Investment Company Report

Transcription

1 Loomis Sayles Global Growth Fund ADIDAS AG, HERZOGENAURACH Page 1 of 95 Security: D0066B185 Ticker: ISIN: DE000A1EWWW0 Agenda Number: Meeting Type: AGM Meeting Date: 11-May-17 / CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END- INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN

2 Page 2 of 95 / VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 26 APR FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS OF ADIDAS AG AND OF THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016, OF THE COMBINED MANAGEMENT REPORT OF ADIDAS AG AND OF THE ADIDAS GROUP, OF THE EXPLANATORY REPORT OF THE EXECUTIVE BOARD ON THE DISCLOSURES PURSUANT TO SECTION 289 SECTION 4, 315 SECTION 4 GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH - HGB) AS WELL AS OF THE SUPERVISORY BOARD REPORT FOR THE 2016 FINANCIAL YEAR

3 Page 3 of 95 / 2 RESOLUTION ON THE APPROPRIATION OF RETAINED EARNINGS :RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 628,908, SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 2 PER NO-PAR SHARE EUR 200,000,000 SHALL BE ALLOCATED TO THE OTHER RESERVES EUR 26,596, SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: MAY 12, 2017 PAYABLE DATE: MAY 16, RESOLUTION ON THE RATIFICATION OF THE ACTIONS OF THE EXECUTIVE BOARD FOR THE 2016 FINANCIAL YEAR 4 RESOLUTION ON THE RATIFICATION OF THE ACTIONS OF THE SUPERVISORY BOARD FOR THE 2016 FINANCIAL YEAR 5 RESOLUTION ON THE AMENDMENT OF SECTION 18 (COMPENSATION OF THE SUPERVISORY BOARD) OF THE ARTICLES OF ASSOCIATION 6 RESOLUTION ON THE CANCELLATION OF THE AUTHORISED CAPITAL PURSUANT TO SECTION 4 SECTION 2 OF THE ARTICLES OF ASSOCIATION, ON THE CREATION OF A NEW AUTHORISED CAPITAL AGAINST CONTRIBUTIONS IN CASH TOGETHER WITH THE AUTHORISATION TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS ON THE RESPECTIVE AMENDMENT TO THE ARTICLES OF ASSOCIATION

4 Page 4 of 95 / 7 RESOLUTION ON THE CANCELLATION OF THE AUTHORISED CAPITAL PURSUANT TO SECTION 4 SECTION 3 OF THE ARTICLES OF ASSOCIATION, ON THE CREATION OF A NEW AUTHORISED CAPITAL AGAINST CONTRIBUTIONS IN KIND TOGETHER WITH THE AUTHORISATION TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS ON THE RESPECTIVE AMENDMENT TO THE ARTICLES OF ASSOCIATION 8 RESOLUTION ON THE CANCELLATION OF THE AUTHORISED CAPITAL PURSUANT TO SECTION 4 SECTION 4 OF THE ARTICLES OF ASSOCIATION, ON THE CREATION OF A NEW AUTHORISED CAPITAL AGAINST CONTRIBUTIONS IN CASH TOGETHER WITH THE AUTHORISATION TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS ON THE RESPECTIVE AMENDMENT TO THE ARTICLES OF ASSOCIATION 9.1 APPOINTMENT OF THE AUDITOR AND THE GROUP AUDITOR FOR THE 2017 FINANCIAL YEAR AS WELL AS OF THE AUDITOR FOR A POSSIBLE AUDIT REVIEW OF THE FIRST HALF YEAR FINANCIAL REPORT AND OTHER INTERIM FINANCIAL REPORTS FOR THE 2017 FINANCIAL YEAR AND THE 2018 FINANCIAL YEAR PRIOR TO THE 2018 ANNUAL GENERAL MEETING: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAF T, BERLIN, IS APPOINTED AS AUDITOR AND GROUP AUDITOR FOR THE 2017 FINANCIAL YEAR 9.2 APPOINTMENT OF THE AUDITOR AND THE GROUP AUDITOR FOR THE 2017 FINANCIAL YEAR AS WELL AS OF THE AUDITOR FOR A POSSIBLE AUDIT REVIEW OF THE FIRST HALF YEAR FINANCIAL REPORT AND OTHER INTERIM FINANCIAL REPORTS FOR THE 2017 FINANCIAL YEAR AND THE 2018 FINANCIAL YEAR PRIOR TO THE 2018 ANNUAL GENERAL MEETING: KPMG AG

