United States District Court District of Massachusetts (Boston) CIVIL DOCKET FOR CASE #: 1:11-cv WGY

Transcription

1 US District Court Civil Docket as of May 20, 2013 Retrieved from the court on May 21, 2013 United States District Court District of Massachusetts (Boston) CIVIL DOCKET FOR CASE #: 1:11-cv WGY Lenartz v. American Superconductor Corporation et al Date Filed: 04/06/2011 Assigned to: Judge William G. Young Date Terminated: 05/20/2013 related Cases: 1:11-cv WGY Jury Demand: Both 1:11-cv WGY Nature of Suit: 850 1:11-cv WGY Securities/Commodities 1:11-cv WGY Jurisdiction: Federal Question 1:11-cv WGY 1:11-cv WGY 1:11-cv WGY Cause: 28:1331 Fed. Question: Securities Violation Consolidated Plaintiff Jeanne V Foster Individually and on Behalf of All Other Persons Similarly Situated represented by Joseph Edward White, III Saxena White P.A North Federal Highway Suite 257 Boca Raton, FL Fax: jwhite@saxenawhite.com Peter A. Lagorio Law Office of Peter A. Lagorio 63 Atlantic Avenue Boston, MA Fax: Consolidated Plaintiff Keith Chun Individually and on Behalf of All Other Persons Similarly Situated represented by Adam M. Stewart Shapiro Haber & Urmy LLP 53 State Street 37th Floor Boston, MA Fax: astewart@shulaw.com

2 Thomas G. Shapiro Shapiro Haber & Urmy LLP 53 State Street Boston, MA Fax: Consolidated Plaintiff Philip H Griffin Individually and on behalf of all others similarly situated Consolidated Plaintiff Kenneth Godt Consolidated Plaintiff Norfolk County Retirement System Individually and On Behalf of All Others Similarly Situated Consolidated Plaintiff L.A. Murphy Individually and on Behalf of All Others Similarly Situated represented by Kenneth G. Gilman Gilman and Pastor, LLP 16 14th Avenue Wareham, MA Fax: kgilman@gilmanpastor.com represented by Shannon L. Hopkins Levi Korsinsky LLP 30 Broad Street, 15th Flr. New York, NY Fax: shopkins@zlk.com represented by Jeffrey C Block Block & Leviton LLP 155 Federal Street Suite 1303 Boston, MA jeff@blockesq.com represented by Adam M. Stewart Thomas G. Shapiro

3 Plaintiff Dave Lenartz Individually and on behalf of all others similarly situated represented by Adam M. Stewart Peter A. Lagorio Plaintiff Steamship Trade Association/International Longshoremen's Pension Benefit Fund Plaintiff Jian Xiao Plaintiff Profits Only LLC represented by Garrett J. Bradley Thornton & Naumes, LLP 100 Summer Street 30th Floor Boston, MA Fax: represented by Adam M. Stewart represented by Adam M. Stewart Plaintiff Plumbers and Pipefitters National represented by Joseph F. Russello Pension Fund Robbins Geller Rudman & Dowd LLP Lead Plaintiff Suite South Service Road Melville, NY Fax: PRO HAC VICE Robert M. Rothman Robbins Geller Rudman & Dowd LLP 58 South Service Road Suite 200 Melville, NY 11747

4 Adam M. Stewart Bonny E. Sweeney Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA Fax: Erin W. Boardman Robbins Geller Rudman & Dowd LLP 58 South Service Road Suite 200 Melville, NY Mark S. Reich Robbins Geller Rudman & Dowd LLP 58 South Service Road Suite 200 Melville, NY Robert E. Ditzion Shapiro, Haber & Urmy, LLP Exchange Place, 37th Floor 53 State St. Boston, MA Fax: Samuel H. Rudman Robbins Geller Rudman & Dowd LLP Suite 200

5 58 South Service Road Melville, NY Fax: PRO HAC VICE Thomas G. Shapiro V. Consolidated Defendant Vikram S. Budhraja represented by Anthony A. Scibelli Hiscock & Barclay, LLP One International Place 26th Floor Boston, MA Fax: Alan D. Rose, Sr. Rose, Chinitz & Rose One Beacon Street 4th Floor Boston, MA Fax: Carolyn A. Marcotte Hiscock & Barclay, LLP One International Place 26th Floor Boston, MA Fax: Hilary H. Mattis Latham & Watkins LLP 140 Scott Drive Menlo Park 94025

6 Jessica S. Lee Latham & Watkins LLP 555 Eleventh Street, NW Suite 1000 Washington, DC TERMINATED: 07/02/2012 Patrick E. Gibbs Latham & Watkins LLP 140 Scott Drive Menlo Park, CA Sarah M. Lightdale Latham & Watkins LLP 885 Third Avenue New York, NY Consolidated Defendant Peter O. Crisp represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte Hilary H. Mattis Jessica S. Lee

7 TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale Consolidated Defendant Richard Drouin represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte Hilary H. Mattis Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale Consolidated Defendant Pamela F. Lenehan TERMINATED: 12/06/2011 represented by Anthony A. Scibelli Alan D. Rose, Sr.

8 Carolyn A. Marcotte Hilary H. Mattis Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale Consolidated Defendant David R. Oliver, Jr. represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte Hilary H. Mattis Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs

9 Sarah M. Lightdale Consolidated Defendant John B. Vander Sande represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte Hilary H. Mattis Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale Consolidated Defendant John W. Wood, Jr. represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte Hilary H. Mattis

10 Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale Consolidated Defendant Daniel McGahn represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte Hilary H. Mattis Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale Consolidated Defendant Morgan Stanley & Co., Inc. represented by Amanda L. Kosowsky Cadwalader Wickersham & Taft LLP

11 One World Financial Center New York, NY PRO HAC VICE Alan D. Rose, Sr. Andrew M Troop Pillsbury Winthrop Shaw Pittman, LLLP 1540 Broadway, 9th Flr. New York, NY Fax: andrew.troop@pillsburylaw.com TERMINATED: 08/02/2012 Gillian Groarke Burns Cadwalader Wickersham & Taft LLP One World Financial Center New York, NY PRO HAC VICE Gregory A. Markel Cadwalader, Wickersham & Taft LLP One World Financial Center New York,, NY Fax: greg.markel@cwt.com PRO HAC VICE Ronit Setton Cadwalader Wickersham & Taft LLP One World Financial Center New York, NY PRO HAC VICE Consolidated Defendant Deutsche Bank Securities Inc. represented by Amanda L. Kosowsky

12 PRO HAC VICE Alan D. Rose, Sr. Andrew M Troop TERMINATED: 08/02/2012 Gillian Groarke Burns PRO HAC VICE Gregory A. Markel PRO HAC VICE Ronit Setton PRO HAC VICE Consolidated Defendant Jefferies & Co. represented by Amanda L. Kosowsky PRO HAC VICE Alan D. Rose, Sr. Andrew M Troop TERMINATED: 08/02/2012 Gillian Groarke Burns PRO HAC VICE Gregory A. Markel

