UNITED STATES DISTRICT COURT for the CENTRAL DISTRICT OF CALIFORNIA (Western Division - Los Angeles) CIVIL DOCKET FOR CASE #: 2:11-cv PSG-SS

Transcription

1 US District Court Civil Docket as of August 19, 2013 Retrieved from the court on October 11, 2013 UNITED STATES DISTRICT COURT for the CENTRAL DISTRICT OF CALIFORNIA (Western Division - Los Angeles) CIVIL DOCKET FOR CASE #: 2:11-cv PSG-SS In Re: China Intelligent Lighting and Electronics, Inc. Date Filed: 04/01/2011 Assigned to: Judge Philip S. Gutierrez Jury Demand: Both Referred to: Magistrate Judge Suzanne H. Segal Nature of Suit: 890 Other Statutory Actions Related Cases: 2:12-cv PSG-SS Jurisdiction: Federal Question 2:11-cv PSG-SS Cause: 15:78m(a) Securities Exchange Act Plaintiff Michael Stern represented by Jonathan Richard Horne individually and on behalf of all others The Rosen Law Firm PA similarly situated 275 Madison Avenue 34th Floor TERMINATED: 03/16/2012 New York, NY Fax: jhorne@rosenlegal.com Laurence M Rosen Rosen Law Firm 355 South Grand Avenue Suite 2450 Los Angeles, CA Fax: lrosen@rosenlegal.com Solomon B Cera Gold Bennett Cera and Sidener 595 Market Street Suite 2300 San Francisco, CA Fax: scera@gbcslaw.com Thomas C Bright Gold Bennett Cera and Sidener 595 Market Street Suite 2300 San Francisco, CA Fax: tbright@gbcslaw.com

2 Plaintiff Colonel Nunzio Marabella Individually and on Behalf of All Others Similarly Situated TERMINATED: 03/16/2012 represented by Howard G Smith Law Offices of Howard G Smith 3070 Bristol Pike Suite 112 Bensalem, PA Fax: legul2010@aol.com Lionel Zevi Glancy Glancy Binkow and Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA Fax: lglancy@glancylaw.com Michael M Goldberg Glancy Binkow and Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA Fax: mmgoldberg@glancylaw.com Robert Vincent Prongay Glancy Binkow and Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA Fax: rprongay@glancylaw.com Plaintiff Perritt Emerging Opportunities Fund represented by Jonathan Richard Horne Laurence M Rosen Solomon B Cera Thomas C Bright

3 Plaintiff Universal Invest Quality SICAV TERMINATED: 03/16/2012 represented by Jonathan Richard Horne Laurence M Rosen Solomon B Cera Thomas C Bright Plaintiff Acerco SA represented by Jonathan Richard Horne Laurence M Rosen Solomon B Cera Thomas C Bright Plaintiff Antoine de Sejournet represented by Jonathan Richard Horne Laurence M Rosen Solomon B Cera Thomas C Bright

4 V Defendant China Intelligent Lighting and Electronics, Inc. represented by Timothy A Horton McKenna Long and Aldridge LLP 750 B Street, Suite 3300 San Diego, CA Fax: thorton@mckennalong.com TERMINATED: 03/27/2013 LEAD ATTORNEY Defendant Li Xuemei Defendant Kiu Kevin Jiang Defendant Wu Shilang Defendant Michael Askew Defendant Su Yang Defendant Ruxiang Niu TERMINATED: 03/16/2012 Defendant Zhang Hongfeng Defendant WestPark Capital, Inc. represented by Julie Elise Kamps WestPark Capital Financial Services LLC 1900 Avenue of the Stars Suite 310 Los Angeles, CA Fax: jkamps@wpcfs.com LEAD ATTORNEY Brandon Scott Reif Winget Spadafora & Schwartzberg LLP 1900 Avenue of the Stars Suite 450 Los Angeles, CA 90067

5 Fax: TERMINATED: 08/09/2013 Christina Z Vourakis Winget Spadafora and Schwartzberg LLP 1900 Avenue of the Stars, Suite 450 Los Angeles, CA Fax: Jay S Auslander Wilk Auslander LLP 1515 Broadway 43rd Floor New York, NY Fax: jauslander@wilkauslander.com Jennifer J Moon Wilson Elser Moskowitz Edelman and Dicker 555 South Flower Street Suite 2900 Los Angeles, CA Fax: jennifer.moon@wilsonelser.com Joseph Zelmanovitz Wilk Auslander LLP 1515 Broadway 43rd Floor New York, NY Fax: jzelmanovitz@wilkauslander.com Julie Cilia Wilk Auslander LLP 1515 Broadway 43rd Floor New York, NY Fax: jcilia@wilkauslander.com Matthew Clark Bures Dongell Lawrence Finney LLP

6 707 Wilshire Boulevard 45th Floor Los Angeles, CA Fax: TERMINATED: 06/21/2012 Natalie Shkolnik Wilk Auslander LLP 1515 Broadway 43rd Floor New York, NY Fax: Defendant Rodman and Renshaw, LLC represented by Jay S Auslander Joseph Zelmanovitz Julie Cilia Matthew Clark Bures Natalie Shkolnik Defendant Richard A. Rappaport represented by Julie Elise Kamps LEAD ATTORNEY Brandon Scott Reif TERMINATED: 08/09/2013 Christina Z Vourakis

7 Jay S Auslander Jennifer J Moon Matthew Clark Bures TERMINATED: 06/21/2012 Natalie Shkolnik Defendant Anthony C. Pintsopoulos TERMINATED: 03/16/2012 represented by Matthew Clark Bures LEAD ATTORNEY Jay S Auslander Natalie Shkolnik Defendant John Borer TERMINATED: 09/05/2012 represented by Matthew Clark Bures LEAD ATTORNEY Jay S Auslander Natalie Shkolnik Defendant Edward Rubin represented by Matthew Clark Bures

8 TERMINATED: 09/05/2012 LEAD ATTORNEY Jay S Auslander Natalie Shkolnik Defendant David Horin TERMINATED: 02/16/2012 represented by Matthew Clark Bures LEAD ATTORNEY Jay S Auslander Natalie Shkolnik Defendant MaloneBailey LLP represented by Michael J Niborski Pryor Cashman LLP 1801 Century Park East 24th Floor Los Angeles, CA Fax: mniborski@pryorcashman.com TERMINATED: 01/20/2012 LEAD ATTORNEY Bryan T Mohler Pryor Cashman LLP 7 Times Square New York, NY Fax: bmohler@pryorcashman.com TERMINATED: 01/20/2012 David S Eisen

9 Wilson Elser Moskowitz Edelman & Dicker L.L.P. 555 South Flower Street Suite 2900 Los Angeles, CA Fax: Jennifer J Moon Lisa M Buckley Pryor Cashman LLP 410 Park Avenue 10th Floor New York, NY Fax: lbuckley@pryorcashman.com TERMINATED: 01/20/2012 Patricia Ann Golson Wilson Elser Moskowitz Edelman and Dicker LLP 555 South Flower Street Suite 2900 Los Angeles, CA Fax: patricia.golson@wilsonelser.com Patrick Michael Kelly Wilson Elser Moskowitz Edelman & Dicker LLP 555 South Flower Street Suite 2900 Los Angeles, CA Fax: patrick.kelly@wilsonelser.com Defendant Kempisty & Company, P.C. represented by Brett Linden McClure Reed Smith LLP 355 South Grand Avenue Suite 2900 Los Angeles, CA Fax: bmcclure@reedsmith.com

10 Elizabeth Graham Minerd Reed Smith LLP 355 South Grand Avenue Suite 2900 Los Angeles, CA Fax: James C McMillin McAfee & Taft PC 211 North Robinson 10th Floor Oklahoma City, OK Fax: James.McMillin@mcafeetaft.com Jennifer J Moon John D Stiner McAfee & Taft PC 211 North Robinson 10th Floor Oklahoma City, OK Fax: John.Stiner@mcafeetaft.com Defendant China Intelligent Lighting and Electronics, Inc. formerly known as SRKP 22, Inc represented by Timothy A Horton McKenna Long and Aldridge LLP 4435 Eastgate Mall Suite 400 San Diego, CA Fax: thorton@mckennalong.com TERMINATED: 03/27/2013 LEAD ATTORNEY Defendant China Intelligent Electronic Holding Limited (BVI) Defendant Hyundai Light & Electric (HZ) Co. Ltd (China WFOE) Defendant

11 Korea Hyundai Light & Electric (International) Holdings Limited (Hong Kong) Cross Claimant WestPark Capital, Inc. represented by Julie Elise Kamps LEAD ATTORNEY Brandon Scott Reif TERMINATED: 08/09/2013 Christina Z Vourakis Jay S Auslander Jennifer J Moon Joseph Zelmanovitz Julie Cilia Matthew Clark Bures TERMINATED: 06/21/2012 Natalie Shkolnik Cross Claimant Richard A. Rappaport represented by Julie Elise Kamps LEAD ATTORNEY Brandon Scott Reif

12 TERMINATED: 08/09/2013 Christina Z Vourakis Jay S Auslander Matthew Clark Bures TERMINATED: 06/21/2012 Natalie Shkolnik V Cross Defendant Kempisty & Company, P.C. TERMINATED: 08/14/2013 represented by Brett Linden McClure Elizabeth Graham Minerd James C McMillin John D Stiner Cross Defendant MaloneBailey LLP TERMINATED: 08/14/2013 represented by Michael J Niborski TERMINATED: 01/20/2012 LEAD ATTORNEY Bryan T Mohler TERMINATED: 01/20/2012 David S Eisen

13 Jennifer J Moon Lisa M Buckley TERMINATED: 01/20/2012 Patricia Ann Golson Patrick Michael Kelly Cross Claimant WestPark Capital, Inc. represented by Julie Elise Kamps LEAD ATTORNEY Brandon Scott Reif TERMINATED: 08/09/2013 Christina Z Vourakis Jay S Auslander Joseph Zelmanovitz Julie Cilia Matthew Clark Bures TERMINATED: 06/21/2012 Natalie Shkolnik

14 Cross Claimant Richard A. Rappaport represented by Julie Elise Kamps LEAD ATTORNEY Brandon Scott Reif TERMINATED: 08/09/2013 Christina Z Vourakis Jay S Auslander Jennifer J Moon Matthew Clark Bures TERMINATED: 06/21/2012 Natalie Shkolnik V Cross Defendant China Intelligent Lighting and Electronics, Inc. Cross Defendant Kempisty & Company, P.C. TERMINATED: 08/14/2013 represented by Timothy A Horton TERMINATED: 03/27/2013 LEAD ATTORNEY represented by Brett Linden McClure Elizabeth Graham Minerd James C McMillin