5 Page 5 of 95 / WIRTSCHAFTSPRUFUNGSGESELLSCHAF T, BERLIN, IS APPOINTED AS AUDITOR FOR A POSSIBLE AUDIT REVIEW OF INTERIM FINANCIAL REPORTS (FIRST HALF YEAR REPORT AND QUARTERLY REPORTS) FOR THE 2017 FINANCIAL YEAR, IF AND INSOFAR AS SUCH INTERIM FINANCIAL REPORTS ARE TO BE PREPARED AND ARE TO BE SUBJECT TO AN AUDIT REVIEW 9.3 APPOINTMENT OF THE AUDITOR AND THE GROUP AUDITOR FOR THE 2017 FINANCIAL YEAR AS WELL AS OF THE AUDITOR FOR A POSSIBLE AUDIT REVIEW OF THE FIRST HALF YEAR FINANCIAL REPORT AND OTHER INTERIM FINANCIAL REPORTS FOR THE 2017 FINANCIAL YEAR AND THE 2018 FINANCIAL YEAR PRIOR TO THE 2018 ANNUAL GENERAL MEETING: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAF T, BERLIN, IS APPOINTED AS AUDITOR FOR A POSSIBLE AUDIT REVIEW OF INTERIM FINANCIAL REPORTS FOR THE 2018 FINANCIAL YEAR, IF AND INSOFAR AS SUCH INTERIM FINANCIAL REPORTS ARE TO BE PREPARED PRIOR TO THE 2018 ANNUAL GENERAL MEETING AND ARE TO BE SUBJECT TO AN AUDIT REVIEW

6 Loomis Sayles Global Growth Fund ALIBABA GROUP HOLDING LIMITED Page 6 of 95 Security: 01609W102 Ticker: BABA ISIN: US01609W1027 Agenda Number: Meeting Type: Annual Meeting Date: 13-Oct-16 / 1A. ELECTION OF DIRECTOR: DANIEL YONG ZHANG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) 1B. ELECTION OF DIRECTOR: CHEE HWA TUNG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) 1C. ELECTION OF DIRECTOR: JERRY YANG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) 1D. ELECTION OF DIRECTOR: WAN LING MARTELLO (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) 1E. ELECTION OF DIRECTOR: ERIC XIANDONG JING (TO SERVE UNTIL THE COMPANY'S ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2018 OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

7 Page 7 of 95 / 2. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.

8 Loomis Sayles Global Growth Fund ALPHABET INC Page 8 of 95 Security: 02079K305 Ticker: GOOGL ISIN: US02079K3059 Agenda Number: Meeting Type: Annual Meeting Date: 07-Jun DIRECTOR / 1 LARRY PAGE Withheld 2 SERGEY BRIN Withheld 3 ERIC E. SCHMIDT Withheld 4 L. JOHN DOERR Withheld 5 ROGER W. FERGUSON, JR. 6 DIANE B. GREENE Withheld 7 JOHN L. HENNESSY 8 ANN MATHER Withheld 9 ALAN R. MULALLY 10 PAUL S. OTELLINI Withheld 11 K. RAM SHRIRAM Withheld

9 Page 9 of 95 / 12 SHIRLEY M. TILGHMAN 2. THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. 4. THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. 5. THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. 1 Year 6. A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. Shr 7. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. Shr 8. A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. Shr

10 Page 10 of 95 / 9. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. Shr 10. A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. Shr 11. A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. Shr 12. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. Shr

11 Loomis Sayles Global Growth Fund AMAZON.COM, INC. Page 11 of 95 Security: Ticker: AMZN ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 23-May-17 / 1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS 1B. ELECTION OF DIRECTOR: TOM A. ALBERG 1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN 1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK 1E. ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER 1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH 1G. ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN 1H. ELECTION OF DIRECTOR: THOMAS O. RYDER 1I. ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER 1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS

12 Page 12 of 95 / 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 1 Year 5. APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED 6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS Shr 7. SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE Shr 8. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS Shr

13 Loomis Sayles Global Growth Fund AMERICAN EXPRESS COMPANY Page 13 of 95 Security: Ticker: AXP ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 01-May-17 / 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY 1B. ELECTION OF DIRECTOR: JOHN J. BRENNAN 1C. ELECTION OF DIRECTOR: URSULA M. BURNS 1D. ELECTION OF DIRECTOR: KENNETH I. CHENAULT 1E. ELECTION OF DIRECTOR: PETER CHERNIN 1F. ELECTION OF DIRECTOR: RALPH DE LA VEGA 1G. ELECTION OF DIRECTOR: ANNE L. LAUVERGEON 1H. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT 1I. ELECTION OF DIRECTOR: THEODORE J. LEONSIS 1J. ELECTION OF DIRECTOR: RICHARD C. LEVIN

14 Page 14 of 95 / 1K. ELECTION OF DIRECTOR: SAMUEL J. PALMISANO 1L. ELECTION OF DIRECTOR: DANIEL L. VASELLA 1M. ELECTION OF DIRECTOR: ROBERT D. WALTER 1N. ELECTION OF DIRECTOR: RONALD A. WILLIAMS 2. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. 4. ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 1 Year 5. SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS TO ACT BY WRITTEN CONSENT. Shr 6. SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY EQUITY DISCLOSURE. Shr

15 Loomis Sayles Global Growth Fund ARM HOLDINGS PLC, CAMBRIDGE Page 15 of 95 Security: G0483X122 Ticker: ISIN: GB Agenda Number: Meeting Type: OGM Meeting Date: 30-Aug-16 / 1 APPROVE CASH ACQUISITION OF ARM HOLDINGS PLC BY SOFTBANK GROUP CORP CMMT 04 AUG 2016: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

