Q BNP Paribas Global High Income Equity Fund Proxy Voting Report

Transcription

1 Q1-01 BNP Paribas Global High Income Equity Fund Proxy Voting Report Q1 01

2 Proxy Voting Report Q Power Assets Holdings Ltd. Meeting Date: 06-Jan-1 Country: Hong Kong Security ID: Y709Q109 Meeting Type: Special CUSIP: Y9117 ISIN: HK SEDOL: 67 Shares d: 16,000 Shares Available: 16,000 Shares Instructed: 16,000 1 Approve Proposed Spin-off and Related Transactions Walgreen Co. Meeting Date: 08-Jan-1 Country: USA Security ID: CUSIP: ISIN: US SEDOL: 989 Shares d: 8,9 Shares Available: 8,9 Shares Instructed: 8,9 1a Elect Director Janice M. Babiak 1b 1c 1d 1e 1f 1g 1h 1i 1j 1k 1l 1m Elect Director David J. Brailer Elect Director Steven A. Davis Elect Director William C. Foote Elect Director Mark P. Frissora Elect Director Ginger L. Graham Elect Director Alan G. McNally Elect Director Dominic P. Murphy Elect Director Stefano Pessina Elect Director Nancy M. Schlichting Elect Director Alejandro Silva Elect Director James A. Skinner Elect Director Gregory D. Wasson Advisory to Ratify Named Executive Officers' Compensation Ratify Auditors Stock Retention/Holding Period Adopt Proxy Access Right

3 Proxy Voting Report Q CLP Holdings Ltd. Meeting Date: -Jan-1 Country: Hong Kong Security ID: Y1660Q10 Meeting Type: Special CUSIP: Y1660Q10 ISIN: HK SEDOL: Shares d: 1,00 Shares Available: 1,00 Shares Instructed: 1,00 1 Approve CAPCO Acquisition Agreement, PSDC Acquisition Agreement, and the Related Transactions Elect Richard Kendall Lancaster as Director Elect Rajiv Behari Lall as Director Becton, Dickinson and Company Meeting Date: 8-Jan-1 Country: USA Security ID: CUSIP: ISIN: US SEDOL: Shares d:,96 Shares Available:,96 Shares Instructed:, Elect Director Basil L. Anderson Elect Director Henry P. Becton, Jr. Elect Director Catherine M. Burzik Elect Director Edward F. DeGraan Elect Director Vincent A. lenza Elect Director Claire M. Fraser Elect Director Christopher Jones Elect Director Marshall O. Larsen Elect Director Gary A. Mecklenburg Elect Director James F. Orr Elect Director Willard J. Overlock, Jr. Elect Director Rebecca W. Rimel Elect Director Bertram L. Scott Elect Director Alfred Sommer Ratify Auditors Advisory to Ratify Named Executive Officers' Compensation Amend Omnibus Stock Plan Amend Executive Incentive Bonus Plan

4 Proxy Voting Report Q Becton, Dickinson and Company 6 Require Independent Board Chairman Siemens AG Meeting Date: 8-Jan-1 Country: Germany Security ID: D CUSIP: D ISIN: DE SEDOL: 7797 Shares d: 86,79 Shares Available: 108,7 Shares Instructed: 86,79 1 Receive Financial Statements and Statutory Reports for Fiscal 01/01 (Non-Voting) Approve Allocation of Income and Dividends of EUR per Share Approve Discharge of Management Board for Fiscal 01/01 Approve Discharge of Supervisory Board for Fiscal 01/01 Approve Remuneration System for Management Board Members Ratify Ernst & Young as Auditors for Fiscal 01/01 Elect Jim Hagemann Snabe to the Supervisory Board Approve Creation of EUR 8.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 0 Million Pool of Capital to Guarantee Conversion Rights Approve Cancellation of Capital Authorization Amend Articles Re: Remuneration of the Supervisory Board Verizon Communications Inc. Meeting Date: 8-Jan-1 Country: USA Security ID: 9V10 Meeting Type: Special CUSIP: 9V10 ISIN: US9V10 SEDOL: Shares d: 81,9 Shares Available: 81,9 Shares Instructed: 81,9 1 Issue Shares in Connection with Acquisition Increase Authorized Common Stock Adjourn Meeting

