U.S. District Court Middle District of Tennessee (Nashville) CIVIL DOCKET FOR CASE #: 3:12-cv-01137

Transcription

1 US District Court Civil Docket as of October 27, 2017 Retrieved from the court on October 27, 2017 U.S. District Court Middle District of Tennessee (Nashville) CIVIL DOCKET FOR CASE #: 3:12-cv Lynn v. Tennessee Commerce Bancorp, Inc., et al Assigned to: District Judge Todd J. Campbell Cause: 15:78m(a) Securities Exchange Act Date Filed: 11/02/2012 Date Terminated: 04/09/2015 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Carolyn Lynn Individually and on behalf of all others similarly situated represented by Laurence M. Rosen The Rosen Law Firm, P.A. 275 Madison Avenue 34th Floor New York, NY (212) Paul Kent Bramlett Bramlett Law Offices P O Box Nashville, TN (615) Fax: (615) pknashlaw@aol.com Phillip Kim The Rosen Law Firm, P.A. 275 Madison Avenue 34th Floor New York, NY (212) pkim@rosenlegal.com Robert P. Bramlett Bramlett Law Offices P O Box Nashville, TN (615)

2 Fax: (615) Plaintiff Grand Slam Capital Master Fund, Ltd. represented by Douglas S. Johnston, Jr. Barrett Johnston Martin & Garrison, LLC Bank of America Plaza 414 Union Street Suite 900 Nashville, TN (615) Fax: (615) Gregory M. Nespole Wolf, Haldenstein, Adler, Freeman & Herz LLP 270 Madison Avenue New York, NY (212) Martin Restituyo Wolf, Haldenstein, Adler, Freeman & Herz LLP 270 Madison Avenue New York, NY (212) Fax: (212) TERMINATED: 12/04/2014 Patrick Hugh Moran Wolf, Haldenstein, Adler, Freeman & Herz LLP 270 Madison Avenue New York, NY (212) Fax: (212) Peter C. Harrar Wolf, Haldenstein, Adler, Freeman & Herz LLP 270 Madison Avenue New York, NY 10016

3 (212) Scott P. Tift Barrett Johnston Martin & Garrison, LLC Bank of America Plaza 414 Union Street Suite 900 Nashville, TN (615) Fax: (615) Timothy L. Miles Barrett Johnston, LLC 217 Second Avenue, N Nashville, TN (615) Fax: (615) tmiles@barrettjohnston.com V. Defendant Tennessee Commerce Bancorp, Inc. represented by Darren M. Welch Skadden, Arps, Slate, Meagher & Flom, LLP (DC) 1440 New York Avenue, NW Washington, DC (202) Fax: (202) darren.welch@skadden.com John R. Jacobson Riley, Warnock & Jacobson 1906 West End Avenue Nashville, TN (615) jjacobson@rwjplc.com Joseph L. Barloon Skadden, Arps, Slate, Meagher & Flom, LLP (DC) 1440 New York Avenue, NW Washington, DC 20005

4 (202) Fax: (202) Milton S. McGee, III Riley, Warnock & Jacobson 1906 West End Avenue Nashville, TN ) Defendant Arthur F. Helf represented by Darren M. Welch TERMINATED: 12/18/2014 John R. Jacobson TERMINATED: 12/18/2014 Joseph L. Barloon TERMINATED: 12/18/2014 Milton S. McGee, III TERMINATED: 12/18/2014 Overton Thompson, III Bass, Berry & Sims (Nashville) 150 Third Avenue South Suite 2800 Nashville, TN (615) Shayne R. Clinton Bass, Berry & Sims 900 S Gay Street 1700 Riverview Tower Knoxville, TN (865) Fax: (865) sclinton@bassberry.com Defendant

5 H. Lamar Cox represented by Charles William McElroy White & Reasor One American Center 3100 West End Avenue Suite 1100 Nashville, TN (615) Darren M. Welch TERMINATED: 12/18/2014 John R. Jacobson TERMINATED: 12/18/2014 Joseph L. Barloon TERMINATED: 12/18/2014 Milton S. McGee, III TERMINATED: 12/18/2014 Defendant Michael R. Sapp represented by Darren M. Welch John R. Jacobson Joseph L. Barloon Milton S. McGee, III Defendant Frank Perez represented by Benjamin Lee King & Spalding LLP (Atlanta Office) 1180 Peachtree Street NE Atlanta, GA (404) Fax: (404)

6 Bethany M. Rezek King & Spalding LLP (Atlanta Office) 1180 Peachtree Street NE Atlanta, GA (404) Darren M. Welch Louis Gino Marchetti, Jr. Taylor, Pigue, Marchetti & Mink 2908 Poston Avenue Nashville, TN (615) Fax: (615) Michael R. Smith King & Spalding LLP (Atlanta Office) 1180 Peachtree Street NE Atlanta, GA (404) Defendant KraftCPAs PLLC TERMINATED: 10/24/2014 represented by Harold Frederick Humbracht, Jr. Bradley Arant Boult Cummings LLP (Nashville) 1600 Division Street Suite 700 Nashville, TN (615) Robert S. Patterson Bradley Arant Boult Cummings LLP (Nashville) 1600 Division Street Suite 700 Nashville, TN (615)

