U.S. District Court Northern District of Texas (Dallas) CIVIL DOCKET FOR CASE #: 3:09-md N-BL

Transcription

1 US District Court Civil Docket as of April Retrieved from the court on June 24, 2013 U.S. District Court Northern District of Texas (Dallas) CIVIL DOCKET FOR CASE #: 3:09-md N-BL In RE: Stanford Entities Securities Litigation Date Filed: 10/06/2009 Assigned to: Judge David C Godbey Jury Demand: None Referred to: Magistrate Judge E. Scott Frost Nature of Suit: 850 Related Cases: 3:09-cv N Securities/Commodities 3:09-cv N-BL Jurisdiction: U.S. Government Plaintiff 3:09-cv N 3:09-cv N-BL 3:09-cv N-BL 3:09-cv N 3:09-cv N-BL 3:09-cv N-BL 3:09-cv N-BL 3:09-cv N 3:09-cv N-BL 3:09-cv N-BL 3:09-cv N-BL 3:09-cv N 3:11-cv N-BL 3:11-cv N-BL 3:09-cv N-BL 3:12-cv N-BL 3:12-cv N-BL 3:12-cv N-BL 3:12-cv N-BL 3:12-cv N-BL 3:12-cv N-BL 3:13-cv N 3:12-cv N-BL 3:12-cv N 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:09-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:10-cv N-BL

2 3:10-cv N-BL 3:09-cv N 3:10-cv N 3:12-cv N-BL 3:10-cv N 3:09-cv N-BL 3:09-cv N-BL 3:09-cv N-BL 3:09-cv N 3:09-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:10-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL

3 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N-BL 3:11-cv N 3:11-cv N-BL 3:11-cv N-BL Cause: 15:77 Securities Date Filed # Docket Text 10/06/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial (Attachments: # 1 letter to Clerk, # 2 Letter to Judge) (svc) (Entered: 10/15/2009) 11/13/ ORDER LIFTING STAY OF CONDITIONAL TRANSFER ORDER as to SD Florida CA 9: (see order) (Attachments: # 1 Letter to Clerk) (svc) (Entered: 11/16/2009) 12/10/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial (Attachments: # 1 Letter) (svc) (Entered: 12/10/2009) 02/04/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial (Attachments: # 1 Letter) (svc) (Entered: 02/04/2010) 02/16/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial (Attachments: # 1 Letter) (svc) (Entered: 02/16/2010) 02/16/ Case Requested from MD of Louisiana re 5 Order. (svc) (Entered: 02/16/2010) 02/16/2010 This Case filed in TXND is now associated with 3:10-cv N (svc) (Entered: 04/05/2011) 04/01/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407,

4 assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial (Attachments: # 1 Letter) (svc) (Entered: 04/06/2010) 1 04/06/ requesting case from XATD Texas 5 : re 7 Order.(svc) (Entered: 04/06/2010) I 07/07/ CTO-1 Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C 1407, the actions listed on Schedule A from the MD of Louisiana and pending outside the Northern District of Texas are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for coordinated or consolidated pretrial proceedings with the actions pending there and listed on Schedule A. See Order (Attachments: # 1 Letter) (svc) (Entered: 07/07/2010) 07/07/ requesting ROA per 9 Order. (svc) (Entered: 07/07/2010) 08/05/2010 This Case filed in TXND is now associated with 3:10cv1465 (svc) (Entered: 08/05/2010) (svc) (Entered: 08/05/2010) 08/20/ /16/ ORDER: Status Conference set for 9/23/ :00 AM in US Courthouse, Courtroom 1505, 1100 Commerce St., Dallas, TX, before Judge David C Godbey. (Ordered by Judge David C Godbey on 8/20/2010) (jkm) (Entered: 08/23/2010) This Case filed in TXND is now associated with 3:10cv1862 (svc) (Entered: 04/05/2011) 09/23/2010 ELECTRONIC Minute Entry for proceedings held before Judge David C Godbey: Status Conference held on 9/23/2010. Attorney Appearances: Receiver - Kevin Sadler; Examiner - John Little; Plaintiff - David Reece, Phil Preis Ed Snyder, Ed Valdespino, Peter Morgenstern, Randall Pulman, Michael Stanley, McNeel Lane, James George, Joe Brophy; Defense - Stephen Malouf, Matt Acosta, Jonathan Polkes, Yvette Ostolaza, Jeff Chapman, Richard Archibald and Robert Plotkin. The examiner should submit a status report concerning the afternoon meeting of 9/23/2010. (Court Reporter: Linda Robbins) (No exhibits) Time in Court - 01:45. (chmb) (Entered: 09/27/2010) 09/24/ NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of MDL Status Conference Proceedings held on 09/23/2010 before Judge David C. Godbey. Court Reporter, Linda J. Robbins, address: lindajrob@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. Redaction Request due 10/15/2010. Redacted Transcript Deadline set for 10/25/2010. Release of Transcript Restriction set for 12/23/2010. (ljr) (Entered: 09/24/2010) 09/30/ STATUS REPORT Examiner's Report No. 3 filed by John J Little. (Little, John) (Entered: 09/30/2010) This Case filed in TXND is now associated with 3:11-cv N (svc) (Entered: This Case filed in TXND is now associated with 3:11-cv N (svc) (Entered:

5 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/16/2011 These Cases filed in TXND are now associated with 3:11-cv-00290, 3:11-cv ,3:11-cv & 3:11-cv (svc) (Entered: This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/17/ ORDER: Status Conference set for 3/28/ :00 PM in US Courthouse, Courtroom 1351, 1100 Commerce St., Dallas, TX before Judge David C Godbey. (Ordered by Judge David C Godbey on 2/17/2011) (jkm) (Entered: 02/17/2011) 02/17/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 02/22/2011 This Case filed in TXND is now associated with 3:11-cv (svc) (Entered: 03/28/2011 ELECTRONIC Minute Entry for proceedings held before Judge David C Godbey: Status Conference held on 3/28/2011. Attorney Appearances: Plaintiff - Kevin Sadler- Receiver, John Little- Examiner; Defense - Stephen Cochell for Stanford, Robert Plotkin and Ed Snyder. (Court Reporter: Linda Robbins) (No exhibits) Time in Court - :25. (chmb) (Entered: 03/29/2011) 04/06/ NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of Status Conference Proceedings held on 03/28/2011 before Judge David C. Godbey. Court Reporter, Linda J. (Robbins) Langford; Telephone number, ; or lindajrob@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (18 pages) Redaction Request due 4/27/2011. Redacted Transcript Deadline set for 5/9/2011. Release of Transcript Restriction set for 7/5/2011. (ljr) (Entered: 04/06/2011) This Case filed in TXND is now associated with 3:11-cv and 3:11-cv (svc) (Entered: 04/25/2011)