5 Proxy Voting Report Q Vodafone Group plc Meeting Date: 8-Jan-1 Country: United Kingdom Security ID: G9881 Meeting Type: Special CUSIP: G9881 ISIN: GB00B16GWD6 SEDOL: B16GWD Shares d: 6,76,67 Shares Available: 6,76,67 Shares Instructed: 6,76,67 1 Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone Limited to Verizon Communications Inc Approve Matters Relating to the Return of Value to Shareholders Authorise Market Purchase of Ordinary Shares Authorise Board to Ratify and Execute Approved Resolutions Vodafone Group plc Meeting Date: 8-Jan-1 Country: United Kingdom Security ID: G9881 Meeting Type: Court CUSIP: G9881 ISIN: GB00B16GWD6 SEDOL: B16GWD Shares d: 6,76,67 Shares Available: 6,76,67 Shares Instructed: 6,76,67 1 Court Meeting Approve Scheme of Arrangement Emerson Electric Co. Meeting Date: 0-Feb-1 Country: USA Security ID: CUSIP: ISIN: US SEDOL: 10 Shares d: 11,000 Shares Available: 11,000 Shares Instructed: 11, Elect Director D. N. Farr Elect Director H. Green Elect Director C. A. Peters Elect Director J. W. Prueher Elect Director A.A. Busch, III Elect Director J. S. Turley Advisory to Ratify Named Executive Officers' Compensation

6 Proxy Voting Report Q Emerson Electric Co. 6 Ratify Auditors Report on Sustainability Report on Political Contributions Report on Lobbying Payments and Policy Imperial Tobacco Group plc Meeting Date: 0-Feb-1 Country: United Kingdom Security ID: G71W10 CUSIP: G71W10 ISIN: GB00099 SEDOL: 09 Shares d: 1,78 Shares Available: 1,78 Shares Instructed: 1,78 1 Accept Financial Statements and Statutory Reports Approve Remuneration Report Approve Remuneration Policy Approve Final Dividend Re-elect Dr Ken Burnett as Director Re-elect Alison Cooper as Director Re-elect David Haines as Director Re-elect Michael Herlihy as Director Re-elect Susan Murray as Director Re-elect Matthew Phillips as Director Elect Oliver Tant as Director Re-elect Mark Williamson as Director Re-elect Malcolm Wyman as Director Reappoint PricewaterhouseCoopers LLP as Auditors Authorise Board to Fix Remuneration of Auditors Authorise EU Political Donations and Expenditure Authorise Issue of Equity with Pre-emptive Rights Authorise Issue of Equity without Pre-emptive Rights Authorise Market Purchase of Ordinary Shares Authorise the Company to Call EGM with Two Weeks' Notice

7 Proxy Voting Report Q Metro AG Meeting Date: 1-Feb-1 Country: Germany Security ID: D9681 CUSIP: D9681 ISIN: DE SEDOL: 011 Shares d: 7,19 Shares Available: 7,19 Shares Instructed: 7,19 1 Receive Financial Statements and Statutory Reports for the Abbreviated Fiscal Year 01 (Non-Voting) 6 7 Approve Allocation of Income and Omission of Dividends Approve Discharge of Management Board for Abbreviated Fiscal Year 01 Approve Discharge of Supervisory Board for Abbreviated Fiscal Year 01 Ratify KPMG AG as Auditors for Fiscal 01/01 Elect Fredy Raas to the Supervisory Board Approve Remuneration System for Management Board Members Novartis AG Meeting Date: -Feb-1 Country: Switzerland Security ID: H80Q10 CUSIP: H80Q10 ISIN: CH SEDOL: Shares d: 7,967 Shares Available: 7,967 Shares Instructed: 7,967 1 Accept Financial Statements and Statutory Reports Approve Discharge of Board and Senior Management Approve Allocation of Income and Dividends of CHF. per Share Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 01 (Non-Binding) Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors Reelect Dimitri Azar as Director Reelect Verena Briner as Director Reelect Srikant Datar as Director Reelect Ann Fudge as Director Reelect Pierre Landolt as Director Reelect Ulrich Lehner as Director Reelect Andreas von Planta as Director Reelect Charles Sawyers as Director