7 Interested Party Richard Paules represented by Richard Paules 9720 Iroquois Court Indianapolis, IN PRO SE V. Movant Michael Steele represented by Laurence M. Rosen Paul Kent Bramlett Phillip Kim Robert P. Bramlett Date Filed # Docket Text 11/02/ COMPLAINT against H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc. (Filing fee $ 350), filed by Carolyn Lynn. (Attachments: # 1 Exhibit Certification, # 2 Civil Cover Sheet, # 3 Summons)(tmw) (Entered: 11/02/2012) 11/02/ NOTICE of Initial Case Management Conference set for 12/14/2012, at 2:30 PM in Chambers 825 before District Judge Aleta A. Trauger. (tmw) (Entered: 11/05/2012) 11/02/ NOTICE from USDC Clerk regarding Corporate Disclosure Statement requirement. (tmw) (Entered: 11/05/2012) 11/02/2012 NOTICE TO COUNSEL (***Laurence M. Rosen and Phillip Kim of NY***): WITHIN 20 DAYS, counsel shall file a Motion to Appear Pro Hac Vice, a Certificate of Good Standing signed by the Clerk of a United States District Court where admitted, and pay a fee of $75.00 (LR 83.01(d)). (tmw) (Entered: 11/05/2012) 11/05/2012 Bar status of Attys Paul Kent Bramlett and Robert P. Bramlett of TN, and Laurence M. Rosen and Phillip Kim of NY verified as active this date. (tmw) (Entered: 11/05/2012)

8 11/29/ MOTION for attorney(s) LAURENCE MATTHEW ROSEN to Appear Pro Hac Vice [proposed] Order submitted (paid $75 PHV fee; receipt number ) by Carolyn Lynn. (Attachments: # 1 Exhibit A-Certificate of Good Standing of Laurence Matthew Rosen, # 2 Proposed Order Granting Pro Hac Vice Admission)(Bramlett, Paul) (Entered: 11/29/2012) 11/30/ ORDER granting 4 Motion for Laurence Matthew Rosen to Appear Pro Hac Vice. Signed by District Judge Aleta A. Trauger on 11/30/12. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 11/30/2012) 11/30/ ORDER GRANTING PRO HAC VICE ADMISSION OF LAURENCE MATTHEW ROSEN. Signed by District Judge Aleta A. Trauger on 1/30/12. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 11/30/2012) 11/30/ MOTION for attorney(s) PHILLIP C. KIM to Appear Pro Hac Vice [Proposed] Order Submitted (paid $75 PHV fee; receipt number ) by Carolyn Lynn. (Attachments: # 1 Exhibit A-Certificate of Good Standing of Kim, # 2 Proposed Order Granting Pro Hac Vice Admission)(Bramlett, Paul) (Entered: 11/30/2012) 12/04/ ORDER: Pltf's 7 Motion for Atty Phillip C. Kim to Appear Pro Hac Vice is GRANTED. Signed by District Judge Aleta A. Trauger on 12/4/12. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(rd) (Entered: 12/04/2012) 12/04/ ORDER GRANTING PRO HAC VICE ADMISSION OF PHILLIP C. KIM. Signed by District Judge Aleta A. Trauger on 12/4/12. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(rd) (Entered: 12/04/2012) 12/11/ NOTICE of Appearance by John R. Jacobson and Milton S. McGee III on behalf of H. Lamar Cox, Arthur F. Helf, Michael R. Sapp (Jacobson, John) Modified text on 12/13/2012 (tmw). (Entered: 12/11/2012) 12/11/ MOTION for attorney(s) Joseph L. Barloon and Darren M. Welch to Appear Pro Hac Vice (paid $150 PHV fee; receipt number ) by H. Lamar Cox, Arthur F. Helf, Michael R. Sapp. (Attachments: # 1 Proposed Order)(Jacobson, John) (Entered: 12/11/2012) 12/11/ CERTIFICATE OF GOOD STANDING of Attorney Darren Michael Welch from the United States District Court of D.C. filed by H. Lamar Cox, Arthur F. Helf, Michael R. Sapp. (Jacobson, John) (Entered: 12/11/2012) 12/11/ CERTIFICATE OF GOOD STANDING of Attorney Joseph L. Barloon from the United States District Court of DC filed by H. Lamar Cox, Arthur F. Helf, Michael R. Sapp. (Jacobson, John) (Entered: 12/11/2012) 12/11/ Joint MOTION Entry of a Scheduling Order by H. Lamar Cox, Arthur F. Helf, Carolyn Lynn, Michael R. Sapp. (Attachments: # 1 Proposed Agreed Scheduling Order)(Jacobson, John) (Entered: 12/11/2012)

9 12/11/2012 Clerk's office called the filing atty's office and instructed them to file Certificates of Good Standing signed by the Clerk of a United States District Court to which Attys Barloon and Welch are admitted re their 11 Motion to Appear Pro Hac Vice. (tmw) (Entered: 12/11/2012) 12/12/ ORDER granting 14 Joint Motion for Entry of a Scheduling Order. Signed by District Judge Aleta A. Trauger on 12/12/12. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 12/12/2012) 12/12/ AGREED SCHEDULING ORDER: Lead Plaintiff shall file an amended complaint within 60 days of the date of entry of an order appointing Lead Plaintiffs and Lead Counsel. Within 60 days of the filing of the amended complaint, Defendant(s) shall answer, move against, or otherwise respond to the complaint. The initial case management conferences currently scheduled for 2:30 p.m. on Friday, December 14, 2012 is continued and will be reset, as necessary, after Defendant(s) have answered or after the Court has ruled upon any motion to dismiss filed by Defendant(s). Accordingly, the Order setting the case management conferences 2 is moot. Signed by District Judge Aleta A. Trauger on 12/12/12. et Entry No. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 12/12/2012) 12/12/ CERTIFICATE OF GOOD STANDING of Attorney Joseph L Barloon from the United States District Court for the Columbia of DC filed by H. Lamar Cox, Arthur F. Helf, Michael R. Sapp. (Jacobson, John) (Entered: 12/12/2012) 12/12/ CERTIFICATE OF GOOD STANDING of Attorney Darren M Welch from the United States District Court of Columbia, DC filed by H. Lamar Cox, Arthur F. Helf, Michael R. Sapp. (Jacobson, John) (Entered: 12/12/2012) 12/13/ ORDER granting 11 Motion for Joseph L. Barloon and Darren M. Welch to Appear Pro Hac Vice. Signed by District Judge Aleta A. Trauger on 12/13/12. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 12/13/2012) 12/13/ ORDER: IT IS HEREBY ORDERED that Joseph L. Barloon and Darren M. Welch of the law firm Skadden Arps, 1400 New York Avenue, N.W., Washington, D.C , are hereby admitted pro hac vice in this case as co-counsel for Defendants Arthur F. Helf, H. Lamar Cox and Michael R. Sapp. Signed by District Judge Aleta A. Trauger on 12/13/12. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 12/13/2012) 12/13/2012 Bar status of Attys John R. Jacobson and Milton S. McGee, III of TN verified as active this date. (tmw) (Entered: 12/13/2012) 01/02/ MOTION to Appoint Counsel MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD PLAINTIFFS SELECTION OF LEAD COUNSEL by Grand Slam Capital Master Fund, Ltd.. (Barrett, George) (Entered: 01/02/2013) 01/02/ MEMORANDUM in Support of 21 MOTION to Appoint Counsel MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD PLAINTIFFS SELECTION OF LEAD COUNSEL filed by Grand Slam Capital Master Fund, Ltd..

