U.S. District Court Western District of Virginia (Roanoke) CIVIL DOCKET FOR CASE #: 7:01-cv jct

Transcription

1 US District Court Civil Docket as of 01/24/2005 Retrieved from the court on Wednesday, September 27, 2006 U.S. District Court Western District of Virginia (Roanoke) CIVIL DOCKET FOR CASE #: 7:01-cv jct Smith v. CNA Financial Corp., et al Assigned to: Judge James C. Turk Demand: $0 Case in other court: WD/VA, 7:00cv00100 Cause: 28:1332 Diversity-Breach of Contract Plaintiff Reverend Allen E. Smith individually and for the benefit of the trusts established for him by Clearview Baptist Church, and on behalf of all others similarly situated Date Filed: 08/27/2001 Jury Demand: Plaintiff Nature of Suit: 110 Insurance Jurisdiction: Diversity CLARK, BLOSS & WALL, PLLC P.O. BOX 1349 GREENSBORO, NC Fax: CLARK, BLOSS & WALL, PLLC P.O. BOX 1349 GREENSBORO, NC Fax: John Thomas Jessee LECLAIR RYAN FLIPPIN DENSMORE DRAWER 1200 DRAWER 1200 ROANOKE, VA Fax: V. David Armbrister

2 Jacqueline Armbrister Larry Armbrister Carolyn Armbrister Sherman H. Blankenship

3 Francis Lentz Helen Lentz Leslie Hollowell Phyl Wigal Personal Representative of the Estate of Larry Wigal

4 Westminster Presbyterian Church Corporation of Greensboro, Inc. Elvis H. Hester, Jr. Draper Valley Baptist Church V. Defendant CNA Financial Corporation a foreign corporation, and its divisions, subsidiaries, and affiliates represented by Anne G. Kimball WILDMAN, HARROLD, ALLEN & DIXON 225 WEST WACKER DRIVE

5 CHICAGO, IL Fax: John Palmer Fishwick, Jr. LICHTENSTEIN, FISHWICK & JOHNSON, PLC PO BOX 601 ROANOKE, VA Fax: Lucy C. Lisiecki WILDMAN, HARROLD, ALLEN & DIXON 225 WEST WACKER DRIVE CHICAGO, IL Fax: Vilia M. Drazdys WILDMAN, HARROLD, ALLEN & DIXON 225 WEST WACKER DRIVE CHICAGO, IL Fax: Defendant Continental Corporation a foreign corporation represented by Anne G. Kimball John Palmer Fishwick, Jr.

6 Lucy C. Lisiecki Vilia M. Drazdys Defendant Continental Insurance Company a foreign corporation represented by Anne G. Kimball Devon James Munro LICHTENSTEIN, FISHWICK & JOHNSON, PLC PO BOX 601 ROANOKE, VA Fax: devon@vaonline.com John Palmer Fishwick, Jr. Lucy C. Lisiecki Vilia M. Drazdys

7 Defendant Retirement Accounts, Inc. a foreign corporation represented by Kenneth B. Siegel SHERMAN & HOWARD LLC SUITE SEVENTEENTH STREET DENVER, CO Fax: ksiegel@sah.com Michael F. Urbanski WOODS ROGERS & HAZLEGROVE PLC PO BOX ROANOKE, VA Fax: Noel M. Franklin SHERMAN & HOWARD LLC SUITE SEVENTEENTH STREET DENVER, CO Defendant FISERV, Inc. a foreign corporation represented by Kenneth B. Siegel Michael F. Urbanski Noel M. Franklin