8 Proxy Voting Report Q Novartis AG Reelect Enrico Vanni as Director Reelect William Winters as Director Elect Srikant Datar as Member of the Compensation Committee Elect Ann Fudge as Member of the Compensation Committee Elect Ulrich Lehner as Member of the Compensation Committee Elect Enrico Vanni as Member of the Compensation Committee Ratify PricewaterhouseCoopers AG as Auditors Designate Peter Andreas Zahn as Independent Proxy QUALCOMM Incorporated Meeting Date: 0-Mar-1 Country: USA Security ID: 7710 CUSIP: 7710 ISIN: US77106 SEDOL: 719 Shares d: 117, Shares Available: 117, Shares Instructed: 117, 1a Elect Director Barbara T. Alexander 1b 1c 1d 1e 1f 1g 1h 1i 1j 1k 1l 1m 1n Elect Director Donald G. Cruickshank Elect Director Raymond V. Dittamore Elect Director Susan Hockfield Elect Director Thomas W. Horton Elect Director Paul E. Jacobs Elect Director Sherry Lansing Elect Director Steven M. Mollenkopf Elect Director Duane A. Nelles Elect Director Clark T. 'Sandy' Randt, Jr. Elect Director Francisco Ros Elect Director Jonathan J. Rubinstein Elect Director Brent Scowcroft Elect Director Marc I. Stern Ratify Auditors Advisory to Ratify Named Executive Officers' Compensation Advisory on Say on Pay Frequency One Year

9 Proxy Voting Report Q National Fuel Gas Company Meeting Date: 1-Mar-1 Country: USA Security ID: CUSIP: ISIN: US SEDOL: 6610 Shares d: 16,001 Shares Available: 16,001 Shares Instructed: 16, Elect Director Ronald W. Jibson Elect Director Jeffrey W. Shaw Elect Director Ronald J. Tanski Ratify Auditors Advisory to Ratify Named Executive Officers' Compensation Amend EEO Policy to Prohibit Discrimination based on Gender Identity and Expression SK Telecom Co. Meeting Date: 1-Mar-1 Country: South Korea Security ID: Y9N10 CUSIP: Y9N10 ISIN: KR SEDOL: 6871 Shares d: 8,69 Shares Available: 8,69 Shares Instructed: 8,69 1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 8,00 per Share.1... Amend Articles of Incorporation Reelect Ha Sung-Min as Inside Director Reelect Chung Jay-Young as Outside Director Elect Lee Jae-Hoon as Outside Director Elect Ahn Jae-Hyun as Outside Director Elect Ahn Jae-Hyun as Member of Audit Committee Approve Total Remuneration of Inside Directors and Outside Directors Banco Santander S.A. Meeting Date: 7-Mar-1 Country: Spain Security ID: E CUSIP: E ISIN: ES011900J7 SEDOL: 7096

10 Proxy Voting Report Q Banco Santander S.A. Shares d: 1,1,001 Shares Available: 1,1,001 Shares Instructed: 1,1,001 1.A Approve Consolidated and Standalone Financial Statements 1.B.A.B.C.D.E.F.G 6.A 6.B A 10.B 10.C 10.D 11.A 11.B 1 1.A 1.B 1.C 1.D 1 1 Approve Discharge of Board Approve Allocation of Income and Dividends Ratify Appointment of and Elect José Javier Marín Romano as Director Ratify Appointment of Juan Miguel Villar Mir as Director Ratify Appointment of and Elect Sheila Bair as Director Reelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director Reelect Rodrigo Echenique Gordillo as Director Reelect Esther Giménez-Salinas i Colomer as Director Reelect Vittorio Corbo Lioi as Director Renew Appointment of Deloitte as Auditor Authorize Share Repurchase Program Amend Articles Re: Board Composition and Director Compensation Amend Articles Re: Board and Committees Amend Article 18 of General Meeting Regulations Re: Audit Committee Approve Capital Raising of up to EUR 00 Million Authorize Increase in Capital up to 0 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 0 Percent Authorize Capitalization of Reserves for Scrip Dividends Authorize Capitalization of Reserves for Scrip Dividends Authorize Capitalization of Reserves for Scrip Dividends Authorize Capitalization of Reserves for Scrip Dividends Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion Authorize Issuance of Non-Convertible Debt Securities up to EUR 0 Billion Fix Maximum Variable Compensation Ratio Approve Deferred Share Bonus Plan Approve Performance Shares Plan Approve Employee Stock Purchase Plan Approve Employee Stock Purchase Plan Authorize Board to Ratify and Execute Approved Resolutions Advisory on Remuneration Policy Report