10 (Attachments: # 1 Attachment Case Law- Fischler v Amsouth Bancorporation 1997_us_dist_lexis_2875, # 2 Attachment Case Law- In re American Service Group 2006_us_dist_lexis_61779, # 3 Attachment Case Law- Lax v First Merchants Acceptance Corp 1997_us_dist_lexis_11866, # 4 Attachment Case Law- Zaltzman v Manugistics Corp 1998_us_dist_lexis_22867)(Barrett, George) (Entered: 01/02/2013) 01/02/ DECLARATION of MARTIN E. RESTITUYO filed by Grand Slam Capital Master Fund, Ltd. re: 22 Memorandum in Support,,. (Attachments: # 1 Exhibit 1- Notice of Pendency published on Business Wire on November 2, 2012, # 2 Exhibit 2- Plaintiff Certification executed by Grand Slam Capital Master Fund, Ltd., # 3 Exhibit 3- Loss Chart, # 4 Exhibit 4- Barrett Johnston, LLC Resume, # 5 Exhibit 5- Wolf Resume, # 6 Exhibit 6- [Proposed] Order)(Barrett, George) (Entered: 01/02/2013) 01/02/ MOTION to Appoint Counsel and Lead Plaintiff by MICHAEL STEELE. (Bramlett, Paul) (Entered: 01/02/2013) 01/02/ MEMORANDUM in Support of 24 MOTION to Appoint Counsel and Lead Plaintiff filed by MICHAEL STEELE. (Attachments: # 1 Attachment Declaration of Paul Kent Bramlett, # 2 Exhibit 1-Notice, # 3 Exhibit 2-Certification, # 4 Exhibit 3- Loss Chart, # 5 Exhibit 4-Rosen Firm Resume, # 6 Exhibit 5-Bramlett Firm Resume, # 7 Proposed Order Appointing Lead Counsel and Lead Plaintiff)(Bramlett, Paul) (Entered: 01/02/2013) 01/07/ MOTION for attorney(s) Patrick Moran to Appear Pro Hac Vice (paid $75 PHV fee; receipt number ) by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 01/07/2013) 01/07/ CERTIFICATE OF GOOD STANDING of Attorney Patrick Moran from the United States District Court for the Southern District of California filed by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 01/07/2013) 01/07/ MOTION for attorney(s) Gregory M. Nespole and Martin E. Restituyo to Appear Pro Hac Vice (paid $150 PHV fee; receipt number ) by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 01/07/2013) 01/07/ CERTIFICATE OF GOOD STANDING of Attorney Gregory M. Nespole from the United States District Court for the Southern District of New York filed by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 01/07/2013) 01/07/ CERTIFICATE OF GOOD STANDING of Attorney Martin E. Restituyo from the United States District Court for the Southern District of New York filed by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 01/07/2013) 01/07/2013 Bar status of Attys Patrick H. Moran of CA, and Gregory M. Nespole and Martin E. Restituyo of NY verified as active this date. (tmw) (Entered: 01/07/2013) 01/08/ ORDER granting 26 Motion for Patrick H. Moran to Appear Pro Hac Vice. Signed by District Judge Aleta A. Trauger on 1/8/13. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 01/08/2013) 01/08/ ORDER granting 28 Motion for Gregory M. Nespole and Martin E. Restituyo to Appear Pro Hac Vice. Signed by District Judge Aleta A. Trauger on 1/8/13.