8 Date Filed # Docket Text 08/27/ COMPLAINT Filing Fee $ Receipt # Day Notice due 12/5/01 for Retirement Accounts, for Continental Ins., for Continental Corp., for CNA Financial Corp. Service due 12/25/01 for Retirement Accounts, for Continental Ins., for Continental Corp., for CNA Financial Corp. (lfc) (Entered: 08/28/2001) 08/27/2001 SUMMONS(ES) issued for CNA Financial Corp., Continental Corp., Continental Ins., Retirement Accounts (lfc) (Entered: 08/28/2001) 08/27/ JURY DEMAND by Allen E. Smith (lfc) (Entered: 08/28/2001) 08/27/2001 **Set Jury Demand flag. (lfc) (Entered: 08/28/2001) 09/28/2001 SUMMONS Returned Executed as to Continental Ins. on 9/12/01 Answer due on 10/2/01 for Continental Ins. (rkc) 09/28/2001 SUMMONS Returned Executed as to Retirement Accounts on 9/12/01 Answer due on 10/2/01 for Retirement Accounts (rkc) 09/28/2001 SUMMONS Returned Executed as to CNA Financial Corp. on 9/18/01. Answer due on 10/8/01 for CNA Financial Corp. (rkc) 10/10/ MOTION to Amend [1-1] complaint by Allen E. Smith (rkc) 10/10/ BRIEF in Support of [2-1] motion to Amend [1-1] complaint by Allen E. Smith (rkc) 10/10/ AMENDED COMPLAINT by Allen E. Smith amending [1-1] complaint adding FISERV, Inc. as party deft. Service due 2/7/02 for FISERV, Inc. (rkc) 10/10/2001 SUMMONS(ES) issued for FISERV, Inc. (rkc) 10/10/ ORDER granting [2-1] motion to Amend [1-1] complaint ( signed by Judge James C. Turk ) [EOD Date 10/10/01] (rkc) 10/11/ MOTION for David M Clark to Appear Pro Hac Vice by Allen E. Smith (rkc) 10/11/ ORDER granting [6-1] motion for David M Clark to Appear Pro Hac Vice ( signed by Judge James C. Turk ) [EOD Date 10/11/01] (rkc) 11/02/ MOTION to Dismiss by Retirement Accounts, FISERV, Inc. (Attorney Michael F. Urbanski) (lmh) 11/02/ POSITIVE CORPORATE DISCLOSURE STATEMENT by Continental Corp. (lmh) 11/02/ POSITIVE CORPORATE DISCLOSURE STATEMENT by CNA Financial Corp. (lmh) 11/02/ POSITIVE CORPORATE DISCLOSURE STATEMENT by Continental Ins. (lmh) 11/02/ MOTION to Dismiss for lack of personal jurisdiction by CNA Financial Corp., Continental Corp. (Attorney John Palmer Fishwick Jr.) (lmh)

