~AO 245E (Rev. 12/03) Judgment n a Crmnal Case for Organzatonal efendants Sheet EASTERN UNTE STATES OF AMERCA v. OCEANC LLSABE LMTE THE EFENANT ORGANZATON: pleaded gulty to count(s) pleaded nolo contendere to count(s) whch was accepted by the court. UNTE STATES STRCT COURT strct of NORTH CAROLNA JUGMENT N A CRMNAL CASE (For Organzatonal efendants) l George Chalos, Brton Sparkman, on Evans, Jr. efendant Organzaton's Attorney rj/ was found gulty on count(s) _..:.1.:..., 2::: :...;3:.:.,_4:..:....:.5:..., 6.:..; :...;7~,-=8:...a:;;n.:.:d:._9:.. --'------------------ after a plea of not gulty. The organzatonal defendant s adjudcated gulty of these offenses: Ttle & Secton Nature of Offense Offense Ended 18 u.s.c. 371 Conspracy to Volate the Act 'to Prevent Polluton from Shps July 16, 2015 (Cont. on page 2) l by Falng to Mantan an Accurate Ol Record:Book, to Obstruct Justce, and Engage n Wtness Tamperng The defendant organzaton s sentenced as provded n pages 2 through 6 of ths judgment. The defendant organzaton has been found not gulty on count(s) Count(s) ----------- s are dsmssed on the moton of the Unted States. t s ordered that the defendant organzaton must notfy the Unted States attorney for ths dstrct wthn 30 days of any change of name, prncpal busness address, or malng address untl all fnes, resttuton, costs, and specal assessments mposed by ths judgment are fully pad. f ordered to pay resttuton, the defendant organzaton must notfy the court and Unted States attorney of materal changes n economc crcumstances. : efendant Organzaton's Federal Employer.. No.: _N;..;;.;./A..;. _ January 11, 2017 efendant Organzaton's Prncpal Busness Address: 17-19 Agou Konstantnou & Agon Anargyron Street 151 24, Marouss, Athens, Greece Sgnature of Judge Honora~le Malcolm J. Howard Name of Judge Sr. U.S. strct Judge Ttle of Judge efendant Organzaton's Malng Address: 17-19 Agou Konstantnou & Agon Anargyron Street, 151 24, Marouss, Athens, Greece January 11, 2017 ate Case 7:15-cr-00108-H ocument 146 Fled 01/11/17 Page 1 of 6
(Rev. 12/03) Judgment n a Crmnal Case for Organzatonal efendants Sheet A EFENANT ORGANZATON: OCEANC LLSABE LMTE ATONAL COUNTS OF CONVCTON Judgment-Page 6 Ttle & Secton Nature of Offense 22 u.s.c. 1908 Falure to Mantan Accurate Ol Record Book- Act to Prevent Polluton from Shps and Adng and Abettng Offense Ended 2 Count 18 U.S.C. 1519 and. Obstructon of Justce and Adng and Abett~g 18 u.s.c. 2 3 18 U.S.C. 1001 False Statements 4 18 U.S.C. 1505 Obstructon of Justce 5 18 U.S.C. 1512(b)(3) Wtness Tamperng July 16, 2015 6, 7, 8 & 9 Case 7:15-cr-00108-H ocument 146 Fled 01/11/17 Page 2 of 6
(Rev. 12/03) Judgment n a Crmnal Case for Organzatonal efendants Sheet 2-Probaton PROBATON EFENANT ORGANZATON: OCEANC LLSABE LMTE Judgment-Page _3_ of 6;; The defendant organzaton s hereby sentenced to probaton for a term of: : 5 years (5 years on each of Counts 1 through 9 to run concurrently) : T S ORERE that the court wll consder termnaton of probaton after one year and payment of all fnes, communty servce payments, nterest, and specal assessments. The defendant organzaton shall not commt another federal, state or local crme. f ths judgment mposes a fne or a resttuton oblgaton, t s a condton of probaton that the defendant organzaton pay n accordance wth the Schedule of Payments sheet of tls judgment. The defendant organzaton must comyly wth the standard condtons that have been adopted by ths court as well as wth any addtonal condtons on tle attached page (fmdcated below). STANAR CONTONS OF SUPERVSON 1) wthn thrty days from the date of ths judgment, the defendant organzaton shall desgnate an offcal of the organzaton to act as the organzatons's representatve and to be the prmary contact wth the probaton offcer; 2) the defendant organzaton shall answer truthfully all nqures by the probaton offcer and follow the nstructons of the probaton offcer; 3) the defendant organzaton shall notfy the probaton offcer ten d~ys pror to any change n prncpal busness or malng address; : 4) the defendant organzaton shall permt a probaton offcer to vst' the organzaton at any of ts operatng busness stes; 5) the defendant organzaton.shall notfy the probaton offcer wthn seventy-two hours of any crmnal prosecuton, major cvl ltgaton, or admnstratve proceedng aganst the organzaton; 6) the defendant organzaton shall not dssolve, change ts name, or ~hange the name under whch t does busness unless ths judgment and all crmnal monetary penaltes mposed by ths court are ether fully satsfed or are equally enforceable aganst the defendant's successors or assgnees; and 7) the defendant organzaton shall not waste, nor wthout permsson of the probaton offcer, sell, assgn, or transfer ts assets. Case 7:15-cr-00108-H ocument 146 Fled 01/11/17 Page 3 of 6
