U.S. District Court Northern District of Texas (Dallas) CIVIL DOCKET FOR CASE #: 3:09-md N-BQ

Transcription

1 US District Court Civil Docket as of September 13, 2017 Retrieved from the court on September 13, 2017 U.S. District Court Northern District of Texas (Dallas) CIVIL DOCKET FOR CASE #: 3:09-md N-BQ In RE: Stanford Entities Securities Litigation Assigned to: Judge David C Godbey Referred to: Magistrate Judge D. Gordon Bryant, Jr Related Cases: 3:09-cv N 3:09-cv N-BQ 3:09-cv N 3:09-cv N-BG 3:09-cv N-BQ 3:09-cv N 3:09-cv N-BQ 3:09-cv N-BQ 3:09-cv N-BQ 3:09-cv N 3:09-cv N-BG 3:09-cv N-BQ 3:09-cv N-BQ 3:09-cv N 3:11-cv N-BG 3:11-cv N 3:12-cv N 3:12-cv N-BQ 3:12-cv N-BQ 3:12-cv N-BQ 3:12-cv N-BQ 3:12-cv N-BQ 3:12-cv N-BQ 3:12-cv N-BG 3:09-cv N-BG 3:12-cv N-BQ 3:09-cv N-BQ 3:14-cv N-BQ 3:14-cv N-BG 3:15-cv N-BQ 3:15-cv N-BQ 3:15-cv N-BQ 3:15-cv N Date Filed: 10/06/2009 Jury Demand: None Nature of Suit: 850 Other Statutes: Securities/Commodities/Exchange Jurisdiction: U.S. Government Plaintiff

2 3:16-cv N 3:16-cv N-BQ 3:16-cv N 3:09-cv N-BG 3:10-cv N 3:10-cv N 3:09-cv N 3:10-cv N-BQ 3:10-cv N-BQ 3:11-cv N-BG 3:11-cv N-BG 3:11-cv N-BQ 3:11-cv N-BQ 3:11-cv N-BG 3:11-cv N-BQ 3:11-cv N-BQ 3:09-cv N-BG 3:09-cv N-BQ 3:09-cv N 3:09-cv N-BQ 3:10-cv N-BG 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BG 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BG 3:10-cv N-BG 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BQ 3:10-cv N-BG 3:10-cv N-BQ 3:10-cv N-BG 3:10-cv N-BG 3:10-cv N-BG 3:10-cv N-BQ 3:10-cv N-BG 3:11-cv N-BQ 3:11-cv N-BQ

3 3:11-cv N-BG 3:11-cv N-BQ 3:11-cv N-BQ 3:11-cv N-BQ 3:11-cv N-BG 3:11-cv N-BQ 3:11-cv N 3:11-cv N 3:11-cv N-BG 3:11-cv N-BG 3:11-cv N-BG 3:11-cv N-BG 3:11-cv N 3:11-cv N-BG 3:11-cv N 3:11-cv N-BQ 3:11-cv N-BG 3:11-cv N 3:13-cv N-BQ 3:14-cv N 3:14-mc N 3:15-cv N Cause: 15:77 Securities Plaintiff Stanford Entities Securities Litigation Plaintiff Barry L Rupert Plaintiff Carol S. Rupert represented by Randall A Pulman Pulman Cappuccio Pullen & Benson LLP 2161 Northwest Military Highway Suite 400 San Antonio, TX Fax: rpulman@pulmanlaw.com LEAD ATTORNEY represented by Randall A Pulman (See above for address) LEAD ATTORNEY V.

4 Defendant Trustmark National Bank Defendant Center for Strategic and International Studies Inc represented by Kenneth C Johnston Johnston Pratt PLLC 3000 Comerica Bank Tower 1717 Main Street Dallas, TX kjohnston@johnstonpratt.com LEAD ATTORNEY represented by Elizabeth Y Ryan Lynn Pinker Cox & Hurst, LLP 2100 Ross Ave Suite 2700 Dallas, TX Fax: eryan@lynnllp.com V. Respondent Arch Specialty Insurance Co Respondent Lexington Insurance Co Interested Party John J Little Court Appointed Examiner Interested Party Certain Underwriters at Lloyd's of London represented by John J Little Little Pedersen Fankhauser LLP 901 Main Street, Suite 4110 Dallas, TX Fax: jlittle@lpf-law.com LEAD ATTORNEY represented by Daniel McNeel Lane, Jr Norton Rose Fulbright US LLP 300 Convent Street, Suite 2100 San Antonio, TX Fax:

5 LEAD ATTORNEY Barry Alan Chasnoff Chasnoff Mungia Pepping & Stribling PLLC 1020 N.E. Loop 410 Suite 150 San Antonio, TX Fax: TERMINATED: 11/22/2016 J Eric Gambrell Akin Gump Strauss Hauer & Feld 1700 Pacific Avenue, Suite 4100 Dallas, TX Fax: egambrell@akingump.com TERMINATED: 11/22/2016 Interested Party Greenberg Traurig LLP Defendant in Related Case represented by Jim E Cowles Cowles & Thompson PC 901 Main St Suite 3900 Dallas, TX Fax: jcowles@cowlesthompson.com LEAD ATTORNEY Sim D Israeloff Cowles & Thompson PC 901 Main Street, Suite 3900 Dallas, TX / Fax: 214/ sisraeloff@cowlesthompson.com Interested Party Proskauer Rose LLP Interested Party Thomas V Sjoblom

6 V. Notice Only Attorney at Law Edward C Snyder Notice Only Ralph S. Janvey represented by Kevin M Sadler Baker Botts LLP 98 San Jacinto Blvd, Suite 1500 Austin, TX Fax: kevin.sadler@bakerbotts.com LEAD ATTORNEY Ben L Krage Krage & Janvey LLP 2100 Ross Ave Suite 2600 Dallas, TX Fax: bkrage@kjllp.com David T Arlington Baker Botts LLP 98 San Jacinto Blvd, Suite 1500 Austin, TX Fax: david.arlington@bakerbotts.com Robert I Howell 4104 Burney Drive Austin, TX robert.howell@howelladr.com Timothy S Durst Baker Botts LLP 2001 Ross Avenue, Suite 600 Dallas, TX Fax:

7 Date Filed # Docket Text 10/06/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, the actions listed on Schedule A and pending outside the Northern District of Texas are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial proceedings with the actions pending there and listed on Schedule A. See Order (Attachments: # 1 letter to Clerk, # 2 Letter to Judge) (svc) (Entered: 10/15/2009) 11/13/ ORDER LIFTING STAY OF CONDITIONAL TRANSFER ORDER as to SD Florida CA 9: (see order) (Attachments: # 1 Letter to Clerk) (svc) (Entered: 11/16/2009) 12/10/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, the actions listed on Schedule A and pending outside the Northern District of Texas are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial proceedings with the actions pending there and listed on Schedule A. See Order (Attachments: # 1 Letter) (svc) (Entered: 12/10/2009) 02/04/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, the actions listed on Schedule A and pending outside the Northern District of Texas are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial proceedings with the actions pending there and listed on Schedule A. See Order (Attachments: # 1 Letter) (svc) (Entered: 02/04/2010) 02/16/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, the actions listed on Schedule A and pending outside the Northern District of Texas are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial proceedings with the actions pending there and listed on Schedule A. See Order (Attachments: # 1 Letter) (svc) (Entered: 02/16/2010) 02/16/ Case Requested from MD of Louisiana re 5 Order. (svc) (Entered: 02/16/2010) 02/16/2010 This Case filed in TXND is now associated with 3:10-cv N (svc) (Entered: 04/05/2011) 04/01/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, the actions listed on Schedule A and pending outside the Northern District of Texas are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial proceedings with the actions pending there and listed on Schedule A. See Order (Attachments: # 1 Letter) (svc) (Entered: 04/06/2010) 04/06/ requesting case from WD Texas 5: re 7 Order. (svc) (Entered: 04/06/2010)