15 Jennifer J Moon John D Stiner Cross Defendant MaloneBailey LLP TERMINATED: 08/14/2013 represented by Michael J Niborski TERMINATED: 01/20/2012 LEAD ATTORNEY Bryan T Mohler TERMINATED: 01/20/2012 David S Eisen Jennifer J Moon Lisa M Buckley TERMINATED: 01/20/2012 Patricia Ann Golson Patrick Michael Kelly Date Filed 04/01/2011 # Docket Text 1 CLASS ACTION COMPLAINT against Defendants Michael Askew, China Intelligent Lighting and Electronics, Inc., Zhang Hongfeng, Kiu Kevin Jiang, Ruxiang Niu, Rodman and Renshaw, LLC, Wu Shilang, WestPark Capital, Inc., Li Xuemei, Su Yang.Case assigned to Judge Philip S. Gutierrez for all further proceedings. Discovery referred to Magistrate Judge Suzanne H. Segal.(Filing fee $ 350:PAID) Jury Demanded., filed by plaintiff Michael Stern.(ghap) Modified on 4/5/2011 (ghap). (mg). (Entered: 04/05/2011) 04/01/ DAY Summons Issued re Complaint - (Discovery) 1 as to Defendants Michael Askew, China Intelligent Lighting and Electronics, Inc., Zhang Hongfeng, Kiu Kevin Jiang, Ruxiang Niu, Rodman and Renshaw, LLC, Wu Shilang, WestPark Capital, Inc., Li

16 Xuemei, Su Yang. (ghap) (Entered: 04/05/2011) 04/01/ CERTIFICATION AND NOTICE of Interested Parties filed by Plaintiff Michael Stern. (ghap) (mg). (Entered: 04/05/2011) 04/06/ STANDING ORDER regarding Newly Assigned Cases (See document for further details) by Judge Philip S. Gutierrez. (ir) (Entered: 04/07/2011) 05/31/ NOTICE OF MOTION AND MOTION for Appointment of Counsel andfor Appointment of the Perritt Emerging Opportunities Fund as Lead Plaintiff filed by plaintiff Michael Stern. Motion set for hearing on 7/11/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order)(Bright, Thomas) (Entered: 05/31/2011) 05/31/ MEMORANDUM in Support of MOTION for Appointment of Counsel andfor Appointment of the Perritt Emerging Opportunities Fund as Lead Plaintiff 4 filed by Plaintiff Michael Stern. (Bright, Thomas) (Entered: 05/31/2011) 05/31/ DECLARATION of Thomas C. Bright in support of MOTION for Appointment of Counsel and for Appointment of the Perritt Emerging Opportunities Fund as Lead Plaintiff 4 filed by Plaintiff Michael Stern. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Bright, Thomas) (Entered: 05/31/2011) 05/31/ NOTICE OF MOTION AND MOTION for Appointment of Counsel and Lead Plaintiff by de Sejournet Funds ( Motion set for hearing on 7/11/2011 at 01:30 PM before Judge Philip S. Gutierrez.), MOTION to Consolidate Cases filed by Movant Michael Stern. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 05/31/2011) 05/31/ MEMORANDUM in Support of MOTION for Appointment of Counsel and Lead Plaintiff by de Sejournet Funds MOTION to Consolidate Cases 7 filed by Plaintiff Michael Stern. (Rosen, Laurence) (Entered: 05/31/2011) 05/31/ DECLARATION of Laurence Rosen in Support of MOTION for Appointment of Counsel and Lead Plaintiff by de Sejournet Funds MOTION to Consolidate Cases 7 filed by Plaintiff Michael Stern. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Rosen, Laurence) (Entered: 05/31/2011) 06/20/ STIPULATION for Order for Appointment of Lead Plaintiffs and Approval of Lead Counsel filed by plaintiff Michael Stern. (Attachments: # 1 Proposed Order)(Cera, Solomon) (Entered: 06/20/2011) 06/22/ PROOF OF SERVICE Executed by Plaintiff Michael Stern, upon Defendant China Intelligent Lighting and Electronics, Inc. served on 6/21/2011, answer due 7/12/2011. Service of the Summons and Complaint were executed upon Paul Matthews, Process Agent of Corporation in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 06/22/2011) 06/22/ PROOF OF SERVICE Executed by Plaintiff Michael Stern, upon Defendant Rodman and Renshaw, LLC served on 6/22/2011, answer due 7/13/2011. Service of the Summons and Complaint were executed upon Karen Clynes, Assistant to CEO in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 06/22/2011) 07/05/ PROOF OF SERVICE Executed by Plaintiff Michael Stern, upon Defendant WestPark Capital, Inc. served on 6/28/2011, answer due 7/19/2011. Service of the Summons and Complaint were executed upon Cynthia Aragon, General Counsel in compliance with Federal Rules of Civil Procedure by service on a domestic corporation, unincorporated association, or public entity. Original Summons returned. (Rosen, Laurence) (Entered: 07/05/2011)

17 07/07/ ORDER APPOINTING LEAD PLAINTIFFS AND Approving Selection of Co-Lead Counsel Pursuant To The Private Securities Litigation Reform Act of 1995 by Judge Philip S. Gutierrez, re Stipulation 10 : Pursuant to the Stipulation of the two lead plaintiff applicants on file herein, it is HEREBY ORDERED that Perritt Emerging Opportunities Fund, and Universal Invest Quality SICAV, Acerco SA, and Antoine de Sejournet (collectively, the de Sejournet Funds") are appointed Co-Lead Plaintiffs pursuant to 15 U.S.C. 77z-1(a)(3)(B)(i) and 15 U.S.C. 78u-4a(3)(B)(i). It is further HEREBY ORDERED that Gold Bennett Cera & Sidener LLP and the Rosen Law Firm P.A. are appointed Co-Lead Counsel pursuant to 15 U.S.C. 77z-1(a)(3)(B)(v) and 15 U.S.C. 78u-4(a)(3)(B)(v). It is further HEREBY ORDERED that the actions captioned above are consolidated for all purposes pursuant to Rule 42(a) of the Federal Rules of Civil Procedure and that this litigation shall henceforth be captioned "In re China Intelligent Lighting and Electronics, Inc. Securities Litigation," and shall be maintained under Master File No. 2:11-cv PSG (SSx). It is further HEREBY ORDERED that Lead Plaintiffs shall file a consolidated amended complaint within sixty (60) days of the date of this Order. (bm) (Entered: 07/07/2011) 07/25/ APPLICATION for attorney Jay S. Auslander to Appear Pro Hac Vice(PHV Fee of $275 receipt number paid.) filed by Defendant Rodman and Renshaw, LLC., and WestPark Capital Inc. (Attachments: # 1 Proposed Order on Application of Non- Resident Attorney to Appear in a Specific Case)(Bures, Matthew). (Entered: 07/25/2011) 07/25/ APPLICATION for attorney Natalie Shkolnik to Appear Pro Hac Vice(PHV Fee of $275 receipt number paid.) filed by Defendant Rodman and Renshaw, LLC., and WestPark Capital, Inc. (Attachments: # 1 Proposed Order on Application of Non- Resident Attorney to Appear in a Specific Case)(Bures, Matthew). (Entered: 07/25/2011) 07/25/ APPLICATION for attorney Joseph Zelmanovitz to Appear Pro Hac Vice(PHV Fee of $275 receipt number paid.) filed by Defendant Rodman and Renshaw, LLC. and Westpark Capital, Inc. (Attachments: # 1 Proposed Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Bures, Matthew) (Entered: 07/25/2011) 07/25/ APPLICATION for attorney Julie Cilia to Appear Pro Hac Vice(PHV Fee of $275 receipt number paid.) filed by Defendant Rodman and Renshaw, LLC.and Westpark Capitol, Inc. (Attachments: # 1 Proposed Order on Application of Non- Resident Attorney to Appear in a Specific Case)(Bures, Matthew). (Entered: 07/25/2011) 07/26/ STIPULATION for Extension of Time to File Answer to Forty-five (45) days after the date that the Consolidated Complaint is filed re Order, Set/Clear Flags, Create Related Case Association,,,,,,,,,,,,,,, 14, STIPULATION for Extension of Time to File Response and Reply filed by Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order Establishing Briefing Schedule for Defendants to Respond to Plaintiffs Complaint)(Bures, Matthew) (Entered: 07/26/2011) 07/27/ ORDER by Judge Philip S. Gutierrez: granting 17 Application to Appear Pro Hac Vice by Attorney Joseph Zelmanovitz on behalf of Defendants Rodman & Renshaw, LLC and WestPark Capital, Inc., designating Matthew Clark Bures as local counsel. (lt) (Entered: 07/28/2011) 07/27/ ORDER by Judge Philip S. Gutierrez: granting 15 Application to Appear Pro Hac Vice by Attorney Jay S. Auslander on behalf of Defendants Rodman & Renshaw, LLC and WestPark Capital, Inc., designating Matthew Clark Bures as local counsel. (lt) (Entered: 07/28/2011) 07/27/ ORDER by Judge Philip S. Gutierrez: granting 16 Application to Appear Pro Hac Vice by Attorney Natalie Shkolnik on behalf of Defendants Rodman & Renshaw, LLC and

18 WestPark Capital, Inc., designating Matthew Clark Bures as local counsel. (lt) (Entered: 07/28/2011) 07/27/ ORDER by Judge Philip S. Gutierrez: granting 18 Application to Appear Pro Hac Vice by Attorney Julie Cilia on behalf of Defendants Rodman & Renshaw, LLC and WestPark Capital, Inc., designating Matthew Clark Bures as local counsel. (lt) (Entered: 07/28/2011) 07/28/ ORDER by Judge Philip S. Gutierrez, pursuant to Stipulation 19, Defendants shall have no obligation to file any response to the Complaint; The deadline for Defendants to answer, move to dismiss, or otherwise respond to Plaintiffs' Consolidated Complaint shall be extended to forty-five (45) days after the date that the Consolidated Complaint is filed. Should Defendants move to dismiss the Complaint, the deadline for Plaintiffs to oppose Defendants' Motion to Dismiss shall be extended to forty-five (45) days after the date on which Defendants' Motion to Dismiss is filed. The deadline for Defendants to Reply to Plaintiffs' Opposition shall be extended to thirty (30) days after the date on which Plaintiffs' Opposition is filed. (ir) (Entered: 07/29/2011) 08/01/ NOTICE of Change of Attorney Information for attorney Laurence M Rosen counsel for Plaintiff Michael Stern. Changing Address to 355 South Grand Avenue, Suite 2450, Los Angeles, California Filed by Plaintiff Michael Stern (Rosen, Laurence) (Entered: 08/01/2011) 08/22/ NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant RODMAN & RENSHAW, LLC and WESTPARK CAPITAL, INC. [re Joseph Zelmanovitz] (Bures, Matthew) (Entered: 08/22/2011) 09/06/ CONSOLIDATED CLASS ACTION COMPLAINT FOR VIOLATION OF THE SECURITIES LAWS related to: Complaint 1, filed by plaintiffs Colonel Nunzio Marabella, Michael Stern. (bm) (Additional attachment(s) added on 9/27/2011: # 1 Summons on Consolidated Amended Complaint) (bm). (Entered: 09/08/2011) 09/06/ ORIGINAL SUMMONS ON CONSOLIDATED AMENDED COMPLAINT RETURNED filed by Plaintiffs Colonel Nunzio Marabella, Michael Stern. (bm) Modified on 9/23/2011 (bm). (Entered: 09/13/2011) 09/06/ DAY Summons Issued re Consolidated Amended Complaint, 27 as to Defendants Michael Askew, John Borer, China Intelligent Lighting and Electronics, Inc., Zhang Hongfeng, David Horin, Kiu Kevin Jiang, Kempisty & Company, P.C., MaloneBailey LLP, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, Wu Shilang, WestPark Capital, Inc., Li Xuemei, Su Yang. (bm) (Entered: 09/27/2011) 09/14/ NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant WESTPARK CAPITAL, INC. and RODMAN & RENSHAW, LLC (Attorney Jay S. Auslander) (Bures, Matthew) (Entered: 09/14/2011) 09/14/ NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant WESTPARK CAPITAL, INC. and RODMAN & RENSHAW, LLC (Attorney Julie Cilia) (Bures, Matthew) (Entered: 09/14/2011) 09/14/ NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant WESTPARK CAPITAL, INC. and RODMAN & RENSHAW, LLC (Attorney Joseph Zelmanovitz) (Bures, Matthew) (Entered: 09/14/2011)