6 05/03/ /10/ /07/ /08/ /08/ /15/2011 This Case filed in TXND is now associated with 3:11-cv-924 (svc) (Entered: 05/06/2011) 16 ORDER: Any party that has briefed SLUSA issues in a case proceeding under this MDL may call the Court's attention to that briefing by filing an appropriate notice in Roland within thirty (30) days of the date of this Order. It is unnecessary for the parties in Civil Action No. 3:09-CV-1600-N to provide such notice. Any other party desiring to apprise the Court of its views should file, within thirty (30) days of the date of this Order, a motion for leave to file an amicus brief, together with a copy of such proposed brief not to exceed twenty-five (25) pages. Motions for leave should indicate how the partys legal position differs from those of the parties in Roland and Troice v. Proskauer. (Ordered by Judge David C Godbey on 5/10/2011) (jkm) (Entered: 05/11/2011) This Case filed in TXND is now associated with 11cv1115-N Wilkinson v. BDO (svc) (Entered: 06/07/2011) This Case filed in TXND is now associated with 11cv602 (svc) (Entered: 06/08/2011) This Case filed in TXND is now associated with 11cv1199 (svc) (Entered: 06/08/2011) This Case filed in TXND is now associated with 3:11cv1659 (svc) (Entered: 07/15/2011) 07/27/ Joint STATUS REPORT Joint Report of the Receiver and the Investors Committee Concerning Pending Litigation filed by John J Little, Edward C Snyder, Ralph S. Janvey. (Snyder, Edward) (Entered: 07/27/2011) 08/08/ Transfer Order...IT IS THEREFORE ORDERED that, pursuant to 28 U.S.C. 1407, that W.D. Texas, C.A. No. 5: is transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for inclusion in the coordinated or consolidated pretrial proceedings. (svc) (Entered: 08/09/2011) 08/09/2011 Cases listed in #18 have been requested via to be transferred to NDTX Dallas Div (svc) (Entered: 08/09/2011) 08/11/2011 This Case filed in TXND is now associated with 3:11cv1895 (svc) (Entered: 08/11/2011) 08/17/2011 This Case filed in TXND is now associated with 3:11cv2024 (svc) (Entered: 08/17/2011) 08/26/ NOTICE of Attorney Appearance by Kenneth C Johnston on behalf of Trustmark National Bank. (Attachments: # 1 Exhibit(s)) (Johnston, Kenneth) (Entered: 08/26/2011) 09/19/2011 Set MDL-2099 Flag. (Entered on 9/19/2011) (drh) (Entered: 09/19/2011) 09/26/ CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Trustmark National Bank. (Attachments: # 1 Exhibit(s)) (Johnston, Kenneth) (Entered: 09/26/2011) 09/27/ ORDER: The Court will hold a status conference for all parties to the Stanford MDL proceeding on 10/13/ :30 AM in US Courthouse, Courtroom 1505, 1100 I Commerce St., Dallas, TX before Judge David C Godbey. (Ordered by

7 Judge David C Godbey on 9/27/2011) (jkm) (Entered: 09/28/2011) 10/04/ Mail returned as undeliverable. 21 Order Setting Deadline/Hearing, received back from Peter B Schneider, Grady Schneider as Returned for Better Address. No address update from last filed document. The current document has not been r ed. (dnc) (Entered: 10/05/2011) 10/13/ ORDER LIFTING STAY OF CONDITIONAL TRANSFER ORDER: IT IS THEREFORE ORDERED that the stay of the Panel's conditional transfer order designated as "CTO-5" filed on September 9, 2011, is LIFTED. The action is transferred to the Northern District of Texas for inclusion in the coordinated or consolidated pretrial proceedings under 28 U.S.C being conducted by the Honorable David C. Godbey. (Ordered by Jeffery N Luthi, Clerk of the Panel on 10/13/2011) (jrb) (Entered: 10/13/2011) 10/13/2011 ELECTRONIC Minute Entry for proceedings held before Judge David C Godbey: Status Conference held on 10/13/2011. (Court Reporter: Linda Robbins) Receiver- Kevin Sadler, Examiner- John Little, SEC- David Reece, Peter Morgenstein, Ed Snyder, Daniel Beller, Anthony Green, Robert Plotkin, Jonathan Polkes, Randy Pulman, Edward Gonzalez, Phil Preis, Stephen Malouf and Neil Burger (No exhibits) Time in Court - 01:20. (chmb) (Entered: 10/13/2011) 10/14/ i NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of Status Conference Proceedings held on 10/13/2011 before Judge David C. Godbey. Court Reporter, Linda J. Langford; Telephone number, ; or lindajrob@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (57 pages) Redaction Request due 11/4/2011. Redacted Transcript Deadline set for 11/14/2011. Release of Transcript Restriction set for 1/12/2012. (ljr) (Entered: 10/14/2011) 10/18/ NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of Status Conference Proceedings held on 10/13/2011 before Judge David C. Godbey. Court Reporter, Linda J. Langford; Telephone number, ; or lindajrob@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (20 pages) Redaction Request due 11/8/2011. Redacted Transcript Deadline set for 11/18/2011. Release of Transcript Restriction set for 1/17/2012. (ljr) (Entered: 10/18/2011) 10/18/2011 This Case filed in TXND is now associated with 3:11-cv (jrb) (Entered: 10/18/2011) 03/01/ CONDITIONAL TRANSFER ORDER (CTO7): Pursuant to Rule 7.1 of the Rules of

