What is political behavior. Political Science: the scientific study of political behavior. Responses to deleterious changes in one s environment

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1 What is political behavior Political cience: the scientific study of political behavior (How s that for a tautology?) 2/5/2002 omparative Politics Lec.4 NYU 1 ubset of human behaviors that involves the use of power What is power? Influence o power is involved when people can t accomplish their goals without Trying to influence the behavior of others Trying wrestle free of the influence of others 2/5/2002 omparative Politics Lec.4 NYU 2, and A reconsideration of Hirchman s classic Responses to deleterious changes in one s environment Fuel efficient cars are suddenly imported from Japan The national currency drops in value The supreme court rules that corporate prayer in public schools is unconstitutional Decline in the quality of mangos at your local fruit stand 2/5/2002 omparative Politics Lec.4 NYU 3 2/5/2002 omparative Politics Lec.4 NYU 4 Three possible responses Accept change in environment and change one s behavior in attempt to optimize goal-attainment in new environment Attempt to change environment back to original condition in order to avoid the need to change one s behavior Accept change in environment, do not change behavior When is behavior political? requires influence In order to change one s environment, one typically needs to change the behavior of other people so politics is involved when voice is used.but its also involved whenever voice is considered. The decision whether to respond with, voice, or loyalty is a political decision so politics doesn t begin when voice is chosen. 2/5/2002 omparative Politics Lec.4 NYU 5 2/5/2002 omparative Politics Lec.4 NYU 6 1

2 ,, and Game Examples: timulus Pre-history.. deleterious shock results in transfer of a benefit from a citizen to the state itizen must decide Accept change and act the same way it always has (Remain Loyal (L))? Accept change and change one s behavior (E)? Try to get benefit back (V)? Increase in taxes Local jursidiction outlaws hand gun Mangos start to taste lousy Government places $1,000 withdrawl limit on bank accounts Pay taxes, keep mouth shut Turn in guns, keep mouth shut Eat mangos keep mouth shut Lose weight Reallocate portfolio to avoid tax increase Move to Idaho Buy Kiwis Insist on being paid in cash, keep money under mattress, use credit cards, barter, emigrate, Organize tax revolt Join NRA, militia group, etc. omplain to store owner et fire to government buildings, throw President out of office, 2/5/2002 omparative Politics Lec.4 NYU 7 2/5/2002 omparative Politics Lec.4 NYU 8 itizen s response depends on expected response of the state tate s response depends on its expectation of citizen s response (return benefit to citizen) (?) (?) (tate keeps benefit itizen opts for some substitute) (tate keeps benefit itizen suffers loss) 2/5/2002 omparative Politics Lec.4 NYU 9 (tate keeps benefit (tate keeps benefit itizen opts for itizen suffers loss) some substitute) 2/5/2002 omparative Politics Lec.4 NYU 10 (O3: tate returns benefit to citizen) Turning outcomes into pay-offs (O4: tate keeps situation; itizen suffers loss) (O5:tate keeps situation but loses support of citizen; (O1: tate keeps itizen opts for (O2: tate keeps some substitute) situation but loses situation; itizen support of citizen; suffers loss) itizen opts for 2/5/2002 some substitute) omparative Politics Lec.4 NYU 11 Value assigned by Outcome Description itizen tate 1 tate keeps situation; E 1 itizen opts for some substitute 2 tate keeps situation and 0 1+ support of citizen; itizen suffers loss 3 tate returns benefit but keeps support 1 of citizen 4 ame as ame as a E 1 2/5/2002 omparative Politics Lec.4 NYU 12 2

3 (1;) How do we know what will happen? Backward s Induction Begin at the end and reason backwards 2/5/2002 omparative Politics Lec.4 NYU 13 2/5/2002 omparative Politics Lec.4 NYU 14 End Game (1;) tate response to voice when are (E>0) (1;) 2/5/2002 omparative Politics Lec.4 NYU 15 2/5/2002 omparative Politics Lec.4 NYU 16 itizen s choice when it has (E>0) and the state depends on its support >1 (1;) Equilibrium behavior when: 1.) value citizen places on a substitute is better than what it gets from loyalty, but not so high that its better than a return the status quo ante (0<E<1) and 2.) tate depends on support (>1) Eq. trategy: ( s 1 st action, s 2 nd action; s action) (V,E;R) is a sub-game perfect equilibrium (1;) 2/5/2002 omparative Politics Lec.4 NYU 17 2/5/2002 omparative Politics Lec.4 NYU 18 3