19 09/14/ NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant WESTPARK CAPITAL, INC. and RODMAN & RENSHAW, LLC (Attorney Natalie Shkolnik) (Bures, Matthew) (Entered: 09/14/2011) 09/20/ REQUEST for Clerk to Enter Default against defendant China Intelligent Lighting and Electronics, Inc. filed by Plaintiff Michael Stern. (Rosen, Laurence) (Entered: 09/20/2011) 09/21/ NOTICE OF DEFICIENCY Re: REQUEST for Clerk to Enter Default against defendant China Intelligent Lighting and Electronics, Inc. 33. The Clerk cannot enter the requested relief as No declaration as required by F.R.Civ.P 55(a), affidavit or declaration must state that defendant is not a minor, incompetent, or member of the military. Requesting party shall file a new Request/Application with noted deficiencies corrected in order to have default reconsidered. (bm) (Entered: 09/21/2011) 09/21/ AMENDED DOCUMENT filed by Plaintiff Michael Stern. Amendment to Service of Summons and Complaint Returned Executed (21 days), Service of Summons and Complaint Returned Executed (21 days) 11 Amended to include signature sheet of licensed process server (Rosen, Laurence) (Entered: 09/21/2011) 09/21/ Corrected REQUEST for Clerk to Enter Default against defendant China Intelligent Lighting and Electronics, Inc. filed by Plaintiff Michael Stern. (Attachments: # 1 Declaration of Laurence Rosen)(Rosen, Laurence) (Entered: 09/21/2011) 09/22/ DEFAULT BY CLERK ENTERED as to *Defendant China Intelligent Lighting and Electronics, Inc.* (bm) (Entered: 09/22/2011) 09/27/ NOTICE OF CLERICAL ERROR: Due to clerical error, the following docket entry has been corrected as indicated below Re: Original Summons Returned 28, Filed Date: 9/6/11. Other: document should have been attached to the consolidated amended complaint and docket entry of summons issued should have been made. (bm) (Entered: 09/27/2011) 09/27/ PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant MaloneBailey LLP served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon John Kruger Auditor in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011) 09/27/ PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant Kempisty & Company, P.C. served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon Auditor as successor-in-interest in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011) 09/27/ PROOF OF SERVICE Executed by Defendant Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant Anthony C. Pintsopoulos served on 9/21/2011, answer due 10/12/2011. in compliance with Federal Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011) 09/27/ PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant Richard A. Rappaport served on 9/21/2011, answer due 10/12/2011. in compliance with Federal

20 Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011) 09/27/ PROOF OF SERVICE Executed by Plaintiff Michael Stern, Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant David Horin served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon Amanda Rattan - Administrative Assistant in compliance with Federal Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011) 09/27/ PROOF OF SERVICE Executed by Plaintiff Michael Stern, Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant John Borer served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon Amanda Rattan - Administrative Assistant in compliance with Federal Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011) 09/27/ PROOF OF SERVICE Executed by Plaintiff Michael Stern, Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant Edward Rubin served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon Amanda Rattan - Administrative Assistant in compliance with Federal Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011) 09/27/ STIPULATION to Set Aside Default as to China Intelligent Lighting And Electronics, Inc. filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proposed Order, # 2 Proof of Service)(Horton, Timothy) (Entered: 09/27/2011) 09/28/ STIPULATION for Extension of Time to File Answer to October 21, 2011 re Consolidated Complaint, 27 filed by Defendants John Borer, David Horin, MaloneBailey LLP, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order Establishing Briefing Schedule for Defendants to Respond to Plaintiffs' Consolidated Complaint)(Bures, Matthew) (Entered: 09/28/2011) 09/29/ ORDER by Judge Philip S. Gutierrez, pursuant to Stipulation 47. The deadline for the Individual Defendants and Malone Bailey to answer, move to dismiss, or otherwise respond to Plaintiffs Consolidated Complaint shall be extended to forty-five (45) days after the date that the Consolidated Complaint was filed. Should the Individual Defendants and/or Malone Bailey move todismiss Plaintiffs Consolidated Complaint, the deadline for Plaintiffs to oppose the Motion(s) to Dismiss shall be extended to forty-five (45) days after the date on which the Individual Defendants or Malone Baileys Motion(s) to Dismiss is/are filed. The deadline for the Individual Defendants and Malone Bailey to Reply to Plaintiffs Opposition shall be extended to thirty (30) days after the date on which Plaintiffs Opposition(s) is/are filed. (ir) (Entered: 09/29/2011) 09/29/ ORDER by Judge Philip S. Gutierrez, re Stipulation to Set Aside Default on Defendant China Intelligent Lighting and Electronics, Inc. 46, 1. The default against Defendant shall be set aside. 2. The deadline for Defendant to answer, move to dismiss, or otherwise respond to Plaintiffs' Consolidated Complaint shall be extended to 45 days after the date that the Consolidated Complaint was filed, up to Friday, October 21, Should Defendant move to dismiss the Complaint, the deadline for Plaintiffs to oppose Defendant's Motion to Dismiss shall be extended to 45 days after the date on which Defendant's Motion to Dismiss is filed; and 4. The deadline for Defendant to Reply to

21 Plaintiffs' Opposition shall be extended to 30 days after the date on which Plaintiffs' Opposition is filed. (lw) (Entered: 10/19/2011) 10/05/ NOTICE of Appearance filed by attorney Michael J Niborski on behalf of Defendant MaloneBailey LLP (Niborski, Michael) (Entered: 10/05/2011) 10/21/ NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 11/21/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Request for Judicial Notice, # 3 Exhibit A-C, # 4 Exhibit D-I, # 5 Proposed Order, # 6 Notice of Interested Parties, # 7 Certificate of Service)(Horton, Timothy) **STRICKEN PURSUANT TO ORDER FILED 10/25/11** Modified on 10/25/2011 (ir). (Entered: 10/21/2011) 10/21/ NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant MaloneBailey LLP. Motion set for hearing on 12/5/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Declaration, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C-1, # 6 Exhibit C-2, # 7 Exhibit C-3)(Niborski, Michael) ***DOCUMENT IS STRICKEN PURSUANT TO COURT ORDER DATED 12/2/11, DOCUMENT 86.*** Modified on 12/2/2011 (bm). (Entered: 10/21/2011) 10/21/ NOTICE OF MOTION AND MOTION to Dismiss Lead Plaintiffs Consolidated Complaint (Memorandum of Points and Authorities in Support Thereof) filed by DEFENDANTS John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Motion set for hearing on 11/21/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order Granting Motion to Dismiss Lead Plaintiffs Consolidated Complaint of Defendants Westpark Capital, Inc., Richard A. Rappaport, Anthony C. Pintsopoulos, Rodman & Renshaw, LLC, John Borer, Edward Rubin and David Horin)(Bures, Matthew) *STRICKEN PURSUANT TO ORDE FILED 10/25/11**Modified on 10/25/2011 (ir). (Entered: 10/21/2011) 10/21/ Certification and Notice of Interested Parties [Rodman & Renshaw, LLC] filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. (Bures, Matthew) (Entered: 10/21/2011) 10/21/ Certification and Notice of Interested Parties [WestPark Capital, Inc. & Richard Rappaport] filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. (Bures, Matthew) (Entered: 10/21/2011) 10/24/ Certification and Notice of Interested Parties [Rodman & Renshaw, LLC] filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. (Bures, Matthew) (Entered: 10/24/2011) 10/24/ NOTICE OF MOTION AND MOTION to AMEND MOTION to Dismiss Case 51 filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Horton, Timothy) (Entered: 10/24/2011) 10/24/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION to Dismiss Plaintiff's complaint 51. The following error was found: Request for Judicial Notice and Certification of Interested Parties shall both be filed as separate documents not attachments using correct events. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3)

22 take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/24/2011) 10/24/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Certificate of Interested Parties 54, 55. The following error was found: Incorrect event selected. The correct event is: Other Filings - Notices - Certificate of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/24/2011) 10/24/ NOTICE OF MOTION AND Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] filed by DEFENDANTS John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order Granting Amended Motion to Dismiss Lead Plaintiffs Consolidated Complaint of Defendants Westpark Capital, Inc., Richard A. Rappaport, Anthony C. Pintsopoulos, Rodman & Renshaw, LLC, John Borer, Edward Rubin and David Horin)(Bures, Matthew) (Entered: 10/24/2011) 10/25/ NOTICE OF MOTION re MOTION to Dismiss Case 52 filed by Defendant MaloneBailey LLP. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Niborski, Michael) ***DOCUMENT IS STRICKEN PURSUANT TO COURT ORDER DATED 10/26/11, DOCUMENT 71.*** Modified on 10/27/2011 (bm). (Entered: 10/25/2011) 10/25/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Certificate and Notice of Interested Parties 56. The following error was found: Incorrect event selected. The correct event is: Other Filings - Notices- Certificate of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/25/2011) 10/25/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Amended Notices of Motion to dismiss 51 57, 60. The following errors were found: Incorrect event selected. The correct event is: Motion and Related Filings - Responses/Replies - Notice of Motion. Documents appear to only be amending the hearing date, not amending the actual motion or submitting a Motion to amend. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/25/2011) 10/25/ ORDER by Judge Philip S. Gutierrez: the following document be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: MOTION to Dismiss plaintiff's complaint 51, for the following reasons: Hearing information is missing, incorrect or not timely. November 21, 2011 hearing date is closed. (ir) (Entered: 10/25/2011) 10/25/ ORDER by Judge Philip S. Gutierrez: the following document be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: MOTION to Dismiss Lead Plaintiffs Consolidated Complaint 53, for the following reasons: Hearing information is missing, incorrect or not timely. (ir) (Entered: 10/25/2011)