11 Proxy Voting Report Q Nutreco NV Meeting Date: 7-Mar-1 Country: Netherlands Security ID: N609P11 CUSIP: N608Y10 ISIN: NL SEDOL: B8Y6CF8 Shares d: 96,91 Shares Available: 96,91 Shares Instructed: 96, Annual Meeting Open Meeting Receive Announcements Receive Report of Supervisory Board (Non-Voting) Discuss Remuneration Report Receive Report of Management Board (Non-Voting) Adopt Financial Statements Approve Dividends of EUR 1 Per Share Approve Discharge of Management Board Approve Discharge of Supervisory Board Ratify KPMG Accountants as Auditors Re: Financial Year 01 Receive Announcements Re: Mandatory Auditor Rotation Acknowledge Resignation of R.J. Frohn as Supervisory Board Member Elect P.S. Overmars to Supervisory Board Reelect H.W.P.M.A. Verhagen to Supervisory Board Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Authorize Board to Exclude Preemptive Rights from Issuance under Item 8.1 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Other Business (Non-Voting) Close Meeting Canon Inc. Meeting Date: 8-Mar-1 Country: Japan Security ID: J011 CUSIP: J011 ISIN: JP80000 SEDOL: 617 Shares d: 16,000 Shares Available: 16,000 Shares Instructed: 16,000 1 Approve Allocation of Income, with a Final Dividend of JPY 6

12 Proxy Voting Report Q Canon Inc Amend Articles to Indemnify Directors Elect Director Mitarai, Fujio Elect Director Tanaka, Toshizo Elect Director Ikoma, Toshiaki Elect Director Adachi, Yoroku Elect Director Mitsuhashi, Yasuo Elect Director Matsumoto, Shigeyuki Elect Director Homma, Toshio Elect Director Ozawa, Hideki Elect Director Maeda, Masaya Elect Director Tani, Yasuhiro Elect Director Nagasawa, Kenichi Elect Director Otsuka, Naoji Elect Director Yamada, Masanori Elect Director Wakiya, Aitake Elect Director Ono, Kazuto Elect Director Kimura, Akiyoshi Elect Director Osanai, Eiji Elect Director Saida, Kunitaro Elect Director Kato, Haruhiko Appoint Statutory Auditor Araki, Makoto Appoint Statutory Auditor Yoshida, Osami Appoint Statutory Auditor Kitamura, Kuniyoshi Approve Annual Bonus Payment to Directors Repsol SA Meeting Date: 8-Mar-1 Country: Spain Security ID: E871S10 CUSIP: E871S10 ISIN: ES SEDOL: 669 Shares d: 189,977 Shares Available: 189,977 Shares Instructed: 189,977 1 Approve Consolidated and Standalone Financial Statements, and Treatment of Net Loss Approve Discharge of Board

13 Proxy Voting Report Q Repsol SA Renew Appointment of Deloitte as Auditor Ratify Agreement between Repsol and the Republic of Argentina Authorize Capitalization of Reserves for Scrip Dividends Authorize Capitalization of Reserves for Scrip Dividends Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares Amend Articles Re: General Meeting Regulations and Special Agreements Amend Articles Re: Nomination and Remuneration Committee Amend Article Re: Dividend Payments Amend Articles Re: General Meeting Regulations Amend Article Re: Annual Remuneration Report Reelect Paulina Beato Blanco as Director Reelect Artur Carulla Font as Director Reelect Javier Echenique Landiríbar as Director Reelect Henri Philippe Reichstul as Director Reelect Pemex Internacional España SA as Director Advisory on Remuneration Policy Report Authorize Increase in Capital up to 0 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 0 Percent Authorize Share Repurchase Program Authorize Board to Ratify and Execute Approved Resolutions Public Bank Berhad Meeting Date: 1-Mar-1 Country: Malaysia Security ID: Y CUSIP: Y ISIN: MYL19OO00 SEDOL: B01W Shares d: 7,900 Shares Available: 7,900 Shares Instructed: 7,900 1 Ordinary Business Accept Financial Statements and Statutory Reports Elect Tang Wing Chew as Director Elect Teh Hong Piow as Director Elect Thong Yaw Hong as Director Elect Tay Ah Lek as Director

14 Proxy Voting Report Q Public Bank Berhad Elect Lee Kong Lam as Director Elect Lai Wan as Director Approve Remuneration of Directors Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Approve Merger of Ordinary Shares Special Business Amend Memorandum and Articles of Association