11 (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 01/08/2013) 01/11/ NOTICE by MICHAEL STEELE re 24 MOTION to Appoint Counsel and Lead Plaintiff (Bramlett, Paul) (Entered: 01/11/2013) 01/15/ NOTICE of Appearance by Louis Gino Marchetti, Jr on behalf of Frank Perez (Marchetti, Louis) (Entered: 01/15/2013) 01/15/ MOTION for attorney(s) Michael R. Smith and Bethany M Rezek to Appear Pro Hac Vice (paid $150 PHV fee; receipt number ) by Frank Perez. (Attachments: # 1 Proposed Order)(Marchetti, Louis) (Entered: 01/15/2013) 01/15/ CERTIFICATE OF GOOD STANDING of Attorney Michael R. Smith from the United States District Court for the Northern of Georgia filed by Frank Perez. (Marchetti, Louis) (Entered: 01/15/2013) 01/15/ CERTIFICATE OF GOOD STANDING of Attorney Bethany Marie Rezek from the United States District Court for the Northern of Georgia filed by Frank Perez. (Marchetti, Louis) (Entered: 01/15/2013) 01/16/ ORDER granting 35 Motion for Attys Michael R. Smith and Bethany M. Rezek to Appear Pro Hac Vice. Signed by District Judge Aleta A. Trauger on 1/16/13. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 01/16/2013) 01/16/2013 Bar status of Attys Louis Gino Marchetti Jr. of TN, and Michael R. Smith and Bethany M. Rezek of GA verified as active this date. (tmw) (Entered: 01/16/2013) 01/16/2013 Note to Filer re DE #s 34 and 35: These documents are scanned; scanning should only be used for documents not created on your computer. These documents do not need to be re-filed unless otherwise directed by the Court. (tmw) (Entered: 01/16/2013) 01/18/ ORDER: Pursuant to the Notice of Withdrawal of Motion of Michael Steele 33, it is hereby ORDERED that the Clerk shall TERM the Motion to Appoint Counsel And Lead Plaintiff by Michael Steele 24. It is so ORDERED. Signed by District Judge Aleta A. Trauger on 1/18/13. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 01/18/2013) 01/18/ ORDER APPOINTING LEAD PLAINTIFF AND APPROVING LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL. Signed by District Judge Aleta A. Trauger on 1/18/13. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 01/18/2013) 03/18/ MOTION for Extension of Time to File UNOPPOSED MOTION FOR THE ENTRY OF AN ORDER EXTENDING LEAD PLAINTIFFS DEADLINE FOR THE FILING OF AN AMENDED COMPLAINT by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Proposed Order [Proposed] Order)(Barrett, George) (Entered: 03/18/2013) 03/19/ ORDER granting 41 Unopposed Motion for Extension of Time to File Amended Complaint. Signed by District Judge Aleta A. Trauger on 3/19/13. (DOCKET TEXT

12 SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 03/19/2013) 03/19/ ORDER: Lead Plaintiff's deadline for the filing of an amended complaint is hereby extended to April 18, IT IS SO ORDERED. Signed by District Judge Aleta A. Trauger on 3/19/13. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 03/19/2013) 04/18/ AMENDED COMPLAINT FIRST AMENDED CLASS ACTION COMPLAINT FOR VIOLATION OF against All Defendants, filed by Grand Slam Capital Master Fund, Ltd., Carolyn Lynn. (Attachments: # 1 Attachment Plaintiffs' Certifications)(Barrett, George) (Entered: 04/18/2013) 06/17/ NOTICE of Appearance by John R. Jacobson on behalf of Tennessee Commerce Bancorp, Inc. (Jacobson, John) (Entered: 06/17/2013) 06/17/ CORPORATE DISCLOSURE STATEMENT filed by Tennessee Commerce Bancorp, Inc.. (Jacobson, John) (Entered: 06/17/2013) 06/17/ MOTION to Dismiss by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Jacobson, John) (Entered: 06/17/2013) 06/17/ MOTION for Leave to File Excess Pages by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Attachments: # 1 Exhibit 1 - Proposed Memorandum in support of Defendants' Motion to Dismiss)(Jacobson, John) (Entered: 06/17/2013) 06/18/ NOTICE of Filing by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc. re 48 MOTION for Leave to File Excess Pages (Attachments: # 1 Attachment Exh 1 to Memorandum in Support of Motion to Dismiss (Doc. 48.1) K (part 1 of 2), # 2 Attachment Exh 1 to Doc K (part 2 of 2), # 3 Attachment 2 to Doc Material Loss Review, # 4 Attachment Exh 3 to Doc Interagency ALLL Guidelines, # 5 Attachment Exh 4 to Doc Prospectus, # 6 Attachment Exh 5 to Doc K (part 1 of 2), # 7 Attachment Exh 5 to Doc K (part 2 of 2), # 8 Attachment Exh 6 to Doc Form 4s, # 9 Attachment Exh 7 to Doc Stock Prices, # 10 Attachment Exh 8 to Doc NASDAQ Rules, # 11 Attachment Exh 9 to Doc Nov K, # 12 Attachment Exh 10 to Doc K Filing Proof)(Jacobson, John) (Entered: 06/18/2013) 06/18/ NOTICE of Filing by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc. re 48 MOTION for Leave to File Excess Pages (Attachments: # 1 Attachment Unreported cases cited in Defendants' Memorandum in Support of Motion to Dismiss (Doc. 48.1) (part 1 of 2), # 2 Attachment Unreported cases (part 2 of 2))(Jacobson, John) (Entered: 06/18/2013) 06/18/ ORDER granting 48 Motion for Leave to File Excess Pages. Signed by District Judge Aleta A. Trauger on 6/18/13. (DOCKET TEXT SUMMARY ONLY- ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 06/18/2013)

