U.S. District Court Southern District of New York (Foley Square) CRIMINAL DOCKET FOR CASE #: 1:00-cr LMM-2

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1 U.S. District Court Southern District of New York (Foley Square) CRIMINAL DOCKET FOR CASE #: 1:00-cr LMM-2 APPEAL, PRIOR Case title: USA v. Barrero, et al Magistrate judge case number: 1:00-mj Date Filed: 08/10/2000 Assigned to: Judge Lawrence M. McKenna Defendant (2) Franklin Romero represented by Jack Gerald Goldberg Jack G. Goldberg, Esq. 225 Broadway, Suite 905 New York, NY (212) Fax: (212) ATTORNEY TO BE NOTICED Designation: Retained Robert S. Wolf Gerstsen, Savage, Kaplowitz, Wolf, & Marcus, LLP(Lex. Ave.) 600 Lexington Avenue New York, NY (212) Fax: (212) ATTORNEY TO BE NOTICED Pending Counts 21:846=ND.F CONSPIRACY TO DISTRIBUTE NARCOTICS (POSSESSION WITH INTENT TO DISTRIBUTE / CONSPIRACY TO DISTRIBUTE NARCOTICS) (1) 21:846=ND.F CONSPIRACY TO DISTRIBUTE NARCOTICS-21:846 Disposition Page 1 of 10

2 Possess W/Intent to Dist./Conspiracy to Distr. Narcotics (1s) 21:846=ND.F CONSPIRACY TO DISTRIBUTE NARCOTICS-21:846 Possess w/intent to distribute/conspiracy to distr. narcotics. (1ss) USE COMMUNICATIONS FACILITY - CONTROLLED SUBSTANCE - DISTR. (1sss) 18: F MONEY LAUNDERING - CONTROLLED SUBSTANCE - SELL/DISTR/DISP-18:1956(h) Money Laundering (2s) 18: F MONEY LAUNDERING - CONTROLLED SUBSTANCE - SELL/DISTR/DISP-18:1956(h) Money Laundering (2ss) Highest Offense Level (Opening) Felony Terminated Counts None Disposition Highest Offense Level (Terminated) None Complaints 21USC846 and 18USC1956: NARCOTICS AND MONEY LAUNDERING CONSPIRACY [ 1:00-m ] Disposition Plaintiff USA represented by Boyd M. Johnson, III Assistant United States Attorney Page 2 of 10

3 Mary Jo White, United States Attorney Criminal Division One St. Andrew's Plaza New York, NY (212) LEAD ATTORNEY Brian Roger Blais U.S. Attorney's Office, SDNY One St. Andrew's Plaza New York, NY (212) Fax: (212) LEAD ATTORNEY ATTORNEY TO BE NOTICED Date Filed # Docket Text 07/29/ COMPLAINT as to Carlos J. Barrero, Franklin Romero, Willer Rodriguez, Maribel Cortes in violation of 21USC846 and 18USC1956 ( signed by Magistrate Judge Henry B. Pitman ) [ 1:00-m ] (jm) (Entered: 08/09/2000) 07/29/ Arrest WARRANT issued as to Franklin Romero [ 1:00-m ] (jm) (Entered: 08/09/2000) 08/10/ INDICTMENT as to Carlos J. Barrero (1) count(s) 1, Franklin Romero (2) count(s) 1, Willer Rodriguez (3) count(s) 1, Maribel Cortes (4) count(s) 1 (Preliminary Examination cancelled.) (jm) (Entered: 08/10/2000) 08/17/2000 CASE ASSIGNED to Judge Lawrence M. McKenna. (bw) (Entered: 08/17/2000) 09/28/ SEALED DOCUMENT as to Carlos J. Barrero, Franklin Romero, Willer Rodriguez, Maribel Cortes (da) (Entered: 09/29/2000) 09/28/ SEALED DOCUMENT as to Carlos J. Barrero, Franklin Romero, Willer Rodriguez, Maribel Cortes (da) (Entered: 09/29/2000) 09/28/ (S1) SUPERSEDING INDICTMENT as to Carlos J. Barrero (1) count(s) 1s, 2s, Franklin Romero (2) count(s) 1s, 2s, Willer Rodriguez (3) count(s) 1s, 2s, Maribel Cortes (4) count(s) 1s, 2s, Jorge Tejada (5) count(s) 1, Juan. Santos (6) count(s) 1, Hector. Ramirez (7) count(s) 1, Pompilio A. Lopez (8) count(s) 1, 2 (rag) (Entered: 10/11/2000) 10/03/ ORDER as to Carlos J. Barrero, Franklin Romero, Willer Rodriguez, Maribel Cortes, unsealing S1 indictment ( Signed by Magistrate Judge Kevin Nathaniel Fox ); Copies mailed. (rag) (Entered: 10/11/2000) 11/16/ (S3) SUPERSEDING INDICTMENT as to Carlos J. Barrero (1) count(s) 1ss, 2ss, Franklin Romero (2) count(s) 1ss, 2ss, Nelson Ospina (3) count(s) 1ss, 2ss, Maribel Page 3 of 10