8 07/07/ CTO-1 Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, the actions listed on Schedule A from the MD of Louisiana and pending outside the Northern District of Texas are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial proceedings with the actions pending there and listed on Schedule A. See Order (Attachments: # 1 Letter) (svc) (Entered: 07/07/2010) 07/07/ requesting ROA per 9 Order. (svc) (Entered: 07/07/2010) 08/05/2010 This Case filed in TXND is now associated with 3:10cv1465 (svc) (Entered: 08/05/2010) (svc) (Entered: 08/05/2010) 08/20/ ORDER: Status Conference set for 9/23/ :00 AM in US Courthouse, Courtroom 1505, 1100 Commerce St., Dallas, TX, before Judge David C Godbey. (Ordered by Judge David C Godbey on 8/20/2010) (jkm) (Entered: 08/23/2010) 09/16/2010 This Case filed in TXND is now associated with 3:10cv1862 (svc) (Entered: 04/05/2011) 09/23/2010 ELECTRONIC Minute Entry for proceedings held before Judge David C Godbey: Status Conference held on 9/23/2010. Attorney Appearances: Receiver - Kevin Sadler; Examiner - John Little; Plaintiff - David Reece, Phil Preis Ed Snyder, Ed Valdespino, Peter Morgenstern, Randall Pulman, Michael Stanley, McNeel Lane, James George, Joe Brophy; Defense - Stephen Malouf, Matt Acosta, Jonathan Polkes, Yvette Ostolaza, Jeff Chapman, Richard Archibald and Robert Plotkin. The examiner should submit a status report concerning the afternoon meeting of 9/23/2010. (Court Reporter: Linda Robbins) (No exhibits) Time in Court - 01:45. (chmb) (Entered: 09/27/2010) 09/24/ NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of MDL Status Conference Proceedings held on 09/23/2010 before Judge David C. Godbey. Court Reporter, Linda J. Robbins, address: lindajrob@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. Redaction Request due 10/15/2010. Redacted Transcript Deadline set for 10/25/2010. Release of Transcript Restriction set for 12/23/2010. (ljr) (Entered: 09/24/2010) 09/30/ STATUS REPORT Examiner's Report No. 3 filed by John J Little. (Little, John) (Entered: 09/30/2010) 02/15/2011 This Case filed in TXND is now associated with 3:11-cv N (svc) (Entered: 02/15/2011 This Case filed in TXND is now associated with 3:11-cv N (svc) (Entered:

9 02/15/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/15/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/15/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/15/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/15/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/15/2011 These Cases filed in TXND are now associated with 3:11-cv-00290, 3:11-cv ,3:11-cv & 3:11-cv (svc) (Entered: 02/16/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/17/ ORDER: Status Conference set for 3/28/ :00 PM in US Courthouse, Courtroom 1351, 1100 Commerce St., Dallas, TX before Judge David C Godbey. (Ordered by Judge David C Godbey on 2/17/2011) (jkm) (Entered: 02/17/2011) 02/17/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/22/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 03/28/2011 ELECTRONIC Minute Entry for proceedings held before Judge David C Godbey: Status Conference held on 3/28/2011. Attorney Appearances: Plaintiff - Kevin Sadler- Receiver, John Little- Examiner; Defense - Stephen Cochell for Stanford, Robert Plotkin and Ed Snyder. (Court Reporter: Linda Robbins) (No exhibits) Time in Court - :25. (chmb) (Entered: 03/29/2011) 04/06/ NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of Status Conference Proceedings held on 03/28/2011 before Judge David C. Godbey. Court Reporter, Linda J. (Robbins) Langford; Telephone number, ; or lindajrob@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (18 pages) Redaction Request due 4/27/2011. Redacted Transcript Deadline set for 5/9/2011. Release of Transcript Restriction set for 7/5/2011. (ljr) (Entered: 04/06/2011) 04/25/2011 This Case filed in TXND is now associated with 3:11-cv and 3:11-cv (svc) (Entered: 04/25/2011)