23 10/26/ ANSWER to Consolidated Complaint, 27 with JURY DEMAND filed by DEFENDANT Kempisty & Company, P.C..(Minerd, Elizabeth) (Entered: 10/26/2011) 10/26/ CORPORATE DISCLOSURE STATEMENT filed by Defendant Kempisty & Company, P.C. (Minerd, Elizabeth) (Entered: 10/26/2011) 10/26/ CERTIFICATION OF INTERESTED ENTITIES OR PERSONS of Interested Parties filed by DEFENDANT Kempisty & Company, P.C., (Minerd, Elizabeth) (Entered: 10/26/2011) 10/26/ CERTIFICATE OF SERVICE filed by DEFENDANT Kempisty & Company, P.C., re Certificate/Notice of Interested Parties 68, Corporate Disclosure Statement 67, Answer to Complaint (Discovery) 66 served on 10/26/11. (Minerd, Elizabeth) (Entered: 10/26/2011) 10/26/ ORDER TO STRIKE ELECTRONICALLY FILED DOCUMENTS by Judge Philip S. Gutierrez: the following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Motion to Dismiss 61, for the following reasons: Other: Document is actually a Notice Amending the hearing date which is not permitted. The entire motion must be re-electronically filed and a hard copy delivered to Courtroom 880. (bm) (Entered: 10/27/2011) 10/27/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Amended Notice of Motion to dismiss 61. The following error was found: Proposed order was not submitted as a separate attachment. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/27/2011) 10/27/ JOINDER in Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof]Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] 60, MOTION to Dismiss Case 52 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Horton, Timothy) (Entered: 10/27/2011) 10/27/ NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant MaloneBailey LLP. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Declaration of Michael J. Niborski, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C-1, # 6 Exhibit C-2, # 7 Exhibit C-3, # 8 Proposed Order)(Niborski, Michael) (Entered: 10/27/2011) 11/02/ APPLICATION for attorney Bryan T. Mohler to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) filed by Defendant MaloneBailey LLP. (Attachments: # 1 Certificate of Good Standing, # 2 Proposed Order)(Niborski, Michael) (Entered: 11/02/2011) 11/02/ ORDER SETTING SCHEDULING CONFERENCE by Judge Philip S. Gutierrez: This matter is set for a scheduling conference on February 27, 2012 at 2:00 p.m.the Conference will be held pursuant to F.R.Civ. P. 16(b). The parties are reminded of their obligations to disclose information and confer on a discovery plan not later than 21 days prior to the scheduling conference, and to file a joint statement with the Court not later than 14 days after they confer, as required by F.R. Civ.P. 26 and the Local Rules of this Court. In their F.R.Civ. P. 26(f) Report, the parties shall indicate whether they have agreed to participate in the Courts ADR Program, to private mediation or, upona showing

24 of good cause, to a Magistrate Judge for a settlement conference. Failure to comply may lead to the imposition of sanctions. (ir) (Entered: 11/02/2011) 11/03/ NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Declaration of Peter Z. Stockburger, # 3 Proposed Order, # 4 Certificate of Service)(Horton, Timothy) (Entered: 11/03/2011) 11/03/ DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.S REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF MOTION TO DISMISS PLAINTIFFS COMPLAINT re MOTION to Dismiss Case 76 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A-C, # 2 Exhibit D- I, # 3 Certificate of Service)(Horton, Timothy) (Entered: 11/03/2011) 11/03/ NOTICE of Interested Parties filed by Defendant China Intelligent Lighting and Electronics, Inc., identifying China Intelligent Lighting And Electronics, Inc.; Perritt Emerging Opportunities Fund; Universal Invest Quality SICAV; Acerco SA; Antoine de Sejournet; Alleged absent class members; Unnamed shareholders in China Intelligent Lighting And Electronics, Inc.. (Attachments: # 1 Certificate of Service)(Horton, Timothy) (Entered: 11/03/2011) 11/04/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Request for Judicial Notice 77. The following error(s) was found: Incorrect event selected. The correct event is: Requests-For Judicial Notice. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 11/04/2011) 11/04/ ORDER by Judge Philip S. Gutierrez: granting 74 Application to Appear Pro Hac Vice by Attorney Bryan T. Mohler on behalf of Defendant MaloneBailey LLP, designating Michael J. Niborski as local counsel. (lt) (Entered: 11/07/2011) 11/08/ NOTICE OF MOTION AND MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY OBTAIN CURRENT INFORMATION TO SERVE INDIVIDUAL DEFENDANTS WITH THE SUMMONS AND COMPLAINT; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. Motion set for hearing on 12/19/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order)(Rosen, Laurence) **STRICKEN PURSUANT TO ORDER FILED 11/15/11** Modified on 11/16/2011 (ir). (Entered: 11/08/2011) 11/08/ DECLARATION of Laurence Rosen in support of MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA

25 INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY 81 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Rosen, Laurence) **STRICKEN PURSUANT TO ORDER FILED 11/15/11**Modified on 11/16/2011 (ir). (Entered: 11/08/2011) 11/15/ ORDER by Judge Philip S. Gutierrez: the following documents be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Motion for leave to effect service on Individual Defendants 81, Declaration (Motion related) 82, for the following reasons: The December 19th hearing date is closed. (ir) (Entered: 11/16/2011) 11/16/ NOTICE OF MOTION AND MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY OBTAIN CURRENT INFORMATION TO SERVE INDIVIDUAL DEFENDANTS WITH THE SUMMONS AND COMPLAINT; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 11/16/2011) 11/16/ DECLARATION of Laurence Rosen in support of MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY 84 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Rosen, Laurence) (Entered: 11/16/2011) 12/02/ ORDER TO STRIKE ELECTRONICALLY FILED DOCUMENTS by Judge Philip S. Gutierrez: the following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: MOTION to Dismiss Case 52, for the following reasons: Other: Defendant MALONEBAILEY, LLP filed a duplicative motion on October 27, 2011 [doc.73], which is presently set for hearing on January 23, (bm) (Entered: 12/02/2011) 12/05/ MEMORANDUM in Opposition to MOTION to Dismiss Case 73 to Defendant MaloneBailey's Motion to Dismiss the Consolidated Class Action Complaint filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Bright, Thomas) (Entered: 12/05/2011) 12/05/ MEMORANDUM in Opposition to MOTION to Dismiss Case 76 Lead Plaintiffs'

26 Memorandum in Opposition to the GIL and Underwriter Defendants' Motions to Dismiss filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Bright, Thomas) (Entered: 12/05/2011) 12/05/ DECLARATION of Thomas C. Bright in opposition to MOTION to Dismiss Case 76 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Bright, Thomas) (Entered: 12/05/2011) 12/07/ APPLICATION for attorney John D. Stiner to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) filed by defendant Kempisty & Company, P.C.. (Minerd, Elizabeth) (Entered: 12/07/2011) 12/07/ APPLICATION for attorney James C. McMillin to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) filed by defendant Kempisty & Company, P.C.. (Minerd, Elizabeth) (Entered: 12/07/2011) 12/07/ APPLICATION for attorney Lisa M. Buckley to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) filed by Defendant MaloneBailey LLP. (Attachments: # 1 Proposed Order)(Niborski, Michael) (Entered: 12/07/2011) 12/08/ NOTICE OF LODGING filed [Proposed] Order re APPLICATION for attorney John D. Stiner to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) 90 (Minerd, Elizabeth) (Entered: 12/08/2011) 12/08/ NOTICE OF LODGING filed [Proposed] Order re APPLICATION for attorney James C. McMillin to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) 91 (Minerd, Elizabeth) (Entered: 12/08/2011) 12/09/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: [Proposed] Orders 93, 94. The following error(s) was found: Other error(s) with document(s) are specified below. Other error(s) with document(s): Stand-alone proposed orders should be e-filed by submitting Notices of Lodging with the separate, additional attachment of the proposed orders. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 12/09/2011) 12/12/ ORDER by Judge Philip S. Gutierrez: granting 90 Application to Appear Pro Hac Vice by Attorney John D. Stiner on behalf of Defendant Kempisty & Company, designating Brett McClure as local counsel. (lt) (Entered: 12/13/2011) 12/12/ ORDER by Judge Philip S. Gutierrez: granting 91 Application to Appear Pro Hac Vice by Attorney James C. McMillin on behalf of Defendant Kempisty & Company, designating Brett McClure as local counsel. (lt) (Entered: 12/13/2011) 12/12/ ORDER by Judge Philip S. Gutierrez denying APPLICATION for attorney Lisa M. Buckley to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) 92 by Lisa M Buckley to appear on behalf of Defendant MaloneBailey LLP. (lt) (Entered: 12/13/2011) 12/21/ APPLICATION for attorney Lisa M. Buckley to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) filed by Defendant MaloneBailey LLP. (Attachments: # 1 Certificate of Good Standing for Lisa M. Buckley)(Niborski, Michael) (Entered: 12/21/2011) 12/21/ NOTICE OF LODGING filed of Proposed Order re APPLICATION for attorney Lisa M. Buckley to Appear Pro Hac Vice(PHV Fee of $325 receipt number paid.) 99 (Attachments: # 1 Proposed Order)(Niborski, Michael) (Entered: 12/21/2011)

27 12/23/ ORDER by Judge Philip S. Gutierrez: granting 99 Application to Appear Pro Hac Vice by Attorney Lisa M. Buckley on behalf of Defendants MaloneBailey LLP, designating Michael J. Niborski as local counsel. (lt) (Entered: 12/27/2011) 12/29/ /04/ OPPOSITION to MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY 84 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Horton, Timothy) (Entered: 12/29/2011) 103 REPLY In Support Of MOTION to Dismiss Case 76 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Horton, Timothy) (Entered: 01/04/2012) 01/04/ REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 76 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A and B)(Horton, Timothy) (Entered: 01/04/2012) 01/04/ REPLY in Support of MOTION to Dismiss Case 73 filed by Defendant MaloneBailey LLP. (Attachments: # 1 Reply Declaration of Michael J. Niiborski, # 2 Niborski Declaration Exhibit A, # 3 Niborski Declaration Exhibit B)(Niborski, Michael) (Entered: 01/04/2012) 01/04/ /09/ REPLY in Support of Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof]Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] 60 filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. (Bures, Matthew) (Entered: 01/04/2012) REPLY In support of a motion MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY 84 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Attachments: # 1 Declaration Horne Declaration)(Rosen, Laurence) (Entered: 01/09/2012)

28 01/18/ REQUEST to Substitute attorney Patrick M. Kelly in place of attorney Lisa M Buckley filed by Defendant MaloneBailey LLP. (Attachments: # 1 Proposed Order Order On Request for Approval of Substitution of Attorney)(Moon, Jennifer) (Entered: 01/18/2012) 01/19/ MINUTES (IN CHAMBERS) ORDER re DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S MOTION TO DISMISS PLAINTIFFS' COMPLAINT FILED (DOC. 57); DEFENDANTS' AMENDED MOTION TO DISMISS LEAD PLAINTIFFS' CONSOLIDATED COMPLAINT FILED (DOC. 60); DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S JOINDER TO CO-DEFENDANTS' MOTIONS TO DISMISS FILED (DOC. 72); DEFENDANT MALONEBAILEY, LLP.'S MOTION TO DISMISS CONSOLIDATED CLASS ACTION COMPLAINT FILED (DOC. 73); DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S MOTION TO DISMISS PLAINTIFFS' COMPLAINT FILED (DOC. 76); REQ FOR JUDICIAL NOTICE (DOC. 77); LEAD PLAINTIFFS AND ALL OTHERS SIMILARLY SITUATED MOTION TO 1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S REGISTERED AGENT OR COUNSEL; OR 2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY OBTAIN CURRENT INFORMATION TO SERVE INDIVIDUAL DEFENDANTS WITH THE SUMMONS AND COMPLAINT FILED (DOC. 84) by Judge Philip S. Gutierrez: Counsel are advised that the above-referenced motion(s) set for hearing on January 23, 2012 are taken Under Submission and off calendar. Accordingly, no appearance by counsel is necessary. The Court will issue a ruling after full consideration of the submitted pleadings. (bm) (Entered: 01/20/2012) 01/20/ ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by Judge Philip S. Gutierrez: granting 108 Request to Substitute Attorney. Added attorney Patrick Michael Kelly from Wilson, Elser, Moskowitz, Edelman and Dicker LLP for defendant MaloneBailey LLP and stead of Pryor Cashman LLP - Attorney Michael J Niborski; Lisa M Buckley and Bryan T Mohler terminated. (lw) (Entered: 01/23/2012) 01/23/ NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. (Bures, Matthew) (Entered: 01/23/2012) 02/14/ MINUTES (IN CHAMBERS) ORDER by Judge Philip S. Gutierrez GRANTING in part and DENYING in part 84 Plaintiffs' Motion To Effect Service or in the Alternative to Partially Lift Discovery Stay: For the foregoing reasons, Plaintiffs' motion is DENIED in part and GRANTED in part. The discovery stay is lifted for the limited purpose of allowing Plaintiffs to propound special interrogatories on CIL to ascertain the current address, government identification number, and employment status at CIL of Li Xuemei, Wu Shiliang, Kui "Kevin" Jiang, Michael Askew, Zhang Hongfeng, and Su Yang. (see document for further details) (bm) (Entered: 02/15/2012) 02/16/ MINUTES (IN CHAMBERS) ORDER GRANTING in part and DENYING in part Defendants' Motions to Dismiss by Judge Philip S. Gutierrez granting in part and denying in part 60 Motion to Dismiss Case; granting in part and denying in part 73 Motion to Dismiss Case; granting in part and denying in part 76 Motion to Dismiss Case: For the foregoing reasons, the Consolidated Amended Complaint is DISMISSED with leave to amend. Lead Plaintiffs have until March 16, 2012 to file an amended consolidated complaint or this action will be dismissed. In addition, John Borer, Edward