13 PRO HAC VICE Ronit Setton PRO HAC VICE Defendant American Superconductor Corporation represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte Hilary H. Mattis Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale Defendant Gregory J. Yurek represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte

14 Hilary H. Mattis Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale Defendant David A. Henry represented by Anthony A. Scibelli Alan D. Rose, Sr. Carolyn A. Marcotte Hilary H. Mattis Jessica S. Lee TERMINATED: 07/02/2012 Patrick E. Gibbs Sarah M. Lightdale

15 Movant Steamfitters Local 449 Pension Fund Movant The Employees Retirement System of the City of St. Louis represented by Paul F. Kelly Segal Roitman, LLP 111 Devonshire Street 5th Floor Boston, MA Fax: represented by Leslie R. Stern Berman DeValerio Pease Tabacco Burt & Pucillo One Liberty Square 8th Floor Boston, MA / Fax: Patrick T. Egan Berman DeValerio Pease Tabacco Burt & Pucillo One Liberty Square 8th Floor Boston, MA / Fax: Movant Atagun Serifsoy represented by Kenneth G. Gilman Date Filed # Docket Text 04/06/ COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against All Defendants Filing fee: $ 350, receipt number (Fee Status: Filing Fee paid), filed by DAVE LENARTZ. (Attachments: # 1 Civil Cover Sheet, # 2 Category Sheet)(Lagorio, Peter) (Entered: 04/06/2011) 04/07/2011 ELECTRONIC NOTICE of Case Assignment. Judge Nancy Gertner assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Robert B.

16 Collings. (Paine, Matthew) (Entered: 04/07/2011) 04/07/ /09/ Summons Issued as to American Superconductor Corporation, David A. Henry, Gregory J. Yurek. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Paine, Matthew) (Entered: 04/07/2011) 3 SUMMONS Returned Executed American Superconductor Corporation served on 5/5/2011, answer due 5/26/2011. (Lagorio, Peter) (Entered: 05/09/2011) 05/16/2011 ELECTRONIC NOTICE of Reassignment. Judge William G. Young added. Judge Nancy Gertner no longer assigned to case. (Abaid, Kimberly) (Entered: 05/16/2011) 06/06/ MOTION Steamfitters Local 449 Pension Fund for Consolidation, Appointment of Lead Plaintiff, and Approval of its Selection of Lead Counsel by Steamfitters Local 449 Pension Fund.(Kelly, Paul) (Entered: 06/06/2011) 06/06/ MEMORANDUM in Support re 4 MOTION Steamfitters Local 449 Pension Fund for Consolidation, Appointment of Lead Plaintiff, and Approval of its Selection of Lead Counsel filed by Steamfitters Local 449 Pension Fund. (Kelly, Paul) (Entered: 06/06/2011) 06/06/ DECLARATION re 4 MOTION Steamfitters Local 449 Pension Fund for Consolidation, Appointment of Lead Plaintiff, and Approval of its Selection of Lead Counsel of Stuart J. Guber by Steamfitters Local 449 Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Kelly, Paul) (Entered: 06/06/2011) 06/06/ Proposed Document(s) submitted by Steamfitters Local 449 Pension Fund. Document received: Order Consolidating Cases and Appointing Lead Plaintiff and Lead Counsel. (Kelly, Paul) (Entered: 06/06/2011) 06/06/ MOTION to Consolidate Cases -Employees Retirement System of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation of All Related Actions- by The Employees Retirement System of the City of St. Louis. (Attachments: # 1 Text of Proposed Order)(Stern, Leslie) (Entered: 06/06/2011) 06/06/ MEMORANDUM in Support re 8 MOTION to Consolidate Cases -Employees Retirement System of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation ofall Related Actions- MOTION to Consolidate Cases -Employees Retirement System of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation of All Related Actions- filed by The Employees Retirement System of the City of St. Louis. (Stern, Leslie) (Entered: 06/06/2011) 06/06/ MOTION to Consolidate Cases, for Appointment As Lead Plaintiff, and Approval for Selection of Counsel by Steamship Trade Association/International Longshoremen's Pension Benefit Fund.(Bradley, Garrett) (Entered: 06/06/2011) 06/06/ DECLARATION re 8 MOTION to Consolidate Cases -Employees Retirement System

17 of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation of All Related Actions- MOTION to Consolidate Cases -Employees Retirement System of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation of All Related Actions-, 9 Memorandum in Support of Motion,, by The Employees Retirement System of the City of St. Louis. (Attachments: # 1 Exhibit A - E)(Stern, Leslie) (Entered: 06/06/2011) 06/06/ MEMORANDUM in Support re 10 MOTION to Consolidate Cases, for Appointment As Lead Plaintiff, and Approval for Selection of Counsel filed by Steamship Trade Association/International Longshoremen's Pension Benefit Fund. (Bradley, Garrett) (Entered: 06/06/2011) 06/06/ MOTION to Consolidate Cases, Appoint Lead Plaintiffs, and Approve Lead Plaintiffs' Selection of Co-Lead and Liaison Counsel by Jian Xiao, Profits Only LLC.(Stewart, Adam) (Entered: 06/06/2011) 06/06/ DECLARATION re 10 MOTION to Consolidate Cases, for Appointment As Lead Plaintiff, and Approval for Selection of Counsel Of Michael W. Stocker by Steamship Trade Association/International Longshoremen's Pension Benefit Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Bradley, Garrett) (Entered: 06/06/2011) 06/06/ Proposed Document(s) submitted by Steamship Trade Association/International Longshoremen's Pension Benefit Fund. Document received: (Proposed) Order. (Bradley, Garrett) (Entered: 06/06/2011) 06/06/ MEMORANDUM in Support re 13 MOTION to Consolidate Cases, Appoint Lead Plaintiffs, and Approve Lead Plaintiffs' Selection of Co-Lead and Liaison Counsel filed by Profits Only LLC, Jian Xiao. (Stewart, Adam) (Entered: 06/06/2011) 06/06/ DECLARATION re 13 MOTION to Consolidate Cases, Appoint Lead Plaintiffs, and Approve Lead Plaintiffs' Selection of Co-Lead and Liaison Counsel of Gregory Mark Nespole by Profits Only LLC, Jian Xiao. (Stewart, Adam) (Main Document 17 replaced on 6/7/2011) (Paine, Matthew). (Additional attachment(s) added on 6/7/2011: # 1 Exhibits 1-8) (Paine, Matthew). (Entered: 06/06/2011) 06/06/ MOTION to Consolidate Cases, MOTION to Appoint Counsel and for Appointment as Lead Plaintiff ( Responses due by 6/20/2011) by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Text of Proposed Order)(Sweeney, Bonny) (Entered: 06/06/2011) 06/06/ MEMORANDUM in Support re 18 MOTION to Consolidate Cases MOTION to Appoint Counsel and for Appointment as Lead Plaintiff filed by Plumbers and Pipefitters National Pension Fund. (Sweeney, Bonny) (Entered: 06/06/2011) 06/06/ AFFIDAVIT in Support re 18 MOTION to Consolidate Cases MOTION to Appoint Counsel and for Appointment as Lead Plaintiff filed by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A - Notice, # 2 Exhibit B - Certification, # 3 Exhibit C - Loss Chart, # 4 Exhibit D - RGRD firm resume)(sweeney, Bonny) (Entered: 06/06/2011) 06/06/ NOTICE by Dave Lenartz NOTICE OF MOTION AND MOTION DONG WON