4 Cortes (4) count(s) 1ss, 2ss, Jorge Tejada (5) count(s) 1s, Juan. Santos (6) count(s) 1s, Hector. Ramirez (7) count(s) 1s, Pompilio A. Lopez (8) count(s) 1s, 2s, Daniel Ospina (9) count(s) 1 (rag) Modified on 12/04/2000. (Entered: 11/30/2000) 08/07/ Filed Memo-Endorsement on letter dated 7/31/01, as to Carlos J. Barrero, Franklin Romero, Nelson Ospina, Maribel Cortes, Jorge Tejada, Juan Santos, Hector B. Ramirez, Pompilio A. Lopez, Daniel, from: Samuel W. Seymour/David E. Patton, attys for Pompilio Lopez (and on behalf of all defendants), to: Judge McKenna re: request to extend time to file pre-trial motions from due date of 7/30/01 to 8/30/01 and reset scheduling order deadlines: Motion Filing to 8/30/01 for Carlos J. Barrero, for Romero, for Nelson Ospina, for Maribel Cortes, for Jorge Tejada, for Juan Santos, for Hector B. Ramirez, for A. Lopez, for Daniel Ospina. Granted. SO ORDERED. (Signed by Judge Lawrence McKenna); Copies mailed. (ja) (Entered: 08/08/2001) 08/31/ Filed Memo-Endorsement on letter dated 08/30/01 from Samuel Seymour & David Patton to Judge McKenna as to Carlos J. Barrero, Franklin Romero, Nelson Ospina, Maribel Cortes, Jorge Tejada, Juan Santos, Hector B. Ramirez, Pompilio A. Lopez, Daniel reset scheduling order deadlines: Motion Filing to 09/10/01 for Carlos J. Barrero, for Franklin Romero, for Nelson Ospina, for Maribel Cortes, for Jorge Tejada, for Juan Santos, for Hector B. Ramirez, for Pompilio A. Lopez, for Daniel Ospina ; Response to motion deadline 10/10/01 for USA...So Ordered. ( Signed by Judge Lawrence M. McKenna ); Copies mailed. (ac) (Entered: 09/04/2001) 01/02/ TRANSCRIPT of record of proceedings as to Carlos J. Barrero, Franklin Romero, Nelson Ospina, Maribel Cortes, Jorge Tejada, Juan Santos, Hector B. Ramirez, Pompilio A. Lopez, Daniel Ospina for dates of 11/29/01, before Judge Lawrence M. McKenna. (db) (Entered: 01/02/2002) 02/22/2011 Arrest of Franklin Romero (2). [*** Refer to Disposition Sheet for Rule 9 Proceeding held on 2/23/2011. ***] (bw) (Entered: 02/25/2011) 02/23/2011 Minute Entry on "Disposition Sheet" for proceedings held before Magistrate Judge Henry B. Pitman: Initial Appearance as to (S3-00-Cr ) Franklin Romero held on 2/23/2011. Date of Arrest: 2/22/2011, 3:30 p.m. AUSA Brian Blais; Defense Counsel Jack Goldberg (Retained); Interpreter needed, Language: Spanish; Proceeding - Rule 9. BAIL DISPOSITION: Detention Hearing scheduled at defendant's request for at 3:30 p.m. OTHER: Defendant detained until Detention Hearing, 18 USC 3142(f). (bw) (Entered: 02/25/2011) 02/23/2011 ORAL ORDER as to (S3-00-Cr ) Franklin Romero. Detention Hearing set for 2/24/2011 at 03:30 PM before Magistrate Judge Henry B. Pitman. (By Magistrate Judge Henry B. Pitman) (bw) (Entered: 02/25/2011) 02/23/ NOTICE OF ATTORNEY APPEARANCE: Jack Gerald Goldberg appearing for (S3-00-Cr ) Franklin Romero. (bw) (Entered: 02/25/2011) 02/26/ NOTICE OF ATTORNEY APPEARANCE: Jack Gerald Goldberg appearing for Franklin Romero. (Goldberg, Jack) (Entered: 02/26/2011) 03/01/ NOTICE OF ATTORNEY APPEARANCE: Robert S. Wolf appearing for Franklin Romero. (Wolf, Robert) (Entered: 03/01/2011) Page 4 of 10

