U.S. District Court Eastern District of New York (Uniondale) CIVIL DOCKET FOR CASE #: 9:98-cv JS

Transcription

1 US District Court Civil Docket as of 11/08/2004 Retrieved from the court on Friday, August 12, 2005 U.S. District Court Eastern District of New York (Uniondale) CIVIL DOCKET FOR CASE #: 9:98-cv JS In Re: Schick Technology, et al v.., et al Assigned to: Judge Joanna Seybert Demand: $0 Cause: 15:78m(a) Securities Exchange Act Plaintiff Idesco Corporation Individually Date Filed: 12/21/1998 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by D. Brian Hufford Pomerantz Haudek Block & Grossman 100 Park Avenue New York, NY Fax: David Jaroslawicz Jaroslawicz & Jaros 150 William Street, 19th Floor New York, NY Fax: Robert J. Axelrod Pomerantz,Haudek,Block,Grossman & Gross 100 Park Avenue 26th Floor New York, NY (212) Fax: (212) Stanley M. Grossman Berman, DeValerio & Pease LLP One Liberty Square Boston, MA (617)

2 Plaintiff Idesco Corporation on behalf of all others similarly situated represented by D. Brian Hufford David Jaroslawicz Robert J. Axelrod Stanley M. Grossman V. Emanuel Schmalz on behalf of himself and others similarly situated represented by Jeffrey S. Abraham Abraham Fruchter & Twersky LLP One Penn Plaza Suite 2805 New York, NY (212) Fax: (212) Joshua M. Lifshitz Abbey & Ellis 212 East 39th Street New York, NY Mark Casser Gardy Abbey, Gardy, LLP 212 East 39th Street New York, NY (212) Fax:

3 Joseph Friedman on behalf of himself and all other similarly situated represented by Mel E. Lifschitz 10 East 40th Street New York, NY Daniel Cohen individually represented by D. Brian Hufford Daniel Cohen on behalf of all others similarly situated represented by D. Brian Hufford Michael Lyons individually represented by D. Brian Hufford Robert J. Axelrod Stanley M. Grossman Steven J. Toll Cohen Milstein Hausfeld & Toll PLLC The First Interstate Building 999 Third Avenue Suite 3600 Seattle, WA (206)

4 Michael Lyons on behalf of all others similarly situated represented by D. Brian Hufford Robert J. Axelrod Stanley M. Grossman Steven J. Toll Alan Roitman individually represented by Steven G. Schulman Milberg Weiss Bershad & Schulman LLP One Pennsylvania Plaza New York, NY Fax: Alan Roitman on behalf of all other similarly situated represented by Steven G. Schulman Marie Kendis Vasil trustee represented by Neil L. Selinger Lowey Dannenberg Bemporad & Selinger, P.C. The Gateway One North Lexington Avenue

5 White Plains, NY (914) Hedy Stiel on behalf of herself and all others similarly situated represented by Lynda J. Grant Goodkind, Labaton, Rudolph & Sucharow, LLP 100 Park Avenue, 12th Floor New York, NY (212) Fax: V. Defendant Schick Technologies, Inc. Defendant David B. Schick Defendant Thomas E. Rutenberg Defendant David B. Spector Defendant PricewaterhouseCoopers LLP TERMINATED: 07/31/2000 represented by William Ruttledge Maguire Hughes, Hubbard & Reed One Battery Park Plaza New York, NY (212) TERMINATED: 07/31/2000

6 V. Consol Defendant Mark Bane Consol Defendant Eual Barrekette Consol Defendant Fred Levine Consol Defendant Daniel Neugroschl Consol Defendant Zvi N. Raskin Consol Defendant D.D.S. Howard Wasserman Date Filed # Docket Text 12/21/ COMPLAINT filed and summons(es) issued for Schick Technologies, David B. Schick, Thomas E. Rutenberg, David Spector FILING FEE $ RECEIPT # (O'Hara, Karen) (Entered: 12/22/1998) 01/19/ RETURN OF SERVICE executed as to Schick Technologies, David B. Schick, Thomas E. Rutenberg on 12/31/98. (Guzzi, Roseann) (Entered: 01/20/1999) 02/19/ STIPULATION and ORDER extending time for the defts to respond to the complaint in this matter to 45 days after service of an operative consolidated amended class action complaint, unless pltffs take more than 45 days from appointment of lead counsel to the filing of the operative consolidated amend class action complaint, in which circumstance defts will have that longer period of time to respond (signed by Judge Joanna Seybert, dated 2/19/99) c/m (fe) (Entered: 02/19/1999) 03/01/ LETTER dated 2/26/99 from D. Brian Hufford to Judge Seybert RE: Enclosing a courtesy copy of the following documents: amended notice of amended motion to Consolidate, to appoint lead pltff & to approve proposed lead pltff's selection of Co-Lead Counsel; memorandum of law in support; proposed amended order; affidavit of D. Brian Hufford in support. (fe) (Entered: 03/15/1999) 03/01/ Amended NOTICE OF MOTION to consolidate cases #98-cv-7802, 98-cv-7858,