18 KANG FOR CONSOLIDATION OF RELATED CASES, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL (Lagorio, Peter) (Entered: 06/06/2011) 06/06/ MOTION to Consolidate Cases Notice of Motion and Motion of Dong Won Kang for Consolidation of Related Cases, Appointment as Lead Plaintiff and Approval oflead Counsel by Dave Lenartz. (Attachments: # 1 Memorandum in Support of of Motion for Consolidation of Related Cases, Appointment as Lead Plaintiff and Approval of Lead Counsel)(Lagorio, Peter) (Entered: 06/06/2011) 06/06/ DECLARATION re 22 MOTION to Consolidate Cases Notice of Motion and Motion of Dong Won Kang for Consolidation of Related Cases, Appointment as Lead Plaintiff and Approval of Lead Counsel by Dave Lenartz. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Lagorio, Peter) (Entered: 06/06/2011) 06/06/ MOTION to Consolidate Cases, Appoint Lead Plaintiff and Approval of Selection of Lead Counsel by Atagun Serifsoy. (Attachments: # 1 Text of Proposed Order)(Gilman, Kenneth) (Entered: 06/06/2011) 06/06/ MEMORANDUM in Support re 24 MOTION to Consolidate Cases, Appoint Lead Plaintiff and Approval of Selection of Lead Counsel filed by Atagun Serifsoy. (Gilman, Kenneth) (Entered: 06/06/2011) 06/06/ AFFIDAVIT in Support re 24 MOTION to Consolidate Cases, Appoint Lead Plaintiff and Approval of Selection of Lead Counsel filed by Atagun Serifsoy. (Attachments: # 1 Exhibit Publication Notice, # 2 Exhibit Certification & Loss Chart, # 3 Exhibit Firm Resume)(Gilman, Kenneth) (Entered: 06/06/2011) 06/07/2011 ELECTRONIC NOTICE issued requesting courtesy copy for 11 Declaration,, 6 Declaration, 21 Notice (Other), 17 Declaration, 19 Memorandum in Support of Motion, 8 MOTION to Consolidate Cases -Employees Retirement System of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation of All Related Actions- MOTION to Consolidate Cases -Employees Retirement System of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation of All Related Actions-, 24 MOTION to Consolidate Cases, Appoint Lead Plaintiff and Approval of Selection of Lead Counsel, 12 Memorandum in Support of Motion, 15 Proposed Document(s) submitted, 18 MOTION to Consolidate Cases MOTION to Appoint Counsel and for Appointment as Lead Plaintiff, 10 MOTION to Consolidate Cases, for Appointment As Lead Plaintiff, and Approval for Selection of Counsel, 13 MOTION to Consolidate Cases, Appoint Lead Plaintiffs, and Approve Lead Plaintiffs' Selection of Co-Lead and Liaison Counsel, 7 Proposed Document(s) submitted, 14 Declaration, 25 Memorandum in Support of Motion, 16 Memorandum in Support of Motion, 5 Memorandum in Support of Motion, 9 Memorandum in Support of Motion,, 20 Affidavit in Support of Motion, 23 Declaration, 4 MOTION Steamfitters Local 449 Pension Fund for Consolidation, Appointment of Lead Plaintiff, and Approval of its Selection of Lead Counsel, 26 Affidavit in Support of Motion, 22 MOTION to Consolidate Cases Notice of Motion and Motion of Dong Won Kang for Consolidation of Related Cases, Appointment as Lead Plaintiff and Approval of Lead Counsel. Counsel who filed this document are requested to submit a courtesy copy of this document (or documents) to the Clerk's Office by. These documents must be clearly marked as a Courtesy Copy and

19 reflect the document number assigned by CM/ECF. (Paine, Matthew) (Entered: 06/07/2011) 06/07/2011 Judge William G. Young: ELECTRONIC ORDER entered granting 4 Motion CONSOLIDATION; granting 8 Motion to Consolidate Cases; granting 10 Motion to Consolidate Cases; granting 13 Motion to Consolidate Cases; granting 18 Motion to Consolidate Cases; granting 22 Motion to Consolidate Cases; granting 24 Motion to Consolidate Cases This Order is relative to the consolidation ONLY. The Court reserves ruling on the appointment of lead plaintiff and counsel. The cases are to be consolidated with CA WGY (Smith, Bonnie) (Entered: 06/07/2011) 06/07/2011 Judge William G. Young: ELECTRONIC ORDER entered. ORDER consolidating cases 11cv10825-WGY; 11cv10743-WGY; 11cv10610-WGY; 11cv10707-WGY; 11cv10653-WGY; 11cv10784-WGY; 11cv10849-WGY; 11cv10665-WGY with Lead Case 11cv10582-WGY. ALL FURTHER PLEADINGS ARE TO BE FILED IN THE LEAD CASE 11CV10582-WGY. (Paine, Matthew) (Entered: 06/07/2011) 06/09/ NOTICE of Appearance by Anthony A. Scibelli on behalf of American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek (Scibelli, Anthony) (Entered: 06/09/2011) 06/09/ CORPORATE DISCLOSURE STATEMENT by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Scibelli, Anthony) (Entered: 06/09/2011) 06/09/ NOTICE of Appearance by Carolyn A. Marcotte on behalf of American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek (Marcotte, Carolyn) (Entered: 06/09/2011) 06/13/2011 ELECTRONIC NOTICE of Hearing :Hearing re: Appointment of Lead Counsel set for 6/16/ :00 PM in Courtroom 18 before Judge William G. Young. (Smith, Bonnie) (Entered: 06/13/2011) 06/14/ MOTION to Withdraw 17 Declaration, 16 Memorandum in Support of Motion Consolidate Cases, Appoint Lead Plaintiffs, and Approve Lead Plaintiffs' Selection of Co-Lead and Liaison Counsel by Profits Only LLC, Jian Xiao.(Stewart, Adam) (Entered: 06/14/2011) 06/14/ RESPONSE to Motion re 18 MOTION to Consolidate Cases MOTION to Appoint Counsel and for Appointment as Lead Plaintiff filed by Atagun Serifsoy. (Gilman, I Kenneth) (Entered: 06/14/2011) 06/14/ MEMORANDUM in Support re 8 MOTION to Consolidate Cases -Employees Retirement System of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation ofall Related Actions- MOTION to Consolidate Cases -Employees Retirement System of the City of St. Louis's Motion For (1) Appointment as Lead Plaintiff, (2) Approval of Its Selection of Lead Counsel, and (3) Consolidation of All Related Actions- filed by The