29 Rubin, and David Horin are DISMISSED from this action without prejudice. (see document for further details) (bm) (Entered: 02/16/2012) 02/21/ JOINT REPORT Rule 26(f) Discovery Plan filed by Defendant China Intelligent Lighting and Electronics, Inc... (Horton, Timothy) (Entered: 02/21/2012) 02/22/2012 IN CHAMBERS TEXT ONLY ENTRY by Judge Philip S. Gutierrez: Please be advised the Scheduling Conference is RESET for 6/18/2012 at 02:00 pm. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(wm) TEXT ONLY ENTRY (Entered: 02/22/2012) 03/16/ FIRST AMENDED COMPLAINT against defendants Michael Askew, John Borer, Zhang Hongfeng, Kiu Kevin Jiang, Kempisty & Company, P.C., MaloneBailey LLP, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, Wu Shilang, WestPark Capital, Inc., Li Xuemei, Su Yang, China Intelligent Lighting and Electronics, Inc., China Intelligent Electronic Holding Limited (BVI), Hyundai Light & Electric (HZ) Co. Ltd (China WFOE), Korea Hyundai Light & Electric (International) Holdings Limited (Hong Kong); Party Anthony C. Pintsopoulos, Michael Stern, Universal Invest Quality SICAV, Colonel Nunzio Marabella and Ruxiang Niu terminated amending Consolidated Complaint, 27, filed by plaintiffs Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund. (bm) (Entered: 03/23/2012) 04/09/ Joint STIPULATION for Extension of Time to File Response to Plaintiffs' First Amended Complaint filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proposed Order)(Horton, Timothy) (Entered: 04/09/2012) 04/10/ ORDER ESTABLISHING BRIEFING SCHEDULE FOR DEFENDANTS TO RESPOND TO PLAINTIFFS' FIRST AMENDED COMPLAINT re Stipulation for Extension of Time to File 116, by Judge Philip S. Gutierrez: IT IS ORDERED THAT: 1. The deadline for the Individual Defendants, MaloneBailey, CIL, Rodman, WestPark and Kempisty to answer, move to dismiss, move to strike or otherwise respond to Plaintiffs' First Amended Complaint shall be May 7, 2012, forty-five (45) days from March 23, 2012 when the First Amended Complaint was entered on the Court's ECF system and thereby served pursuant to General Order No , VII(A); 2. Should the Individual Defendants, MaloneBailey, CIL, Rodman, WestPark or Kempisy move to dismiss the First Amended Complaint, the deadline for Plaintiffs to oppose the motion(s) to dismiss shall be June 21, 2012, forty-five (45) days after the deadline on which the responsive motion(s) must be filed; 3. The deadlines for the Individual Defendants, MaloneBaily, CIL, Rodman, WestPark and Kempisty to reply to Plaintiffs' opposition(s) shall be July 23, 2012, thirty-three (33) days after the deadline on which Plaintiffs' opposition(s) must be filed. (bm) (Entered: 04/11/2012) 04/11/ NOTICE OF MOTION AND MOTION of Jay S. Auslander, Natalie Shkolnik, Joseph Zelmanovitz and Julie Cilia to Withdraw as Attorney of Record for Defendants Westpark Capital, Inc., Richard A. Rappaport, and Anthony C. Pintsopoulos; Memorandum of Points and Authorities in Support of Motion filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Motion set for hearing on 6/4/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Declaration (Partially Redacted Declaration) of Jay S. Auslander in Support of Motion to Withdraw as Counsel of Record, # 2 Proposed Order Terminating Wilk Auslander LLP as Counsel for Defendants Westpark Capital, Inc., Richard A. Rappaport, and Anthony C. Pintsopoulos)(Bures, Matthew) (Entered: 04/11/2012) 04/11/ EX PARTE APPLICATION to Shorten Time for Hearing filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. (Attachments: # 1 Declaration of

30 Pauline S. Kim, Esq. in Support of Ex Parte Application for Order Shortening Time, # 2 Proposed Order Granting Wilk Auslanders Ex Parte Application for Order Shortening Time)(Bures, Matthew) (Entered: 04/11/2012) 04/12/ NOTICE of Manual Filing filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. of Application to Seal Declaration in Support of Motion to Withdraw as Counsel of Record; Declaration of Jay S. Auslander in Support of Motion to Withdraw as Counsel of Record; and [Proposed] Order. (Bures, Matthew) (Entered: 04/12/2012) 04/12/ APPLICATION TO SEAL DECLARATION In Support Of Motion To Withdraw As Counsel Of Record filed by defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Lodged prop ord. (bm) (Entered: 04/13/2012) 04/12/ SEALED DOCUMENT- DECLARATION Jay S. Auslander Motion to Withdraw as Counsel of Record. (mat) (Entered: 04/19/2012) 04/16/ ORDER by Judge Philip S. Gutierrez GRANTING 121 The Application Of Wilk Auslander LLP To File Under Seal The Declaration Of Jay Auslander In Support Of Motion To Withdraw As Counsel For Defendants Westpark Capital, Inc., Richard A. Rappaport, And Anthony C. Pintosopoulos: IT IS HEREBY ORDERED THAT: 1. The Application is granted; 2. The un-redacted declaration of Jay Auslander in support of Wilk Auslander's Motion for authority to withdraw as counsel to defendants WestPark Capital, Inc., Richard A. Rappaport, and Anthony C. Pintsopoulos is to be filed under seal pursuant to Central District Local Rule (bm) (Entered: 04/16/2012) 04/16/ ORDER by Judge Philip S. Gutierrez: Wilk Auslander's Ex Parte Application for Order Shorten Time 119 DENIED. (ir) (Entered: 04/17/2012) 05/07/ ANSWER to Amended Complaint,,, 115 filed by defendant Kempisty & Company, P.C..(McMillin, James) (Entered: 05/07/2012) 05/07/ ANSWER to Amended Complaint,,, 115 DEFENDANT MALONEBAILEYS ANSWER TO PLAINTIFFS FIRST AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND DEMAND FOR JURY TRIAL filed by Defendant MaloneBailey LLP.(Moon, Jennifer) (Entered: 05/07/2012) 05/07/ NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 8/13/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Proposed Order, # 3 Proof of Service)(Horton, Timothy) **STRICKEN PURSUANT TO ORDERED FILED 5/11/12**Modified on 5/14/2012 (ir). (Entered: 05/07/2012) 05/07/ REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 127 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A- B)(Horton, Timothy) **STRICKEN PURSUANT TO ORDER FILED 5/11/12**Modified on 5/14/2012 (ir). (Entered: 05/07/2012) 05/07/ NOTICE OF ERRATA filed by Defendant China Intelligent Lighting and Electronics, Inc.. correcting MOTION to Dismiss Case 127 (Horton, Timothy) **STRICKEN PURSUANT TO ORDERED FILED 5/11/12** Modified on 5/14/2012 (ir). (Entered: 05/07/2012) 05/07/ NOTICE OF MOTION AND MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) filed by Defendants John Borer, Richard A. Rappaport, Rodman and Renshaw,

31 LLC, Edward Rubin, WestPark Capital, Inc.. Motion set for hearing on 8/6/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Request for Judicial Notice, # 2 Declaration of Matthew Clark Bures in Support of Defendants Westpark Capital, Inc., Rodman & Renshaw, LLC, Richard A. Rappaport, John Borer and Edward Rubin's Request for Judicial Notice, # 3 Exhibit A to Declaration of Matthew Clark Bures (Registration Statement filed June 16, 2012 with the Securities and Exchange Commission by China Intelligent Lighting and Electronics, Inc.), # 4 Exhibit B to Declaration of Matthew Clark Bures (Prospectus dated June 21, 2012, filed with the Securities and Exchange Commission by China Intelligent Lighting and Electronics, Inc.))(Bures, Matthew) (Entered: 05/07/2012) 05/08/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION to Dismiss Case 127, Request for Judicial Notice 128 and Errata 129. The following errors were found: Document submitted in the wrong case.motion to dismiss and Request for Judicial Notice were submitted in the wrong case. Notice of Errata indicates that Memo of PA (doc #127-1) submitted in Motion to dismiss was submitted in error and now correct Memo of PA is attached, but Motion to dismiss (doc. # 127) was submitted in wrong case. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 05/08/2012) 05/08/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130. The following error(s) was found: Proposed Document was not submitted as a separate attachment. No Proposed Order. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lw) (Entered: 05/08/2012) 05/08/ STIPULATION for Leave to File Correct Papers In Support Of Its Motion to Dismiss filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit 1-5, # 2 Proposed Order)(Horton, Timothy) (Entered: 05/08/2012) 05/08/ OF SERVICE filed by Defendant China Intelligent Lighting and Electronics, Inc., re Stipulation for Leave 133 served on May 8, (Horton, Timothy) (Entered: 05/08/2012) 05/10/ ORDER by Judge Philip S. Gutierrez, pursuant to Stipulation 133. CIL shall be granted leave to file correct versions of its papers in support of its Motion to dismiss the First Amended complaint promptly after execution of this Order. (ir) (Entered: 05/11/2012) 05/11/ NOTICE OF MOTION AND MOTION to CORRECT MOTION to Dismiss Case 127 filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 8/13/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Proposed Order, # 3 Certificate of Service)(Horton, Timothy). (Entered: 05/11/2012) 05/11/ NOTICE OF ERRATA filed by Defendant China Intelligent Lighting and Electronics, Inc.. correcting MOTION to CORRECT MOTION to Dismiss Case 127 MOTION to CORRECT MOTION to Dismiss Case [NOTICE OF ERRATA BEING FILED DUE TO INCORRECT CM/ECF "EVENT" USED FOR MOTION FILING] (Horton, Timothy) (Entered: 05/11/2012) 05/11/ NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 8/13/2012 at 01:30

32 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Proposed Order, # 3 Certificate of Service)(Horton, Timothy) (Entered: 05/11/2012) 05/11/ REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 138 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A- B)(Horton, Timothy) (Entered: 05/11/2012) 05/11/ ORDER by Judge Philip S. Gutierrez: the following documents be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: MOTION to Dismiss Case 127, Request for Judicial Notice, 128, Notice of Errata 129, for the following reasons: Hearing information is missing, incorrect, or not timely. All documents submitted in the wrong case. (ir) (Entered: 05/14/2012) 05/30/ ORDER Terminiating Wilk Auslander LLP as counsel for Defendants Westpark Capital, Inc., Richard A. Rappaport and Anthony C. Pintsopoulos by Judge Philip S. Gutierrez: IT IS HEREBY ORDERED THAT: 1. The Motion is granted. 2. Wilk Auslanders is terminated as counsel for Defendants in this proceeding effective immediately... granting 118 Motion to Withdraw as Attorney. Attorney Natalie Shkolnik; Joseph Zelmanovitz; Jay S Auslander and Julie Cilia terminated (lw) (Entered: 05/30/2012) 06/04/ MINUTES: (In Chambers) Order GRANTING Motion for Consolidation: Before the Court is Plaintiff Neal Norths motion to consolidate. Dkt. # 50. The motionis not opposed. The motion to consolidate is GRANTED. Neal North v. China Intelligent Lighting & Electronics, Inc., et al., CV PSG (SSx) is consolidated with In re China Intelligent Lighting & Electronics, Inc. Securities Litigation, CV PSG (SSx). The clerk is directed to administratively close Neal North v. China Intelligent Lighting & Electronics, Inc., et al., CV PSG (SSx). All future filings shall be made on the docket of In re China Intelligent Lighting & Electronics, Inc. Securities Litigation, CV PSG (SSx) IT IS SO ORDERED by Judge Philip S. Gutierrez. (ir) (Entered: 06/05/2012) 06/06/ REQUEST for Order for Unopposed Application to Adjourn Rule 26(f) Scheduling Conference filed by defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Declaration of Timothy A. Horton, # 2 Proposed Order, # 3 Certificate of Service)(Horton, Timothy) (Entered: 06/06/2012) 06/08/ ORDER by Judge Philip S. Gutierrez granting 143 Request: IT IS HEREBY ORDERED that the Rule 26(f) Scheduling Conference is adjourned and will be rescheduled after the resolution of the motions to dismiss and the termination of the discovery stay pursuant to the Private Securities Litigation Reform Act of (bm) (Entered: 06/08/2012) 06/20/ NOTICE filed by Defendants Richard A. Rappaport, WestPark Capital, Inc.. of Substitution of Counsel and Proposed Order (Reif, Brandon) (Entered: 06/20/2012) 06/21/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice of Substitution of Attorney 145. The following error(s) was found: Incorrect event selected. Other error(s) with document(s) are specified below. The correct event is: Requests-Substitute Attorney (G-01). Other error(s) with document(s): proposed order should be a separate, additional attachment to the Request. Forms are available at the court's website for Substitutions of Attorney at In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 06/21/2012) 06/21/ NOTICE OF SUBSTITUTION OF COUNSEL AND ORDER 145 by Judge Philip S.

33 Gutierrez: Defendants WestPark Capital, Inc. and Richard A. Rappaport hereby substitute the law firm of Winget Spadafora & Schwartzberg LLP as counsel of record in this matter, in place of Dongell Lawrence Finney LLP, 707 Wilshire Blvd., 45th Floor, Los Angeles, CA All pleadings, orders and notices should henceforth be served upon Brandon S. Reif and Christina Z. Vourakis at 1900 Avenue of the Stars, Suite 450, Los Angeles, CA 90067, telephone , facsimile (ir) (Entered: 06/21/2012) 06/21/ /21/ /21/ MEMORANDUM in Opposition to MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Rosen, Laurence) (Entered: 06/21/2012) 149 DECLARATION of Jonathan Horne in opposition to MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Attachments: # 1 Exhibit to the Declaration)(Rosen, Laurence) (Entered: 06/21/2012) 150 DECLARATION of Leonid Prilutskiy in opposition to MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Rosen, Laurence) (Entered: 06/21/2012) 06/21/ REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint;

34 Memorandum of Point and Authorities in Support Thereof) 130 in opposition to motion(s) to dismiss filed by Lead Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Rosen, Laurence) (Entered: 06/21/2012) 06/21/ OPPOSITION to MOTION to Dismiss Case 138 Lead Plaintiffs' Memorandum in Opposition to Defendant China Intelligent and Electronics, Inc.'s Motion to Dismiss Plaintiffs' First Amended Complaint filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Bright, Thomas) (Entered: 06/21/2012) 06/21/ DECLARATION of Thomas C. Bright in opposition to MOTION to Dismiss Case 138 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Attachments: # 1 Exhibit A)(Bright, Thomas) (Entered: 06/21/2012) 07/19/ NOTICE filed by plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. Lead Plaintiffs' Notice of Supplemental Authority in Opposition to Defendants' Motion to Dismiss Plaintiffs' First Amended Complaint (Attachments: # 1 Exhibit A)(Bright, Thomas) (Entered: 07/19/2012) 07/20/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Plaintiffs' Notice of Supplemental Authority in opposition to Defendant's motion to dismiss 154. The following error was found: Incorrect event selected. The correct event is: Supplement (Motion related). In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 07/20/2012) 07/23/ RESPONSE IN SUPPORT of MOTION to Dismiss Case 138 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Horton, Timothy) (Entered: 07/23/2012) 07/23/ REPLY in further support of MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Defendants John Borer, Rodman and Renshaw, LLC, Edward Rubin. (Bures, Matthew) (Entered: 07/23/2012) 07/23/ RESPONSE IN SUPPORT of MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Defendants Richard A. Rappaport, WestPark Capital, Inc.. (Reif, Brandon) (Entered: 07/23/2012) 08/02/ TEXT ONLY ENTRY IN CHAMBERS by Judge Philip S. Gutierrez: DEFENDANTS' MOTION TO DISMISS LEAD PLAINTIFFS' FIRST AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 130 set for hearing on 08/06/12 is taken under submission and off calendar. Accordingly, no appearance by counsel is necessary. The

35 Court will issue a ruling after full consideration of the submitted pleadings. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(wm) TEXT ONLY ENTRY (Entered: 08/02/2012) 08/08/ TEXT ONLY ENTRY IN CHAMBERS by Judge Philip S. Gutierrez: DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S MOTION TO DISMISS PLAINTIFFS' AMENDED COMPLAINT 138 set for hearing on 08/13/12 is taken under submission and off calendar. Accordingly, no appearance by counsel is necessary. The Court will issue a ruling after full consideration of the submitted pleadings. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(wm) TEXT ONLY ENTRY (Entered: 08/08/2012) 09/05/ MINUTES: (In Chambers) Order GRANTING in part and DENYING in part Defendants' Motions to Dismiss: The Court GRANTS in part and DENIES in part the motions to dismiss. More specifically, the Court GRANTS the motion to dismiss Defendants Rubin and Borer and DISMISSES Rubin and Borer from this action, without prejudice. The motions to dismiss are DENIED in all other respects by Judge Philip S. Gutierrez. (ir) (Entered: 09/05/2012) 09/18/ Joint STIPULATION Extending Time to Answer the complaint as to China Intelligent Lighting and Electronics, Inc. answer now due 10/2/2012, re Amended Complaint,,, 115 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Declaration of Timothy A. Horton, # 2 Proposed Order, # 3 Proof of Service)(Horton, Timothy) (Entered: 09/18/2012) 09/18/ STIPULATION for Extension of Time to File Answer to October 23, 2012 re Amended Complaint,,, 115 filed by Defendant Rodman and Renshaw, LLC. (Attachments: # 1 Proposed Order)(Bures, Matthew) (Entered: 09/18/2012) 09/19/ ORDER granting Stipulation to Extend Time to Answer Plaintiffs' First Amended Consolidated Complaint, 163, by Judge Philip S. Gutierrez: IT IS ORDERED that: The deadline for Rodman to file its answer to the First Amended Consolidated Complaint shall be extended to October 23, 2012, forty-eight (48) days after the date that the Court granted in part and denied in part the defendants' motions to dismiss the First Amended Consolidated Complaint. RE: Defendant Rodman and Renshaw, LLC answer due 10/23/2012 (lw) (Entered: 09/20/2012) 09/19/ ORDER granting Stipulation Regarding Continuance of Defendant China Intelligent Lighting's ("CIL") Deadline to Respond to Amended Complaint 162, by Judge Philip S. Gutierrez: IT IS HEREBY ORDERED THAT: The Stipulation is GRANTED. CIL is granted a fourteen (14) day extension to file responsive pleadings to Plaintiffs' First Amended Complaint. CIL's deadline to file responsive pleadings to Plaintiffs First Amended Complaint is now October 2, (lw) (Entered: 09/20/2012) 10/05/ STIPULATION Extending Time to Answer the complaint as to WestPark Capital, Inc. answer now due 10/10/2012; Richard A. Rappaport answer now due 10/10/2012, re Amended Complaint,,, 115 filed by Defendants WestPark Capital, Inc.; Richard A. Rappaport. (Attachments: # 1 Proposed Order)(Reif, Brandon) (Entered: 10/05/2012) 10/09/ Joint STIPULATION Extending Time to Answer the complaint as to China Intelligent Lighting and Electronics, Inc. answer now due 10/23/2012, re Amended Complaint,,, 115 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Declaration of Timothy A. Horton, # 2 Proposed Order, # 3 Proof of Service)(Horton, Timothy) (Entered: 10/09/2012) 10/10/ ANSWER to Complaint - (Discovery), Complaint - (Discovery) 1 and Cross-Claim with Demand for Jury Trial against Co-Defendants Malonebailey LLP and Kempisty &

36 Company, P.C. filed by Defendants Richard A. Rappaport, WestPark Capital, Inc..(Reif, Brandon) (Entered: 10/10/2012) 10/11/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Answer to Complaint (Discovery) and Cross-claim 168. The following error was found: Pursuant to General Order & Local Rule 3-2 Initiating documents shall be filed in the traditional manner at the Civil Intake window. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/11/2012) 10/15/ ORDER by Judge Philip S. Gutierrez: the following document be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Answer to Complaint (Discovery) and Cross-claim 168, for the following reasons: Initiating documents must be manually filed at the Civil Intake section pursuant to Local Rule 3-2. Also, a PDF copy must also be electronically mailed the same day to civilintakecourtdocs-la@cacd.uscourts.gov. (ir) (Entered: 10/15/2012) 10/15/ ORDER by Judge Philip S. Gutierrez: Stipulation Extension to respond to the First Amended complaint 167 is GRANTED. CIL is granted an additional twenty-one (21) day extension to file responsive pleadings to Plaintiffs' First Amended Complaint. CIL's deadline to file responsive pleadings to Plaintiffs' First Amended Complaint is now October 23, (ir) (Entered: 10/15/2012) 10/15/ ORDER by Judge Philip S. Gutierrez, pursuant to Stipulation for Extension to respond to First Amended complaint 166 is GRANTED. The WestPark Defendants are granted a twenty-two (22) day extension to file responsive pleadings to Plaintiffs' First Amended Complaint. The WestPark Defendants' deadline to file responsive pleadings to Plaintiffs First Amended Complaint is now October 10, 2012 (ir) (Entered: 10/15/2012) 10/17/ ANSWER to First Amended Complaint 115, CROSSCLAIM against Kempisty & Company, P.C., MaloneBailey LLP filed by defendants WestPark Capital, Inc., Richard A. Rappaport. (bm) (bm). (Entered: 10/17/2012) 10/18/ ORDER SETTING SCHEDULING CONFERENCE by Judge Philip S. Gutierrez: Scheduling Conference set for 2/4/2013 at 2:00pm. See Order for further details. (wm) (Entered: 10/18/2012) 10/23/ ANSWER to Amended Complaint,,, 115 (Answer of Rodman & Renshaw, LLC to First Amended Consolidated Complaint; Demand for Jury Trial) filed by Defendant Rodman and Renshaw, LLC.(Bures, Matthew) (Entered: 10/23/2012) 10/23/ ANSWER to Amended Complaint,,, 115 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proof of Service)(Horton, Timothy) (Entered: 10/23/2012) 10/24/ STIPULATION Extending Time to Answer the complaint as to MaloneBailey LLP answer now due 12/7/2012, filed by Cross Defendant MaloneBailey LLP.(Golson, Patricia) (Entered: 10/24/2012) 12/03/ ANSWER AND AMENDED CROSSCLAIM 173 against China Intelligent Lighting and Electronics, Inc., Kempisty & Company, P.C., MaloneBailey LLP filed by defendants and cross-claimants WestPark Capital, Inc., Richard A. Rappaport. (bm) (bm). (Entered: 12/05/2012) 12/18/ Joint STIPULATION Extending Time to Answer the complaint as to MaloneBailey LLP answer now due 12/31/2012, re Answer to Crossclaim, 178 filed by defendant

37 MaloneBailey LLP.(Golson, Patricia) (Entered: 12/18/2012) 12/19/ Kempisty & Company, PC Response/ ANSWER To Cross-Claimant Westpark Capital, Inc. & Richard A. Rappaport filed by Cross-Defendant Kempisty & Company, P.C..(McMillin, James) (Entered: 12/19/2012) 12/20/ Joint STIPULATION Extending Time to Answer the complaint as to China Intelligent Lighting and Electronics, Inc. answer now due 1/8/2013, re Answer to Crossclaim, 178 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proposed Order)(Horton, Timothy) (Entered: 12/20/2012) 12/27/ ORDER GRANTING DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC. A 15 DAY EXTENSION TO RESPOND TO CROSS-CLAIM by Judge Philip S. Gutierrez, re Stipulation Extending Time to Answer 181 : Having considered the stipulation between Defendant and Cross-Defendant China Intelligent Lighting and Electronics, Inc. ("CIL") and Defendants and Cross-Complainants WestPark Capital, Inc. and Richard A. Rappaport ("WestPark Defendants") regarding CIL's deadline to file responsive pleadings to WestPark Defendants' Cross-Claim and for good cause appearing therefor: IT IS HEREBY ORDERED THAT: The Stipulation is GRANTED. CIL is granted a fifteen (15) day extension to file responsive pleadings to WestPark Defendants' Cross-Claim. CIL's deadline to file responsive pleadings to WestPark Defendants' Cross-Claim is now January 8, (bm) (Entered: 12/28/2012) 12/28/ Joint STIPULATION Extending Time to Answer the complaint as to MaloneBailey LLP answer now due 1/3/2013, re Answer to Crossclaim, 178, Stipulation Extending Time to Answer (30 days or less) 179 filed by defendant MaloneBailey LLP.(Golson, Patricia) (Entered: 12/28/2012) 01/03/ NOTICE OF MOTION AND MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc.s and Richard A. Rappaport filed by defendant MaloneBailey LLP. Motion set for hearing on 3/4/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Declaration)(Golson, Patricia) DOCUMENT IS STRICKEN PURSUANT TO COURT ORDER DATED 1/7/13, DOCUMENT 186. Modified on 1/7/2013 (bm). (Entered: 01/03/2013) 01/04/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Motion to Dismiss Cross-Claim 184. The following error(s) was found: Other error(s) with document(s) are specified below. Other error(s) with document(s): Hearing is noticed for a date that is closed on the court's calendar. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 01/04/2013) 01/07/ ORDER TO STRIKE ELECTRONICALLY FILED DOCUMENT(S) by Judge Philip S. Gutierrez: the following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Motion to Dismiss Cross-Claim 184, for the following reasons: Hearing information is missing, incorrect, or not timely. Other: The 03/04/13 hearing date is closed. (bm) (Entered: 01/07/2013) 01/08/ NOTICE OF MOTION AND MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc's and Richard A. Rappaport Defendant MaloneBailey's Notice of Motion and 12(B)6 Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc's and Richard A. Rappaport filed by defendant MaloneBailey LLP. Motion set for hearing on 3/18/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Declaration)(Golson, Patricia) (Entered: 01/08/2013) 01/09/ Second STIPULATION Extending Time to Answer the complaint as to China Intelligent

38 Lighting and Electronics, Inc. answer now due 1/15/2013, re Answer to Crossclaim, 178 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proposed Order)(Horton, Timothy) (Entered: 01/09/2013) 01/11/ ORDER GRANTING DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC. A SECOND EXTENSION TO RESPOND TO CROSS-CLAIM re Stipulation Extending Time to Answer 188, by Judge Philip S. Gutierrez: IT IS HEREBY ORDERED THAT: The Stipulation is GRANTED. CIL is granted a seven day extension to file responsive pleadings to WestPark Defendants' Cross-Claim. CIL's deadline to file responsive pleadings to WestPark Defendants' Cross-Claim is now January 15, (bm) (Entered: 01/11/2013) 01/18/ NOTICE Suggestion of Bankruptcy filed by Defendant Rodman and Renshaw, LLC. (Caplan, Benjamin) (Entered: 01/18/2013) 01/18/ NOTICE OF FILING BANKRUPTCY filed by Defendant Rodman and Renshaw, LLC. as to Rodman & Renshaw, LLC, Bankruptcy Court case number 13-bk (Attachments: # 1 Exhibit A)(Caplan, Benjamin) (Entered: 01/18/2013) 01/22/ NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice of Suggestion of Bankruptcy 190. The following error(s) was found: Incorrect event selected. Other error(s) with document(s) are specified below. The correct event is: Notices-Filing Bankruptcy (non-bankruptcy appeal). Other error(s) with document(s): The court notes that same document re-filed with additional exhibit attached as document 191. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 01/22/2013) 01/22/ REQUEST for Clerk to Enter Default against Cross-Defendant China Intelligent Lighting and Electronics, Inc. filed by Cross-Claimants Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Declaration of David Maurer in Support of Request to Enter Default, # 2 Exhibit A to Declaration of David Maurer, # 3 Exhibit B to Declaration of David Maurer, # 4 Exhibit C to Declaration of David Maurer, # 5 Exhibit D to Declaration of David Maurer)(Reif, Brandon) (Entered: 01/22/2013) 01/23/ DEFAULT BY CLERK ENTERED as to *Cross Defendant China Intelligent Lighting and Electronics, Inc.* (bp) (Entered: 01/23/2013) 01/28/ JOINT REPORT Rule 26(f) Discovery Plan and Case Scheduling Conference Statement ; estimated length of trial 12 days, filed by Plaintiffs Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet.. (Bright, Thomas) (Entered: 01/28/2013) 01/29/ JOINDER filed by Defendant China Intelligent Lighting and Electronics, Inc. joining in Joint Report Rule 26(f) Discovery Plan, Joint Report Rule 26(f) Discovery Plan 195. (Attachments: # 1 Certificate of Service)(Horton, Timothy) (Entered: 01/29/2013) 02/01/ NOTICE OF MOTION AND MOTION for Leave to Withdraw As Counsel Of Record For Defendant China Intelligent Lighting And Electronics, Inc. filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 4/1/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Declaration (Partially Redacted) of Timothy A. Horton, # 3 Proposed Order, # 4 Certificate of Service)(Horton, Timothy) (Entered: 02/01/2013) 02/04/ NOTICE of Manual Filing filed by Defendant China Intelligent Lighting and Electronics, Inc. of Application to Seal Declaration In Support Of Motion To Withdraw As Counsel Of Record; Declaration Of Timothy A. Horton; [Proposed] Order. (Horton, Timothy)

39 (Entered: 02/04/2013) 02/04/ ORDER FOR JURY TRIAL by Judge Philip S. Gutierrez: Final Pretrial Conference set for 7/21/ :30 PM. Jury Trial set for 8/5/ :00 AM. (wm) (Entered: 02/04/2013) 02/04/ MINUTES OF SCHEDULING CONFERENCE held before Judge Philip S. Gutierrez: The Court confers with counsel, and sets the following dates. The Court also directs counsel to submit either an expedited stipulation or an ex parte application with respect to the number of depositions and interrogatories. Trial Order to follow. Last Day to File Initial Disclosures: 03/01/13; Last Day to Add Parties & Amend Pleadings (Doe defendants are dismissed as of cut-off to add parties): 04/30/13; Motion for Class Certification to be Filed by: 07/12/13; Opposition to Motion for Class Certification due: 08/23/13; Reply to Motion for Class Certification due: 10/04/13; Hearing on the Motion for Class Certification (1:30pm): 10/28/13; Discovery Cut-Off: 01/17/14; Last Day to File Motion: 04/29/14; Opening Expert Witness Disclosure [See F.R.Civ.P. 26(a)(2)]: 02/14/14; Last Day to File Initial Disclosures: 03/01/13; Rebuttal Expert Witness Disclosure: 03/14/14; Expert Discovery Cut-Off: 04/18/14; Final Pretrial Conference (2:30 p.m.): 07/21/14; Jury Trial (9:00 a.m.): 08/05/14; Estimated Length: 10 days. Court Reporter: Miriam Baird. (bm) (Entered: 02/04/2013) 02/05/ ORDER/REFERRAL to ADR Procedure No 3 by Judge Philip S. Gutierrez. Case ordered to a private mediator based upon a stipulation of the parties or by the court order. ADR Proceeding to be held no later than 06/06/14. (bm) (Entered: 02/05/2013) 02/05/ SEALED DOCUMENT- DECLARATION of Timothy A. Horton in Support of Motion for Leave to Withdraw as Counsel for Defendant China Intelligent Lighting and Electronics Inc. (mat) (Entered: 02/13/2013) 02/05/ SEALED DOCUMENT- APPLICATION to Seal Declaration in Support of Motion to Withdraw as Counsel of Record. (mat) (Entered: 02/13/2013) 02/05/ SEALED DOCUMENT- ORDER granting McKenna Long and Aldridge LLP's Motionf or Leave to Withdraw as Counsel for Defendant China Intelligent Lighting and Electronics, Inc. (mat) (Entered: 02/13/2013) 02/15/ STIPULATION to Continue HEARING DATE ON DEFENDANTS MALONEBAILEYS 12(B)6 MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT from March 18, 2013 to April 15, 2013 filed by Cross-Claimants Richard A. Rappaport, WestPark Capital, Inc..(Reif, Brandon) (Entered: 02/15/2013) 02/15/ NOTICE OF LODGING filed February 15, 2013 re Stipulation to Continue, 205 (Attachments: # 1 Proposed Order GRANTING REQUEST TO CONTINUE HEARING DATE ON DEFENDANTS MALONEBAILEYS 12(B)6 MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT)(Reif, Brandon) (Entered: 02/15/2013) 02/19/ ORDER GRANTING REQUEST TO CONTINUE HEARING DATE On Defendants MaloneBailey's 12(B)6 Motion To Dismiss Cross-Claim Of Defendants Westpark Capital, Inc. And Richard A. Rappaport by Judge Philip S. Gutierrez, re MOTION 187, Stipulation to Continue, 205 : IT IS HEREBY ORDERED THAT: The hearing on MaloneBailey's 12(B)6 Motion to Dismiss Cross-Claim of Defendants WestPark Capital, Inc. and Richard A. Rappaport, originally set for hearing on March 18, 2013 at 1:30 p.m., is continued until April 15, 2013 at 1:30 p.m. (bm) (Entered: 02/20/2013) 03/01/ Initial DISCLOSURE filed by Defendant Kempisty & Company, P.C., Cross Defendant Kempisty & Company, P.C. (McMillin, James) (Entered: 03/01/2013)