5 03/01/2011 Minute Entry for proceedings held before Judge Lawrence M. McKenna: Arraignment as to Franklin Romero (2) Counts 1ss and 2ss held on 3/1/2011. Defendant present with attorneys Jack G. Goldberg (Retained)and Robert S. Wolf (Retained). AUSA Brian Blais present. Court Reporter Linda Fisher present. Spanish Interpreter Nancy Festinger present. The Defendant is arraigned on the Third Superseding Indictment and enters a plea of not guilty to Count One and Count Two, as charged. A bail application hearing is set for 3/3/2011 at 10:30 AM. Time is excluded in the interests of Justice pursuant to the Speedy Trial Act through 3/3/2011. See transcript. The Defendant is continued remanded. (ab) (Entered: 03/03/2011) 03/01/2011 Minute Entry for proceedings held before Judge Lawrence M. McKenna: Plea entered by Franklin Romero (2) Counts 1ss and 2ss Not Guilty. (ab) (Entered: 03/03/2011) 03/03/2011 Minute Entry for proceedings held before Judge Lawrence M. McKenna:Bond Application Hearing as to Franklin Romero held and concluded on 3/3/2011. Dft Franklin Romero is present w/attys Jack G. Goldberg (Ret.) and Robert S. Wolf (Ret.). The Court establishes the following conditions of bail: $2,000, PRB with 8 PRBs**, secured by real property valued at $820, Strict PTS supervision to include electronic monitoring with GPS. Dft is to reside at 180 Van Cortland Park So., Bronx, NY and is not to leave that residence except for schedule Court appearances, visits with his attys, medical emergencies, and to attend religious services (with prior approval of his PTS Officer). Dft is to surrender all passports and travel documents to the U.S. Pretrial Services Office along with passports of his wife and daughters (with no new applications). Dft is to exercise a waiver of extradition (Dominican Republic and the U.S. of America). All conditions of bail are to be satisfied prior to the dft's release. See transcript. The Court schedules another pretrial conference for May 12, 2011 at 4 p.m. T/E in the IOJ through May 12, See transcript. Dft is continued remanded pending satisfaction of all bail conditions. **Co-signers are as follows: Rafael Hernandez, Marguerita Hernandez, Percio Maldonado, Anthony Santos, Marty Cuevas, Yrada Estevez, Helen Romero and dft Franklin Romero. ( Pretrial Conference set for 5/12/2011 at 04:00 PM before Judge Lawrence M. McKenna.) (Court Reporter Rebecca Forman) (ja) (Entered: 03/07/2011) 03/07/ ENDORSED LETTER as to Franklin Romero, addressed to Judge McKenna, from Robert S. Wolf, atty for dft, dated 3/7/2011, re: request the following changes to the terms of Bail Conditions as set forth by this Court on 3/3/2011: Co-signers Carlos Estevez and Zoila Estevez are hereby substituted in place of and stead of Yrada Estevez as co-signers (FRPs), and co-signor Anthony Santos shall have until COB, March 9, 2011, to co-sign the bond. The Dft, Franklin Romero, may be released from custody upon satisfaction of all bail conditions, including signature of the bond by Dft and all approved co-signors except for co-signoer Anthony Santos (as noted herein). The Gov't consents to changes of bail conditions as to Mr. Romero. -- Judge endorsed: Approved. So ordered. (Signed by Judge Lawrence M. McKenna on 3/7/2011)(ja) (Entered: 03/07/2011) 03/07/2011 Minute Entry for proceedings held before Judge Lawrence M. McKenna:Bond Hearing on Bail Disposition Sheet as to Franklin Romero held on 3/7/2011. Deft present with atty Robert S. Wolf. AUSA Brian Blais present. $2,000, PRB Page 5 of 10