20 Employees Retirement System of the City of St. Louis. (Stern, Leslie) (Entered: 06/14/2011) 06/15/ NOTICE of Non-Opposition to the Competing Motions by Steamship Trade Association/International Longshoremen's Pension Benefit Fund re 18 MOTION to Consolidate Cases MOTION to Appoint Counsel (Bradley, Garrett) (Modified on 6/16/2011 to Update Docket Text) (Paine, Matthew). (Entered: 06/15/2011) 06/15/ NOTICE of Withdrawl of Motion by Steamfitters Local 449 Pension Fund (Kelly, Paul) (Modified on 6/16/2011 to Update Docket Text) (Paine, Matthew). (Entered: 06/15/2011) 06/15/ MOTION for Leave to Appear Pro Hac Vice for admission of Mark S. Reich Filing fee: $ 50, receipt number by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Affidavit of Mark S. Reich, # 2 Text of Proposed Order)(Sweeney, Bonny) (Entered: 06/15/2011) 06/16/ STIPULATION and Proposed Order Extending Time to Respond to Complaints by American Superconductor Corporation. (Scibelli, Anthony) (Entered: 06/16/2011) 06/16/ NOTICE of Appearance by Patrick T. Egan on behalf of The Employees Retirement System of the City of St. Louis (Egan, Patrick) (Entered: 06/16/2011) 06/16/ NOTICE of Appearance by Thomas G. Shapiro on behalf of Plumbers and Pipefitters National Pension Fund (Shapiro, Thomas) (Entered: 06/16/2011) 06/16/ NOTICE of Appearance by Adam M. Stewart on behalf of Plumbers and Pipefitters National Pension Fund (Stewart, Adam) (Entered: 06/16/2011) 06/16/2011 Judge William G. Young: ELECTRONIC ORDER entered granting 35 Motion for Leave to Appear Pro Hac Vice.Added Mark S. Reich. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Paine, Matthew) (Entered: 06/16/2011) 06/16/2011 ELECTRONIC Clerk's Notes for proceedings held before Judge William G. Young: Hearing re Appointment of Lead Counsel held on 6/16/2011. The Court addresses counsel representing the derivative actions...ca and Parties agree that these 2 cases should be separated from the cases consolidated under CA and consolidated with each other under case The Court orders this action. The Court then holds a 16.1 conference for these 2 cases. Trial set for the Running Trial List for 9/4/12. A notice re: the final pretrial conference will be sent out in July., The case to go to ADR as of October, The plaintiff has 2 weeks to file an amended consolidated complaint. It is not required. Defendants have 30 days to file an answer, motion to stay or motion to dismiss. The parties are to file a joint case management proposal This is due in 2 weeks. The Court hears from counsel re: appointment of lead counsel. Parties agree that the law firm of Geller,Rudman & Dowd should be Lead Counsel. The Court rules granting 18 Motion to Appoint Counsel Appointed Law firm of Geller,Rudman & Dowd; Parties are to get together and file a proposal for the filing of an amended consolidated complaint and the potential motion to dismiss. (Court Reporter: Donald Womack at womack@megatran.com.)(attorneys present: Plaintiff's Counsel Stewart,Reich,

21 Pastor, Defense Counsel Scibelli) (Smith, Bonnie) (Entered: 06/16/2011) 06/17/2011 Judge William G. Young: ELECTRONIC ORDER entered: "This stipulation is not adopted by the Court in light of the schedule agreed to at the hearing on June 16, 2011" re 36 Stipulation filed by American Superconductor Corporation (Paine, Matthew) (Entered: 06/17/2011) 06/20/ WAIVER OF SERVICE Returned Executed by The Employees Retirement System of the City of St. Louis. American Superconductor Corporation waiver sent on 6/17/2011, answer due 8/16/2011; Vikram S. Budhraja waiver sent on 6/17/2011, answer due 8/16/2011; Peter O. Crisp waiver sent on 6/17/2011, answer due 8/16/2011; Richard Drouin waiver sent on 6/17/2011, answer due 8/16/2011; David A. Henry waiver sent on 6/17/2011, answer due 8/16/2011; Daniel McGahn waiver sent on 6/17/2011, answer due 8/16/2011; David R. Oliver, Jr waiver sent on 6/17/2011, answer due 8/16/2011; John B. Vander Sande waiver sent on 6/17/2011, answer due 8/16/2011; John W. Wood, Jr waiver sent on 6/17/2011, answer due 8/16/2011; Gregory J. Yurek waiver sent on 6/17/2011, answer due 8/16/2011. (Egan, Patrick) (Main Document 40 replaced on 6/24/2011) (Paine, Matthew). (Entered: 06/20/2011) 06/20/ Proposed Document(s) submitted by Plumbers and Pipefitters National Pension Fund. Document received: Proposed Order Granting Motion for Appointment as Lead Plaintiff and Approval of Selection of Counsel. (Stewart, Adam) (Entered: 06/20/2011) 06/20/ Judge William G. Young: ORDER entered. ORDER granting motion for appointment as Lead Plaintiff and approval of selection of counsel. (Paine, Matthew) (Entered: 06/20/2011) 06/22/ NOTICE of Appearance by Andrew M Troop on behalf of Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc. (Troop, Andrew) (Entered: 06/22/2011) 06/22/ /22/ MOTION for Leave to Appear Pro Hac Vice for admission of Gregory A. Markel Filing fee: $ 50, receipt number by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc..(Troop, Andrew) (Additional attachment(s) added on 6/23/2011: # 1 Affirmation, # 2 Proposed Order) (Paine, Matthew). (Main Document 44 replaced on 6/23/2011) (Paine, Matthew). (Entered: 06/22/2011) 45 MOTION for Leave to Appear Pro Hac Vice for admission of Gillian Groarke Burns Filing fee: $ 50, receipt number by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc..(Troop, Andrew) (Additional attachment(s) added on 6/23/2011: # 1 Affirmation, # 2 Proposed Order) (Paine, Matthew). (Main Document 45 replaced on 6/23/2011) (Paine, Matthew). (Entered: 06/22/2011) 06/23/2011 Judge William G. Young: ELECTRONIC ORDER entered granting 44 Motion for Leave to Appear Pro Hac Vice; granting 45 Motion for Leave to Appear Pro Hac Vice. Added Gillian Groarke Burns and Gregory A. Markel.. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Paine, Matthew) (Entered: 06/23/2011)