40 03/01/ INITIAL DISCLOSURE Lead Plaintiffs' Initial Disclosure Pursuant to FED. R. CIV. P. 26 (a)(1) filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet (Bright, Thomas) (Entered: 03/01/2013) 03/04/ INITIAL DISCLOSURE PURSUANT TO F.R.C.P. 26(a)(1) filed by Defendant MaloneBailey LLP (Golson, Patricia) (Entered: 03/04/2013) 03/11/ MEMORANDUM in Opposition to MOTION for Leave to Withdraw As Counsel Of Record For Defendant China Intelligent Lighting And Electronics, Inc. 197 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Bright, Thomas) (Entered: 03/11/2013) 03/18/ REPLY In Support MOTION for Leave to Withdraw As Counsel Of Record For Defendant China Intelligent Lighting And Electronics, Inc. 197 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Declaration (Partially Redacted) of Timothy A. Horton, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Certificate of Service)(Horton, Timothy) (Entered: 03/18/2013) 03/18/ REQUEST FOR JUDICIAL NOTICE re MOTION for Leave to Withdraw As Counsel Of Record For Defendant China Intelligent Lighting And Electronics, Inc. 197 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Certificate of Service)(Horton, Timothy) (Entered: 03/18/2013) 03/18/ [DOCUMENT WITHDRAWN] First NOTICE of Manual Filing filed by Defendant China Intelligent Lighting and Electronics, Inc. of Application to File Supplemental Declaration of Timothy A. Horton and Supporting Exhibits for In-Camera Review; [Proposed] Order Granting Application. (Attachments: # 1 Certificate of Service)(Horton, Timothy) Modified on 3/19/2013 (bp). (Entered: 03/18/2013) 03/19/ Notice of Withdrawal of Notice of Manual Filing (G-92), 214 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Certificate of Service)(Horton, Timothy) (Entered: 03/19/2013) 03/19/ Second NOTICE of Manual Filing filed by Defendant China Intelligent Lighting and Electronics, Inc. of Application to File Supplemental Declaration of Timothy A. Horton and Supporting Exhibits for In-Camera Review; Supplemental Declaration of Timothy A. Horton in Support of Motion for Leave to Withdraw as Counsel for Defendant China Intelligent Lighting And Electronics, Inc.; [Proposed] Order Granting Application to File Supplemental Declaration of Timothy A. Horton and Supporting Exhibits for In-Camera Review. (Attachments: # 1 Certificate of Service)(Horton, Timothy) (Entered: 03/19/2013) 03/19/ Second STIPULATION to Continue HEARING DATE ON DEFENDANT MALONEBAILEYS 12(b)(6) MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT from April 15, 2013 to July 22, 2013 filed by Defendants Richard A. Rappaport. (Attachments: # 1 Proposed Order GRANTING REQUEST TO CONTINUE HEARING DATE ON DEFENDANT MALONEBAILEYS 12(b)(6) MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT)(Reif, Brandon) (Entered: 03/19/2013) 03/21/ ORDER GRANTING REQUEST TO CONTINUE HEARING DATE ON DEFENDANT MALONEBAILEY'S 12(B)(6) MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT by Judge Philip S. Gutierrez, re Stipulation to Continue, 217. IT IS HEREBY ORDERED THAT: The hearing on MaloneBailey's 12(b)(6) Motion to Dismiss Cross-

41 Claim of Defendants WestPark Capital, Inc. and Richard A. Rappaport, originally set for hearing on April 15, 2013 at 1:30 p.m., is continued until July 22, 2013 at 1:30 p.m. (bp) (Entered: 03/22/2013) 03/27/ ORDER GRANTING McKenna Long & Aldridge LLP's Motion for Leave to Withdraw as Counsel for Defendant China Interlligent Lightig and Electronics Inc 197 by Judge Philip S. Gutierrez that MLA is hereby permitted to withdraw as counsel for CIL in this proceeding. (jp) (Entered: 03/27/2013) 03/28/ PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, upon Defendant Li Xuemei served on 1/28/2013, answer due 2/18/2013. Service of the Summons and Complaint were executed upon Xuemei Li- Individual Defendant in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. Documents left at the desk of Li Jianfu's office. (Rosen, Laurence) (Entered: 03/28/2013) 03/28/ PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, upon Defendant Wu Shilang served on 1/28/2013, answer due 2/18/2013. Service of the Summons and Complaint were executed upon Shiliang Wu-Individual Defendant in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 03/28/2013) 06/20/ Third STIPULATION to Continue Hearing on Defendant MaloneBailey's 12(b)(6) Motion to Dismiss Cross-Claim of Defendants WestPark Capital, Inc. and Richard Rappaport from July 22, 2013 to August 5, 2013 Re: MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc's and Richard A. Rappaport Defendant MaloneBailey's Notice of Motion and 12(B)6 Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc's and Richard A. Rapp 187 filed by Defendants and Cross Claimants Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order)(Reif, Brandon) (Entered: 06/20/2013) 06/24/ ORDER GRANTING REQUEST TO CONTINUE HEARING DATE ON DEFENDANT MALONEBAILEY'S 12(b)(6) MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT by Judge Philip S. Gutierrez, re Stipulation to Continue 222 : Pursuant to the Stipulation to Continue Hearing Date on Defendant MaloneBailey's 12(b)(6) Motion to Dismiss Cross-Claim ofdefendants WestPark Capital, Inc. and Richard A. Rappaport entered into by Defendants WestPark Capital, Inc. and Richard A. Rappaport (the "WestPark Defendants") and Defendant MaloneBailey LLP ("MaloneBailey") through their respective counsel, IT IS HEREBY ORDERED THAT: The hearing on MaloneBailey's 12(b)(6) Motion to Dismiss Cross-Claim of Defendants WestPark Capital, Inc. and Richard A. Rappaport, originally set for hearing on July 22,2013 at 1:30 p.m., is continued until August 5, 2013 at 1:30 p.m. (bm) (Entered: 06/24/2013) 07/10/ Fourth STIPULATION to Continue Hearing on Defendant MaloneBailey's 12(b)(6) Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc. and Richard A. Rappaport from August 5, 2013 to September 9, 2013 Re: MOTION to Dismiss crossclaim of defendants Westpark Capital, Inc's and Richard A. Rappaport Defendant MaloneBailey's Notice of Motion and 12(B)6 Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc's and Richard A. Rapp 187 filed by Defendants and Cross-Complainants Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order)(Reif, Brandon) (Entered: 07/10/2013) 07/11/ ORDER by Judge Philip S. Gutierrez, re Stipulation to Continue,, 224, re: MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc's and Richard A. Rappaport Defendant MaloneBailey's Notice of Motion and 12(B)6 Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc's and Richard A. Rapp 187, IT IS HEREBY

42 ORDERED THAT:The hearing on MaloneBaileys 12(b)(6) Motion to Dismiss Cross- Claim of Defendants WestPark Capital, Inc. and Richard A. Rappaport, originally set for hearing on August 5, 2013 at 1:30 p.m., is continued until September 9, 2013 at 1:30 p.m. NO OTHER CONTINUANCES WILL BE GRANTED. (lw) (Entered: 07/12/2013) 07/12/ NOTICE OF MOTION AND MOTION to Certify Class and Appointment of Class Representatives and Class Counsel filed by plaintiff Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. Motion set for hearing on 10/28/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Bright, Thomas) (Entered: 07/12/2013) 07/12/ MEMORANDUM in Support of MOTION to Certify Class and Appointment of Class Representatives and Class Counsel 225 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Bright, Thomas) (Entered: 07/12/2013) 07/12/ DECLARATION of Thomas C. Bright in support of MOTION to Certify Class and Appointment of Class Representatives and Class Counsel 225 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Bright, Thomas) (Entered: 07/12/2013) 08/06/ REQUEST to Substitute attorney Julie Kamps in place of attorney Brandon Reif, David Maurer and Kelsey Hotchkiss filed by defendant Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order On Request For Approval of Substitution of Attorney)(Reif, Brandon) (Entered: 08/06/2013) 08/09/ ORDER by Judge Philip S. Gutierrez: granting 229 Request to Substitute Attorney. Added attorney Julie Elise Kamps for Richard A. Rappaport and WestPark Capital, Inc. Attorney Brandon Scott Reif terminated (lt) (Entered: 08/09/2013) 08/14/ REQUEST to Dismiss Cross-Claims filed by Cross-Claimant WestPark Capital, Inc.. Request set for hearing on 8/19/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order)(Kamps, Julie) (Entered: 08/14/2013) 08/14/ DEFENDANTS WESTPARK CAPITAL, INC.'S AND RICHARD A. RAPPAPORT'S REQUET FOR VOLUNTARY DISMISSAL WITHOUT PREJUDICE OF CROSS- CLAIMS AGAINST CO-DEFENDANTS MALONEBAILEY LLP AND KEMPISTRY & COMPANY, P.C. ORDER by Judge Philip S. Gutierrez, re Stipulation for Order,, 232, MaloneBailey LLP, MaloneBailey LLP, Kempisty & Company, P.C. and Kempisty & Company, P.C. terminated. (bp) (Entered: 08/16/2013) 08/16/ STIPULATION for Order Joint Stipulation of Voluntary Dismissal WIthout Prejudice of Cross-Claims Against Co-Defendants MaloneBailey LLP and Kempisty & Company, P.C. and Proposed Order filed by Defendants/Cross-Defendants Kempisty & Company, P.C., MaloneBailey LLP, Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order Joint Stipulation of Voluntary Dismissal WIthout Prejudice of Cross- Claims Against Co-Defendants MaloneBailey LLP and Kempisty & Company, P.C. and Proposed Order)(Moon, Jennifer) (Entered: 08/16/2013) 08/19/ ORDER FOR JOINT STIPULATION OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE OF CROSS-CLAIMS AGAINST CO-DEFENDANTS MALONEBAILEY LLP AND KEMPISTY & COMPANY P.C. by Judge Philip S. Gutierrez, re Stipulation for Order,, 232. (bp) (Entered: 08/20/2013) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at