10 05/03/2011 This Case filed in TXND is now associated with 3:11-cv-924 (svc) (Entered: 05/06/2011) 05/10/ ORDER: Any party that has briefed SLUSA issues in a case proceeding under this MDL may call the Court's attention to that briefing by filing an appropriate notice in Roland within thirty (30) days of the date of this Order. It is unnecessary for the parties in Civil Action No. 3:09-CV-1600-N to provide such notice. Any other party desiring to apprise the Court of its views should file, within thirty (30) days of the date of this Order, a motion for leave to file an amicus brief, together with a copy of such proposed brief not to exceed twenty-five (25) pages. Motions for leave should indicate how the partys legal position differs from those of the parties in Roland and Troice v. Proskauer. (Ordered by Judge David C Godbey on 5/10/2011) (jkm) (Entered: 05/11/2011) 06/07/2011 This Case filed in TXND is now associated with 11cv1115-N Wilkinson v. BDO (svc) (Entered: 06/07/2011) 06/08/2011 This Case filed in TXND is now associated with 11cv602 (svc) (Entered: 06/08/2011) 06/08/2011 This Case filed in TXND is now associated with 11cv1199 (svc) (Entered: 06/08/2011) 07/15/2011 This Case filed in TXND is now associated with 3:11cv1659 (svc) (Entered: 07/15/2011) 07/27/ Joint STATUS REPORT Joint Report of the Receiver and the Investors Committee Concerning Pending Litigation filed by John J Little, Edward C Snyder, Ralph S. Janvey. (Snyder, Edward) (Entered: 07/27/2011) 08/08/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, that W.D. Texas, C.A. No. 5: is transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for inclusion in the coordinated or consolidated pretrial proceedings. (svc) (Entered: 08/09/2011) 08/09/2011 Cases listed in #18 have been requested via to be transferred to NDTX Dallas Div (svc) (Entered: 08/09/2011) 08/11/2011 This Case filed in TXND is now associated with 3:11cv1895 (svc) (Entered: 08/11/2011) 08/17/2011 This Case filed in TXND is now associated with 3:11cv2024 (svc) (Entered: 08/17/2011) 08/26/ NOTICE of Attorney Appearance by Kenneth C Johnston on behalf of Trustmark National Bank. (Attachments: # 1 Exhibit(s)) (Johnston, Kenneth) (Entered: 08/26/2011) 09/19/2011 Set MDL-2099 Flag. (Entered on 9/19/2011) (drh) (Entered: 09/19/2011) 09/26/ CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Trustmark National Bank. (Attachments: # 1 Exhibit(s)) (Johnston, Kenneth) (Entered: 09/26/2011)

11 09/27/ ORDER: The Court will hold a status conference for all parties to the Stanford MDL proceeding on 10/13/ :30 AM in US Courthouse, Courtroom 1505, 1100 Commerce St., Dallas, TX before Judge David C Godbey. (Ordered by Judge David C Godbey on 9/27/2011) (jkm) (Entered: 09/28/2011) 10/04/ Mail returned as undeliverable. 21 Order Setting Deadline/Hearing, received back from Peter B Schneider, Grady Schneider as Returned for Better Address. No address update from last filed document. The current document has not been r ed. (dnc) (Entered: 10/05/2011) 10/13/ ORDER LIFTING STAY OF CONDITIONAL TRANSFER ORDER: IT IS THEREFORE ORDERED that the stay of the Panel's conditional transfer order designated as "CTO-5" filed on September 9, 2011, is LIFTED. The action is transferred to the Northern District of Texas for inclusion in the coordinated or consolidated pretrial proceedings under 28 U.S.C being conducted by the Honorable David C. Godbey. (Ordered by Jeffery N Luthi, Clerk of the Panel on 10/13/2011) (jrb) (Entered: 10/13/2011) 10/13/2011 ELECTRONIC Minute Entry for proceedings held before Judge David C Godbey: Status Conference held on 10/13/2011. (Court Reporter: Linda Robbins) Receiver- Kevin Sadler, Examiner- John Little, SEC- David Reece, Peter Morgenstein, Ed Snyder, Daniel Beller, Anthony Green, Robert Plotkin, Jonathan Polkes, Randy Pulman, Edward Gonzalez, Phil Preis, Stephen Malouf and Neil Burger (No exhibits) Time in Court - 01:20. (chmb) (Entered: 10/13/2011) 10/14/ NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of Status Conference Proceedings held on 10/13/2011 before Judge David C. Godbey. Court Reporter, Linda J. Langford; Telephone number, ; or lindajrob@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (57 pages) Redaction Request due 11/4/2011. Redacted Transcript Deadline set for 11/14/2011. Release of Transcript Restriction set for 1/12/2012. (ljr) (Entered: 10/14/2011) 10/18/ NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of Status Conference Proceedings held on 10/13/2011 before Judge David C. Godbey. Court Reporter, Linda J. Langford; Telephone number, ; or lindajrob@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (20 pages) Redaction Request due 11/8/2011. Redacted Transcript Deadline set for 11/18/2011. Release of Transcript Restriction set for 1/17/2012. (ljr) (Entered: 10/18/2011)