22 06/23/ /23/ /23/ STIPULATION and [Proposed] Order Regarding Filing of Amended Consolidated Complaint and Time to Respond Thereto by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Text of Proposed Order)(Scibelli, Anthony) (Entered: 06/23/2011) 47 MOTION for Leave to Appear Pro Hac Vice for admission of Patrick E. Gibbs Filing fee: $ 50, receipt number by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Affidavit)(Scibelli, Anthony) (Entered: 06/23/2011) 48 MOTION for Leave to Appear Pro Hac Vice for admission of Hilary H. Mattis Filing fee: $ 50, receipt number by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Affidavit)(Scibelli, Anthony) (Entered: 06/23/2011) 06/24/ /24/2011 Judge William G. Young: ELECTRONIC ORDER entered granting 47 Motion for Leave to Appear Pro Hac Vice; granting 48 Motion for Leave to Appear Pro Hac Vice. Added Hilary H. Mattis and Patrick E. Gibbs. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. ; (Paine, Matthew) (Entered: 06/24/2011) 49 Judge William G. Young: ORDER entered. re 46 Stipulation is so ordered as modified. 1) Lead Plaintiff shall file an amended consolidated complaint on or before Monday, August 22, ) Defendants shall file a responsive pleading and/or a motion to dismiss on or before Thursday, October 6, ) Lead Plaintiff shall file an opposition to any motion to dimiss on or before October 27, ) Defendants shall file a reply to the aformentioned opposition on or before November 3, SO ORDERED... (Paine, Matthew) (Entered: 06/24/2011) 06/30/ MOTION for Leave to Appear Pro Hac Vice for admission of Ronit Setton Filing fee: $ 50, receipt number by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc..(Troop, Andrew) (Additional attachment(s) added on 7/5/2011: # 1 Affirmation, # 2 Proposed Order) (Paine, Matthew). (Main Document 50 replaced on 7/5/2011) (Paine, Matthew). (Entered: 06/30/2011) 07/05/2011 Judge William G. Young: ELECTRONIC ORDER entered granting 50 Motion for Leave to Appear Pro Hac Vice Added Ronit Setton. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Paine, Matthew) (Entered: 07/05/2011) 07/07/ WAIVER OF SERVICE Returned Executed by Norfolk County Retirement System waiver sent on 6/20/2011, answer due 8/19/2011; Vikram S. Budhraja waiver sent on

23 6/20/2011, answer due 8/19/2011; Peter O. Crisp waiver sent on 6/20/2011, answer due 8/19/2011; Richard Drouin waiver sent on 6/20/2011, answer due 8/19/2011; David A. Henry waiver sent on 6/20/2011, answer due 8/19/2011; Daniel McGahn waiver sent on 6/20/2011, answer due 8/19/2011; David R. Oliver, Jr waiver sent on 6/20/2011, answer due 8/19/2011; John B. Vander Sande waiver sent on 6/20/2011, answer due 8/19/2011; John W. Wood, Jr waiver sent on 6/20/2011, answer due 8/19/2011; Gregory J. Yurek waiver sent on 6/20/2011, answer due 8/19/2011. (Attachments: # 1 Exhibit A)(Egan, Patrick) (Modified on 7/8/2011 to Correct Docket Text) (Paine, Matthew). (Entered: 07/07/2011) 07/07/ WAIVER OF SERVICE Returned Executed by Norfolk County Retirement System. Deutsche Bank Securities Inc. waiver sent on 6/28/2011, answer due 8/29/2011; Jefferies & Co. waiver sent on 6/28/2011, answer due 8/29/2011; Morgan Stanley & Co., Inc. waiver sent on 6/28/2011, answer due 8/29/2011. (Attachments: # 1 Exhibit A and B)(Egan, Patrick) (Modified on 7/8/2011 to Correct Docket Text) (Paine, Matthew). (Entered: 07/07/2011) 08/02/ MOTION for Leave to Appear Pro Hac Vice for admission of Erin W. Boardman Filing fee: $ 50, receipt number by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A)(Stewart, Adam) (Entered: 08/02/2011) 08/02/ MOTION for Leave to Appear Pro Hac Vice for admission of Samuel H. Rudman Filing fee: $ 50, receipt number by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A)(Stewart, Adam) (Entered: 08/02/2011) 08/03/2011 Judge William G. Young: ELECTRONIC ORDER entered granting 53 Motion for Leave to Appear Pro Hac Vice; granting 54 Motion for Leave to Appear Pro Hac Vice. Added Samuel H. Rudman and Erin W. Boardman. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Paine, Matthew) (Entered: 08/03/2011) 08/18/ Joint MOTION to Modify the June 24, 2011 Scheduling Order by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A)(Stewart, Adam) (Entered: 08/18/2011) 08/26/2011 Judge William G. Young: ELECTRONIC ORDER entered denying 55 Motion for Modification "Motion denied. This is nothing more than a joint jockeying for position in aid of a leisurely approach to briefing. There will be time to amend the pleadings or supplement the briefs if the expected restatement ever occurs." (Smith, Bonnie) (Entered: 08/26/2011) 08/31/ AMENDED COMPLAINT for Violations of the Federal Securities Laws against Deutsche Bank Securities Inc., John B. Vander Sande, American Superconductor Corporation, Jefferies & Co., Richard Drouin, Vikram S. Budhraja, Gregory J. Yurek, David R. Oliver, Jr, Peter O. Crisp, Daniel McGahn, David A. Henry, Morgan Stanley & Co., Inc., John W. Wood, Jr, filed by Plumbers and Pipefitters National Pension Fund.(Rudman, Samuel) (Additional attachment(s) added on 9/1/2011: # 1 Appendix A) (Danieli, Chris). (Main Document 56 replaced on 9/1/2011) (Danieli, Chris). (Entered: 08/31/2011) 09/14/ Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Sarah M.

24 Lightdale Filing fee: $ 50, receipt number by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Affidavit)(Scibelli, Anthony) (Entered: 09/14/2011) 09/14/ Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Jessica S. Lee Filing fee: $ 50, receipt number by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Affidavit)(Scibelli, Anthony) (Entered: 09/14/2011) 09/15/2011 Judge William G. Young: ELECTRONIC ORDER entered granting 57 Motion for Leave to Appear Pro Hac; granting 58 Motion for Leave to Appear Pro Hac Vice. Added Jessica S. Lee and Sarah M. Lightdale. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Paine, Matthew) (Entered: 09/15/2011) 09/16/ Assented to MOTION for Extension of Time to 10/15/2011 to File Answer and/or Motion to Dismiss by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Text of Proposed Order)(Mattis, Hilary) (Entered: 09/16/2011) 09/19/ Judge William G. Young: ORDER entered granting 59 Assented to MOTION for Extension of Time to 10/15/2011 to File Answer and/or Motion to Dismiss (Paine, Matthew) (Entered: 09/19/2011) 10/04/ MOTION for Leave to File Excess Pages (Unopposed Motion) by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Exhibit [Proposed] Order)(Scibelli, Anthony) (Entered: 10/04/2011) 10/05/2011 Judge William G. Young: ELECTRONIC ORDER entered denying 61 Motion for Leave to File Excess Pages (Paine, Matthew) (Entered: 10/05/2011) 10/14/ CORPORATE DISCLOSURE STATEMENT by Morgan Stanley & Co., Inc. identifying Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley for Morgan Stanley & Co., Inc... (Markel, Gregory) (Entered: 10/14/2011) 10/14/ CORPORATE DISCLOSURE STATEMENT by Deutsche Bank Securities Inc. identifying Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc... (Markel, Gregory) (Entered: 10/14/2011) 10/14/ CORPORATE DISCLOSURE STATEMENT by Jefferies & Co. identifying Corporate Parent Jefferies Group, Inc. for Jefferies & Co... (Markel, Gregory) (Entered: 10/14/2011)