9 11/02/ MEMORANDUM by CNA Financial Corp., Continental Corp. in support of [12-1] motion to Dismiss for lack of personal jurisdiction by Continental Corp., CNA Financial Corp. (lmh) 11/02/ MOTION to Dismiss Amended Complaint by Continental Ins. (Attorney John Palmer Fishwick Jr.) (lmh) 11/02/ MEMORANDUM by Continental Ins. in support of [14-1] motion to Dismiss Amended Complaint by Continental Ins. (lmh) 11/05/ MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF MOTION TO COMPEL ARBITRATION AND STAY THE PROCEEDINGS by Retirement Accounts, FISERV, Inc. (rkc) 11/23/ MOTION for Vilia M. Drazdys to Appear Pro Hac Vice by CNA Financial Corp. (Attorney John P. Fishwick) (lmh) 11/23/ MOTION for Anne G. Kimball to Appear Pro Hac Vice by CNA Financial Corp. (Attorney John P. Fishwick, Jr. ) (lmh) 11/23/ MOTION for Lucy C. Lisiecki to Appear Pro Hac Vice by CNA Financial Corp. (Attorney John P. Fishwick, Jr. ) (lmh) 12/06/ ORDER granting [18-1] motion for Anne G. Kimball to Appear Pro Hac Vice ( signed by Judge James C. Turk ) [EOD Date 12/6/01] (rkc) 12/06/ ORDER granting [17-1] motion for Vilia M. Drazdys to Appear Pro Hac Vice ( signed by Judge James C. Turk ) [EOD Date 12/6/01] (rkc) 12/06/ ORDER granting [19-1] motion for Lucy C. Lisiecki to Appear Pro Hac Vice ( signed by Judge James C. Turk ) [EOD Date 12/6/01] (rkc) 12/10/2001 SUMMONS Returned Executed as to FISERV, Inc. on 10/22/01 Answer due on 11/11/01 for FISERV, Inc. (rkc) 12/21/ CERTIFICATION OF Allen E. Smith (rkc) 12/21/ NOTICE OF PUBLICATION by Allen E. Smith (rkc) 01/14/ MEMORANDUM by Allen E. Smith in opposition to [8-1] motion to Dismiss by FISERV, Inc., Retirement Accounts (rkc) 01/14/ MEMORANDUM by Allen E. Smith in opposition to [12-1] motion to Dismiss for lack of personal jurisdiction by Continental Corp., CNA Financial Corp. (rkc) 01/14/ MEMORANDUM by Allen E. Smith in opposition to [14-1] motion to Dismiss Amended Complaint by Continental Ins. (rkc) 01/31/2002 NOTICE of law firm name change, etc. by Allen E. Smith (emh) 01/31/ NOTICE of Hearing Motion Hearing set for 10:30 2/19/02 for [12-1] motion to Dismiss for lack of personal jurisdiction, set for 10:30 2/19/02 for [14-1] motion to Dismiss Amended Complaint by CNA Financial Corp., Continental Corp., Continental Ins. (emh) 02/01/ NOTICE of Hearing Motion Hearing set for 10:30 2/19/02 for Motion to Compel

10 Arbitration and to Stay the Proceedings of Retirement Accounts and FISERV by Retirement Accounts, FISERV, Inc. (emh) (Entered: 02/04/2002) 02/05/ MOTION to Compel Arbitration and to Stay the Proceedings of Retirement Accounts and Fiserv, Inc. by Retirement Accounts, FISERV, Inc. (emh) (Entered: 02/06/2002) 02/07/ MOTION for Kenneth B Siegel and Noel M Franklin to Appear Pro Hac Vice by Retirement Accounts, FISERV, Inc. (rkc) 02/07/ ORDER granting [31-1] motion for Kenneth B Siegel and Noel M Franklin to Appear Pro Hac Vice for defts Retirement Accounts, Inc and FISERV, Inc ( signed by Judge James C. Turk ) [EOD Date 2/7/02] (rkc) 02/08/2002 **Set Pro Hac Vice flag. (rkc) 02/11/ REPLY BRIEF w/ Exhibits in Support of [30-1] motion to Compel Arbitration and [30-2] motion to Stay the Proceedings of Retirement Accounts and Fiserv, Inc. (rkc) 02/11/ REPLY in Support of [14-1] motion to Dismiss Amended Complaint by Continental Ins. (rkc) 02/11/ REPLY MEMORANDUM in support of [12-1] motion to Dismiss for lack of personal jurisdiction by Continental Corp., CNA Financial Corp. (rkc) 02/15/ SECOND AFFIDAVIT of G Craig Fidler, Esq filed by Retirement Accounts, Inc and Fiserv, Inc (rkc) (Entered: 02/19/2002) 02/19/ SUPPLEMENTAL RESPONSE by Allen E. Smith to Recent Filings by Defendants (rkc) 02/19/2002 COURT HEARING: Court heard arguments and took following motions under advisement: Defts' [14-1] motion to Dismiss Amended Complaint, [12-1] motion to Dismiss for lack of personal jurisdiction, [8-1] motion to Dismiss, [30-1] motion to Compel Arbitration and [30-2] motion to Stay the Proceedings of Retirement Accounts and Fiserv, Inc. (Judge James C Turk; OCR Clara Whitlock) (rkc) 03/14/ MEMORANDUM OPINION AND ORDER denying [14-1] motion to Dismiss Amended Complaint, [12-1] motion to Dismiss for lack of personal jurisdiction under advisement, granting [30-1] motion to Compel Arbitration, granting [30-2] motion to Stay the Proceedings of Retirement Accounts and Fiserv, Inc. ( signed by Judge James C. Turk ) (emh) 03/27/ ORDER ent., setting deadline for defendant to respond until 4/8/02 set Response Due Deadline to 4/8/02 ( signed by Judge James C. Turk ) [EOD Date 3/27/02] (lmh) 03/28/ MOTION UNDER RULE 59(e) to Alter or Amend [38-1] order w/ attachments by Allen E. Smith (rkc) 04/08/ ANSWER to amended complaint by Continental Ins. (lmh) 05/07/ RESPONSE by Retirement Accounts, FISERV, Inc. in Opposition to [40-1] Rule 59(e) motion to Alter or Amend [38-1] order by Allen E. Smith (rkc)

11 05/14/ RENEWED MOTION to Dismiss by CNA Financial Corp., Continental Corp (rkc) 05/14/ MEMORANDUM w/ exhibits in support of [43-1] motion to Dismiss by Continental Corp., CNA Financial Corp. (rkc) 05/21/ REPLY by Allen E. Smith to [42-1] opposition response to Plaintiff Smith's Motion Under Rule 59(3) by FISERV, Inc., Retirement Accounts (rkc) 05/21/ MOTION FOR DETERMINATION OF SUFFICIENCY OF ANSWERS AND FOR SANCTIONS w/ exhibits by Allen E. Smith (rkc) 05/30/ MOTION to Certify Class by Allen E. Smith (lmh) (Entered: 05/31/2002) 05/30/ MEMORANDUM by Allen E. Smith in support of [47-1] motion to Certify Class by Allen E. Smith (lmh) (Entered: 05/31/2002) 06/05/2002 DISCOVERY LETTER re: Rule 26(f) by Allen E. Smith (rkc) 06/05/ RESPONSE by CNA Financial Corp., Continental Corp., Continental Ins. to [46-1] Motion for Determination of Sufficiency of Answers to Discovery by Allen E. Smith (rkc) 07/02/ RESPONSE by Allen E. Smith to [43-1] renewed motion to Dismiss by Continental Corp., CNA Financial Corp. (lmh) 07/08/ Supplement to RESPONSE by Allen E. Smith to [50-1] motion response by Allen E. Smith (lmh) 07/08/ MOTION to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church (lmh) 07/08/ BRIEF by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corporation of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley in Support of [52-1] motion to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church (lmh) 08/05/ NOTICE of Hearing Motion Hearing set for 10:30 9/13/02 for [43-1] motion to Dismiss by CNA Financial Corp., Continental Corp., Continental Ins. (rkc) 08/15/ NOTICE of Hearing Motion Hearing set for 10:30 9/13/02 for [46-2] motion for determination of sufficiency of answers and sanctions, [52-1] motion to Intervene, [40-1] motion to Alter or Amend [38-1] order by Allen E. Smith (rkc) (Entered: 08/16/2002) 09/10/ REPLY MEMORANDUM in support of [43-1] Renewed Motion to Dismiss by Continental Corp., CNA Financial Corp. (rkc)

12 09/12/ RESPONSE by Continental Ins. in Opposition to [52-1] motion to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church (rkc) 09/13/2002 COURT HEARING: Parties present w/by counsel for hearing on various motions. Arguments. [52-1] motion to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church under advisement, [46-1] motion under advisement, [43-1] motion to Dismiss under advisement, [40-1] motion to Alter or Amend [38-1] order under advisement, [12-1] motion to Dismiss for lack of personal jurisdiction under advisement, [8-1] motion to Dismiss under advisement. Mtn. to certify case addressed but not heard. Order forthcoming (Judge James C. Turk; Janeal Mundy, CR sworn) (emh) 09/30/ MEMORANDUM OPINION ( signed by Judge James C. Turk ) (rkc) 09/30/ ORDER denying pltf's [40-1] motion to Alter or Amend [38-1] order; denying pltf's [46-1] motion for determination of sufficiency of answers, granting [52-1] motion to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Phyl Wigal - Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church; and granting defts CNA's and Continental's [43-1] motion to Dismiss, [12-1] motion to Dismiss for lack of personal jurisdiction ( signed by Judge James C. Turk ) [EOD Date 9/30/02] (rkc) Modified on 11/06/ /04/2002 COURT REPORTER NOTES filed in Roanoke Division by Court Reporter Janelle Mundy, CCR for hearing date September 13, 2002 for Pretrial Motions (rtb) 10/18/2002 DISCOVERY LETTER by Allen E. Smith (rkc) 10/30/ NOTICE OF APPEAL by Allen E. Smith. FILING FEE $ RECEIPT # ; Order appealed: Final Order entered 9/30/2002 Order by Judge James C. Turk) (jcf) Modified on 11/06/2002 (Entered: 10/31/2002) 10/31/2002 Transmittal Letter w/ Notice of Appeal and certified copy of docket to USCA: [60-1] appeal by Allen E. Smith (jcf) 11/07/2002 NOTICE of Docketing ROA from USCA Re: [60-1] appeal by Allen E. Smith USCA Number: Docket Clerk Margaret Thomas (emh) 11/12/2002 Transcript requested as to [60-1] appeal by Allen E. Smith for dates of 9/13/02 (emh) 11/13/ NOTICE of Attorney Appearance for Allen E. Smith by John Thomas Jessee (jcf) 11/22/ MOTION to Compel Production of Documents By Plaintiff Smith by Continental Ins. (jcf) Modified on 11/22/2002

13 11/22/ MEMORANDUM by Continental Ins. in support of [62-1] motion to Compel Production of Documents By Plaintiff Smith by Continental Ins. (jcf) 11/26/2002 JUDGMENT OF USCA (certified copy) Dismissing [60-1] appeal by Allen E. Smith (emh) 12/03/ TRANSCRIPT of Hearing on Motion to Dismiss for date of 02/19/02 (OCR Clara Whitlock) (rkc) 01/03/ AMENDED MOTION to Certify Class Action by Allen E. Smith, Carolyn Q. Armbrister, Sherman H. Blankenship, Draper Valley(jcf) Modified on 01/03/ /03/ MEMORANDUM OF POINTS AND AUTHORITIES by Allen E. Smith, Carolyn Q. Armbrister, Sherman H. Blankenship, Draper Valley in support of [66-1] support memorandum by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (jcf) 01/06/ MOTION to Compel s' Responses to Document Production Requests by Continental Ins. (emh) 01/06/ MEMORANDUM w/exhibits by Continental Ins. in support of [67-1] motion to Compel s' Responses to Document Production Requests by Continental Ins. (emh) 01/23/ CERTIFICATION by Sherman H. Blankenship Re: [65-1] motion to Certify Class Action by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (rkc) 01/23/ CERTIFICATION by Carolyn Q. Armbrister Re: [65-1] motion to Certify Class Action by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (rkc) 01/23/ CERTIFICATION by Draper Valley Re: [65-1] motion to Certify Class Action by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (rkc) 02/12/ MOTION to Take DepositionOf Raphael Levy by Allen E. Smith, David Armbrister, Jacqueline Armbrister, Larry Armbrister, Carolyn Armbrister, Sherman H. Blankenship, Francis Lentz, Helen Lentz, Leslie Hollowell, Phyl Wigal, Westminster Church, Elvis H. Hester Jr., Draper Valley (Attorney ) (emh) (Entered: 02/13/2003) 02/12/ BRIEF by Allen E. Smith, David Armbrister, Jacqueline Armbrister, Larry Armbrister, Carolyn Armbrister, Sherman H. Blankenship, Francis Lentz, Helen Lentz, Leslie Hollowell, Phyl Wigal, Westminster Church, Elvis H. Hester Jr., Draper Valley in Support of [72-1] motion to Take Deposition Of Raphael Levy (emh) (Entered: 02/13/2003) 02/12/ ORDER ent. 2/11/03 granting [72-1] motion to Take Deposition Of Raphael Levy (also spelled Levey) ( signed by Judge James C. Turk ) [EOD Date 2/13/03] (emh) (Entered: 02/13/2003) 02/14/ MOTION to Take Deposition Of Raphael Levy by Allen E. Smith (jcf) 02/14/ BRIEF by Allen E. Smith in Support of [75-1] motion to Take Deposition Of