(Rev. 12/03) Judgment n a Crmnal Case for Organzatonal efendants Sheet 2B - Probaton EFENANT ORGANZATON: OCEANC LLSABE LMTE SPECAL CONTONS OF $UPERVSON Judgment-Page 4 of 6 ---- The defendant shall cooperate fully wth the Unted States Probaton offce durng the perod of supervson ncludng truthfully answerng any nqures by the probaton offce. The defendant shall provde the probaton offce wth the followng: full access to any of the defendant's operatng locatons as necessary; 10 days pror notce of any ntended change n prncpal busness or malng.address; and notce of any materal change n the defendant's economc crcumstances that mght affect the defendant's ablty to pay fnes or meet other fnancal oblgatons as set forth n ths Judgment. The corporate defendant s hereby banned from any port n the Unted States untl they have fully satsfed all fnancal sanctons ncludng fnes, nterest, and specal assessments. The denal of entry to any port of the Unted States shall apply to all vessels managed by the defendant and/or any successor, assgnee, subcontractor, acqurer, afflate or other entty related to ether defendant by reason of shared or common ownershp, management or control. Case 7:15-cr-00108-H ocument 146 Fled 01/11/17 Page 4 of 6
(Rev. 12/03) Judgment n a Crmnal Case for Organzatonal efendants Sheet 3 -Crmnal Monetary Penaltes EFENANT ORGANZATON: OCEANC LLSABE LMTE CRMNAL MONETARY ~ENALTES Judgment-Page 5 of 6 The defendant organzaton must pay the followng total crmnal monetary penaltes under the schedule of payments on Sheet 4. TOTALS Assessment $ 3,600.00 Fne $ 675,000.00 Resttuton $ 225,000.00 The determnaton of resttuton s deferred untl entered after such determnaton. ----- An Amended Judgment n a Crmnal Case (AO 245C) wll be ~ The defendant organzaton shall make resttuton (ncludng communty resttuton) to the followng payees n the amount lsted below. f the defendant or_ganzaton makes a partal payment, each payee shall receve an approxmately proportoned payment, unless specfed otherwse n the pnorcy order or percentage payment column below. However, pursuant to 18 U.S.C. 3664(), all nonfederal vctms must be pad before tfe Unted States s pad. Name of Payee Gray's Reef Natonal Marne Sanctuary Foundaton Total Loss* $225,000.00 Resttuton Ordered $225,000.00 Prorty or Percenta2e Attn: Velma Hart, Chef Fnancal Offcer 8601 Georga Avenue, Sute 510 Slver Sprng, M 20910 (*Communty Servce Payment) TOTALS Resttuton amount ordered pursuant to plea agreement $ $ 225,000.00 $ 225,000.00 ~------~------ The defendant organzaton shall pay nterest on resttuton or a fne of more than $2,500, unless the resttuton or fne s pad n full before the ffteenth day after the date of the judgment, pursuant to 18 U.S.C. 3612(±). All of the payment optons on Sheet 4 may be subject to penaltes for delnquency and default, pursuant to 18 U.S.C.. 3612(g). The court determned that the defendant organzaton does not have the ab.lty to pay nterest, and t s ordered that: the nterest requrement s waved for the fne resttuton. the nterest requrement for the fne resttuton s modfed as follows: * Fndngs for the total amount oflosses are requred under Chapters 1 09A, 110, 11 OA, and 113A of Ttle 18 for offenses commtted on or after September 13, 1994, but before Aprl23, 1996. Case 7:15-cr-00108-H ocument 146 Fled 01/11/17 Page 5 of 6
(Rev. 12/03) Judgment n a Crmnal Case for Organzatonal efendants Sheet 4- Schedule of Payments EFENANT ORGANZATON: OCEANC LLSABE LMTE Judgment- Page _,.;;..6_ of 6 J SCHEULE OF PAYMENTS Havng assessed the organzaton's ablty to pay, payment of the total crmnal Jonetary penaltes are due as follows: A Lump sum payment of$ due mmedately, balance due not later than, or n accordance wth C or below; or B r;/ Payment to begn mmedately (may be combned wth C or ~ below); or C Payment n (e.g., equal, weekly, monthly, quarterly) n~tallments of$ over a perod of ----- (e.g., months or years), to commence (e.g.,; 30 or 60 days) after the date of ths judgment; or Specal nstructons regardng the payment of crmnal monetary penaltes: Payment of the specal assessment shall be due mmedately. Payment of the total fne and communty servce payment shall be due and full mmedately. f the defendant s unable to pay the n full mmedately, the defendant may pay n nstallments of $180,000 per year durng the term of probaton. Any payment receved shall be dvded proportonally between the fne and communty servce payment. All crmnal monetary penaltes are made to the clerk of the court. The defendant organzaton shall receve credt for all payments prevously mad~ toward any crmnal monetary penaltes mposed.! Jont and Several efendant and Co-efendant Names and Case Numbers (ncludng defendant number), Total Amount, Jont and Several Amount, and correspondng payee, f approprate. The defendant organzaton shall pay the cost of prosecuton. The defendant organzaton shall pay the followng court cost(s): The defendant organzaton shall forfet the defendant organzaton's nter~st n the followng property to the Unted States: Payments shall be appled n the followng order: (1) assessment, (2) resttuto~ prncpal, (3) resttuton nterest, ( 4) fme prncpal, (5) fme nterest, (6) communty Case 7:15-cr-00108-H resttuton, (7) penaltes, ocument and (8) costs, 146 ncludng Fled cost 01/11/17 of prosecuton Page and court 6 of costs. 6 '