25 10/14/ MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc..(Markel, Gregory) (Entered: 10/14/2011) 10/14/ MEMORANDUM in Support re 65 MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint filed by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc.. (Markel, Gregory) (Entered: 10/14/2011) 10/14/ AFFIDAVIT in Support re 65 MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint /Declaration of Ronit Setton filed by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Markel, Gregory) (Entered: 10/14/2011) 10/14/ MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek.(Gibbs, Patrick) (Entered: 10/14/2011) 10/14/ AFFIDAVIT of Patrick E. Gibbs in Support re 68 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint -- Declaration of Patrick E. Gibbs filed by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Gibbs, Patrick) (Entered: 10/14/2011) 10/14/ Request for Judicial Notice (Unopposed) in Support of Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Gibbs, Patrick) (Entered: 10/14/2011) 10/14/ MEMORANDUM in Support re 68 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint filed by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Appendix)(Gibbs, Patrick) (Entered: 10/14/2011) 10/17/2011 ELECTRONIC NOTICE issued requesting courtesy copy for 69 Affidavit in Support of Motion,, 65 MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint, 66 Memorandum in Support of Motion, 71 Memorandum in Support of Motion, 67 Affidavit in Support of Motion, 68

26 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint. Counsel who filed this document are requested to submit a courtesy copy of this document (or documents) to the Clerk's Office by. These documents must be clearly marked as a Courtesy Copy and reflect the document number assigned by CM/ECF. (Paine, Matthew) (Entered: 10/17/2011) 10/17/2011 Judge William G. Young: ELECTRONIC ORDER entered: "allowed" re 70 Request for Judicial Notice, filed by David A. Henry, Vikram S. Budhraja, John B. Vander Sande, Daniel McGahn, Peter O. Crisp, American Superconductor Corporation, Gregory J. Yurek, Richard Drouin, David R. Oliver, Jr., John W. Wood, Jr. (Paine, Matthew) (Entered: 10/17/2011) 10/31/2011 ELECTRONIC NOTICE Setting Hearing on Motion 65 MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint, 68 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint : Motion Hearing set for 12/13/ :00 PM in Courtroom 18 before Judge William G. Young. (Smith, Bonnie) (Entered: 10/31/2011) 10/31/2011 Set/Reset Hearings: Ready for Trial on 9/4/ :00 AM in Courtroom 18 before Judge William G. Young. (Smith, Bonnie) (Entered: 10/31/2011) 11/02/ Assented to MOTION for Extension of Time to 11/18/2011 to File Response/Reply Brief by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Text of Proposed Order)(Gibbs, Patrick) (Entered: 11/02/2011) 11/03/2011 Judge William G. Young: ELECTRONIC ORDER entered granting 72 Motion for Extension of Time to File Response/Reply re 65 MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint, 68 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint Replies due by 11/18/2011. (Smith, Bonnie) (Entered: 11/03/2011) 11/07/ MEMORANDUM in Opposition re 68 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint filed by Plumbers and Pipefitters National Pension Fund. (Rudman, Samuel) (Entered: 11/07/2011) 11/07/ AFFIDAVIT in Opposition re 68 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint filed by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rudman, Samuel) (Entered: 11/07/2011) 11/07/ MEMORANDUM in Opposition re 65 MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint filed by Plumbers and Pipefitters National Pension Fund. (Rudman, Samuel) (Entered: 11/07/2011)

27 11/18/ REPLY to Response to 65 MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint /Reply Memorandum of Law of Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc. in Further Support of Their Motion to Dismiss Plaintiff's Consolidated Amended Complaint filed by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc.. (Troop, Andrew) (Entered: 11/18/2011) 11/18/ REPLY to Response to 68 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint filed by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Gibbs, Patrick) (Entered: 11/18/2011) 12/13/ NOTICE of Appearance by Robert E. Ditzion on behalf of Plumbers and Pipefitters National Pension Fund (Ditzion, Robert) (Entered: 12/13/2011) 12/13/2011 ELECTRONIC Clerk's Notes for proceedings held before Judge William G. Young: Motion Hearing held on 12/13/2011 re 65 MOTION to Dismiss /Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc.'s Motion to Dismiss Plaintiff's Consolidated Amended Complaint filed by Morgan Stanley & Co., Inc., Deutsche Bank Securities Inc., Jefferies & Co., 68 MOTION to Dismiss -- Defendant American Superconductor Corporation and the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint filed by David A. Henry, Vikram S. Budhraja, John B. Vander Sande, Daniel McGahn, Peter O. Crisp, American Superconductor Corporation, Gregory J. Yurek, Richard Drouin, David R. Oliver, Jr., John W. Wood, Jr.. The Court hears from parties. after hearing the Court is taking under advisement in part and denying in part 65 Motion to Dismiss; taking under advisement 68 Motion to Dismiss; Order to issue.(court Reporter: Donald Womack at present: Plaintiff's Counsel Rudman, Defense Counsel Gibbs, Martel) (Smith, Bonnie) (Entered: 12/16/2011) 12/15/ Transcript of Motion Hearing held on December 13, 2011, before Judge William G. Young. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Donald Womack at Redaction Request due 1/5/2012. Redacted Transcript Deadline set for 1/17/2012. Release of Transcript Restriction set for 3/14/2012. (Scalfani, Deborah) (Entered: 12/15/2011) 12/15/2011 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at (Scalfani, Deborah) (Entered: 12/15/2011) 12/16/ Judge William G. Young: ORDER entered. American Superconductor Corporation and the Individual Defendants' Motion to Dismiss ECF. No. 68 is DENIED as to the Securities Act Claims, Counts Three, Four, and Five, and TAKEN UNDER ADVISEMENT as to the Exchange Act Claims, Counts One and Two. Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc. Motion to Dismiss ECF No. 65 is TAKEN UNDER ADVISEMENT. (Paine,