14 Raphael Levy by Allen E. Smith (jcf) 03/04/ MOTION to Move Date Of Deposition (Ray Levy) by Continental Ins. (jcf) 03/04/ NOTICE of Hearing set Telephone Conference for 10:00 A.M. 3/4/03 by CNA Financial Corp., Continental Corp., Continental Ins. (jcf) 03/04/2003 In-Chambers Conference held on deft.'s motion to move date of deposition. Court ruling: Motion denied. Plaintiff deposition may go as scheduled. Honorable James C. Turk, Senior U. S. District Judge. (jcf) 03/04/2003 ORAL ORDER denying [77-1] motion to Move Date Of Deposition (Ray Levy), granting [75-1] motion to Take Deposition Of Raphael Levy ( Entered by Judge James C. Turk ) [EOD Date 3/4/03] (jcf) 04/01/ ORDER set Response Due Deadline to 4/22/03 for defendants to file a response to plaintiff's Motion for Class Certification, and plaintiffs are allowed 15 days thereafter to serve and file a reply to defendants' response to the motion ( signed by Judge James C. Turk ) [EOD Date 4/2/03] (jcf) (Entered: 04/02/2003) 04/22/ RESPONSE w/appendix by Continental Ins. in Opposition to [65-1] motion to Certify Class Action by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (jcf) (Entered: 04/23/2003) 04/22/ MOTION for Summary Judgment by Continental Ins. (jcf) (Entered: 04/23/2003) 04/22/ MEMORANDUM w/appendix I & Appendix II by Continental Ins. in support of [81-1] motion for Summary Judgment by Continental Ins. (jcf) (Entered: 04/23/2003) 05/12/ RESPONSE by Allen E. Smith to [80-1] opposition response by Continental Ins. (emh) 05/15/2003 In-Chambers Conference held and order forthcoming. (tob) (Entered: 05/16/2003) 05/15/ ORDER, Establishing a Schedule for Discovery and Briefing of Defendant's Motion for Summary Judgment and Oral Argument of All Pending Motions as Listed in Items 1-4 of the Order ( signed by Judge James C. Turk ) [EOD Date 5/19/03] (tob) (Entered: 05/19/2003) 08/13/ MOTION to Compel by Allen E. Smith, David Armbrister, Jacqueline Armbrister, Larry Armbrister, Carolyn Armbrister, Sherman H. Blankenship, Francis Lentz, Helen Lentz, Leslie Hollowell, Phyl Wigal, Westminster Church, Elvis H. Hester Jr., Draper Valley (ham) 08/25/ RESPONSE by Continental Ins. to [85-1] motion to Compel by plaintiff (ham) 09/11/ REPLY by Allen E. Smith to response to [85-1] motion to Compel by intervenorplaintby movant, intervenor-plaint, movant, intervenor-plaint, movant, intervenorplaint, plaintiff (sas) 09/15/ MEMORANDUM by Allen E. Smith, David Armbrister, Jacqueline Armbrister, Larry Armbrister, Carolyn Armbrister, Sherman H. Blankenship, Francis Lentz, Helen Lentz, Leslie Hollowell, Phyl Wigal, Westminster Church, Elvis H. Hester Jr., Draper Valley in opposition to [81-1] motion for Summary Judgment by

15 Continental Ins. (supporting Appendix in binder) (ham) 09/16/2003 Letter with corrected pages for Plaintiff's Memorandum in Opposition to Motion for Summary Judgment of Defendant (ham) 09/26/ MOTION for Leave to File Surreply to Pla's. Motion to Compel by Continental Ins. (Attorney Devon James Munro) (ham) 09/26/2003 Dft's. Surreply to Pla's. Motion to Compel lodged in file until further order of court (ham) 09/26/ MEMORANDUM by Continental Ins. in support of [81-1] motion for Summary Judgment by Continental Ins. (in binder) (ham) 10/01/ NOTICE of Hearing Motion Hearing set for 10:00 10/23/03 for [81-1] motion for Summary Judgment, set for 10:00 10/23/03 for [65-1] motion to Certify Class Action, set for 10:00 10/23/03 for [47-1] motion to Certify Class by Continental Ins. (ham) 10/23/2003 COURT HEARING: Court reporter Janeal Mundy sworn. Parties present by counsel for hearing on 47-1, 65-1, and 81-1 Motions. Arguments. Ct. addresses mediation and gives counsel 10 days to file additional pleadings. Counsel to inform Ct. as to mediation. [47-1] motion to Certify Class under advisement, [65-1] motion to Certify Class Action under advisement, [81-1] motion for Summary Judgment under advisement (Judge James C. Turk; CR Janeal Mundy) (emh) (Entered: 10/27/2003) 10/23/2003 EXHIBIT LIST by Clerk (emh) (Entered: 10/27/2003) 10/28/ TRANSCRIPT of Motions Hearing for dates of October 23, 2003 (OCR Janelle A. Mundy) (jcf) 10/30/2003 COURT REPORTER NOTES as to defendant CNA Financial Corp. filed in Roanoke Division by Court Reporter Janelle Mundy for hearing date 10/24/03 for PTMH. (bkd) 11/03/ POST-HEARING BRIEF by Continental Ins. in Support of [81-1] motion for Summary Judgment by Continental Ins. (ham) 11/03/ POST-HEARING BRIEF by Continental Ins. in Opposition to Class Certification (ham) 11/07/ MOTION to Strike [93-1] brief by Continental Ins., [93-1] brief by Continental Ins. by Allen E. Smith (Attorney ) (ham) 11/24/ ORDER denying [94-1] motion to Strike [93-1] brief by Continental Ins., [93-1] brief by Continental Ins. (signed by Judge James C. Turk) [EOD Date 11/24/03] (sas) 11/26/ BRIEF/SUPPLEMENTAL CITATIONS INVITED BY THE COURT by Allen E. Smith (rkc) (Entered: 11/28/2003) 11/28/ MEMORANDUM OPINION ( signed by Judge James C. Turk ) (rkc) 11/28/ FINAL ORDER granting [81-1] motion for Summary Judgment, denying [65-1]

16 11/28/2003 Case closed (rkc) motion to Certify Class Action and [47-1] motion to Certify Class, Dismissing pltf's claims against defts Retirement Accounts, Inc and FISERV, Inc, and Striking this case from the active docket of the Court ( signed by Judge James C. Turk ) [EOD Date 11/28/03] (rkc) 12/19/ BILL OF COSTS TAXED IN THE AMOUNT OF $11, (emh) 12/19/2003 CERTIFICATE OF SERVICE to be attached to Doc. #99 (emh) 12/24/ NOTICE OF APPEAL by Allen E. Smith, David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Westminster Presby., Elvis H. Hester Jr., Draper Valley, Phyl Wigal. FILING FEE $ RECEIPT # Order appealed: 11/28/03 & 3/14/02 & 9/30/02 Orders by Judge James C. Turk) (ham) Modified on 12/24/ /24/2003 Transmittal Letter w/ Notice of Appeal and certified copy of docket to USCA: [100-1] appeal by Phyl Wigal, Draper Valley, Elvis H. Hester Jr., Westminster Presby., Leslie S. Hollowell, Helen M. Lentz, Francis T. Lentz, Sherman H. Blankenship, Carolyn Q. Armbrister, Larry W. Armbrister, Jacqueline M Armbrister, David L. Armbrister, Allen E. Smith (ham) 01/20/2004 Transcript requested [100-1] appeal by Phyl Wigal, Draper Valley, Elvis H. Hester Jr., Westminster Presby., Leslie S. Hollowell, Helen M. Lentz, Francis T. Lentz, Sherman H. Blankenship, Carolyn Q. Armbrister, Larry W. Armbrister, Jacqueline M Armbrister, David L. Armbrister, Allen E. Smith for dates of 9/13/02 & 10/23/03 Transcript due 3/15/04 (ham) 01/20/2004 NOTICE of Docketing ROA from USCA Re: [100-1] appeal by Phyl Wigal, Draper Valley, Elvis H. Hester Jr., Westminster Presby., Leslie S. Hollowell, Helen M. Lentz, Francis T. Lentz, Sherman H. Blankenship, Carolyn Q. Armbrister, Larry W. Armbrister, Jacqueline M Armbrister, David L. Armbrister, Allen E. Smith USCA Number: Docket Clerk Rowe (ham) 01/30/ TRANSCRIPT [100-1] appeal by Phyl Wigal, Draper Valley, Elvis H. Hester Jr., Westminster Presby., Leslie S. Hollowell, Helen M. Lentz, Francis T. Lentz, Sherman H. Blankenship, Carolyn Q. Armbrister, Larry W. Armbrister, Jacqueline M Armbrister, David L. Armbrister, Allen E. Smith for dates of 9/13/02 (OCR Janelle Mundy) (ham) 02/20/ CERTIFICATE of Clerk to the Fourth Circuit. (ham) 02/25/ USCA Notice of receipt of transmittal of certificate. (ham) 03/01/ USCA Notice of receipt of updated docket sheet on 2/27/04. (ham) 12/13/ USCA Memorandum Opinion from 4th Circuit re [100] Notice of Appeal, Affirming (emh) 12/13/ USCA JUDGMENT as to [100] Notice of Appeal, filed by Elvis H. Hester, Allen E. Smith, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Sherman H. Blankenship, David L. Armbrister, Jacqueline M Armbrister, Draper Valley Baptist

17 Church, Westminster Presbyterian Church Corporation Of Greensboro, N. C., Larry W. Armbrister, Carolyn Q. Armbrister, Phyl Wigal (emh) Additional attachment(s) added on 12/13/2004 (emh, ). 12/28/ USCA Notice of timely petition for rehearing and rehearing en banc having been filed. (sas, ) (Entered: 12/29/2004) 01/14/ USCA Notice of rehearing for en banc has been denied (filed in 4th Circuit on 1/10/05) (med, ) (Entered: 01/20/2005) 01/24/ USCA JUDGMENT as to [100] Notice of Appeal, filed by Elvis H. Hester, Jr., Allen E. Smith,, Francis T. Lentz,, Helen M. Lentz,, Leslie S. Hollowell,, Sherman H. Blankenship,, David L. Armbrister,, Jacqueline M Armbrister,, Draper Valley Baptist Church,, Westminster Presbyterian Church Corporation Of Greensboro, N. C.,, Larry W. Armbrister,, Carolyn Q. Armbrister,, Phyl Wigal, (med, ) (Entered: 01/26/2005) 01/24/ MANDATE of USCA as to [60] Notice of Appeal filed by Allen E. Smith,, [100] Notice of Appeal, filed by Elvis H. Hester, Jr., Allen E. Smith,, Francis T. Lentz,, Helen M. Lentz,, Leslie S. Hollowell,, Sherman H. Blankenship,, David L. Armbrister,, Jacqueline M Armbrister,, Draper Valley Baptist Church,, Westminster Presbyterian Church Corporation Of Greensboro, N. C.,, Larry W. Armbrister,, Carolyn Q. Armbrister,, Phyl Wigal, (med, ) (Entered: 01/26/2005) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at