16 Loomis Sayles Global Growth Fund ARM HOLDINGS PLC, CAMBRIDGE Page 16 of 95 Security: G0483X122 Ticker: ISIN: GB Agenda Number: Meeting Type: CRT Meeting Date: 30-Aug-16 / CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT. 1 TO APPROVE THE SCHEME OF ARRANGEMENT CONTAINED IN THE NOTICE OF MEETING DATED THE 3RD AUGUST 2016

17 Loomis Sayles Global Growth Fund CIELO SA, SAO PAULO Page 17 of 95 Security: P2859E100 Ticker: ISIN: BRCIELACNOR3 Agenda Number: Meeting Type: AGM Meeting Date: 12-Apr-17 / CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, THE FINANCIAL STATEMENTS AND THE ACCOUNTING STATEMENTS ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT, THE FISCAL COUNCIL REPORT AND AUDITORS COMMITTEE REPORT REGARDING THE FISCAL YEAR ENDED ON DECEMBER 31, DELIBERATE ON THE ALLOCATION OF NET PROFIT RESULTED FROM FISCAL YEAR REGARDING THE RATIFICATION OF THE AMOUNT OF INCOME DISTRIBUTED AND APPROVAL OF THE PROPOSAL FOR THE CAPITAL BUDGET 3 TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS AND THE MEMBERS OF THE FISCAL COUNCIL FOR THE 2017

18 Page 18 of 95 / CMMT 15 MAR 2017: PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU CMMT 15 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

19 Loomis Sayles Global Growth Fund CIELO SA, SAO PAULO Page 19 of 95 Security: P2859E100 Ticker: ISIN: BRCIELACNOR3 Agenda Number: Meeting Type: EGM Meeting Date: 12-Apr-17 / CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO ELECT, UNDER THE TERMS OF PARAGRAPH 4 OF ARTICLE 15 OF THE CORPORATE BYLAWS, AS A RESULT OF RESIGNATIONS, THREE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, WHO HAVE BEEN PREVIOUSLY NOMINATED BY THAT CORPORATE BODY AT MEETINGS THAT WERE HELD ON JANUARY 26, 2017, AND MARCH 10, 2017, WHO ARE TO SERVE OUT THE REMAINING TERM IN OFFICE OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO ARE RESIGNING UNTIL THE 2018 ANNUAL GENERAL MEETING, MEMBER. MARCELO AUGUSTO DUTRA LABUTO. NOTE: SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE CANDIDATE APPOINTED BY MINORITARY COMMON SHARES

20 Page 20 of 95 / 2 TO ELECT, UNDER THE TERMS OF PARAGRAPH 4 OF ARTICLE 15 OF THE CORPORATE BYLAWS, AS A RESULT OF RESIGNATIONS,THREE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, WHO HAVE BEEN PREVIOUSLY NOMINATED BY THAT CORPORATE BODY AT MEETINGS THAT WERE HELD ON JANUARY 26, 2017, AND MARCH 10, 2017, WHO ARE TO SERVE OUT THE REMAINING TERM IN OFFICE OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO ARE RESIGNING UNTIL THE 2018 ANNUAL GENERAL MEETING, MEMBER. ROMULO DE MELLO DIAS. NOTE: SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE CANDIDATE APPOINTED BY MINORITARY COMMON SHARES 3 TO ELECT, UNDER THE TERMS OF PARAGRAPH 4 OF ARTICLE 15 OF THE CORPORATE BYLAWS, AS A RESULT OF RESIGNATIONS, THREE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, WHO HAVE BEEN PREVIOUSLY NOMINATED BY THAT CORPORATE BODY AT MEETINGS THAT WERE HELD ON JANUARY 26, 2017, AND MARCH 10, 2017, WHO ARE TO SERVE OUT THE REMAINING TERM IN OFFICE OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO ARE RESIGNING UNTIL THE 2018 ANNUAL GENERAL MEETING, MEMBER. ALBERTO MONTEIRO DE QUEIROZ NETTO. NOTE: SHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE CANDIDATE APPOINTED BY MINORITARY COMMON SHARES

21 Page 21 of 95 / CMMT PLEASE NOTE THAT THE SHAREHOLDERS THAT VOTE IN FAVOR OF RESOLUTIONS 4 TO 13, CANNOT VOTE IN FAVOR FOR RESOLUTION 14. SIMILARLY SHAREHOLDERS THAT VOTE IN FAVOR OF RESOLUTION 14, CANNOT VOTE IN FAVOR OF RESOLUTIONS 4 TO 13. THANK YOU CMMT THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTIONS 4 TO 14 4 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. PRINCIPAL MEMBER. EDMAR JOSE CASALATINA 5 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. SUBSTITUTE MEMBER. FLAVIO SABA SANTOS ESTRELA 6 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. PRINCIPAL MEMBER. JOEL ANTONIO DE ARAUJO 7 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. SUBSTITUTE MEMBER. SIGMAR MILTON MAYER 8 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. PRINCIPAL MEMBER. HERCULANO ANIBAL ALVES