13 06/18/ MEMORANDUM in Support of 47 MOTION to Dismiss filed by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc. (tmw) (Entered: 06/18/2013) 06/20/2013 Bar status of Attys John R. Jacobson and Milton S. McGee of TN and Joseph L. Barloon and Darren M. Welch of DC verified as active this date. (tmw) (Entered: 06/20/2013) 08/19/ MOTION to Amend/Correct re 44 Amended Complaint, by Grand Slam Capital Master Fund, Ltd. (Attachments: # 1 Exhibit SECOND AMENDED CLASS ACTION COMPLAINT FOR VIOLATION OF THE FEDERAL SECURITIES LAWS)(Barrett, George) Modified text on 8/21/2013 (tmw). (Entered: 08/19/2013) 08/19/ MEMORANDUM in Support of 53 MOTION to Amend/Correct re 44 Amended Complaint, filed by Grand Slam Capital Master Fund, Ltd. (Attachments: # 1 Attachment In re Carter's Securities Litigation, # 2 Attachment Chrystall v. Serden Technologies, # 3 Attachment Edwards v. National Milk Procucers, # 4 Attachment Winslow v. Bancorpsouth, Inc.)(Barrett, George) Modified text on 8/21/2013 (tmw). (Entered: 08/19/2013) 08/30/ RESPONSE in Opposition re 53 MOTION to Amend/Correct PLAINTIFFS MOTION FOR LEAVE TO FILE A SECOND AMENDED COMPLAINT filed by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Jacobson, John) (Entered: 08/30/2013) 09/10/ MOTION for attorney(s) Benjamin Lee to Appear Pro Hac Vice (paid $75 PHV fee; receipt number ) by Frank Perez. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Exhibit B - Proposed Order)(Marchetti, Louis) (Entered: 09/10/2013) 09/11/2013 Bar status of Atty Benjamin Lee of GA verified as active this date. (tmw) (Entered: 09/11/2013) 09/12/ ORDER granting 56 Motion for Benjamin Lee to Appear Pro Hac Vice. Signed by District Judge Aleta A. Trauger on 9/12/13. (DOCKET TEXT SUMMARY ONLY- ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(dt) (Entered: 09/12/2013) 09/25/ MEMORANDUM and ORDER: For the reasons stated herein, the plaintiffs' Motion for Leave to Amend 53 is hereby GRANTED, and the defendants' Motion to Dismiss 47 is DENIED AS MOOT. Subject to correcting the numbering errors noted herein, the plaintiffs shall file a Second Amended Complaint in the same form as the Proposed SAC by September 30, Renewed motions to dismiss shall be filed the present defendants by November 15, 2013, the plaintiffs shall respond by December 20, 2013, and replies may be filed by January 17, It is so ORDERED. Signed by District Judge Aleta A. Trauger on 9/25/13. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 09/25/2013) 09/30/ SECOND AMENDED CLASS ACTION COMPLAINT filed by Carolyn Lynn, Grand Slam Capital Master Fund, Ltd. (Barrett, George) Modified text on 9/30/2013 (tmw). (Entered: 09/30/2013)

14 10/01/ SUMMONS returned executed by Grand Slam Capital Master Fund, Ltd., Carolyn Lynn. KraftCPAs PLLC served on 10/1/2013. (Barrett, George) (Entered: 10/01/2013) 10/01/ Summons issued as to KraftCPAs PLLC. (tmw) (Entered: 10/01/2013) 11/12/ NOTICE of Appearance by Robert S. Patterson on behalf of KraftCPAs PLLC (Patterson, Robert) (Entered: 11/12/2013) 11/12/ Joint MOTION for Extension of Time to File Answer or Otherwise Respond to Second Amended Complaint by H. Lamar Cox, Arthur F. Helf, KraftCPAs PLLC, Carolyn Lynn, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Jacobson, John) (Entered: 11/12/2013) 11/13/ ORDER re 63 Joint MOTION for Extension of Time to File Answer or Otherwise Respond to Second Amended Complaint. Motion GRANTED for extensions as requested. Signed by District Judge Aleta A. Trauger on 11/13/13. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 11/13/2013) 11/19/2013 Bar status of Attys Robert S. Patterson and H. Frederick Humbracht of TN verified as active this date. (tmw) (Entered: 11/19/2013) 12/16/ MOTION to Dismiss for Failure to State a Claim by KraftCPAs PLLC. (Patterson, Robert) (Entered: 12/16/2013) 12/16/ MOTION for Leave to File Excess Pages by KraftCPAs PLLC. (Patterson, Robert) (Entered: 12/16/2013) 12/16/ MEMORANDUM in Support of 65 MOTION to Dismiss for Failure to State a Claim filed by KraftCPAs PLLC. (Attachments: # 1 Attachment Winslow v. BancorpSouth, Inc., # 2 Attachment Cho v. UCBH Holdings, Inc., # 3 Attachment Hess v. American Physicians Capital, Inc.)(Patterson, Robert) (Entered: 12/16/2013) 12/17/ ORDER granting 66 Motion for Leave to File Excess Pages. Signed by District Judge Aleta A. Trauger on 12/17/13. (DOCKET TEXT SUMMARY ONLY- ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 12/17/2013) 12/20/ MOTION to Dismiss for Failure to State a Claim by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Jacobson, John) (Entered: 12/20/2013) 12/20/ MOTION for Leave to File Excess Pages by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp. (Attachments: # 1 Exhibit 1 - Memorandum in Support of Defendants' Renewed Motion to Dismiss, # 2 Exhibit 1 to Memorandum K (part 1 of 2), # 3 Exhibit 1 to Memorandum K (part 2 of 2)., # 4 Exhibit 2 to Memorandum - Material Loss Review, # 5 Exhibit 3 to Memorandum - Interagency ALLL Guidelines, # 6 Exhibit 4 to Memorandum - Prospectus, # 7 Exhibit 5 to Memorandum K (part 1 of 2), # 8 Exhibit 5 to Memorandum K (part 2 of 2), # 9 Exhibit 6 to Memorandum - Form 4s, # 10 Exhibit 7 to Memorandum - Stock Prices, # 11 Exhibit 8 to Memorandum - NASDAQ Rules, # 12 Exhibit 9 to Memorandum - Nov K, # 13 Exhibit 10 to Memorandum - 8-

15 K Filing Proof., # 14 Attachment Unreported Case Law (1 of 2), # 15 Attachment Unreported Case Law (2 of 2))(Jacobson, John) (Entered: 12/20/2013) 12/23/ ORDER granting 70 Motion for Leave to File Excess Pages. Signed by District Judge Aleta A. Trauger on 12/26/13. (DOCKET TEXT SUMMARY ONLY- ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(dt) (Entered: 12/26/2013) 12/23/ MEMORANDUM in Support of 69 RENEWED MOTION to Dismiss for Failure to State a Claim filed by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc. (Attachments: # 1 Exhibit 1 - Form 10-K (part 1 of 2), # 2 Exhibit 1 - Form 10-K (part 2 of 2), # 3 Exhibit 2 - Material Loss Review, # 4 Exhibit 3 - Interagency ALLL Guidelines, # 5 Exhibit 4 - Prospectus, # 6 Exhibit K (part 1 of 2), # 7 Exhibit K (part 2 of 2), # 8 Exhibit 6 - Form 4s, # 9 Exhibit 7 - Stock Prices, # 10 Exhibit 8 - NASDAQ Rules, # 11 Exhibit 9 - Nov K, # 12 Exhibit 10-8-K Filing Proof, # 13 Attachment - Unreported Case Law (1 of 2), # 14 Attachment - Unreported Case Law (2 of 2))(dt) (Entered: 12/26/2013) 02/17/ MOTION for Leave to Leave to File Omnibus Opposition Brief in Excess of Page Limits by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Attachment Exhibit 1 - Memorandum of Law in Support of Plaintiffs' Opposition to Defendants' Motions to Dismiss, # 2 Attachment Exhibits to Memorandum of Law in Support of Plaintiffs' Opposition to Defendants' Motions to Dismiss, # 3 Attachment Unreported Case Law)(Barrett, George) (Entered: 02/17/2014) 02/18/ ORDER granting 73 Motion for Leave to File Omnibus Opposition Brief Exceeding Page Limit. Signed by District Judge Aleta A. Trauger on 2/18/14. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 02/19/2014) 02/18/ *DISREGARD - Atty filed documents at DE 75 * RESPONSE to Motion re 65 MOTION to Dismiss for Failure to State a Claim, 69 MOTION to Dismiss for Failure to State a Claim filed by Carolyn Lynn. (Attachments: # 1 Exhibits FDIC Docs and Reports, # 2 Exhibit Unreported Case Law)(tmw) Modified on 2/20/2014 (tmw). (Entered: 02/19/2014) 02/19/ RESPONSE in Opposition re 65 MOTION to Dismiss for Failure to State a Claim, 69 MOTION to Dismiss for Failure to State a Claim filed by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Attachment Exhibits to Memorandum of Law in Support of Plaintiffs' Opposition to Defendants' Motions to Dismiss, # 2 Attachment Unreported Case Law)(Barrett, George) (Entered: 02/19/2014) 02/20/2014 DISREGARD DE 76 - Atty filed docs at DE 75. (tmw) (Entered: 02/20/2014) 03/31/ Joint MOTION for Extension of Time to File Response/Reply as to 72 Memorandum in Support,,, 69 MOTION to Dismiss for Failure to State a Claim (Unopposed) by H. Lamar Cox, Arthur F. Helf, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Jacobson, John) (Entered: 03/31/2014) 04/01/ ORDER granting 77 Motion for Extension of Time to File Reply re MOTIONS to Dismiss. Replies due by 4/14/2014. Signed by District Judge Aleta A. Trauger on

16 4/1/14. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 04/01/2014) 04/08/ NOTICE of Appearance by Overton Thompson, III on behalf of Arthur F. Helf (Thompson, Overton) (Entered: 04/08/2014) 04/08/ NOTICE of Appearance by Charles William McElroy on behalf of H. Lamar Cox (McElroy, Charles) (Entered: 04/08/2014) 04/09/2014 Bar status of Attys Overton Thompson III and Charles William McElroy of TN verified as active this date. (tmw) (Entered: 04/09/2014) 04/14/ REPLY to Response to Motion re 69 MOTION to Dismiss for Failure to State a Claim (filed in response to Plaintiffs' brief in opposition to Defendants' Renewed Motion to Dismiss) filed by Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Attachments: # 1 Attachment Unreported cases (1 of 4), # 2 Attachment Unreported cases (2 of 4), # 3 Attachment Unreported cases (3 of 4), # 4 Attachment Unreported cases (4 of 4))(Jacobson, John) (Entered: 04/14/2014) 04/14/ REPLY to Response to Motion re 69 MOTION to Dismiss for Failure to State a Claim filed by H. Lamar Cox. (McElroy, Charles) (Entered: 04/14/2014) 04/14/ REPLY to Response to Motion re 69 MOTION to Dismiss for Failure to State a Claim Reply Memorandum of Law in Support of Defendant Arthur F. Helf's Renewed Motion to Dismiss filed by Arthur F. Helf. (Thompson, Overton) (Entered: 04/14/2014) 05/20/ NOTICE of Settlement (Joint) by H. Lamar Cox, Grand Slam Capital Master Fund, Ltd., Arthur F. Helf, Carolyn Lynn, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc. (Jacobson, John) (Entered: 05/20/2014) 07/03/ NOTICE of Change of Address by Timothy L. Miles (Miles, Timothy) (Entered: 07/03/2014) 07/18/ ORDER: The court has been notified that this case has settled as to defendants ARTHUR F. HELF, H. LAMAR COX, MICHAEL R. SAPP, and FRANK PEREZ. It is hereby ORDERED that a stipulation of dismissal or other settlement document shall be filed within forty-five (45) days of the entry of this Order. The Clerk is directed to term the pending motion docket entry number 69. Signed by District Judge Aleta A. Trauger on 7/18/14. (DOCKET TEXT SUMMARY ONLY- ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(tmw) (Entered: 07/18/2014) 08/29/ Joint MOTION for Extension of Time to File Settlement Documents by H. Lamar Cox, Grand Slam Capital Master Fund, Ltd., Arthur F. Helf, Carolyn Lynn, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Welch, Darren) (Entered: 08/29/2014) 09/02/ ORDER: Motion GRANTED for extension of 45 days. Signed by District Judge Aleta A. Trauger on 9/2/14. (afs) (Entered: 09/03/2014) 09/09/ MOTION for attorney(s) Peter C. Harrar to Appear Pro Hac Vice (paid $75 PHV fee; receipt number ) by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 09/09/2014)