8 Procedure of the United States Judicial Panel on Multidistrict Litigation, the action(s) on the attached schedule are transferred under 28 U.S.C to the Northern District of Texas for the reasons stated in the order of October 6, 2009, and, with the consent of that court, assigned to the Honorable David C Godbey. (Signed by Jeffery N Luthi, Clerk of the Panel on 3/1/2012) (jrb) (Entered: 03/01/2012) 06/07/ TRANSFER ORDER: ORDERED that, pursuant to 28 U.S.C. 1407, the actions listed on Schedule A are transferred to the Northern District of Texas and, with the consent of that court, assigned to the Honorable David C. Godbey for inclusion in the coordinated or consolidated pretrial proceedings. (Signed by John G Heyburn II, Chairman on 6/7/2012) (jrb) (Entered: 06/08/2012) 06/12/2012 This Case filed in TXND is now associated with 3:12-cv-1803, 3:12-cv-1805, 3:12-cv- 1806, 3:12-cv-1808 and 3:12-cv (jrb) (Entered: 06/19/2012) 06/20/ Fifth STATUS REPORT of the Examiner filed by John J Little. (Little, John) (Entered: 06/20/2012) 07/16/ ORDER: Court grants Examiner's request for status conference. Status Conference set for 7/26/ :00 AM in US Courthouse, Courtroom 1505, 1100 Commerce St., Dallas, TX before Judge David C Godbey. (Ordered by Judge David C Godbey on 7/16/2012) (gr) (Entered: 07/24/2012) 09/11/2012 This Case filed in TXND is now associated with 3:12-cv (plp) (Entered: 09/11/2012) 09/24/ ORDER: Pursuant to 28 U.S.C. 636, it is ordered that all cases within the In re Stanford Entities Securities Litigation multidistrict litigation, other than Securities Exchange Commission v. Stanford, et al., Civil Action No. 3: N, are hereby referred to the Hon. E. Scott Frost, United States Magistrate Judge, for hearing and determination. See order for specifics. (Ordered by Judge David C Godbey on 9/24/2012) (plp) (Entered: 09/25/2012) 09/24/2012 CASE REFERRED to Magistrate Judge E. Scott Frost (in conjunction with related referrals detailed in Document 30). (gmg) (Entered: 10/19/2012) 10/16/ Third STATUS REPORT Regarding Pending Litigation filed by Ralph S. Janvey, John J Little. (Little, John) (Entered: 10/16/2012) 10/17/ /09/ /11/ Joint STATUS REPORT Regarding Cases Referred to Magistrate Frost filed by Ralph S. Janvey, John J Little. (Little, John) (Entered: 10/17/2012) 33 STATUS REPORT Reply regarding Matters Assigned to Magistrate Judge filed by John J Little. (Little, John) (Entered: 11/09/2012) 34 ORDER: Pursuant to 28 U.S.C. 636, the Court refers the following pending motions to dismiss to the Hon. E Scott Frost, United States Magistrate Judge, for finding, conclusions, and recommendations: Janvey v. Venger, No. 10-CV-366, Doc. 60, 75, 85, 92, 93, 104, 128, 129; Janvey v. Dokken, No. 10-CV-931, Doc. 34; Janvey v. Fernandez, No. 10-CV-1002, Doc. 32, 57, 82, 85, 93, 94; Janvey v. Wieselberg, No. 10-CV-1394, Doc. 14, 15; Janvey v. Merge Healthcare, Inc., No. 10-CV-1465, Doc. 32; Janvey v. Alguire, No. 09-CV-724, Doc. 577, 609; Janvey v. Brown, No. 11-CV-301, Doc. 8. (Ordered by Judge David C Godbey on 12/11/2012) (plp) (Entered: 12/12/2012)

9 04/09/ MOTION to Withdraw as Attorney and Remove from Service List filed by John J Little (Attachments: # 1 Proposed Order) (Little, John) (Entered: 04/09/2013) 04/16/ Fourth STATUS REPORT Regarding Pending Litigation filed by Ralph S. Janvey, John J Little. (Little, John) (Entered: 04/16/2013) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at