22 Page 22 of 95 / 9 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. SUBSTITUTE MEMBER. KLEBER DO ESPIRITO SANTOS 10 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. PRINCIPAL MEMBER. MARCELO SANTOS DALL OCCO 11 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. SUBSTITUTE MEMBER. CARLOS ROBERTO MENDONCA DA SILVA 12 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. PRINCIPAL MEMBER. HAROLDO REGINALDO LEVY NETO 13 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. SUBSTITUTE MEMBER. MILTON LUIZ MILIONI 14 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES.NOTE MEMBERS. PRINCIPAL. MARIO DAUD FILHO. SUBSTITUTE. CHARLES RENE LEBARBENCHONSHAREHOLDERS THAT VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE CANDIDATES APPOINTED BYCONTROLLER SHAREHOLDERS

23 Page 23 of 95 / 15 TO RESOLVE IN REGARD TO THE PROPOSAL TO INCREASE THE SHARE CAPITAL BY MEANS OF THE CAPITALIZATION OF A PORTION OF THE PROFIT RESERVE, WITH THE ISSUANCE OF NEW SHARES THAT ARE TO BE DISTRIBUTED TO THE SHAREHOLDERS AS BONUS SHARES UNDER THE TERMS OF ARTICLE 169 OF LAW NUMBER TO APPROVE THE RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY CMMT 31 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

24 Loomis Sayles Global Growth Fund COLGATE-PALMOLIVE COMPANY Page 24 of 95 Security: Ticker: CL ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 12-May-17 / 1A. ELECTION OF DIRECTOR: CHARLES A. BANCROFT 1B. ELECTION OF DIRECTOR: JOHN P. BILBREY 1C. ELECTION OF DIRECTOR: JOHN T. CAHILL 1D. ELECTION OF DIRECTOR: IAN COOK 1E. ELECTION OF DIRECTOR: HELENE D. GAYLE 1F. ELECTION OF DIRECTOR: ELLEN M. HANCOCK 1G. ELECTION OF DIRECTOR: C. MARTIN HARRIS 1H. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON 1I. ELECTION OF DIRECTOR: MICHAEL B. POLK 1J. ELECTION OF DIRECTOR: STEPHEN I. SADOVE

25 Page 25 of 95 / 2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 1 Year 5. STOCKHOLDER PROPOSAL ON 15% THRESHOLD TO CALL SPECIAL SHAREOWNER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. Shr

26 Loomis Sayles Global Growth Fund CORE LABORATORIES N.V. Page 26 of 95 Security: N Ticker: CLB ISIN: NL Agenda Number: Meeting Type: Annual Meeting Date: 18-May-17 / 1A. RE-ELECTION OF DIRECTOR: DAVID M. DEMSHUR 1B. RE-ELECTION OF DIRECTOR: JAN WILLEM SODDERLAND 2. TO AMEND ARTICLE 20, PARAGRAPH 5(II), OF OUR ARTICLES OF ASSOCIATION TO ALLOW FOR ANY FUTURE AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH ARE PROPOSED BY THE BOARD OF MANAGEMENT AND WHICH PROPOSAL IS APPROVED BY THE BOARD OF SUPERVISORY DIRECTORS, TO BE PASSED WITH AN ABSOLUTE MAJORITY OF VOTES CAST, WITHOUT REGARD TO THE NUMBER OF SHARES REPRESENTED AT THE MEETING. 3. TO APPOINT KPMG, INCLUDING ITS U.S. AND DUTCH AFFILIATES, (COLLECTIVELY, "KPMG") AS CORE LABORATORIES N.V.'S (THE "COMPANY") INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED IN THE SECTION ENTITLED COMPENSATION DISCUSSION AND ANALYSIS ("CD&A SECTION"), AND THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS

27 Page 27 of 95 / DISCLOSED PURSUANT TO THE SECURITY AND EXCHANGE COMMISSION'S COMPENSATION DISCLOSURE RULES, INCLUDING THE COMPENSATION TABLES 5. TO CONFIRM AND ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016, FOLLOWING A DISCUSSION OF OUR DUTCH REPORT OF THE MANAGEMENT BOARD FOR THAT SAME PERIOD. 6. TO APPROVE AND RESOLVE THE CANCELLATION OF OUR REPURCHASED SHARES HELD AT 12:01 A.M. CEST ON MAY 18, TO APPROVE AND RESOLVE THE EXTENSION OF THE EXISTING AUTHORITY TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL FROM TIME TO TIME FOR AN 18-MONTH PERIOD, UNTIL NOVEMBER 18, 2018, AND SUCH REPURCHASED SHARES MAY BE USED FOR ANY LEGAL PURPOSE. 8. TO APPROVE AND RESOLVE THE EXTENSION OF THE AUTHORITY TO ISSUE SHARES AND/OR TO GRANT RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH RESPECT TO OUR COMMON AND PREFERENCE SHARES UP TO A MAXIMUM OF 10% OF OUTSTANDING SHARES PER ANNUM UNTIL NOVEMBER 18, 2018.

28 Page 28 of 95 / 9. TO APPROVE AND RESOLVE THE EXTENSION OF THE AUTHORITY TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR COMMON SHARES AND/OR PREFERENCE SHARES UP TO A MAXIMUM OF 10% OF OUTSTANDING SHARES PER ANNUM UNTIL NOVEMBER 18, 2018.

29 Loomis Sayles Global Growth Fund DANONE SA, PARIS Page 29 of 95 Security: F Ticker: ISIN: FR Agenda Number: Meeting Type: MIX Meeting Date: 27-Apr-17 / CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU

30 Page 30 of 95 / CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: 67.pdf O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF DIVIDEND AT 1.70 EUROS PER SHARE O.4 OPTION FOR PAYMENT OF DIVIDEND IN SHARES O.5 RENEWAL OF THE TERM OF MS GAELLE OLIVIER AS DIRECTOR O.6 RENEWAL OF THE TERM OF MS ISABELLE SEILLIER AS DIRECTOR O.7 RENEWAL OF THE TERM OF MR JEAN- MICHEL SEVERINO AS DIRECTOR O.8 RENEWAL OF THE TERM OF MR LIONEL ZINSOU-DERLIN AS DIRECTOR O.9 APPOINTMENT OF MR GREGG L. ENGLES AS DIRECTOR

31 Page 31 of 95 / O.10 APPROVAL OF AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L AND FOLLOWING OF THE FRENCH COMMERCIAL CODE ENTERED INTO BY THE COMPANY AND THE J.P. MORGAN GROUP O.11 REVIEW OF THE COMPENSATION OWED OR PAID TO MR FRANCK RIBOUD, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 O.12 REVIEW OF THE COMPENSATION OWED OR PAID TO MR EMMANUEL FABER, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 O.13 APPROVAL OF THE REMUNERATION POLICY FOR THE PRESIDENT OF THE BOARD OF DIRECTORS O.14 APPROVAL OF THE REMUNERATION POLICY FOR THE EXECUTIVE OFFICERS O.15 AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER THE COMPANY'S SHARES E.16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS

32 Page 32 of 95 / E.17 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BUT WITH AN OBLIGATION TO GRANT A RIGHT OF PRIORITY E.18 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS E.19 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY E.20 DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITH A VIEW TO REMUNERATING CONTRIBUTIONS-IN- KIND MADE TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO THE CAPITAL E.21 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY THE INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER SUMS WHOSE CAPITALISATION WOULD BE PERMITTED

33 Page 33 of 95 / E.22 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES RESERVED FOR EMPLOYEES PARTICIPATING IN A COMPANY SAVINGS SCHEME AND/OR RESERVED SALES OF SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS E.23 AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE EXISTING COMPANY SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS E.24 AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY THE CANCELLATION OF SHARES E.25 POWERS TO CARRY OUT ALL LEGAL FORMALITIES

34 Loomis Sayles Global Growth Fund DEERE & COMPANY Page 34 of 95 Security: Ticker: DE ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 22-Feb-17 / 1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN 1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES 1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN 1D. ELECTION OF DIRECTOR: ALAN C. HEUBERGER 1E. ELECTION OF DIRECTOR: DIPAK C. JAIN 1F. ELECTION OF DIRECTOR: MICHAEL O. JOHANNS 1G. ELECTION OF DIRECTOR: CLAYTON M. JONES 1H. ELECTION OF DIRECTOR: BRIAN M. KRZANICH 1I. ELECTION OF DIRECTOR: GREGORY R. PAGE 1J. ELECTION OF DIRECTOR: SHERRY M. SMITH

35 Page 35 of 95 / 1K. ELECTION OF DIRECTOR: DMITRI L. STOCKTON 1L. ELECTION OF DIRECTOR: SHEILA G. TALTON 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION 3. NON-BINDING ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 3 Years 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DEERE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL STOCKHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT Shr

36 Loomis Sayles Global Growth Fund DIAGEO PLC, LONDON Page 36 of 95 Security: G Ticker: ISIN: GB Agenda Number: Meeting Type: AGM Meeting Date: 21-Sep-16 / 1 REPORT AND ACCOUNTS DIRECTORS' REMUNERATION REPORT DECLARATION OF FINAL DIVIDEND 4 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR 5 RE-ELECTION OF LORD DAVIES AS A DIRECTOR 6 RE-ELECTION OF HO KWON PING AS A DIRECTOR 7 RE-ELECTION OF BD HOLDEN AS A DIRECTOR 8 RE-ELECTION OF DR FB HUMER AS A DIRECTOR 9 RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR 10 RE-ELECTION OF IM MENEZES AS A DIRECTOR

37 Page 37 of 95 / 11 RE-ELECTION OF PG SCOTT AS A DIRECTOR 12 RE-ELECTION OF AJH STEWART AS A DIRECTOR 13 ELECTION OF J FERRAN AS A DIRECTOR 14 ELECTION OF KA MIKELLS AS A DIRECTOR 15 ELECTION OF EN WALMSLEY AS A DIRECTOR 16 RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP 17 REMUNERATION OF AUDITOR 18 AUTHORITY TO ALLOT SHARES 19 DISAPPLICATION OF PRE-EMPTION RIGHTS 20 AUTHORITY TO PURCHASE OWN ORDINARY SHARES 21 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU

38 Page 38 of 95 / CMMT 15AUG2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

39 Loomis Sayles Global Growth Fund ELEKTA AB, STOCKHOLM Page 39 of 95 Security: W2479G107 Ticker: ISIN: SE Agenda Number: Meeting Type: AGM Meeting Date: 01-Sep-16 / CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 OPENING OF THE MEETING 2 ELECTION OF THE CHAIRMAN OF THE MEETING: BERTIL VILLARD