17 09/09/ CERTIFICATE OF GOOD STANDING of Attorney Peter C. Harrar from the United States District Court for the Southern District of New York filed by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 09/09/2014) 09/10/2014 BAR STATUS for Attorney, Peter C. Harrar of NY, verified as active on this date. (afs) (Entered: 09/10/2014) 09/10/ ORDER granting 89 Motion for Peter C. Harrar to Appear Pro Hac Vice. Signed by District Judge Aleta A. Trauger on 9/10/14. (afs) (Entered: 09/10/2014) 09/29/ ORDER: I hereby recuse myself in this case. The file shall be returned to the Clerk for reassignment to another judge. It is so ORDERED. ENTER this 29th day of September Signed by District Judge Aleta A. Trauger on 9/29/14. (Case reassigned to District Judge Todd J. Campbell). (af) (Entered: 09/29/2014) 10/01/ ORDER: This action was recently reassigned to the undersigned judge. Docket No. 92. In accordance with the Courts prior Order (Docket No. 88 ), the Plaintiffs and Defendants Helf, Cox, Sapp, Perez, and Tennessee Commerce Bancorp, Inc. shall file their Agreed Order of Dismissal or other settlement documents by October 17, IT IS SO ORDERED. Signed by District Judge Todd J. Campbell on 10/1/14. (afs) (Main Document 93 replaced on 10/2/2014) (afs). (Entered: 10/02/2014) 10/17/ Joint MOTION for Extension of Time to File Settlement Documents by H. Lamar Cox, Grand Slam Capital Master Fund, Ltd., Arthur F. Helf, Carolyn Lynn, Frank Perez, Michael R. Sapp, Tennessee Commerce Bancorp, Inc.. (Welch, Darren) (Entered: 10/17/2014) 10/17/ ORDER Pending before the Court is a Joint Motion to Extend Time to File Settlement Documents (Docket No. 94 ). The Motion is GRANTED. The deadline to file settlement documents is extended to December 1, Signed by District Judge Todd J. Campbell on 10/17/14. (afs) (Entered: 10/17/2014) 10/24/ MEMORANDUM OPINION OF THE COURT. Signed by District Judge Todd J. Campbell on 10/24/14. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(afs) (Entered: 10/24/2014) 10/24/ ORDER: Pending before the Court is Defendant KraftCPAs PLLC's Motion to Dismiss for Failure to State a Claim (Docket No. 65 ). For the reasons stated in the accompanying Memorandum, Kraft's Motion is GRANTED, and Plaintiff's claim against Defendant KraftCPAs PLCC is DISMISSED. IT IS SO ORDERED. Signed by District Judge Todd J. Campbell on 10/24/14. (afs) (Entered: 10/24/2014) 12/01/ MOTION for Settlement Lead Plaintiff's Unopposed Motion for Preliminary Approval of Settlement by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Attachment [Proposed] Order Preliminarily Approving Settlement and Providing for Notice)(Miles, Timothy) (Entered: 12/01/2014) 12/01/ MEMORANDUM in Support of 98 MOTION for Settlement Lead Plaintiff's Unopposed Motion for Preliminary Approval of Settlement filed by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Attachment Exhibit A- Appendix of Unpublished Cases)(Miles, Timothy) (Entered: 12/01/2014) 12/01/ SETTLEMENT AGREEMENT Stipulation of Settlement by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Exhibit Exhibit A-1 Notice of Pendency and

18 Proposed Settlement of Class Action, # 2 Exhibit Exhibit A-2 Proof of Claim and Release, # 3 Exhibit Exhibit A-3 Summary Notice)(Miles, Timothy) (Entered: 12/01/2014) 12/03/ ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE. Signed by District Judge Todd J. Campbell on 12/3/14. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(afs) (Entered: 12/04/2014) 12/12/ NOTICE of Filing by Grand Slam Capital Master Fund, Ltd. NOTICE OF FILING OF [PROPOSED] CORRECTED ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE (Attachments: # 1 Attachment [PROPOSED] CORRECTED ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE)(Miles, Timothy) (Entered: 12/12/2014) 12/12/ CORRECTED ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE. Signed by District Judge Todd J. Campbell on 12/12/14. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(afs) (Entered: 12/15/2014) 12/17/ MOTION to Withdraw as Attorney (Motion for Withdrawal of Joseph L. Barloon, Darren M. Welch, John R. Jacobson, and Milton S. McGee, III as Counsel for Defendant H. Lamar Cox) by H. Lamar Cox. (Attachments: # 1 Exhibit - to L. Cox re Motion to Withdraw)(Welch, Darren) (Entered: 12/17/2014) 12/17/ MOTION to Withdraw as Attorney (Motion for Withdrawal of Joseph L. Barloon, Darren M. Welch, John R. Jacobson, and Milton S. McGee, III as Counsel for Defendant Arthur F. Helf) by Arthur F. Helf. (Attachments: # 1 Exhibit - to Arthur F. Helf re Motion to Withdraw)(Welch, Darren) (Entered: 12/17/2014) 12/17/ ORDER granting 104 Motion to Withdraw as Attorney. Attorney Milton S. McGee, III; Darren M. Welch; Joseph L. Barloon and John R. Jacobson terminated. Signed by District Judge Todd J. Campbell on 12/17/14. (vh) (Entered: 12/17/2014) 12/17/ ORDER granting 105 Motion to Withdraw as Attorney. Attorney Milton S. McGee, III; Darren M. Welch; Joseph L. Barloon and John R. Jacobson terminated. Signed by District Judge Todd J. Campbell on 12/17/14. (vh) (Entered: 12/17/2014) 01/12/ MOTION for Settlement - Lead Plaintiff's Motion for Final Approval of Settlement by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 01/12/2015) 01/12/ MEMORANDUM in Support of 108 MOTION for Settlement - Lead Plaintiff's Motion for Final Approval of Settlement filed by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Attachment Appendix of Unreported Cases (Vol. 1 of 2), # 2 Attachment Appendix of Unreported Cases (Vol. 2 of 2))(Miles, Timothy) (Entered: 01/12/2015) 01/12/ DECLARATION of Peter C. Harrar filed by Grand Slam Capital Master Fund, Ltd. re: 108 MOTION for Settlement - Lead Plaintiff's Motion for Final Approval of Settlement. (Attachments: # 1 Exhibit A - Firm Resume)(Miles, Timothy) (Entered: 01/12/2015)