12 10/18/2011 This Case filed in TXND is now associated with 3:11-cv (jrb) (Entered: 10/18/2011) 03/01/ CONDITIONAL TRANSFER ORDER (CTO7): Pursuant to Rule 7.1 of the Rules of Procedure of the United States Judicial Panel on Multidistrict Litigation, the action(s) on the attached schedule are transferred under 28 U.S.C to the Northern District of Texas for the reasons stated in the order of October 6, 2009, and, with the consent of that court, assigned to the Honorable David C Godbey. (Signed by Jeffery N Luthi, Clerk of the Panel on 3/1/2012) (jrb) (Entered: 03/01/2012) 06/07/ TRANSFER ORDER: ORDERED that, pursuant to 28 U.S.C. 1407, the actions listed on Schedule A are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for inclusion in the coordinated or consolidated pretrial proceedings. (Signed by John G Heyburn II, Chairman on 6/7/2012) (jrb) (Entered: 06/08/2012) 06/12/2012 This Case filed in TXND is now associated with 3:12-cv-1803, 3:12-cv-1805, 3:12- cv-1806, 3:12-cv-1808 and 3:12-cv (jrb) (Entered: 06/19/2012) 06/20/ Fifth STATUS REPORT of the Examiner filed by John J Little. (Little, John) (Entered: 06/20/2012) 07/16/ ORDER: Court grants Examiner's request for status conference. Status Conference set for 7/26/ :00 AM in US Courthouse, Courtroom 1505, 1100 Commerce St., Dallas, TX before Judge David C Godbey. (Ordered by Judge David C Godbey on 7/16/2012) (gr) (Entered: 07/24/2012) 09/11/2012 This Case filed in TXND is now associated with 3:12-cv (plp) (Entered: 09/11/2012) 09/24/ ORDER: Pursuant to 28 U.S.C. 636, it is ordered that all cases within the In re Stanford Entities Securities Litigation multidistrict litigation, other than Securities Exchange Commission v. Stanford, et al., Civil Action No. 3: N, are hereby referred to the Hon. E. Scott Frost, United States Magistrate Judge, for hearing and determination. See order for specifics. (Ordered by Judge David C Godbey on 9/24/2012) (plp) (Entered: 09/25/2012) 09/24/2012 CASE REFERRED to Magistrate Judge E. Scott Frost (in conjunction with related referrals detailed in Document 30). (gmg) (Entered: 10/19/2012) 10/16/ Third STATUS REPORT Regarding Pending Litigation filed by Ralph S. Janvey, John J Little. (Little, John) (Entered: 10/16/2012) 10/17/ Joint STATUS REPORT Regarding Cases Referred to Magistrate Frost filed by Ralph S. Janvey, John J Little. (Little, John) (Entered: 10/17/2012) 11/09/ STATUS REPORT Reply regarding Matters Assigned to Magistrate Judge filed by John J Little. (Little, John) (Entered: 11/09/2012) 12/11/ ORDER: Pursuant to 28 U.S.C. 636, the Court refers the following pending motions to dismiss to the Hon. E Scott Frost, United States Magistrate Judge, for finding, conclusions, and recommendations: Janvey v. Venger, No. 10-CV-366, Doc. 60, 75, 85, 92, 93, 104, 128, 129; Janvey v. Dokken, No. 10-CV-931, Doc. 34; Janvey v. Fernandez, No. 10-CV-1002, Doc. 32, 57, 82, 85, 93, 94; Janvey v. Wieselberg, No.