40 Page 40 of 95 / 3 PREPARATION AND APPROVAL OF THE LIST OF SHAREHOLDERS ENTITLED TO VOTE AT THE MEETING 4 APPROVAL OF THE AGENDA 5 ELECTION OF ONE OR TWO MINUTES- CHECKERS 6 DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED 7 PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT AND THE CONSOLIDATED ACCOUNTS AND THE AUDITORS' REPORT FOR THE GROUP 8 ADDRESS BY THE PRESIDENT AND CEO AND REPORT ON THE WORK OF THE BOARD OF DIRECTORS AND COMMITTEES OF THE BOARD OF DIRECTORS BY THE CHAIRMAN OF THE BOARD OF DIRECTORS 9 RESOLUTION CONCERNING ADOPTION OF THE BALANCE SHEET AND INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET AND CONSOLIDATED INCOME STATEMENT 10 RESOLUTION CONCERNING APPROVAL OF THE DISPOSITION OF THE COMPANY'S EARNINGS AS SHOWN IN THE BALANCE SHEET ADOPTED BY THE MEETING: SEK 0.50

41 Page 41 of 95 / 11 RESOLUTION CONCERNING THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM PERSONAL LIABILITY 12 REPORT ON THE WORK OF THE NOMINATION COMMITTEE 13 DETERMINATION OF THE NUMBER OF MEMBERS AND ANY DEPUTY MEMBERS OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD OF DIRECTORS SHALL CONSIST OF NINE (UNCHANGED) MEMBERS, WITHOUT DEPUTY MEMBERS 14 DETERMINATION OF THE FEES TO BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDITOR 15 ELECTION OF BOARD MEMBERS AND ANY DEPUTY BOARD MEMBERS: THE NOMINATION COMMITTEE PROPOSES THAT EACH OF LUCIANO CATTANI, ANNIKA ESPANDER JANSSON, LAURENT LEKSELL, SIAOU-SZE LIEN, JOHAN MALMQVIST, TOMAS PUUSEPP, WOLFGANG REIM, JAN SECHER AND BIRGITTA STYMNE GORANSSON ARE RE- ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING. LAURENT LEKSELL IS PROPOSED TO BE RE-ELECTED CHAIRMAN OF THE BOARD OF DIRECTORS

42 Page 42 of 95 / 16 ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES THAT PWC, WITH AUTHORIZED PUBLIC ACCOUNTANT JOHAN ENGSTAM AS AUDITOR IN CHARGE, IS ELECTED AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING 17 RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO EXECUTIVE MANAGEMENT 18.A RESOLUTION REGARDING: PERFORMANCE SHARE PLAN B RESOLUTION REGARDING: TRANSFER OF OWN SHARES IN CONJUNCTION WITH THE PERFORMANCE SHARE PLAN RESOLUTION REGARDING AUTHORIZATION FOR THE BOARD OF DIRECTORS TO DECIDE UPON TRANSFER OF OWN SHARES IN CONJUNCTION WITH THE PERFORMANCE SHARE PLAN 2014 AND A RESOLUTION REGARDING: AUTHORIZATION FOR THE BOARD OF DIRECTORS TO DECIDE UPON ACQUISITION OF OWN SHARES 20.B RESOLUTION REGARDING: AUTHORIZATION FOR THE BOARD OF DIRECTORS TO DECIDE UPON TRANSFER OF OWN SHARES 21 APPOINTMENT OF THE NOMINATION COMMITTEE

43 Page 43 of 95 / 22.A PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO ADOPT A VISION ZERO REGARDING WORKPLACE ACCIDENTS WITHIN THE COMPANY Shr 22.B PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO INSTRUCT THE BOARD OF DIRECTORS TO SET UP A WORKING GROUP TO IMPLEMENT THIS VISION ZERO Shr 22.C PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: ON ANNUAL REPORTING OF THE VISION ZERO Shr 22.D PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO ADOPT A VISION ON EQUALITY WITHIN THE COMPANY Shr 22.E PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO INSTRUCT THE BOARD OF DIRECTORS TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING THE VISION ON EQUALITY Shr

44 Page 44 of 95 / 22.F PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: ON ANNUAL REPORTING OF THE VISION ON EQUALITY Shr 22.G PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO DELEGATE TO THE BOARD OF DIRECTORS TO CREATE A SHAREHOLDERS' ASSOCIATION IN THE COMPANY Shr 22.H PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: THAT A BOARD MEMBER MAY NOT HAVE A LEGAL ENTITY TO INVOICE REMUNERATION FOR WORK ON THE BOARD OF DIRECTORS Shr 22.I PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: THAT THE NOMINATING COMMITTEE SHALL PAY PARTICULAR ATTENTION TO ISSUES ASSOCIATED WITH ETHICS, GENDER AND ETHNICITY Shr 22.J PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ACHIEVE A CHANGE IN THE LEGAL FRAMEWORK REGARDING INVOICING REMUNERATION FOR WORK ON THE BOARD OF DIRECTORS Shr