19 01/12/ AFFIDAVIT re 108 MOTION for Settlement - Lead Plaintiff's Motion for Final Approval of Settlement - Affidavit of Jose C. Fraga by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Miles, Timothy) (Entered: 01/12/2015) 01/12/ MOTION for Attorney Fees - Lead Counsel's Application for an Award of Attorneys' Fees and Reimbursement of Expenses by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 01/12/2015) 01/12/ MEMORANDUM in Support of 112 MOTION for Attorney Fees - Lead Counsel's Application for an Award of Attorneys' Fees and Reimbursement of Expenses filed by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Attachment - Appendix of Unreported Cases)(Miles, Timothy) (Entered: 01/12/2015) 01/12/ DECLARATION of Douglas S. Johnston, Jr. filed by Grand Slam Capital Master Fund, Ltd. re: 112 MOTION for Attorney Fees - Lead Counsel's Application for an Award of Attorneys' Fees and Reimbursement of Expenses. (Attachments: # 1 Exhibit A - Firm Resume)(Miles, Timothy) (Entered: 01/12/2015) 01/28/ OBJECTIONS filed by Richard Paules re 108 Motion for Settlement, 112 Motion for Attorney Fees. (afs) (Entered: 01/29/2015) 03/13/ REPLY to Response to Motion re 108 MOTION for Settlement - Lead Plaintiff's Motion for Final Approval of Settlement, 112 MOTION for Attorney Fees - Lead Counsel's Application for an Award of Attorneys' Fees and Reimbursement of Expenses filed by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Attachment Appendix of Unreported Cases)(Miles, Timothy) (Entered: 03/13/2015) 03/18/ CERTIFICATE Supplemental Certificate of Service filed by Grand Slam Capital Master Fund, Ltd. re 116 Reply to Response to Motion, filed by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Exhibit Exhibit A_Proof of Delivery)(Miles, Timothy) (Entered: 03/18/2015) 03/18/ SETTLEMENT AGREEMENT (PROPOSED) ORDER AND FINAL JUDGMENT APPROVING CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION by Grand Slam Capital Master Fund, Ltd.. (Miles, Timothy) (Entered: 03/18/2015) 03/20/2015 Minute Entry for proceedings held before District Judge Todd J. Campbell: Settlement Conference held on 3/20/2015.(Court Reporter Cathy Leigh.)(db) (Entered: 03/20/2015) 04/09/ ORDER AND FINAL JUDGMENT APPROVING CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION. Signed by District Judge Todd J. Campbell on 4/9/15. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(am) (Entered: 04/09/2015) 05/14/ Letter from Albert W. Hess requesting assistance on settlement claim. (Attachments: # 1 Attachment Traditional IRA information)(af) (Entered: 05/15/2015) 05/22/ DECLARATION of Peter C. Harrar filed by Grand Slam Capital Master Fund, Ltd. re: 120 Letter. (Attachments: # 1 Exhibit Exhibit A - Ltr of , # 2 Exhibit Exhibit B - GCG ltr to Mr. Hess)(Johnston, Douglas) (Entered: 05/22/2015)

20 10/20/ MOTION for Disbursement of Funds Motion for Settlement Distribution Order by Grand Slam Capital Master Fund, Ltd.. (Attachments: # 1 Attachment [Proposed] Settlement Distribution Order)(Johnston, Douglas) (Entered: 10/20/2015) 10/20/ DECLARATION of Lead Counsel in Support of Entry of Settlement Distribution Order filed by Grand Slam Capital Master Fund, Ltd. re: 122 MOTION for Disbursement of Funds Motion for Settlement Distribution Order. (Johnston, Douglas) (Entered: 10/20/2015) 10/20/ AFFIDAVIT re 122 MOTION for Disbursement of Funds Motion for Settlement Distribution Order by Grand Slam Capital Master Fund, Ltd.. (Johnston, Douglas) (Entered: 10/20/2015) 10/21/ SETTLEMENT DISTRIBUTION ORDER. Signed by District Judge Todd J. Campbell on 10/21/2015. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(jw) (Entered: 10/21/2015) 10/27/2015 NOTICE TO FILER, Douglas Johnston: At DE 124, counsel failed to include the mandatory description of the attached exhibits. The exhibits shall be RESUBMITTED by filing a Notice of Filing and attaching the exhibits with the mandatory brief description. (EXAMPLE: Attachments: # 1 Exhibit 1 Police Report dated 1/1/06, # 2 Exhibit 2 Unreported Case Smith v. Jones). (jw) (Entered: 10/27/2015) 10/27/ NOTICE of Filing by Grand Slam Capital Master Fund, Ltd. re 124 Affidavit (Attachments: # 1 Exhibit Exhibit A - Copies of Rejection and Partial Rejection Ltrs, # 2 Exhibit Exhibit B - List of All Claims, # 3 Exhibit Exhibit C - Copy of GCG's Invoice)(Johnston, Douglas) (Entered: 10/27/2015) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at