13 10-CV-1394, Doc. 14, 15; Janvey v. Merge Healthcare, Inc., No. 10-CV-1465, Doc. 32; Janvey v. Alguire, No. 09-CV-724, Doc. 577, 609; Janvey v. Brown, No. 11-CV- 301, Doc. 8. (Ordered by Judge David C Godbey on 12/11/2012) (plp) (Entered: 12/12/2012) 04/09/ MOTION to Withdraw as Attorney and Remove from Service List filed by John J Little (Attachments: # 1 Proposed Order) (Little, John) (Entered: 04/09/2013) 04/16/ Fourth STATUS REPORT Regarding Pending Litigation filed by Ralph S. Janvey, John J Little. (Little, John) (Entered: 04/16/2013) 06/28/ Finalized Conditional Transfer Order 9: The JPML has issued the attached order transferring one or more cases to the NDTX in MDL 2099, and that order has now been filed in the NDTX. Upon receipt of this NEF, each transferor court should enter this order in each affected action and effect transfer without delay. Please do not close the case before transfer (if possible) but do include in the extraction function Remarks field the MDL number, title of this order, and a contact name. (If this court should use a different contact to request a future MDL-related transfer, please notify us at InterdistrictTransfer_TXND@txnd.uscourts.gov.) (plp) (Entered: 06/28/2013) 07/18/ NOTICE of the Receiver's and Examiner's Advisory to the Court regarding Certain Pending Motions to Dismiss filed by Ralph S. Janvey (Sadler, Kevin) (Entered: 07/18/2013) 08/07/ Transfer Order: The JPML has issued the attached order transferring one or more cases to the NDTX in MDL 2099, and that order has now been filed in the NDTX. Upon receipt of this NEF, each transferor court should enter this order in each affected action and effect transfer without delay. Please do not close the case before transfer (if possible) but do include in the extraction function Remarks field the MDL number, title of this order, and a contact name. (If this court should use a different contact to request a future MDL-related transfer, please notify us at InterdistrictTransfer_TXND@txnd.uscourts.gov.) (plp) (Entered: 08/08/2013) 10/01/ Case number 3:13-cv-3980 is now associated with MDL case 3:09-md (gmg) (Entered: 10/17/2013) 12/02/ ORDER: Status Hearing for all parties to the Stanford MDL proceeding set for 1/16/ :00 AM in US Courthouse, Courtroom 1505, 1100 Commerce St., Dallas, TX before Judge David C Godbey. (Ordered by Judge David C Godbey on 12/2/2013) (gmg) (Entered: 12/03/2013) 12/03/ ORDER requesting input regarding the priority of decision in various matters pending in all cases within the In re Stanford Entities Securities Litigation. Input must be filed with the Court within twenty-one (21) days of the date of this Order. (Ordered by Judge David C Godbey on 12/3/2013) (gmg) (Entered: 12/03/2013) 12/17/ RESPONSE filed by Certain Underwriters at Lloyd's of London, Arch Specialty Insurance Company, Lexington Insurance Company re: 42 Order, (Lane, Daniel) (Entered: 12/17/2013) 12/17/ REPLY filed by Greenberg Traurig LLP re: 42 Order, (Cowles, Jim) (Entered: 12/17/2013)

14 12/23/ RESPONSE filed by Ralph S. Janvey, John J Little re: 42 Order, (Attachments: # 1 Exhibit(s)) (Sadler, Kevin) (Entered: 12/23/2013) 12/31/ REPLY filed by Proskauer Rose LLP, Thomas V Sjoblom re: 45 Response/Objection (Burger, Neil) (Entered: 12/31/2013) 01/14/ Case number 3:13-cv-2226 is now associated with MDL case 3:09-md (gmg) (Entered: 01/14/2014) 01/16/ ELECTRONIC Minute Entry for proceedings held before Judge David C Godbey: Status Conference held on 1/16/2014. Attorney Appearances: Receiver - Kevin Sadler; SEC - David Reece; Examiner - John Little; Defendants - Daniel Schwartz, Michael Kuckelman, Jim E. Cowles, Sim Israeloff, Chuck Green, Bill Mateja, Ed Snyder, Emil Lippe, Jr. (Court Reporter: Linda Langford) (No exhibits) Time in Court - :48. (chmb) (Entered: 01/16/2014) 01/30/ CONDITIONAL TRANSFER ORDER (CTO 10): The JPML has issued the attached order transferring one or more cases to the NDTX in MDL 2099, and that order has now been filed in the NDTX. Upon receipt of this NEF, each transferor court should enter this order in each affected action and effect transfer without delay. Please do not close the case before transfer (if possible) but do include in the extraction function Remarks field the MDL number, title of this order, and a contact name. (If this court should use a different contact to request a future MDL-related transfer, please notify us at InterdistrictTransfer_TXND@txnd.uscourts.gov.) (twd) (Entered: 01/30/2014) 02/13/ It is ordered that all matters and motions previously referred to the Honorable E. Scott Frost, United States Magistrate Judge, in the In re Stanford Entities Securities Litigation multidistrict litigation, are now hereby referred to the Honorable Nancy M. Koenig, United States Magistrate Judge, except for two matters outlined in the order. (Ordered by Judge David C Godbey on 2/13/2014) (gmg) (Entered: 02/14/2014) 03/14/ MOTION Lift Receivership Stay filed by Barry L Rupert, Carol S. Rupert (Pulman, Randall) (Entered: 03/14/2014) 07/22/ The Court will hold a status hearing for all parties to the Stanford MDL proceeding on 8/21/ :00 AM in US Courthouse, Courtroom 1505, 1100 Commerce St., Dallas, TX before Judge David C Godbey. (Ordered by Judge David C Godbey on 7/22/2014) (jkm) (Entered: 07/22/2014) 08/06/ Case number 3:14-cv-2826 Janvey v. Maldanado is now associated with MDL case 3:09-md (gmg) (Entered: 08/08/2014) 03/06/ CONDITIONAL TRANSFER ORDER (CTO-11): The JPML has issued the attached order transferring one or more cases to the NDTX in MDL 2099, and that order has now been filed in the NDTX. Upon receipt of this NEF, each transferor court should enter this order, which has been certified as required, in each affected action and effect transfer without delay. Please do not close the case before transfer (if possible) but do include in the extraction function Remarks field the MDL number, title of this order, and a contact name. (If this court should use a different contact to request a future MDL-related transfer, please notify us at InterdistrictTransfer_TXND@txnd.uscourts.gov.) (ctf) (Entered: 03/06/2015)