45 Page 45 of 95 / 22.K PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO AMEND SECTION 5, PARAGRAPH 2 IN THE ARTICLES OF ASSOCIATION Shr 22.L PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ABOLISH THE LEGAL POSSIBILITY TO SO CALLED VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY COMPANIES Shr 22.M PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO AMEND THE ARTICLES OF ASSOCIATION BY ADDING A PROVISION ON SO-CALLED "COOL OFF-PERIOD" FOR POLITICIANS Shr 22.N PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ACHIEVE A NATIONAL SO CALLED "COOL-OFF PERIOD" FOR POLITICIANS Shr 22.O PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO DELEGATE TO THE BOARD OF DIRECTORS TO PREPARE A PROPOSAL CONCERNING A SYSTEM FOR GIVING SMALL AND MEDIUM-SIZED SHAREHOLDERS REPRESENTATION IN BOTH THE NOMINATING COMMITTEE AND THE BOARD OF DIRECTORS Shr

46 Page 46 of 95 / 22.P PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON: TO DELEGATE TO THE BOARD OF DIRECTORS TO, BY REACHING OUT TO THE SWEDISH GOVERNMENT, RAISE AWARENESS OF THE NEED OF SUCH REPRESENTATION Shr 23 CLOSING OF THE MEETING CMMT 10 AUG 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF RESOLUTION 10 AND 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

47 Loomis Sayles Global Growth Fund EXPEDITORS INT'L OF WASHINGTON, INC. Page 47 of 95 Security: Ticker: EXPD ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 02-May-17 / 1A. ELECTION OF DIRECTOR: ROBERT R. WRIGHT 1B. ELECTION OF DIRECTOR: GLENN M. ALGER 1C. ELECTION OF DIRECTOR: JAMES M. DUBOIS 1D. ELECTION OF DIRECTOR: MARK A. EMMERT 1E. ELECTION OF DIRECTOR: DIANE H. GULYAS 1F. ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS 1G. ELECTION OF DIRECTOR: RICHARD B. MCCUNE 1H. ELECTION OF DIRECTOR: ALAIN MONIE 1I. ELECTION OF DIRECTOR: JEFFREY S. MUSSER 1J. ELECTION OF DIRECTOR: LIANE J. PELLETIER

48 Page 48 of 95 / 1K. ELECTION OF DIRECTOR: TAY YOSHITANI 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION 1 Year 4. APPROVE 2017 OMNIBUS INCENTIVE PLAN 5. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 6. SHAREHOLDER PROPOSAL: LINK EXECUTIVE COMPENSATION TO SUSTAINABILITY PERFORMANCE Shr

49 Loomis Sayles Global Growth Fund EXPERIAN PLC, ST HELLIER Page 49 of 95 Security: G Ticker: ISIN: GB00B19NLV48 Agenda Number: Meeting Type: AGM Meeting Date: 20-Jul-16 / 1 RECEIPT OF THE ANNUAL REPORT AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH TO RECEIVE AND CONSIDER THE REPORT ON DIRECTORS' REMUNERATION CONTAINED IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 MARCH TO ELECT LUIZ FLEURY AS A DIRECTOR OF THE COMPANY 4 TO RE-ELECT BRIAN CASSIN AS A DIRECTOR OF THE COMPANY 5 TO RE-ELECT ROGER DAVIS AS A DIRECTOR OF THE COMPANY 6 TO RE-ELECT DEIRDRE MAHLAN AS A DIRECTOR OF THE COMPANY 7 TO RE-ELECT LLOYD PITCHFORD AS A DIRECTOR OF THE COMPANY 8 TO RE-ELECT DON ROBERT AS A DIRECTOR OF THE COMPANY 9 TO RE-ELECT GEORGE ROSE AS A DIRECTOR OF THE COMPANY

50 Page 50 of 95 / 10 TO RE-ELECT PAUL WALKER AS A DIRECTOR OF THE COMPANY 11 TO RE-ELECT KERRY WILLIAMS AS A DIRECTOR OF THE COMPANY 12 APPOINT KPMG LLP AS AUDITOR 13 DIRECTORS' AUTHORITY TO DETERMINE THE AUDITOR'S REMUNERATION 14 DIRECTORS' AUTHORITY TO ALLOT RELEVANT SECURITIES 15 DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS 16 ADDITIONAL DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS/SPECIFIED CAPITAL INVESTMENTS 17 DIRECTORS' AUTHORITY TO PURCHASE THE COMPANY'S OWN SHARES

51 Loomis Sayles Global Growth Fund FACEBOOK INC. Page 51 of 95 Security: 30303M102 Ticker: FB ISIN: US30303M1027 Agenda Number: Meeting Type: Annual Meeting Date: 01-Jun DIRECTOR / 1 MARC L. ANDREESSEN Withheld 2 ERSKINE B. BOWLES Withheld 3 S.D.DESMOND-HELLMANN Withheld 4 REED HASTINGS 5 JAN KOUM Withheld 6 SHERYL K. SANDBERG Withheld 7 PETER A. THIEL 8 MARK ZUCKERBERG Withheld 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

52 Page 52 of 95 / 3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. Shr 4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. Shr 5. A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. Shr 6. A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. Shr 7. A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. Shr