6 secured by 8 FRP co-signers and real property valued at $820,000,00. Strict PTS Supervision to include electronic monitoring with GPS. Defendant is to reside at 180 Van Cortland Pk. South, Bronx, NY and is not leave that residence except for scheduled court appearances visits with his attys, medical emergencies and to attend religious services (with prior approval of his PTS Officer). Deft is to surrender all passports to the US Atty along with those passports of his wife and daughters with no new applications. Deft is to exercise a Waiver of Extradition (Dominican Republic and US of America). All conditions of bail are to be satisfied prior to deft's release except as noted in the March 7, 2011 letter to the Court by deft counsel. New Cosigners: Carlos Estevez and Zoila Estevez. (jw) (Entered: 03/10/2011) 03/09/ TRANSCRIPT of Proceedings as to Franklin Romero held on 2/24/2011 before Magistrate Judge Michael H. Dolinger. (ab) (Entered: 03/09/2011) 04/01/ TRANSCRIPT of Proceedings as to Franklin Romero held on 3/3/11 before Judge Lawrence M. McKenna. (jw) (Entered: 04/01/2011) 04/07/ MEMO ENDORSEMENT as to (00-Cr ) Franklin Romero on "Petition for Action on Conditions of Pretrial Release" submitted by Gianfranco Furelli, U.S. Pretrial Services/Probation Officer, on 4/6/2011 re: Praying that the Court will order home incarceration enforced by location monitoring, specifically Radio Frequency. ORDER OF COURT: Considered and ordered this day of and ordered filed and made a part of the records in the above case. (Signed by Judge Lawrence M. McKenna on 4/7/2011) (bw) (Entered: 04/07/2011) 05/11/2011 Minute Entry for proceedings held before Judge Lawrence M. McKenna:Pretrial Conference as to Franklin Romero held on 5/11/2011. Court Reporter: Kris Sellin present. Court Reporter (Spanish):Francisco Olivero present and sworn. AUSA Brian Blais present.defendant present with Attorneys Jack G. Goldberg and Robert S. Wolf.Pretrial Conference held. The Court establishes a briefing schedule, asfollows: Defendant is to file his motion to dismiss by 6/27/11; Governmentis to file its opposition by 7/29/11, and the Defendant is to reply by8/29/11. The Court schedules another pretrial conference for 9/12/11 at4:00pm. Time is excluded in the interests of Justice pursuant to thespeedy Trial Act through 9/12/11. See transcript. The Defendant iscontinued on bail conditions as set forth previously by the Court. (McKenna,J). (ajc) (Entered: 05/12/2011) 05/11/2011 ORAL ORDER as to Franklin Romero: Time excluded from 5/11/2011 until 9/12/2011. As to Franklin Romero( Defendant Motion to dismiss due by 6/27/2011. Government Opposition due by 7/29/2011. Defendant Reply Brief due by 8/29/2011. Pretrial Conference set for 9/12/2011 at 04:00 PM before Judge Lawrence M. McKenna). (ajc) (Entered: 05/12/2011) 06/08/ ENDORSED LETTER as to Franklin Romero addressed to Judge Lawrence M. McKenna from Robert S. Wolf dated 6/7/2011. re: On behalf of the defendant, Franklin Romero, I write with the consent of both the Government and Pre-Trial Services, to respectfully request that Mr. Romero's pre-trial release conditions be modified. Given the foregoing, it is respectfully requested that (a) Mr. Romero's Pre- Trial release conditions be modified so that he can leave home to work, traveling to Page 6 of 10