15 05/19/ CONDITIONAL TRANSFER ORDER (CTO-12): The JPML has issued the attached order transferring one or more cases to the NDTX in MDL 2099, and that order has now been filed in the NDTX. Upon receipt of this NEF, each transferor court should enter this order, which has been certified as required, in each affected action and effect transfer without delay. Please do not close the case before transfer (if possible) but do include in the extraction function Remarks field the MDL number, title of this order, and a contact name. (If this court should use a different contact to request a future MDL-related transfer, please notify us at InterdistrictTransfer_TXND@txnd.uscourts.gov.) (ctf) (Entered: 05/19/2015) 12/01/ CONDITIONAL TRANSFER ORDER (CTO-13): The JPML has issued the attached order transferring one or more cases to the NDTX in MDL 2099, and that order has now been filed in the NDTX. Upon receipt of this NEF, each transferor court should enter this order, which has been certified as required, in each affected action and effect transfer without delay. Please do not close the case before transfer (if possible) but do include in the extraction function Remarks field the MDL number, title of this order, and a contact name. (If this court should use a different contact to request a future MDL-related transfer, please notify us at InterdistrictTransfer_TXND@txnd.uscourts.gov.) (twd) (Entered: 12/01/2015) 04/13/ LONG FORM NOTICE OF PROPOSED SETTLEMENT, BAR ORDER AND JUDGMENT, AND HEARING BY ORDER THE UNITED STATES DISTRICT COURT, NORTHERN DISTRICT OF TEXAS. Objections due by May 18, Hearing scheduled to be held before the Honorable David C. Godbey in the United States District Court for the Northern District of Texas, United States Courthouse, 1100 Commerce Street, Dallas, Texas 75242, in Courtroom 1505, at 10:00 a.m. on July 8, (gmg) (Entered: 04/13/2016) (Entered: 06/02/2016) 06/01/ CONDITIONAL TRANSFER ORDER (CTO-14): The JPML has issued the attached order transferring one or more cases to the NDTX in MDL 2099, and that order has now been filed in the NDTX. Upon receipt of this NEF, each transferor court should enter this order, which has been certified as required, in each affected action and effect transfer without delay. Please do not close the case before transfer (if possible) but do include in the extraction function Remarks field the MDL number, title of this order, and a contact name. (If this court should use a different contact to request a future MDL-related transfer, please notify us at InterdistrictTransfer_TXND@txnd.uscourts.gov.) (twd) (Entered: 06/01/2016) 07/05/ ORDER denying 51 Motion to Lift Receivership Stay. (Ordered by Judge David C Godbey on 7/5/2016) (axm) (Entered: 07/05/2016) 07/08/ NOTICE: The hearing scheduled for July 8, 2016, is cancelled and will be rescheduled. (ash) (Entered: 07/08/2016) 07/11/ SCHEDULING ORDER: The court preliminarily finds that the settlement and Agreement proposed by Certain Underwriters at Lloyds of London, Arch Specialty Insurance Company, and Lexington Insurance Company (Underwriters) and the Receiver and Official Stanford Investors Committee are fair, reasonable, and equitable; have no obvious deficiencies; and are the product of serious, informed, arms-length negotiations. The Court, however, reserves a final ruling with respect to the terms of the Agreement until after the Final Approval Hearing. This hearing will be held at the United States Courthouse, 1100 Commerce Street, Dallas, Texas 75242,

16 in Courtroom 1505, at 10:00 a.m. on Friday, October 21, See order for additional information and directives. (Ordered by Judge David C Godbey on 7/11/2016) (ash) (Entered: 07/11/2016) 07/11/ ORDER: The Kroll settlement hearing previously set for July 8, 2016, is now set for August 12, 2016, at 11:00 a.m. at the United States Courthouse, 1100 Commerce Street, Dallas, Texas 75242, in Courtroom (Ordered by Judge David C Godbey on 7/11/2016) (ash) (Entered: 07/11/2016) 07/21/ ORDER: The settlement hearing in these cases previously set for October 21, 2016, is reset to October 28, 2016, at 10:00 a.m. in Judge Godbey's Courtroom, (Ordered by Judge David C Godbey on 7/21/2016) (gmg) (Entered: 07/22/2016) 07/22/ EXHIBIT to Document 173 in Case 3:09-cv-1736 and NOTICE OF SETTLEMENT AND BAR ORDER PROCEEDINGS. The final hearing on the Motion 165 in Case 3:09-cv-1736 is set for October 28, Any objection to the Agreement, the Motion, the Judgments and Bar Orders, the Final Bar Order, or the request for approval of the Receivers attorneys' fees must be filed, in writing, with the Court in the SEC Action no later than September 30, Any objections not filed by this date will be deemed waived and will not be considered by the Court. (gmg) (Entered: 07/22/2016) 11/07/ NOTICE OF SETTLEMENT AND BAR ORDER PROCEEDINGS - WILLIS filed by Ralph S Janvey et al. (ctf) (Entered: 11/07/2016) 11/07/ NOTICE OF SETTLEMENT AND BAR ORDER PROCEEDINGS - BMB filed by Ralph S Janvey et al. (ctf) (Entered: 11/07/2016) 11/16/ MOTION to Withdraw as Attorney Barry Alan Chasnoff and Eric Gambrell filed by Certain Underwriters at Lloyd's of London (Attachments: # 1 Proposed Order) (Gambrell, J) (Entered: 11/16/2016) 11/22/ ORDER granting 67 motion. Attorneys Barry Alan Chasnoff and J Eric Gambrell are no longer counsel in this case for Interested Party Certain Underwriters at Lloyds of London. (Ordered by Judge David C Godbey on 11/22/2016) (ash) (Entered: 11/22/2016) 01/04/ CONDITIONAL TRANSFER ORDER (CTO 15): The JPML has issued the attached order transferring one or more cases to the NDTX in MDL 2099, and that order has now been filed in the NDTX. Upon receipt of this NEF, each transferor court should enter this order, which has been certified as required, in each affected action and effect transfer without delay. Please do not close the case before transfer (if possible) but do include in the extraction function Remarks field the MDL number, title of this order, and a contact name. (If this court should use a different contact to request a future MDL-related transfer, please notify us at InterdistrictTransfer_TXND@txnd.uscourts.gov.) (axm) (Entered: 01/05/2017) 09/07/ Joint MOTION for Hearing Status Conference filed by John J Little with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Little, John) (Entered: 09/07/2017) 09/07/ ORDER: The Joint Expedited Motion filed by the Receiver, the Examiner and the Official Stanford Investors Committee seeking a statusconference 70 is GRANTED.

17 The Court will hold a status hearing for all parties to the Stanford MDL proceeding on 11/28/2017 at 11:00 a.m. in Courtroom (Ordered by Judge David C Godbey on 9/7/2017) (ash) (Entered: 09/07/2017) 09/13/ NOTICE OF SETTLEMENT AND BAR ORDER PROCEEDINGS - Hunton & Williams, LLP -- filed by Ralph S Janvey et al. The final hearing is set for 11/28/17 at 10:00 a.m. before Judge David C. Godbey. Any objections are due by 11/7/2017. (ash) (Entered: 09/13/2017) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at