4 Definitions A strategy is a complete plan that specifies what an actor would do at any conceivable decision point (node). A Nash equilibrium is a set of strategies that are best replies to each other on the equilibrium path A subgame is a part of a game beginning at one node and including all succeeding notes that forms a game by itself. A subgame perfect equilibrium is a set of strategies such that each player plays a Nash equilibrium in every subgame 2/5/2002 omparative Politics Lec.4 NYU 19 Equilibrium behavior when citizen has threat (0<E<1) and state is dependent (>1). (1;) (0; 1+) 2/5/2002 omparative Politics Lec.4 NYU 20 (V,E;R) is subgame perfect Equilibrium behavior when citizen has no threat (E<0) and state depends on citizen s support (>1). Equilibrium behavior when citizen has no threat (E<0) and state is relatively autonomous (<1). (1;) (1;) (0; 1+) (0; 1+) (V,L;I) and (L,L;I) are 2/5/2002 omparative Politics Lec.4 NYU 21 (V,L;I) and (L,L;I) are 2/5/2002 omparative Politics Lec.4 NYU 22 Equilibrium behavior when citizen has a threat (E>0) and state is relatively autonomous (<1). (1;) itizen has: ummary of subgame perfect equilibria tate is: have (1>E>0) (E<0) Relatively autonomous <1 (,; ) (, ; ) (,;) Dependent >1 (,;) (,;) (,;) (,;) (V,E;I) and (E,E;I) are 2/5/2002 omparative Politics Lec.4 NYU 23 2/5/2002 omparative Politics Lec.4 NYU 24 4

5 Equilibrium behavior when citizen prefers substitute to the benefit of state response (E>1) and state is dependent (>1) (1;) 2/5/2002 omparative Politics Lec.4 NYU 25 (E,E;R) is subgame perfect Equilibrium behavior when citizen prefers substitute to the benefit of state response (E>1) and state is relatively autonomous (<1) (1;) 2/5/2002 omparative Politics Lec.4 NYU 26 (V,E;I) and (E,E;I) are both subgame perfect ummary of subgame perfect equilibria tate is: Relatively autonomous Dependent <1 >1 Preference (,; ) for (E>1) (,; ) substitute (,; ) (1>E>0) (,; ) (,;) itizen has: (, ; ) (,;) (,;) have (E<0) (,;) (,;) When voice is costly (1-E>>0) does behavior change? (1-;) (-;1+) (E-; 1) 2/5/2002 omparative Politics Lec.4 NYU 27 2/5/2002 omparative Politics Lec.4 NYU 28 Example: Recall that both (, ; ) and (, ; ) are subgame perfect equilibria when the citizen has no threat (E<0) and state depends on citizen s support (>1) is. Would costly voice change our expectations about behavior? Yes! Whenever the state is expected to ignore the use of voice, using voice is no longer equilibrium behavior. For example, when the citizen has no threat (E<0) and the state depends on citizen s support (>1); (V,L; I) is no longer subgame perfect (1-;) (-; 1+) (E-; 1) 2/5/2002 omparative Politics Lec.4 NYU 29 (0; 1+) (V,L;I) and (L,L;I) are 2/5/2002 omparative Politics Lec.4 NYU 30 5

6 More generally, when the state is is autonomous and using voice is costly, citizens choose or loyalty at the beginning of the game (1-;) (-;1+) (E-; 1) ummary of subgame perfect equilibria when voice is costly itizen has: Preference for substitute have (E>1) (1>E>0) (E<0) Relatively autonomous <1 (,; ) (,; ) (,; ) (,; ) (,;) (,;) tate is: Dependent >1 (,; ) (,;) (,;) (,;) 2/5/2002 omparative Politics Lec.4 NYU 31 2/5/2002 omparative Politics Lec.4 NYU 32 When voice is intrinsically beneficial to the citizen (c<0), the citizen has not threat (E<0), and the state is relatively autonomous (<1) (1-;) When voice is intrinsically beneficial to the citizen (c<0), the citizen has a threat (E>0), and the state is relatively autonomous (<1) (1-;) (-;1+) (-;1+) (E-; 1) (E-; 1) 2/5/2002 omparative Politics Lec.4 NYU 33 2/5/2002 omparative Politics Lec.4 NYU 34 ummary of subgame perfect equilibria when voice is intrinsically beneficial c<0 itizen has: Preference for substitute have (E>1) Relatively autonomous <1 (,; ) (,; ) tate is: Dependent >1 (,; ) (1>E>0) (,; ) (,;) (E<0) (,;) (,;) (,;) (,;) onclusions Influence is relevant only when perfect substitues are not available (I.e. when is costly) When voice is likely to be effective states have an incentive to prevent bad shocks is effective only when it is costly 2/5/2002 omparative Politics Lec.4 NYU 35 2/5/2002 omparative Politics Lec.4 NYU 36 6

7 onclusions when voice is costly is used only when are and the state depends on citizen s support is used when are not is used when state is relatively autonomuous and exist are Thus, when the state observes the use of voice, it can learn something about the citizen onclusions when voice is intrinsically beneficial is used all the time o the state can not learn anything about the citizen by observing voice 2/5/2002 omparative Politics Lec.4 NYU 37 2/5/2002 omparative Politics Lec.4 NYU 38 7

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