7 and from Premium Latin Music, Inc., Monday through Friday, from 10:00am to 7:00pm, and (b) Mr. Romero be granted permission to leave his home on June 12, 2011 from the hours of 10:00 am to 8:00 pm so that he may take part in his granddaughter's Christening. ENDORSEMENT: Approved and Granted. SO ORDERED. (Signed by Judge Lawrence M. McKenna on 6/8/2011)(dnd) (Entered: 06/08/2011) 06/27/ ENDORSED LETTER as to Franklin Romero, addressed to Judge McKenna, from Robert S. Wolf, atty for dft, dated 6/27/2011, re: request briefing schedule on defendant's motion to dismiss be extended for three weeks. -- Judge endorsed: Conference rescheduled to 9/26/2011 at 2:30 p.m. Amended filing dates approved. T/E to 9/26/2011 in the IOJ for reasons set forth herein. So ordered. ( Brief due by 7/18/2011. Replies due by 9/19/2011. Response due by 8/19/2011. Pretrial Conference set for 9/26/2011 at 02:30 PM before Judge Lawrence M. McKenna.) (Signed by Judge Lawrence M. McKenna on 6/2/2011 and 6/27/2011)(ja) (Entered: 06/27/2011) 07/11/ ENDORSED LETTER as to Franklin Romero addressed to Judge Lawrence M. McKenna from Robert S. Wolf dated 7/11/2011 re: Counsel writes to request the immediate return of Mrs. Romero's passport (the defendant's wife), which was voluntarily surrendered, to travel to the Dominican Republic to visit her father who was just hospitalized. ENDORSEMENT: Granted and so ordered. (Signed by Judge Lawrence M. McKenna on 7/11/2011) (ab) (Entered: 07/11/2011) 07/18/ FILING ERROR - ELECTRONIC FILING IN NON-ECF CASE - MOTION to Dismiss on Speedy Trial. Document filed by Franklin Romero. (Attachments: # 1 Errata Memorandum of Law, # 2 Affidavit Affidavit of Franklin Romero, # 3 Affidavit Affidavit of Jack Goldberg, # 4 Exhibit Exhibits A-H, # 5 Exhibit Exhibits I- L, # 6 Exhibit Exhibits M-V)(Wolf, Robert) Modified on 7/19/2011 (ka). (Entered: 07/18/2011) 07/19/2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF CASE ERROR. Note to Attorney Robert S. Wolf as to Franklin Romero: to MANUALLY RE-FILE Document Motion Dismiss/Speedy Trial, Document No This case is not ECF. (ka) (Entered: 07/19/2011) 07/20/ MOTION to Dismiss instant indictment upon the grounds that defendant, Franklin Romero has been deprived of his right to speedy trial; and, for such other and further relief as to the Court may seem just and proper. Document filed by Franklin Romero. (ja) (Entered: 07/21/2011) 07/29/ ENDORSED LETTER as to Franklin Romero addressed to Judge Lawrence M. McKenna from Jason Canales dated 7/29/11 re: We respectfully request the immediate return of Franshell's passport, which was voluntarily surrendered as a condition of Mr. Romero's bond...endorsement...so ORDERED. (Signed by Judge Lawrence M. McKenna on 7/29/11)(jw) (Entered: 07/29/2011) 08/18/ ENDORSED LETTER as to Franklin Romero, addressed to Judge McKenna, from Brian R. Blais, AUSA, dated 8/18/2011, re: with the consent of the dft, Franklin Romero, request an extension of the briefing schedule in the above-captioned matter. Currently Govt's response to the dft's motion to dismiss on STA grounds is due on Page 7 of 10

8 8/19/2011 and the dft's reply is due on 9/19/2011. The Gov't requests that the schedule be extended so that its brief is due on or before 9/16/2011, and the dft's reply is due on or before 10/14/2011 and request that the PTC scheduled for 9/26/2011 be adjourned accordingly for any date after October Judge endorsed: Conference adjourned to 10/25/2011 at 4 p.m. Time excluded to 10/25/2011 in interests of justice for reasons set forth in this letter (p. 2). So ordered. ( Pretrial Conference set for 10/25/2011 at 04:00 PM before Judge Lawrence M. McKenna.) ( Brief due by 9/16/2011. Replies due by 10/14/2011.) (Signed by Judge Lawrence M. McKenna on 