28 Matthew) (Entered: 12/16/2011) 12/23/ Assented to MOTION for Clarification re 80 Memorandum & ORDER, by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Text of Proposed Order submitted as Exhibit A)(Lightdale, Sarah) (Entered: 12/23/2011) 12/27/ Judge William G. Young: ORDER entered re 81 Motion for Clarification (Paine, Matthew) (Entered: 12/27/2011) 01/17/ MOTION for Leave to File the [Proposed] Second Amended Complaint by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A - [Proposed] Second Consolidated Amended Complaint, # 2 Exhibit B - [Proposed] Order)(Rudman, Samuel) (Entered: 01/17/2012) 01/17/ /26/ RESPONSE to Motion re 83 MOTION for Leave to File the [Proposed] Second Amended Complaint /Response of Defendants Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company, Inc. to Lead Plaintiffs Motion for Leave to File the Proposed Second Amended Complaint filed by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc.. (Markel, Gregory) (Entered: 01/17/2012) 85 Transcript of Status Conference held on June 16, 2011, before Judge William G. Young. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Donald Womack at womack@megatran.com Redaction Request due 2/16/2012. Redacted Transcript Deadline set for 2/27/2012. Release of Transcript Restriction set for 4/25/2012. (Scalfani, Deborah) (Entered: 01/26/2012) 01/26/2012 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at (Scalfani, Deborah) (Entered: 01/26/2012) 02/13/2012 Judge William G. Young: ELECTRONIC ORDER entered granting 83 Motion for Leave to File the Proposed Second Amended Complaint; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer) (Entered: 02/13/2012) 02/13/ AMENDED COMPLAINT with Leave to File Granted on February 13, 2012, the Second Consolidated Amended Complaint for Violations of the Federal Securities Laws against Deutsche Bank Securities Inc., John B. Vander Sande, American Superconductor Corporation, Jefferies & Co., Richard Drouin, Vikram S. Budhraja, Gregory J. Yurek, David R. Oliver, Jr, Peter O. Crisp, Daniel McGahn, David A. Henry, Morgan Stanley & Co., Inc., John W. Wood, Jr, filed by Plumbers and Pipefitters National Pension Fund.(Rudman, Samuel) (Entered: 02/13/2012) 02/27/ MOTION for Clarification /Unopposed Motion and [Proposed] Order for Clarification with Respect to Whether Defendants Morgan Stanley & Co. LLC,

29 Deutsche Bank Securities Inc. and Jefferies & Company, Inc. are Obligated to Respond to Plaintiff's Second Consolidated Amended Complaint by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc.. (Attachments: # 1 Exhibit A - Proposed Order)(Markel, Gregory) (Entered: 02/27/2012) 02/28/ /29/ /26/ /29/ /26/ /27/ Assented to MOTION for Clarification -- Unopposed Motion for Clarification With Respect to Defendant American Superconductor Corporation and the Individual Defendants' Time to Answer or Otherwise Respond to Second Consolidated Amended Complaint by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Text of Proposed Order)(Lightdale, Sarah) (Entered: 02/28/2012) 89 Judge William G. Young: ORDER entered re 87 Motion for Clarification (Paine, Matthew) (Entered: 02/29/2012) 90 Judge William G. Young: ORDER entered granting 88 Motion for Clarification (Paine, Matthew) (Entered: 03/26/2012) 91 NOTICE of Withdrawal of Appearance by Jessica S. Lee (Lee, Jessica) (Entered: 06/29/2012) 92 Judge William G. Young: ORDER entered. MEMORANDUM AND ORDER: The Issuer and Individual Defendants' motion to dismiss the Exchange Act claims (Count One and Two) is GRANTED; The Underwriters' motion to dimiss the Securities Act claims (Counts Three and Four) is DENIED; This case perfectly exemplifies the fact that statutes do matter. The PSLRA, passed during a period of hyperinflation of stock value (at least on paper), was intended to protect corporate officers from groundless suits. Here it may possibly shield such officers from discovery of wrongdoing. The protection of corporate officers was not a legislative goal of the Securities Act, passed during the Great Depression. That part of the case may press forward. The result is an interesting end run around the discovery bar of the PSLRA. The parties shall, within thirty days of the date of this order, submit a proposed case management schedule. SO ORDERED... (Paine, Matthew) (Entered: 07/26/2012) 93 NOTICE of Appearance by Alan D. Rose, Sr on behalf of Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc. (Rose, Alan) (Entered: 07/27/2012) 08/01/ NOTICE of Withdrawal of Appearance by Andrew M Troop as counsel for Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc. and Jefferies & Company with proof of service (Troop, Andrew) (Entered: 08/01/2012) 08/01/ Assented to MOTION for Extension of Time to August 23, 2012 to File Answer re 86 Amended Complaint,, by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Deutsche Bank Securities Inc., Richard Drouin, David A. Henry, Jefferies & Co., Pamela F. Lenehan, Daniel McGahn, Morgan Stanley & Co., Inc., David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek.(Rose, Alan) (Entered: 08/01/2012) 08/02/ Judge William G. Young: ELECTRONIC ORDER entered granting 95 Assented to MOTION for Extension of Time to August 23, 2012 to File Answer re 86 Amended Complaint. (Paine, Matthew) (Entered: 08/02/2012)

30 08/23/ ANSWER to 86 Amended Complaint,, -- Answer of Defendant American Superconductor Corporation and the Individual Defendants to Plaintiff's Second Consolidated Amended Complaint by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek.(Gibbs, Patrick) (Entered: 08/23/2012) 08/23/ ANSWER to 86 Amended Complaint,, by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc..(Rose, Alan) (Entered: 08/23/2012) 08/27/ JOINT SUBMISSION pursuant to Local Rule 16.1 by American Superconductor Corporation, Vikram S. Budhraja, Keith Chun, Peter O. Crisp, Deutsche Bank Securities Inc., Richard Drouin, Jeanne V Foster, Kenneth Godt, Philip H Griffin, David A. Henry, Jefferies & Co., Dave Lenartz, Daniel McGahn, Morgan Stanley & Co., Inc., L.A. Murphy, Norfolk County Retirement System, David R. Oliver, Jr, Plumbers and Pipefitters National Pension Fund, Profits Only LLC, Atagun Serifsoy, Steamfitters Local 449 Pension Fund, Steamship Trade Association/International Longshoremen's Pension Benefit Fund, The Employees Retirement System of the City of St. Louis, John B. Vander Sande, John W. Wood, Jr, Jian Xiao, Gregory J. Yurek.(Rose, Alan) (Entered: 08/27/2012) 08/27/ CERTIFICATION pursuant to Local Rule 16.1 of Lead Plaintiff Plumbers and Pipefitters National Pension Fund. (Stewart, Adam) (Entered: 08/27/2012) 08/28/ MOTION for Leave to Appear Pro Hac Vice for admission of Robert M. Rothman Filing fee: $ 100, receipt number by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A)(Stewart, Adam) (Entered: 08/28/2012) 08/29/ Judge William G. Young: ELECTRONIC ORDER entered granting 101 Unopposed Motion for Leave to Appear Pro Hac Vice Added Robert M. Rothman. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Gaudet, Jennifer) Modified on 8/29/2012 (Gaudet, Jennifer). (Entered: 08/29/2012) 08/31/ CERTIFICATION pursuant to Local Rule (Gibbs, Patrick) (Entered: 08/31/2012) 09/14/ CERTIFICATION pursuant to Local Rule 16.1 (D)(3) Certification ofdefendant Deutsche Bank Securities Inc. (Rose, Alan) (Entered: 09/14/2012) 09/14/ CERTIFICATION pursuant to Local Rule 16.1 (D)(3) of Defendant Jefferies & Company, Inc. (Rose, Alan) (Entered: 09/14/2012) 09/14/ CERTIFICATION pursuant to Local Rule 16.1 (D)(3) of Defendant Morgan Stanley & Co, LLC. (Rose, Alan) (Entered: 09/14/2012) 09/19/ Amended CERTIFICATION pursuant to Local Rule 16.1 of Lead Plaintiff Plumbers and Pipefitters National Pension Fund. (Stewart, Adam) (Entered: 09/19/2012) 09/24/ MOTION for Leave to Appear Pro Hac Vice for admission of Amanda L. Kosowsky Filing fee: $ 100, receipt number by Deutsche Bank Securities Inc., Jefferies & Co., Morgan Stanley & Co., Inc.. (Attachments: # 1 Supplement