7 98-cv-7927, 98-cv-7999, 99-cv-0115, 99-cv-0340, 99-cv-0484, 99-cv-0612, 99-cv & to appoint lead pltff & to approve proposed lead pltff's selection of pltff's co-lead counsel by Idesco Corporation, Idesco Corporation, Motion hearing (fe) (Entered: 04/30/1999) 03/01/ AFFIDAVIT of Brian Hufford on behalf of Idesco Corporation, Idesco Corporation in support of [7-1] amended motion to consolidate cases #98-cv-7802, 98-cv-7858, 98-cv-7927, 98-cv-7999, 99-cv-0115, 99-cv-0340, 99-cv-0484, 99-cv-0612, 99-cv & to appoint lead pltff to approve proposed lead pltff's selection of pltff's colead counsel (fe) (Entered: 04/30/1999) 03/01/ MEMORANDUM OF LAW by Idesco Corporation, Idesco Corporation in support of [7-1] amended motion to consolidate cases #98-cv-7802, 98-cv-7858, 98-cv- 7927, 98-cv-7999, 99-cv-0115, 99-cv-0340, 99-cv-0484, 99-cv-0612, 99-cv-0770 & to appoint lead pltff & to approve proposed lead pltff's selection of pltff's co-lead counsel (fe) (Entered: 04/30/1999) 03/30/ ORDER - This matter has been assigned to the undersigned for pre-trial supervision & the preparation of the scheduling order. set initial scheduling conference for 2:00 6/2/99 before Magistrate-Judge E. T. Boyle (signed by Magistrate-Judge E. T. Boyle, dated 3/30/99) c/m (fe) (Entered: 04/01/1999) 04/12/ PROPOSED AMENDED ORDER granting [7-1] amended motion to consolidate cases #98-cv-7802, 98-cv-7858, 98-cv-7927, 98-cv-7999, 99-cv-0340, 99-cv-0484, 99-cv-0612, 99-cv-0770 & to appoint lead pltff & to approve proposed lead pltff's selection of pltff's co-lead counsel & APPOINTING THE SATCHER GROUP AS LEAD PLTFF & APPROVING LEAD PLTFF'S SELECTION OF PLTFF'S CO- LEAD COUNSEL. (signed by Judge Joanna Seybert, dated 4/12/99) c/m (fe) (Entered: 04/30/1999) 04/12/1999 Consolidated Lead Case (Jafer, Halide) (Entered: 05/18/2000) 04/21/ NOTICE, that the attached order consolidating this action & appointing the Satcher Group as Lead Pltff & approving the Satcher Group's selection of Co-Lead counsel was entered by the court on 4/12/99, by Idesco Corporation, Idesco Corporation (fe) (Entered: 04/22/1999) 05/19/ Letter MOTION by Idesco Corporation, Idesco Corporation to adjourn the initial conference Motion hearing (fe) (Entered: 05/27/1999) 05/19/1999 Endorsed order denying [11-1] motion to adjourn the initial conference. This action was commenced five months ago. The application to adjourn the initial conference is denied. (Signed by Magistrate-Judge E. T. Boyle, Dated 5/19/99) c/m (fe) (Entered: 05/27/1999) 05/19/ LETTER dated 5/17/99 from Robert J. Axelrod to Mary Ellen Schaffner re: an order should not be entered by Judge Spatt dismissing this action for failure to prosecute. The consolidated action before Judge Seybert (98cv7802) is being vigorously prosecuted. (Mahon, Cinthia) (Entered: 07/28/1999) 05/27/ AMENDED COMPLAINT by Idesco Corporation, Idesco Corporation, (Answer due 6/6/99 for David B. Spector, for Thomas E. Rutenberg, for David B. Schick, for Schick Technologies ) amending [1-1] complaint (fe) (Entered: 06/08/1999)