53 Loomis Sayles Global Growth Fund MERCADOLIBRE, INC. Page 53 of 95 Security: 58733R102 Ticker: MELI ISIN: US58733R1023 Agenda Number: Meeting Type: Annual Meeting Date: 13-Jun DIRECTOR / 1 SUSAN SEGAL 2 MARIO EDUARDO VAZQUEZ 3 ALEJANDRO N. AGUZIN 2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 1 Year 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & CO. S.A. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

54 Loomis Sayles Global Growth Fund MICROSOFT CORPORATION Page 54 of 95 Security: Ticker: MSFT ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 30-Nov-16 / 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III 1B. ELECTION OF DIRECTOR: TERI L. LIST- STOLL 1C. ELECTION OF DIRECTOR: G. MASON MORFIT 1D. ELECTION OF DIRECTOR: SATYA NADELLA 1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI 1F. ELECTION OF DIRECTOR: HELMUT PANKE 1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON 1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF 1I. ELECTION OF DIRECTOR: JOHN W. STANTON 1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON

55 Page 55 of 95 / 1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION 5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN 6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS Shr

56 Loomis Sayles Global Growth Fund NESTLE SA, CHAM UND VEVEY Page 56 of 95 Security: H Ticker: ISIN: CH Agenda Number: Meeting Type: AGM Meeting Date: 06-Apr-17 / CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE)

57 Page 57 of 95 / 2 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT 3 APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR RE-ELECTION TO THE BOARD OF DIRECTORS: MR PAUL BULCKE RE-ELECTION TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN RE-ELECTION TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES RE-ELECTION TO THE BOARD OF DIRECTORS: MR BEAT W. HESS RE-ELECTION TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND RE-ELECTION TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH RE-ELECTION TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI RE-ELECTION TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH RE-ELECTION TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN

58 Page 58 of 95 / RE-ELECTION TO THE BOARD OF DIRECTORS: MS EVA CHENG RE-ELECTION TO THE BOARD OF DIRECTORS: MS RUTH K. ONIANG'O RE-ELECTION TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER ELECTION TO THE BOARD OF DIRECTORS: MR ULF MARK SCHNEIDER ELECTION TO THE BOARD OF DIRECTORS: MS URSULA M. BURNS 4.3 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: MR PAUL BULCKE ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN- PIERRE ROTH ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER 4.5 ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH

59 Page 59 of 95 / 4.6 ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW 5.1 APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS 5.2 APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD 6 IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL Shr CMMT PLEASE FIND BELOW THE LINK FOR NESTLE IN SOCIETY CREATING SHARED VALUE AND MEETING OUR COMMITMENTS 2016: e_social_responsibility/nestle-in-societysummary-report-2016-en.pdf

60 Loomis Sayles Global Growth Fund NOVARTIS AG, BASEL Page 60 of 95 Security: H5820Q150 Ticker: ISIN: CH Agenda Number: Meeting Type: AGM Meeting Date: 28-Feb-17 / CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID DUE TO ADDITION OF RESOLUTION B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE

61 Page 61 of 95 / A.1 APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR A.2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE A.3 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND: GROSS DIVIDEND (BEFORE TAXES AND DUTIES) OF CHF 2.75 PER DIVIDEND BEARING SHARE OF CHF 0.50 NOMINAL VALUE A.4 REDUCTION OF SHARE CAPITAL A.5.1 BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING A.5.2 BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E A.5.3 ADVISORY VOTE ON THE 2016 COMPENSATION REPORT A.6.1 RE-ELECTION OF JOERG REINHARDT, PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE)

62 Page 62 of 95 / A.6.2 RE-ELECTION OF NANCY C. ANDREWS, M.D., PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS A.6.3 RE-ELECTION OF DIMITRI AZAR, M.D. AS A MEMBER OF THE BOARD OF DIRECTORS A.6.4 RE-ELECTION OF TON BUECHNER AS A MEMBER OF THE BOARD OF DIRECTORS A.6.5 RE-ELECTION OF SRIKANT DATAR, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS A.6.6 RE-ELECTION OF ELIZABETH DOHERTY AS A MEMBER OF THE BOARD OF DIRECTORS A.6.7 RE-ELECTION OF ANN FUDGE AS A MEMBER OF THE BOARD OF DIRECTORS A.6.8 RE-ELECTION OF PIERRE LANDOLT, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS A.6.9 RE-ELECTION OF ANDREAS VON PLANTA, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS A6.10 RE-ELECTION OF CHARLES L. SAWYERS, M.D. AS A MEMBER OF THE BOARD OF DIRECTORS A6.11 RE-ELECTION OF ENRICO VANNI, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS

63 Page 63 of 95 / A6.12 RE-ELECTION OF WILLIAM T. WINTERS AS A MEMBER OF THE BOARD OF DIRECTORS A6.13 ELECTION OF FRANS VAN HOUTEN AS A MEMBER OF THE BOARD OF DIRECTORS A.7.1 RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE A.7.2 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE A.7.3 RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE A.7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE A.8 RE-ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR OF NOVARTIS AG FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2017 A.9 RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY OF NOVARTIS AG UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING