10/2006) 01/10/ FILING ERROR - ELECTRONIC FILING FOR NON-ECF CASE - NOTICE OF CHANGE OF ADDRESS by Thomas James McKenna on behalf of Doreen A. Labit. New Address: Gainey & McKenna, 295 Madison Avenue, 4th Floor, New York, New York, USA 10017, (McKenna, Thomas) Modified on 1/11/2006 (gf, ). (Entered: 01/10/2006) 01/10/ FILING ERROR - ELECTRONIC FILING FOR NON-ECF CASE - CERTIFICATE OF SERVICE of Notice of Change of Address served on Vianale & Vianale, LLP, Wilson, Elser, Moskowitz, Edelman & Dicker LLP, Bernstein Liebhard & Lifshitz, LLP, Lester, Schwab, Katz & Dwyer, LLP, Wilson, Elser, Moskowitz, Edelman & Dicker LLP, Clayman & Rosenberg, Friedman Kaplan Seiler & Adelman, LLP on January 10, Document filed by Doreen A. Labit. Filed In Associated Cases: 1:03-cv RO,1:03-cv RO,1:03-cv RO(McKenna, Thomas) Modified on 1/11/2006 (gf, ). (Entered: 01/10/2006) 01/11/2006 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF CASE ERROR. Note to Attorney Joseph Francoeur to MANUALLY RE-FILE Document Notice of Timr to Answer, Document No. 58. This case is not ECF. (gf, ) (Entered: 01/11/2006) 01/11/2006 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF CASE ERROR. Note to Attorney Thomas McKenna to MANUALLY RE-FILE Document Notice of Change of Address #62, Certificate of Service #63. This case is not ECF. (gf, ) (Entered: 01/11/2006) 01/20/ ENDORSED LETTER addressed to Judge Richard Owen from Anne E. Beaumont dated 1/6/06 re: an extension of time to answer the third amended complaint on behalf of Jean Pierre Collardeau. ENDORSEMENT: Granted to 2/6/2006. (Signed by Judge Richard Owen on 1/20/06) (kco, ) (Entered: 01/23/2006) 01/24/ ANSWER to Amended Complaint. Document filed by Glenn Zagoren. Related document: [60] Amended Complaint, filed by Craig Zychal,, Scott Campbell,, Dennis Bell,.(dle, ) (Entered: 01/25/2006) 01/24/ ANSWER to Third Consolidated Amended Class Action Complaint. Document filed by Glenn Zagoren, Jean Pierre Collardeau, Feldman Scherb & Co..(jmi, ) (Entered: 01/25/2006) 01/26/ PLAINTIFFS' MEMORANDUM OF LAW in Opposition re: [59] MOTION for Reconsideration.. Document filed by Scott Campbell, Daniel P. Provost, Dennis Bell, Doreen A. Labit, Craig Zychal, Joshua Popenoe, Richard L. Brink, Philip J. Paul. (jmi, ) (Entered: 01/27/2006) 01/26/ ANSWER to Complaint. Document filed by Sherb & Co., P.C..(dle, ) (Entered: 01/27/2006) 02/06/ ANSWER to the Third Consolidated Amended Class Action Complaint. Document

17 filed by Jean Pierre Collardeau.(jmi, ) (Entered: 02/07/2006) 02/23/ STIPULATION AND ORDER; the return date of the motion by defendant for reconsideration of the Court's order denying its motion to dismiss the complaint is adjourned to 2/10/2006. (Signed by Judge Richard Owen on 2/20/06) (kco, ) (Entered: 02/24/2006) 03/01/ MEMORANDUM OF LAW in Opposition to Friedman Kaplan Seiler & Adelman LLP's Motion to withdraw as counsel for Defendant Jean Pierre Collardeau. Document filed by Scott Campbell, Daniel P. Provost, Dennis Bell, Doreen A. Labit, Craig Zychal. (sac, ) (Entered: 03/02/2006) 03/06/ REPLY MEMORANDUM OF LAW in Further Support of Motion for Leave to Withdraw. Document filed by Jean Pierre Collardeau. (djc, ) (Entered: 03/07/2006) 03/06/ REPLY DECLARATION OF Anne E. Beaumont. Document filed by Jean Pierre Collardeau. (djc, ) (Entered: 03/07/2006) 03/10/2006 Minute Entry for proceedings held before Judge Richard Owen : Oral Argument held on 3/10/2006 re: Motion for Leave to Withdraw as counsel for dft. (pl, ) (Entered: 03/16/2006) 04/19/ MEMORANDUM & ORDER: denying Defendant FS's [59] Motion for Reconsideration. (Signed by Judge Richard Owen on 4/14/2006) (lb, ) (Entered: 04/19/2006) 04/28/ MEMORANDUM & ORDER: Friedman Kaplan's motion to withdraw is granted. (Signed by Judge Richard Owen on 4/27/2006) (lb, ) (Entered: 05/01/2006) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at