8 06/01/ LETTER dated 6/1/99 from Robert J. Axelrod to Mag. Judge Boyle; parties agreement with respect to a discovery plan. (Lundy, Lisa) (Entered: 06/11/1999) 06/02/1999 Scheduling conference held (fe) (Entered: 06/03/1999) 06/02/ Calendar entry: Before Magistrate Boyle on 2:00 pm. Civil Cause for Initial Motion Hearing. Case called. Counsel for all sides present. set status conference, by telephone, for 9:15 11/19/99 before Magistrate-Judge E. T. Boyle Automatic discovery not completed as of this date is stayed pending the outcome of any deft's motions to dismiss. Based on the deft Schick's representation that it will mmove to dismiss the complaint the court will not schedule discovery pending the outcome of the motion. The parties are directed to file the consent to proceed by Electronic Filing by 6/11/99, or alternatively, to show cause on that date why any party cannot participate. (fe) (Entered: 06/03/1999) 06/11/ NOTICE/CONSENT TO PROCEED BY ELECTRONIC FILING by Stanley M. Grossman as attorney for for Lead Plaintiffs Ray Satcher, Joseph Friedman, Marvin Fischman, Dr. Kim Fehrenbacher, and Keving Berger and the Class. (Mahon, Cinthia) (Entered: 06/29/1999) 06/11/ LETTER dated 6/9/99 from Robert J. Axelrod to Mag. Judge Boyle re: enclosing a courtesy copy of plaintffs' consent to proceed by electronic filing. (Mahon, Cinthia) (Entered: 07/28/1999) 06/15/ Disclosure of interested parties of Pricewaterhouse Coopers, by its attorneys Hughes Hubbard & Reed LLP. (Mahon, Cinthia) (Entered: 07/28/1999) 06/23/ NOTICE/CONSENT TO PROCEED BY ELECTRONIC FILING by Paul C. Curnin on behalf of Schick Technologies, David B. Schick, Thomas E. Rutenberg, David B. Spector (Mahon, Cinthia) (Entered: 06/29/1999) 06/24/ ORDER extending time for defendant Pricewaterhouse Coopers to answer or respond to the Consolidated and Amended Complaint, reset answer due for 8/18/99 to the consolidated amended complaint ( signed by Judge Joanna Seybert, on 6/24/99) c/m (Mahon, Cinthia) (Entered: 07/28/1999) 06/24/ ORDER that this action is hereby designated as one in which all parties shall implement the use of Electronic Filing procedures. ( signed by Magistrate-Judge E. T. Boyle, on 6/24/99) c/f (Mahon, Cinthia) (Entered: 07/28/1999) 08/09/ ECF Consent by Pricewaterhousecoopers LLP. (O'Hara, Karen) (Entered: 08/11/1999) 08/20/ STIPULATION and ORDER extending time to answer the complaint reset answer due for 9/1/99 for Schick Technologies, for David B. Schick, Thomas E. Rutenberg, for David B. Spector (Signed by Judge Joanna Seybert, on 8/20/99) c/m (fe) (Entered: 08/31/1999) 09/07/ STIPULATION and ORDER extending time to answer or respond to the complaint reset answer due for 10/1/99 for Schick Technologies, for David B. Schick, for Thomas E. Rutenberg, for David B. Spector (signed by Judge Joanna Seybert, on 9/7/99) c/m (fe) (Entered: 09/09/1999) 10/01/ STIPULATION and ORDER - Pltffs shall have until 11/24/99 to file & serve the

9 2nd consolidated & amended complaint & that, upon such service, the parties shall agree in good faith on a time by which the defts shall file & serve their response. (signed by Judge Joanna Seybert, on 10/1/99) c/m (fe) (Entered: 10/05/1999) 11/22/ LETTER dated 11/19/99 from D. Brian Hufford to Magistrate Boyle RE: In light of the extension, & the anticipated filing of the new complaint next week, there is nothing further to report to the court. As a result, there was no need to proceed with the scheduled conference call. I understand from your chambers that you will schedule a furture conference to be held sometime in the new year. (fe) (Entered: 11/24/1999) 11/22/1999 Endorsed order, entered on the bottom of document #26, set status conference for 9:30 7/6/00 before Magistrate E. T. Boyle (Signed by Magistrate E. T. Boyle, on 11/22/99) c/m (fe) (Entered: 11/24/1999) 11/24/ SECOND AMENDED & CONSOLIDATED COMPLAINT by Idesco Corporation, Idesco Corporation, for Violation of the Federal Securities Laws. (Answer due 12/4/99 for Schick Technologies, for David B. Schick, for Thomas E. Rutenberg, for David B. Spector) amending [13-1] amended complaint (fe) (Entered: 12/22/1999) 12/10/ LETTER dated 12/3/99 from Brian L. Greben to Judge Seybert RE: Advising that my office has moved to a new address. The phone # has not changed. (fe) (Entered: 12/14/1999) 12/13/ STIPULATION and ORDER extending time to respond to the complaint reset answer due for 1/31/00 for Schick Technologies, for David B. