National One Report Records List

Transcription

1 Page 1 of 142 National One Report Records List Below is a list of the most current and up-to-date records. Click the "Print This Page" link to send this page to your printer. Contact Customer Support at (800) or by at customersupport@openonline.com with any additional questions. Product/State: Sources by State Name Description From Date To Update Product/State: National Security Name Description From Date To Update Alabama Medicaid Suspended Providers Data contains individuals and entities that have been excluded from participating and/or providing services in the Medicaid program in Alabama. Data contains Name, Occupation, Suspension Date, and Suspension Agency. Date of Birth is not for this source. exclusions Reviewed weekly, updates made when Alaska Medicaid Excluded Provider List Data contains individuals excluded from participation in Medicaid services by the Alaska Department of Health and Social Services. Search results may include Name, Provider Type, Exclusion Date, Exclusion Reason, and Exclusion Authority. Date of Birth is not from this source. Exclusions since May 2014 Reviewed weekly, updates made when America s Most Wanted Fugitive List Data contains individuals who are currently listed as America's Most Wanted Fugitives. Search results may include Name, Age, Photo, Physical Characteristics, Last Known Location, Offense, and Prior Conviction. Wanted fugitives through July 2012 July 2012 Updates are no longer American Samoa Sex Offender Data contains registered offenders from the territory of American Samoa. This source contains offenders registered as of March Search results may include Name, DOB, Address, Alias, Photo, Gender, Race, Height, Weight, Hair Color, Eye Color, Scars, Tattoos, Additional Addresses, Offense, Statute Code, and Conviction Date. Registrants since March 2016 Arizona Adult Abuse Data contains individuals registered as adult abuse offenders since January The Adult Abuse is maintained by the Arizona Adult Protective Services. Search results may include Name, Date of Birth, Offense Date, and Offense Description. Registrants since January 2013 Reviewed bi-weekly, updates made when Arizona Medicaid Excluded Providers Data contains individuals and entities currently sanctioned from participation in the Arizona Medicaid program. Search results may include Name, Term Date, Specialty, and NPI Number. Date of Birth is not from this source. Exclusions since June 2013 June 2015 Due to a delay at the source, updates are temporarily delayed Arkansas Department of Human Services Excluded Provider List Data contains individuals and entities excluded from participation in Medicaid services by the Arkansas Department of July 2013 Reviewed weekly, updates

2 Page 2 of 142 Australian Department of Foreign Affairs and Trade Sanctions List Human Services. This source contains excluded offenders since July Search results may include Name, Division, and Address. Date of Birth is not from this source. The Australian Department of Foreign Affairs and Trade maintains a list of individuals and entities that have been suspected or identified by the United Nations or Australia as terrorists. The moment an individual or entity is placed on this list, its assets must be frozen under Australian law. Asset holders are under an obligation to freeze the assets or economic resources of persons involved in terrorism as listed in the Consolidated List. Date of Birth or Year of Birth is for approximately 50% of the records from this source. made when sanctions Australian Reserve Bank Sanctions List List published by Australian Reserve Bank in an effort to freeze the assets of known terrorists. The list includes individuals listed in the UN Consolidated list, plus unique individuals designated by Australia's Minister for Foreign Affairs. Date of Birth or Year of Birth is for approximately 40% of the records from this source. Please note: In 2011, the Australian government regulations made the decision to remove sanction responsibilities from the Australian Reserve Bank. All sanctions will now be administered by the Australian Department of Foreign Affairs and Trade January 2012 Updates are no longer See source description for details Australia Bank of England Sanctions List File contains over 1,800 individuals convicted of a sexual offense, murder of a child, and other forms of child abuse in Australia. This list is compiled by M.A.K.O, a non-profit organization, and does not contain a complete list of Australian offenders. Search results may include Name, Age, Photo, Offense, Occupation, Sentence, and Last Known Location. List published by The Bank of England, the central bank of the United Kingdom, containing the names of individuals against which financial sanctions have been imposed. List contains detailed information about each entity and may include Name, Address and DOB. Date of Birth or Year of Birth is for approximately 35% of the records from this source. Please note: Financial Sanctions in United Nations, European Union and United Kingdom are now maintained by the HM Treasury. All current sanctions will be in the HM Treasury Consolidated List of Financial Sanctions data. Offenders 1999 Updates are no longer See source description for details California Medi-Cal Procedure/Drug Code Limitation List The Procedure/Drug Code Limitation List contains a listing of providers placed on P/DCL sanction, in accordance with Senate Bill (SB) 857 and Welfare and Institutions Code, Section The list includes the Provider Name, Provider Number and/or State License Number, P/DCL Timeframe, Sanctions since January 2016 Reviewed weekly, updates made when

3 Page 3 of 142 Category of Service, Gender Restrictions, Age Range Restrictions and Restricted Codes, as applicable. Date of Birth is not from this source. California Medi-Cal Suspended and Ineligible Providers Data contains individuals suspended or ineligible from providing services under the California Medi-Cal program. Search results may include Physician Name, Address, Provider Number, Action Description, and Action Date. Date of Birth is not from this source. suspensions Reviewed weekly, updates made when Canadian Board Services Agency Wanted List Data contains individuals wanted by the Canadian Border Services Agency. Search results may include Name, Date of Birth, Photo, Last Known Address, Place of Birth, Scars Marks Tattoos, and Offense. Wanted individuals since August 2017 Reviewed monthly, updates made when Canadian Public Safety Listed Entities Data contains currently listed entities from the Canadian Public Safety. The listing of an entity is a public means of identifying a group or individual as being associated with terrorism. Search results may include Name, AKA Name, Description, Listed Date, and Reviewed Date. Date of birth is not from this source. ly listed entities Quarterly CFPB Consumer Complaint Database Connecticut Department of Social Services Admin Actions List DEA Diversion Control Program Admin Actions against Doctors DEA Diversion Control Program Cases against Doctors Data contains over 750,000 consumer complaints submitted to the Consumer Financial Protection Bureau (CFPB) dating back to Search results may include Company Name, Complaint Date, Product, Issue, Company Response, and Complaint ID. Data contains a list of providers found to be in violation of their provider agreements who are suspended from Connecticut Medical Assistance Programs. In certain situations violators may also be sanctioned by the Federal Government, Department of Health and Human Services, Office of the Inspector General, which results in a provider's exclusion from participation in Federal Healthcare Programs including Medicare and Medicaid. Data may contain Individual Name, Business Name, Specialty, Address, Effective Date of Action, Period of Action, and Description of Action. Date of Birth is not from this source. Data contains administrative actions against doctors issued by the DEA Office of Diversion Control. Search results may include Name, Profession, Administrative Action, Federal Register Number, Admin Action Date, and Description. Date of Birth is not from this source. Data contains a listing of investigations of physician registrants in which DEA was involved that resulted in the arrest and prosecution of the registrant. Search results may include Name, Age, Address, Arrest Date, Conviction Date, Judicial Status, Offense, DEA Registration Status, and Case Reviewed weekly, updates made when 2003 Reviewed weekly, updates made when 2003 Reviewed weekly, updates made when

4 Page 4 of 142 Remarks. Age is for approximately 15% of the records from this source. Delaware Adult Abuse Data contains individuals currently listed on the Delaware Adult Abuse, maintained by the Delaware Health and Social Services. Search results may include Name, ID Number, License Number, Registration Date, Removal Date, and Type of Abuse. Date of Birth is not from this source. ly listed individuals Directorate of Defense Trade Controls Debarred Parties List National Security Debarred List consists of individuals who have been convicted of violating or conspiracy to violate the Arms Export Control Act (AECA). These persons are prohibited from participating directly or indirectly in the export of defense articles (including technical data) and defense services. This list is a subset of persons who may be "debarred" or ineligible to participate in the export of defense articles and defense services. Month and Year of Birth is for approximately 45% of the records from this source. July 1988 Reviewed monthly, updates made when District of Columbia Excluded Parties List Data contains individuals and entities that have been suspended or debarred by the Chief Procurement Officer. These contractors have been debarred or suspended from consideration for award of contracts or subcontracts. Search results Name, Address, Principals, Actions Date, and Termination Date. Date of Birth is not from this source. Exclusions since June 2014 Reviewed weekly, updates made when Environmental Protection Agency (EPA) Decisions European Union Terrorism Sanctions List FDA Office of Regulatory Affairs Debarment List Data contains Decisions, Orders, Consent Agreements and Final Orders as issued by the EPA Office of Administrative Law Judges. Data contains Name, File Date, Status, and Docket Number. Date of Birth is not from this source. List, maintained by the European Union, of known terrorists subject to financial sanctions. Date of Birth or Year of Birth is for approximately 50% of the records from this source. FDA list of 200 persons from the Disqualified/Totally Restricted List and Office of Regulatory Affairs Debarment List. Individuals convicted of a felony under Federal law for conduct relating to development or approval of any drug product, or otherwise relating to any drug product under the Federal Food, Drug, and Cosmetic Act appear on the debarment list. Individuals appearing on the disqualified/totally restricted list are restricted from receiving investigational drugs, biologics, or devices if FDA determines that the investigator has repeatedly or deliberately failed to comply with regulatory requirements for studies or has submitted false information to the study's sponsor. Date of Birth is not from this source Varies 1993 Reviewed weekly, updates made when

5 Page 5 of 142 FDA Office of Regulatory Affairs Warning Letters Data contains individuals and companies which have been issued a warning letter from the Food and Drug Administration. The FDA issues a warning letter once they have determined that a manufacturer has significantly violated the FDA regulations. The warning letter identifies the violation and then requires the manufacturer to take immediate corrective action. Search results may include Name, Letter Issued Date, Issuing Agency, Subject, Response Letter Posted, and Closeout Date. Date of Birth is not from this source Reviewed weekly, updates made when Federal Bureau of Prisons Data contains federal inmates under the jurisdiction of the Federal Bureau of Prisons. Search results may include Name, Age, Sex, Race, Inmate Number, Release Code, Facility Name, Facility Type, Projected Release Date, and Actual Release Date December 2017 Updates are temporarily delayed Federal Deposit Insurance Corporation (FDIC) Enforcement Decisions and Orders Federal Deposit Insurance Corporation (FDIC) Failed Bank List Federal Reserve Board Enforcement Actions The FDIC Enforcement Decisions and Orders contain the full text of the formal enforcement actions against financial institutions and individuals for violations of laws, rules, or regulations, unsafe or unsound banking practices, breaches of fiduciary duty, and violations of final orders, conditions imposed in writing or written agreements. This list contains over 2,000 offenders. Results may include Name, Issue Date, Termination Date, Banking Organization, Address, Enforcement Action Taken, and Document Numbers. Date of Birth is not from this source. Data contains nearly 100 failed banks listed with the FDIC. Search results may include Bank Name, City, State, Certification Number, Closing Date, and Updated Date. Date of Birth is not from this source. The Federal Reserve Board takes formal enforcement actions against entities and individuals for violations of laws, rules, or regulations, unsafe or unsound practices, breaches of fiduciary duty, and violations of final orders. Formal enforcement actions include cease and desist orders, written agreements, removal and prohibition orders, and orders assessing civil money penalties. This list contains over 380 offenders. Search results may include Name, Banking Organization, Location, Effective Date, Termination Date, and Enforcement Action. Date of Birth is not from this source October FHFA Suspended Counterparty Program List Data contains the Federal Housing Finance Agency (FHFA) Suspended Counterparty Program List, which was created to help address the risk to Fannie Mae, Freddie Mac, and the Federal Home Loan Banks related to individuals and entities with a history of fraud or other financial misconduct. The individuals and entities included in this list are currently suspended under the Program. Search results may include Name, City and State, Listed since April 2015 Reviewed monthly, updates made when

6 Page 6 of 142 FinCEN Enforcement Actions FINRA Disciplinary Actions Florida Medicaid Sanctioned Providers FTC Cases and Proceedings Effective Date and Suspension End Date. Date of Birth is not from this source. Data contains Financial Crimes Enforcement Network (FinCEN) Enforcement Actions on individuals and entities who have violated the Bank Secrecy Act requirements of reporting or recordkeeping. Data contains Name, Enforcement Action, Date, and Matter Number. Date of Birth is not from this source. Data contains disciplinary actions issued by FINRA (Financial Industry Regulatory Authority) against firms and individuals for violations of FINRA rules; federal securities laws, rules and regulations; and the rules of the Municipal Securities Rulemaking Board (MSRB). Search results may include Name, Type of Disciplinary Action, CRD Number, Position, Address, FINRA Case Number, and Month and Year of Action. Date of Birth is not from this source. Data contains over 250 individuals and providers that were sanctioned or terminated while rendering services for the Florida Medicaid program. Search results may include Name, Provider Type, Address, License Number, Imposed Sanction Date, Violation Code, Sanction Type, and Fine Amount. Date of Birth is not from this source. Data contains cases and proceedings filed by the Federal Trade Commission (FTC). Search results may include Name, Action Type, FTC File Number, and Action Date. Date of Birth is not from this source. November 2010 July 2009 Reviewed weekly, updates made when 1988 Fugitive List Data from compiled lists containing information on nearly 4,000 fugitives including the Name, Aliases, Place of Birth and Possible Residence. This contains a compilation of DEA Divisions including Atlanta, Caribbean, Chicago, Dallas, Denver, Detroit, El Paso, Houston, Los Angeles, Miami, New England, New Jersey, New Orleans, New York, Philadelphia, Phoenix, San Diego, San Francisco, Seattle, St. Louis, Washington DC, and International. Year of Birth is for approximately 50% of the records from this source. Varies by contributing agency Georgia Medicaid Exclusion List Hawaii Medicaid Excluded Providers Data contains individuals and entities excluded from participation in the Georgia Medicaid program. This list is maintained by the Georgia Department of Community Health and contains all active exclusions since December Data contains Name, Business Name, Provider Type, State, and Sanction Date. Date of Birth is not from this source. Data contains individuals and entities that have been excluded from participating in providing services in the Medicaid program in December 2015 Reviewed weekly, updates made when exclusions Reviewed weekly, updates

7 Page 7 of 142 Health Resources and Services Administration - Health Education Assistance Loan - Defaulted Borrowers HM Treasury Consolidated List of Financial Sanctions HM Treasury Investment Ban List Hong Kong Securities and Futures Commission (SFC) Enforcement Actions HUD - Limited Denials of Participation List Idaho Medicaid Provider Exclusion List Hawaii. Data contains Name, Medicaid Provider ID Number, Program/Provider Type, Exclusion Date, and Reinstatement Date. Date of Birth is not for this source. The Health Education Assistance Loan program provided federal insurance for educational loans to health professions students. The Defaulted Borrowers list contains over 1,000 individuals who have had one or more default claims paid by the Department of Health and Human Services, been excluded from the Medicare program as a result of his or her HEAL default, and have not had the Medicare exclusion stayed, or lifted, by the Office of Inspector General as a result of entering a settlement agreement. Results may include Name, City, State, Amount Due, Discipline, School Name, and Graduation Date. Date of Birth is not from this source. Maintained by the HM Treasury, this data contains a consolidated list of asset freeze targets designated by the United Nations, European Union and United Kingdom under legislation relating to current financial sanctions regimes. Date of Birth is for approximately 50% of the records from this source. Data contains a list of investment ban targets designated by the European Union under legislation relating to current financial sanctions regimes. Date of Birth is not from this source. Note: As a result of Council Regulation (EU) No 409/2012, this list is no longer updated by HM Treasury. Data from the Hong Kong Securities and Futures Commission contains enforcement actions taken against individuals and entities in Hong Kong. These records represent nearly 2,000 individuals or entities that have been investigated by the SFC for situations involving crime and/or misconduct in the securities and futures industry. These records contain Name, Date, and Enforcement Action. Date of Birth is not from this source. Controlled by the US Department of Housing and Urban Development, the Limited Denials of Participation List contains individuals and entities that have been excluded from further participation in a HUD program area. These exclusions are issued to parties who fail to comply with HUD program standards. Search results may include Name, Address, Disqualification Details, Start Date, End Date, List Date, and Office. Date of Birth is not from this source. Data contains over 100 individuals and entities who have been excluded from participating in the Medicaid program in Idaho. Data contains current and previous exclusions dating back to the 1990 s. Search made when 1978 Reviewed monthly, updates made when sanctions 2008 May 2012 Updates are no longer 1997 exclusions 1990 s Reviewed weekly, updates made when

8 Page 8 of 142 Illinois Casino Exclusion List Illinois Office of Inspector General Sanctioned Providers Immigration and Customs Enforcement (ICE) - Most Wanted Indiana Medicaid Terminated Providers results may include Name, Exclusion Date, Period of Exclusion, and Additional. Date of Birth is not from this source. Data contains individuals currently excluded by the Illinois Gaming Board from participation in Illinois gaming activities. Search results may include Name, DOB, Physical Description, Aliases, Exclusion Date, and Reason for Exclusion. Maintained by the Illinois Healthcare and Family Services Office of Inspector General, this list contains over 1,000 individuals and entities that are currently sanctioned from participating in the Medicaid program of Illinois. Search results may include Name, Address, License Number, Affiliation, Action Date, and Action Type. Date of Birth is not from this source. List includes the current Most Wanted Fugitives regulated by the US Immigration and Customs Enforcement. These individuals have committed serious crimes in the United States including drug trafficking, human trafficking, smuggling, murder, and more. Results may include Name, Photo, Aliases, Date of Birth, Height, Weight, Eye Color, Hair Color, Sex, Nationality, Place of Birth, Complexion, Identifying Marks, Occupation, Last Known Residence, Offense, Offense Details, and Warrant. Data contains individuals and entities terminated from participation in the Indiana Medicaid program. This list contains all active exclusions since June Data contains Provider Name, Company Name, Address, and Termination Effective Date. Date of Birth is not from this source. exclusions Reviewed monthly, updates made when sanctions Reviewed weekly, updates made when offenders Reviewed monthly, updates made when June 2017 Reviewed monthly, updates made when Interpol Most Wanted The persons concerned are wanted by national jurisdictions (or the International Criminal Tribunals, where appropriate) and Interpol s role is to assist the national police forces in identifying or locating those persons with a view to their arrest and extradition. Data contains full date of birth. Varies by contributing agency Japan Ministry of Economy, Trade, and Industry (METI) End User List The Ministry of Economy, Trade and Industry (METI) maintains the End User List. This list contains information on foreign companies/organizations for which concerns over the development, etc. of weapons of mass destruction have been established. Search results may include Name, AKA, Country, and Type of WMD. Date of Birth is not from this source. ly listed organizations As Provided Kansas Department of Health and Environment Abuse Data contains a list of individuals with findings of abuse, neglect, or exploitation. This list is maintained by the Kansas Department of Health and Environment. Search results may include Name, DOB, Offense, and Registration Date. Listed individuals since February 2011 Bi-Weekly

9 Page 9 of 142 Kansas Medicaid Terminated Provider List Kentucky Medicaid Excluded Providers Louisiana Medicaid Adverse Actions List Maine Medicaid Excluded Provider List Maryland Medicaid Exclusion List Massachusetts Medicaid Excluded Providers Michigan Medicaid Sanctioned Providers Data contains individuals and entities terminated from participation in the Kansas Medicaid program. This list is maintained by the Kansas Department of Health and Environment and contains all active exclusions since December Data contains Name, Termination Date, Provider Type, Provider Number, NPI Number, and Comments. Date of Birth is not from this source. Data contains individuals and entities excluded from participation and/or providing services under the Medicaid program in Kentucky. Data may contain Name, Practice Name and Termination Date. Date of Birth is not from this source. Data contains individuals and entities excluded from participation in the Louisiana Medicaid program. This list is maintained by the Louisiana Department of Health and Hospitals and contains all active exclusions since December Data contains Name, Date of Birth, Address, Provider Type, NPI Number, Reason for Exclusion, Period of Exclusion, Effective Date, and Reinstatement Date. Data contains providers excluded from participation in MaineCare, the Medicaid Program for the state of Maine. This list is maintained by the Department of Health and Human Services and contains all active exclusions since June Data contains Name, Alias Name, Provider Type, Case Status, and Sanction Start Date. Date of Birth is not from this source. Data contains over 1,000 individuals and entities that have been excluded from participation in the Medicaid program in Maryland. Search results may include Name, Address, License Number, Specialty, Sanction Date, and Sanction Type. Date of Birth is not from this source. Data contains individuals and entities suspended or excluded from participating in MassHealth services. Search results may include Provider Name, Provider Type, Suspension/Exclusion Reason, and Effective Date. Date of Birth is not from this source. Data contains individuals and entities currently sanctioned from participation in the Michigan Medicaid program. Search results may include Name, Provider Category, NPI Number, City, License Number, and Sanction Details. Date of Birth is not from this source. December 2015 Reviewed weekly, updates made when August 2005 Reviewed weekly, updates made when December 2015 Reviewed weekly, updates made when June 2015 Reviewed weekly, updates made when exclusions Reviewed weekly, updates made when exclusions Reviewed weekly, updates made when sanctions Reviewed weekly, updates made when Military -Martial Records Data contains court-martial records from the United States Air Force, Army, and Navy. Availability of historical data varies by branch. Air Force records date back to November Varies by branch see description

10 Page 10 of Army records date back to October Navy records date back to January Search results may include Name, Rank, Type, Jurisdiction, Location, Branch, Offense, Disposition, Disposition Date, and Sentence Details. Date of Birth is not from this source. Minnesota Department of Human Services Excluded Provider List Data contains individuals and entities excluded by the Minnesota Department of Human Services from participation in the Minnesota Medicaid services. Search results may include Name, Exclusion Date, Address, and Provider Type. Date of Birth is not from this source. Exclusions since June 2014 Reviewed weekly, updates made when MIPT Terrorism Knowledge Base Developed by the Memorial Institute for the Prevention of Terrorism (MIPT), the Terrorism Knowledge Base offers in-depth information on global terrorist incidents, terrorism-related court cases, and terrorist groups and leaders. Data also covers the history, affiliations, locations, and tactics of terrorist groups operating across the world, with over 35 years of terrorism incident data and hundreds of group and leader profiles and trials. Results may include Alias, Group, Role, Location, Education, Marital Status and Photo. Date of Birth is not from this source. Known terrorists through April 2008 April 2008 Updates Are No Longer Available Mississippi Casino Exclusion List Maintained by the Mississippi Gaming Commission, the Casino Exclusion List contains a list of individuals who are excluded from all licensed casinos in the state of Mississippi. Search results may include Name, Alias, Date of Birth, Address, Physical Description, Address, Scars Marks Tattoos, Occupation, Exclusion Date, Photo, and Remarks. Exclusions since February 2016 Reviewed monthly, updates made when Mississippi Medicaid Excluded Providers Missouri Board of Pharmacy Conditional Registration List Data contains individuals and entities excluded from participation and/or providing services under the Medicaid program in Mississippi. Data may contain Name, Practice Name, Specialty, Address and Suspension/Sanction Period. Date of Birth is not from this source. Data contains conditional registrations maintained by the Missouri Board of Pharmacy. These individuals are eligible for employment as pharmacy technicians under conditions printed on his/her registration. Search results may include Name, Address, Registration Number, Effective Date, and End Date. Date of Birth is not from this source. September 2000 Reviewed weekly, updates made when registrants Reviewed weekly, updates made when Missouri Board of Pharmacy HB 600 Suspensions List Data contains HB 600 (tax suspensions) maintained by the Missouri Board of Pharmacy. These individuals' licenses were suspended pursuant to Section , RSMo. Search results may include Name, Address, License Number, and Effective Date. Date of Birth is not from this source. suspensions Reviewed weekly, updates made when

11 Page 11 of 142 Missouri Board of Pharmacy Technician Disqualification List Data contains technician disqualifications maintained by the Missouri Board of Pharmacy. These individuals are not eligible for employment as pharmacy technicians. Search results may include Name, Address, Registration Number, Effective Date, and Eligible for Rehire Date. Date of Birth is not from this source. disqualifications Reviewed weekly, updates made when Missouri Casino Exclusion List Data contains individuals currently excluded by the Missouri Gaming Commission from participation in riverboat gambling operations in Missouri and Illinois. Search results may include Name, DOB, Address, Photo, Physical Description, Exclusion Date, Exclusion State, and Record Date. exclusions Reviewed monthly, updates made when Missouri Medicaid Terminated Provider List Data contains individuals and entities excluded by the Missouri Department of Social Services from participation in the Missouri Medicaid program. Search results may include Name, Terminated Date, Letter Date, NPI Number, Provider Type, License Number, and Termination Reason. Date of Birth is not from this source. Exclusions since August 2014 Reviewed weekly, updates made when Monetary Authority of Singapore Enforcement Actions Data contains individuals and entities that have had enforcement actions taken against them by the Monetary Authority of Singapore. Enforcement actions can be imposed on an individual or entity for several reasons including a breach of law or regulation or failure to take remedial action after concerns have been addressed by the MAS. Search results may contain name, enforcement action date, and details regarding the action taken. Date of Birth is not from this source Montana Medicaid Terminated/Excluded Provider List Data contains individuals and entities terminated or excluded from participation in the Montana Medicaid program. This list is maintained by the Montana Department of Public Health and Human Services and contains all active exclusions since December Data contains Name, Healthcare Profession, Effective Date, and Termination/Exclusion Reason. Date of Birth is not from this source. Exclusions since December 2015 Reviewed weekly, updates made when Most Wanted List Data from compiled lists containing information on over 1,000 individuals. Data contains most wanted lists from a variety of agencies including Air Force Office of Special Investigations, FBI Crimes Against Children, FBI Criminal Enterprise Investigations, FBI Cyber's Most Wanted, FBI Domestic Terrorism, FBI Terrorism, FBI Top Ten Most Wanted, FBI Violent Crimes Murders, FBI Additional Violent Crimes, FBI White Collar Crimes, US Secret Service Most Wanted, US Marshalls Most Wanted, USPS Most Wanted, ATF Most Wanted, FBI - Seeking Terrorism, FBI Counterintelligence, and EPA Fugitives. Data contains full Date of Birth for approximately 90% of the records from this source. Varies by contributing agency

12 Page 12 of 142 National Counterterrorism Center Comprehensive Terrorist List Data contains individuals listed on the Comprehensive Terrorist List maintained by the National Counterterrorism Center. Search results may include Name, AKA, DOB or YOB, Photo, Status, Place of Birth, Physical Description, and Narrative. Date of Birth or Year of Birth is for approximately 45% of the records from this source. Listed individuals since March 2014 Semiannually National Credit Union Administration (NCUA) Administrative Orders National Futures Association Enforcement Actions Naval Criminal Investigative Service (NCIS) Most Wanted Fugitives Nebraska Medicaid Sanctioned Providers Nevada Gaming Control Board Excluded Person List Nevada Medicaid Excluded/Sanctioned Providers New Jersey Casino Exclusion List List of individuals against whom formal enforcement orders have been issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act. Results may include Name, Relations to Credit Union, Name of Credit Union and Docket Number. Date of Birth is not from this source. Data contains approximately 2,000 individuals and entities with enforcement actions taken against them by the National Futures Association. Search results may include Name, Enforcement Date, Co-Parties, Case Number, and Enforcement Type. Data contains individuals currently wanted by the Naval Criminal Investigative Service (NCIS). Search results may include Name, DOB, Physical Description, Offense, and Photo. Data contains individuals and entities currently sanctioned from participation in the Nebraska Medicaid Program. Search results may include Name, Provider Type, Type of Sanction, Effective Date, Sanction Term, End Date, and Reason for Action. Date of Birth is not from this source. Data contains individuals listed on the Nevada Gaming Control Board Excluded Person List, also known as Nevada's Black Book. Search results may include Name, DOB, Alias, Sex, Race, Height, Weight, Hair Color, Eye Color, Place of Birth, Last Known Location, Occupation, Listed Date, Photo Date, Photo, and Comments. Data contains individuals and entities currently sanctioned or excluded from participation in the Nevada Medicaid Program. Search results may include Name, NPI Number, Termination Date, Sanction Tier, and Sanction Period. Date of Birth is not from this source. Data contains individuals currently listed on the New Jersey Casino Control Commission Exclusion List. These individuals are to be excluded or ejected from any licensed casino in New Jersey, such as career or professional offenders, cheats or criminal offenders. Search results may include Name, DOB, Physical Description, Effective Date, Address, and Exclusion Description. Unknown 1996 offenders Reviewed monthly, updates made when sanctions Reviewed weekly, updates made when 1967 Reviewed monthly, updates made when exclusions Reviewed weekly, updates made when exclusions New Jersey Department of Maintained by the New Jersey Department of Treasury, this list contains individuals and debarments Reviewed weekly,

13 Page 13 of 142 Treasury Debarment List entities that have been suspended, disqualified, or otherwise debarred from providing goods or services to the state of New Jersey. The majority of these records involve debarment records from the medical profession but may also include construction and vendor professions. Search results may include Name, Address, Debarment Reason, Debarring Agency, Effective Date, and Expiration Date. Date of Birth is not from this source. updates made when New Jersey Medicaid Fraud Division Debarment List Data contains over 2,000 individuals and entities debarred by the Medicaid Fraud Division of the State of New Jersey Office of the State Comptroller. Search results may include Name, Date of Birth, NPI Number, Address, Action, Effective Date, and Expiration Date. Debarments as of November 2016 New York Office of the Medicaid Inspector General - Exclusion List Data contains a list of individuals and entities whose participation in the New York Medicaid program has been restricted, terminated or excluded under the provisions of 18 NYCRR 504.7(b) - (h), 515.3, or Other healthcare providers may also be included on this list if they have failed to meet certain prescribed requirements and are therefore precluded from ordering or prescribing care, services or supplies, exclusive of in-patient hospital care. Search results may contain Name, Provider Type, Provider Number, License Number,, Action Date, and Action Type. Date of Birth is not from this source. Exclusions Reviewed weekly, updates made when New York State Iran Divestment Act Listed Entities Data contains entities determined to be engaged in investment activities in Iran. These entities are prohibited from entering into contracts with New York State or local governments. Search results may include Name and List Date. Listed entities since May 2017 Semiannually New York Stock Exchange Regulation Disciplinary Actions Data contains over 4,000 individuals and companies who have violated the NYSE rules and applicable federal laws or regulations of the New York Stock Exchange. This data includes NYSE, NYSE Arca, and NYSE Amex disciplinary actions. Data elements include Decision Number, Announcement Date, Name, Position, and Case Type. Date of Birth is not from this source North Dakota Medicaid Excluded Provider List Data contains individuals and entities excluded by the North Dakota Department of Health Services from participation in the North Dakota Medicaid program. Search results may include Name, Provider Number, Medicare Provider Number, NPI Number, Provider Type, Operating Address, Exclusion Date, and Reason for Exclusion. Date of Birth is not from this source. Exclusions since August 2014 Reviewed weekly, updates made when Office of Foreign Assets Control (OFAC) Consolidated Sanctions List Data contains a consolidated list of non-sdn OFAC sanctions. This includes Foreign Sanction Evaders (FSE), Sectoral Sanctions Identifications (SSI), Palestinian Legislative Sanctions Reviewed monthly, updates

14 Page 14 of 142 Council (NS-PLC), List of Foreign Financial Institutions Subject to Part 561, and Non-SDN Iranian Sanctions Act (NS-ISA). This consolidated list is considered separate from the OFAC's Specially Designated Nationals and Blocked Persons List (SDN List), individuals in the consolidated list may also appear on the SDN List. Date of Birth is for less than 5% of the records from this source. made when Office of Foreign Assets Control (OFAC) - Specially Designated Nationals List The Office of Foreign Assets Control (OFAC) administers a series of laws that impose economic sanctions against hostile targets to further U.S. foreign policy and national security objectives. This listing contains the names and description information on those persons identified by the United States to pose a threat to the interests and security of the United States. This data file also includes narcotics traffickers, terrorists, and business and organizations supporting threatening activities. Date of Birth is for approximately 40% of the records in this source. Varies by contributing agency Bi-Weekly Office of Inspector General (OIG) List of Excluded Individuals/Entities (LEIE) Office of the Inspector General List of over 43,000 individuals excluded from participation in Medicare, Medicaid, and other Federallyfunded health care programs dating back to Results may include Name, Address, DOB, Professional Classification, Professional Specialty, Exclusion Type, Exclusion Date and Reinstatement Date Office of Inspector General (OIG) Most Wanted Health Care Fugitives Data contains individuals currently listed as OIG s Most Wanted Fugitives. Search results may include Name, Date of Birth, Height, Weight, Status, Photo, and Summary. ly listed individuals Reviewed bi-weekly, updates made when Office of Regulatory Affairs - Disqualified, Restricted and Assurances List for Clinical Investigators Office of Research Integrity - Public Health Service - Administrative Actions List The following list contains over 180 clinical investigators who have been disqualified or "totally restricted." FDA may disqualify a clinical investigator if the clinical investigator has repeatedly or deliberately failed to comply with applicable regulatory requirements or the clinical investigator has repeatedly or deliberately submitted false information to the sponsor or, if applicable, to the FDA. A disqualified clinical investigator is not eligible to receive investigational drugs, biologics, or devices. Results may include Name, Address, Center, Type of Restriction, Action Date and Comments. Date of Birth is not from this source. Data includes the names of nearly 100 individuals that have had administrative actions imposed against them by the Office of Research Integrity. Results may include Name, Institution that led investigation, City, State, Effective Date, Expiration Date, Exclusion Dates, and Comments. Date of Birth is not from this source Reviewed weekly, updates made when 1997 Reviewed weekly, updates made when 1989

15 Page 15 of 142 Office of the Comptroller of Currency (OCC) Enforcement Actions List Office of the Superintendent of Financial Institutions (OSFI) - Canadian Sanctions List Office of Thrift Supervision (OTS) Enforcement Actions List Ohio Department of Developmental Disabilities Abuser Ohio Medicaid Sanctioned Providers Ohio Medicaid Suspended Providers US Department of the Treasury list of individuals affiliated with financial institutions against which the OCC has brought enforcement actions due to violations of laws, rules or regulations, unsafe or unsound practices, violations of final orders, violations of conditions imposed in writing and individuals due to breach of fiduciary duty. Date of Birth is not from this source. List of names, maintained by Canada's Office of the Superintendent of Financial Institutions, of individuals sanctioned under new Canadian and United Nations anti-terrorism measures. Date of Birth or Year of Birth is for approximately 65% of the records from this source. The Office of Thrift Supervision (OTS) is the primary regulator of all federally chartered and many state-chartered thrift institutions. The OTS enforcement actions list is a directory of actions levied against institution-affiliated parties, officers, directors and controlling shareholders of such entities and others. Date of Birth is not from this source. Please note: Effective July 21, 2011, the Office of Thrift Supervision (OTS) has merged with the Office of the Comptroller of the Currency (OCC). Any enforcement actions issued after 7/21/2011 are maintained by the OCC. Data contains individuals currently required to register with the Ohio Department of Developmental Disabilities Abuser due to a conviction related to abuse, neglect, or misappropriation. Search results may include Name, Date of Birth, Alias, Category, Registration Date, and Criminal Offense Indicator. Data contains individuals and entities that have been excluded from participating in and/or providing services in the Medicaid program in Ohio. This list does NOT include voluntary resignations. Data may include Name, Provider Type, Address, Medicaid Provider Number, Date of Termination/Exclusion, Reason for Termination/Exclusion and Reinstatement Date. Date of Birth is for approximately 10% of the records. Data contains non-institutional and nonagency individuals and entities whose Medicaid provider agreements have been suspended due to indictment of the Medicaid provider, its owner or owners, officer, authorized agent, associate, manager, or employee for committing an offense that would be a felony or misdemeanor under the laws of Ohio and the act relates to or results from prescribing, furnishing or billing for medical care, services, or supplies under the Medicaid program; or participating in the performance of management of administrative Varies Reviewed monthly, updates made when 1989 July 2011 Updates are no longer registrants March 2000 Reviewed weekly, updates made when October 2007 Reviewed weekly, updates made when

16 Page 16 of 142 services relating to prescribing, billing, or furnishing medical care, services, or supplies under the Medicaid program. Suspensions remain in force until the criminal proceedings are completed. Data may contain Name, Date of Birth, Company Name, Address, Provider Type, Indictment Date, Indictment Code and Final Disposition. Date of Birth is for approximately 25% of the records from this source. Palestinian Legislative Council List United States Department of the Treasury list of 130 Palestinian Legislative Council Members who were elected on the party slate of a foreign terrorist organization, are on the Specially Designated Terrorists or Specially Designated Global Terrorist Lists. These individuals are not included on the Designated Nationals or Blocked Persons Lists. Transactions involving these individuals must be rejected. Records through September 2008 September 2008 Updates are no longer Pennsylvania Medicheck Precluded Providers List Politically Exposed Persons List Royal Canadian Mounted Police Most Wanted SEC Enforcement Actions South Carolina Medicaid Excluded Providers Data contains nearly 2,000 providers, individuals, and other entities that are precluded from participation in the Medical Assistance (MA) Program. Data may contain Provider Name, Business Name, License Number, Status, Begin Date, End Date,, List Date and NPI number. Date of Birth is not from this source. The Central Intelligence Agency publishes names of persons who may have politically damaging information in the public view. The directory is intended to be used primarily as a reference aid and includes as many governments of the world as is considered practical, some of them not officially recognized by the United States. Regimes with which the United States has no diplomatic exchanges are indicated by the initials NDE. Politically Exposed Persons List data may include Position, Position Holder, and Country. Date of Birth is not from this source. Data contains individuals currently wanted by the Royal Canadian Mounted Police. Search results may include Name, Date of Birth, Physical Description, Photo, Offense, and Offense Description. Data contains over 24,000 individuals and firms who have had federal court actions and administrative actions taken against them by the Securities and Exchange Commission. Search results may include Name, Release Date, and Release Number. Date of Birth is not from this source. Data contains individuals and entities that have been excluded from participation in South Carolina s Medicaid programs by the federal government and/or the State of South Carolina. Results may include Name, NPI, City, State, Zip, Profession and Date of 1979 Reviewed weekly, updates made when Unknown offenders 2009 July 1986 Reviewed weekly, updates made when

17 Page 17 of 142 State Securities Enforcement Actions Exclusion. Date of Birth is not from this source. Data contains various state securities enforcement actions from 41 individual state securities boards. Available states include: AL, AK, AZ, AR, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MO, MT, NE, NH, NJ, NM, NC, OH, OK, OR, PA, RI, SC, TN, TX, VT, VA, WA, WI, and WY. Search results may include Name, Alias Name, State Agency, Company Name, Address, Order Number, Issued Date, Case Number, Action Type, Offense, and Case Disposition. Date of Birth is not from this source. Varies by state Bi-monthly System for Award Management (SAM) Excluded Parties List Official U.S. Government system that consolidated the capabilities of CCR/FedReg, ORCA, and EPLS. Previously maintained by the US General Services Administration (GSA), this list contains over 200,000 parties excluded from Federal Procurement and Nonprocurement Programs. Identifies those parties excluded, throughout the U.S. Government, from receiving Federal contracts or certain subcontracts and from certain types of Federal financial and non-financial assistance and benefits. Results may include Name, Address, Alias, Offense Code, Agency Contact and Term of Exclusion. Date of Birth is not from this source. Reciprocal listings date back to August 1995 and separate Procurement and Non-procurement listings date back prior to August 1995, but no oldest date is currently. Bi-Weekly TennCare Fraud Most Wanted List Data contains individuals on the TennCare Fraud Most Wanted List. Search results may include Name, Date of Birth, Photo, Race, Sex, Hair Color, Eye Color, and. Offenders wanted since May 2017 Tennessee Department of Health Abuse Data contains individual who are currently required to registry with the Tennessee Department of Health, Abuse. These individuals have been investigated and determined to have abused, neglected, or misappropriated personal property of a vulnerable person in the state of TN. Search results may include Name, Date of Birth, File Number, License Number, Registration Date, and Reporting Department. ly registered individuals Tennessee Medicaid Terminated Providers Data contains individuals and entities currently terminated from participation in the TennCare Medicaid Program in Tennessee. Search results may include Name, NPI Number, Begin Date, End Date, and Reason for Termination. Date of Birth is not from this source. terminations Reviewed weekly, updates made when Texas Employee Misconduct Data contains individuals who are currently listed on the Employee Misconduct, maintained by the Texas Department of Aging and Disability Services. Individuals listed on the registry include unlicensed personnel who have committed acts of abuse, neglect, exploitation, misappropriation, or misconduct against residents and consumers and are denied employment in DADS-regulated facilities and agencies. Search results may ly registered individuals Reviewed weekly, updates made when