31 Affirmation of Amanda L. Kosowsky, # 2 Supplement BBO Registration Statement, # 3 Text of Proposed Order Proposed Order for Pro Hac Vice Admission)(Rose, Alan) (Entered: 09/24/2012) 09/25/ Judge William G. Young: ELECTRONIC ORDER entered granting 108 Motion for Leave to Appear Pro Hac Vice Added Amanda L. Kosowsky. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Paine, Matthew) (Entered: 09/25/2012) 12/26/ Joint MOTION for Extension of Time to 3/20/2013 to File Lead Plaintiff's Motion for Class Certification by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Deutsche Bank Securities Inc., Richard Drouin, David A. Henry, Jefferies & Co., Daniel McGahn, Morgan Stanley & Co., Inc., David R. Oliver, Jr, Plumbers and Pipefitters National Pension Fund, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Exhibit A - Proposed Order)(Rothman, Robert) (Entered: 12/26/2012) 01/03/ Judge William G. Young: ELECTRONIC ORDER entered: Denied without prejudice to a shorter extension of time. re 110 Joint MOTION for Extension of Time to 3/20/2013 to File Lead Plaintiff's Motion for Class Certification. (Paine, Matthew) (Entered: 01/03/2013) 01/03/ Joint MOTION for Extension of Time to February 19, 2013 to to File Lead Plaintiff's Motion for Class Certification by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Deutsche Bank Securities Inc., Richard Drouin, David A. Henry, Jefferies & Co., Daniel McGahn, Morgan Stanley & Co., Inc., David R. Oliver, Jr, Plumbers and Pipefitters National Pension Fund, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Exhibit A-Proposed Order)(Rothman, Robert) (Entered: 01/03/2013) 01/04/ Judge William G. Young: ORDER entered re 112 Motion for Extension of Time: Lead Plaintiff's motion for class certification is due on February 19, 2013; Defendants' response to the motion for class certification is due on April 19, 2013; Lead Plaintiff's reply brief in support of the motion for class certification is due on May 1, (Paine, Matthew) (Entered: 01/04/2013) 02/19/ MOTION to Certify Class by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Text of Proposed Order)(Rothman, Robert) (Entered: 02/19/2013) 02/19/ MEMORANDUM in Support re 114 MOTION to Certify Class filed by Plumbers and Pipefitters National Pension Fund. (Rothman, Robert) (Entered: 02/19/2013) 02/19/ AFFIDAVIT of Robert M. Rothman in Support re 114 MOTION to Certify Class filed by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A - Robbins Geller Rudman & Dowd LLP firm resume, # 2 Exhibit B - Shapiro Haber & Urmy LLP firm resume)(rothman, Robert) (Entered: 02/19/2013) 03/12/ Joint MOTION for Order to Enter Joint Proposed Case Management Schedule by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 [Proposed] Order)(Stewart, Adam) (Entered: 03/12/2013)

32 03/13/ Judge William G. Young: ELECTRONIC ORDER entered. re 117 MOTION for Order to Enter Joint Proposed Case Management Schedule is returned to the parties as too long a time line. The parties are to resubmit the joint proposed schedule. (Paine, Matthew) (Entered: 03/13/2013) 03/15/ Joint MOTION for Order to ENTER JOINT PROPOSED CASE MANAGEMENT SCHEDULE by Dave Lenartz.(Stewart, Adam) (Entered: 03/15/2013) 03/18/ Judge William G. Young: ORDER entered. re 119 JOINT CASE MANAGEMENT SCHEDULE so ordered as modified as the case management scheduling order. (Paine, Matthew) (Entered: 03/19/2013) 04/05/ MOTION for Leave to Appear Pro Hac Vice for admission of Joseph Russello Filing fee: $ 100, receipt number by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Exhibit A)(Stewart, Adam) (Entered: 04/05/2013) 04/08/ Judge William G. Young: ELECTRONIC ORDER entered granting 121 Motion for Leave to Appear Pro Hac Vice. Added Joseph Russello. (Paine, Matthew) (Entered: 04/08/2013) 04/10/ Joint MOTION for Extension of Time of Class Certification Briefing Schedule by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Exhibit A [Proposed] Order)(Marcotte, Carolyn) (Entered: 04/10/2013) 04/11/ Judge William G. Young: ORDER entered re 123 Joint MOTION for Extension of Time of Class Certification Briefing Schedule (Paine, Matthew) (Entered: 04/11/2013) 04/11/ Reset Deadlines as to 114 MOTION to Certify Class. Responses due by 5/3/2013 and Replies due by 5/15/2013. (Paine, Matthew) (Entered: 04/11/2013) 05/01/ Joint MOTION for Extension of Time to 5/13/13 and 5/28/13, respectively to File Response/Reply as to 114 MOTION to Certify Class by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Text of Proposed Order)(Gibbs, Patrick) (Entered: 05/01/2013) 05/02/ Judge William G. Young: ELECTRONIC ORDER entered granting 126 Joint MOTION for Extension of Time to 5/13/13 and 5/28/13, respectively to File Response/Reply as to 114 MOTION to Certify Class (Paine, Matthew) (Entered: 05/02/2013) 05/10/ Joint MOTION for Extension of Time to May 20, 2013 and June 3, 2013, respectively, to File Response/Reply as to 114 MOTION to Certify Class by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Text of Proposed Order)(Gibbs, Patrick) (Entered: 05/10/2013) 05/14/ Judge William G. Young: ELECTRONIC ORDER entered granting 128 Joint MOTION for Extension of Time to May 20, 2013 and June 3, 2013, respectively, to File Response/Reply as to 114 MOTION to Certify Class (Paine, Matthew) (Entered:

33 05/14/2013) 05/17/ Joint MOTION to Stay Proceedings in Contemplation of Settlement by American Superconductor Corporation, Vikram S. Budhraja, Peter O. Crisp, Richard Drouin, David A. Henry, Pamela F. Lenehan, Daniel McGahn, David R. Oliver, Jr, John B. Vander Sande, John W. Wood, Jr, Gregory J. Yurek. (Attachments: # 1 Text of Proposed Order)(Gibbs, Patrick) (Entered: 05/17/2013) 05/20/ Judge William G. Young: ELECTRONIC ORDER entered: "allowed. The case is ordered administratively closed. It may be reopened upon motion of any party" re 130 Joint MOTION to Stay Proceedings in Contemplation of Settlement (Paine, Matthew) (Entered: 05/20/2013) 05/20/ Judge William G. Young: ORDER entered. ORDER FOR CLOSURE (Paine, Matthew) (Entered: 05/20/2013) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at