8/18/2011)(ja) (Entered: 08/18/2011) 08/23/ ENDORSED LETTER as to Franklin Romero addressed to Judge Lawrence M. McKenna from Robert S. Wolf dated 8/19/2011. As counsel for the defendant, Franklin Romero, I write with the consent of the Government to respectfully request that Mr. Romero's pre-trial release conditions be modified so that he no longer is subjected to electronic monitoring with partial home confinement. In addition to the Government, Pre-Trial Services consents to this request as well. Given the foregoing, it is respectfully requested that Mr. Romero's bail conditions be modified accordingly, such that electronic monitoring is discontinued, and he be subject to the standard bail conditions, limitation of travel to the Southern and Eastern Districts of New York, and New Jersey, and pre-trial reporting as determined by Pre-Trial Services. ENDORSEMENT: SO ORDERED. (Signed by Judge Lawrence M. McKenna on 8/22/2011)(dnd) (Entered: 08/23/2011) 09/15/ ENDORSED LETTER as to Franklin Romero addressed to Judge Lawrence M. McKenna from Brian R. Blais dated 9/14/11 re: Reschedule Conference as to Franklin Romero( Pretrial Conference set for 11/10/2011 at 04:00 PM before Judge Lawrence M. McKenna.)...ENDORSEMENT..SO ORDERED. Conference rescheduled to 11/10/11 at 4:00pm. Time excluded in interests of justice for reasons set forth in this letter. SO ORDERED. (Signed by Judge Lawrence M. McKenna on 9/15/11)(jw) (Entered: 09/16/2011) 09/28/ FILING ERROR - ELECTRONIC FILING IN NON-ECF CASE - NOTICE OF ATTORNEY APPEARANCE Brian Roger Blais appearing for USA. (Blais, Brian) Modified on 9/29/2011 (ka). (Entered: 09/28/2011) 09/28/ ENDORSED LETTER as to Franklin Romero addressed to Judge Lawrence M. McKenna from Brian R. Blais dated 9/28/2011. Presently, the Government's response to the defendant's motion to dismiss on Speedy Trial Act grounds is due on September 30, 2011, and the defendant's reply is due on or before October 28, The Government respectfully requests that the schedule be extended so that its brief is due on or before November 4, 2011, and the defendant's reply is due on or before December 2, ENDORSEMENT: Granted. Sentence rescheduled to 12/12/2011 at 3:00 p.m. SO ORDERED. (Signed by Judge Lawrence M. McKenna on 10/3/2011) (dnd) (Entered: 10/03/2011) 09/29/2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF CASE ERROR. Note to Attorney Brian Roger Blais as to Carlos J. Barrero, Franklin Romero, Nelson Ospina, Maribel Cortes, Juan Santos, Jorge Tejada, Hector B. Ramirez, Pompilio A. Lopez, Daniel Ospina, Carlos Paredes: to MANUALLY RE-FILE Document Notice Page 8 of 10

9 of Attorney Appearance, Document No This case is not ECF. (ka) (Entered: 09/29/2011) 10/03/2011 Set/Reset Deadlines as to Franklin Romero: Government Responses to defendant's motion to dismiss due by 11/4/2011. Defendant's Replies due by 12/2/2011. ENDORSEMENT: Granted. (dnd) (Entered: 10/03/2011) 10/03/2011 Set/Reset Hearings as to Franklin Romero: Pretrial Conference set for 12/12/2011 at 3:00 PM before Judge Lawrence M. McKenna. (dnd) (Entered: 10/03/2011) 10/03/ AMENDED ENDORSED LETTER: As to Franklin Romero addressed to Judge Lawrence M. McKenna from Brian R. Blais dated 9/28/2011. re: Presently, the Government's response to the defendant's motion to dismiss on Speedy Trial Act grounds is due on September 30, 2011, and the defendant's reply is due on or before October 28, The Government respectfully requests that the schedule be extended so that its brief is due on or before November 4, 2011, and the defendant's reply is due on or before December 2, ENDORSEMENT: Granted. Conference not Sentencing rescheduled to 12/12/2011 at 3:00 p.m. SO ORDERED. (This corrects endorsed letter doc# 182.) (Signed by Judge Lawrence M. McKenna on 10/3/2011) (dnd) (Entered: 10/03/2011) 11/07/ ENDORSED LETTER as to Franklin Romero addressed to Judge Lawrence M. Mckenna from Brian R. Blais dated 11/4/11 re: The Government respectfully requests that the schedule be extended so that its brief is due on or before November 18, 2011, and the defendant's reply is due on or before December 16, There is presently a pretrial conference scheduled for December 12, 2011, and the Government would respectfully request that it also be adjourned accordingly for any other date after December 16 that is convenient for the Court as to Franklin Romero( Pretrial Conference set for 12/22/2011 at 10:30 AM before Judge Lawrence M. McKenna.)...ENDORSEMENT...Granted. Conference adjourned to 12/22/11 at 10:30am. SO ORDERED. (Signed by Judge Lawrence M. McKenna on 11/7/11)(jw) (Entered: 11/07/2011) 12/22/ WAIVER OF INDICTMENT (S8) by Franklin Romero. (ja) (Entered: 12/27/2011) 12/22/ (S8) SUPERSEDING INFORMATION (Felony) filed as to Franklin Romero (2) count(s) 1sss. Arraignment set for 12/22/2011 before Judge Lawrence M. McKenna. (ja) (Entered: 12/27/2011) 12/22/2011 Minute Entry for proceedings held before Judge Lawrence M. McKenna: Arraignment as to Franklin Romero (2) Count 1sss held on 12/22/2011. Eighth Felony Information filed. The defendant executes waivers of Indictment. Court reporter Ann Hairston present. Certified Court interpreter (Spanish), Mirta Hess present. AUSA Brian Blais present. Defendant Romero present with attorneys Jack Goldberg and Robert S. Wolf (Retained). The defendant executes a plea agreement. See transcript. The defendant is arraigned on the S8 Superseding Felony Information and enters a plea of GUILTY to Count One, as charged. PSI ordered. On consent of the Government, all existing bail conditions are continued pending sentencing. See transcript. ( Sentencing set for 4/4/2012 at 04:00 PM before Judge Lawrence M. McKenna.) (Court Reporter Ann Hairston) (ja) (Entered: 12/27/2011) Page 9 of 10

10 12/22/2011 Minute Entry for proceedings held before Judge Lawrence M. McKenna: Plea entered by Franklin Romero (2) Guilty as to Count 1sss. (Court Reporter Ann Hairston) (ja) (Entered: 01/04/2012) 12/22/2011 Order of Referral to Probation for Presentence Investigation and Report as to Franklin Romero. (Signed by Judge Lawrence M. McKenna on 12/22/2011)(ja) (Entered: 01/04/2012) 02/29/ TRANSCRIPT of Proceedings as to Franklin Romero held on 12/22/2011 before Judge Lawrence M. McKenna. (ab) (Entered: 02/29/2012) 04/03/ ENDORSED LETTER as to Franklin Romero, addressed to Judge Lawrence M. McKenna, from Robert S. Wolf, atty for dft, dated 3/30/2012, re: request that Mr. Romero's sentence, presently scheduled for April 4, 2012 at 4:00 p.m. - be adjourned until April 20, 2012 at 12:00 p.m. -- Judge endorsed: Sentence adjourned to 4/20/2012 at 12:00 p.m. So ordered. ( Sentencing set for 4/20/2012 at 12:00 PM before Judge Lawrence M. McKenna.) (Signed by Judge Lawrence M. McKenna on 4/3/2012)(ja) (Entered: 04/03/2012) PACER Service Center Transaction Receipt 04/20/ :13:02 PACER Login: sp5005 Client Code: Description: Docket Report Search Criteria: 1:00-cr LMM Billable Pages: 7 Cost: 0.70 Page 10 of 10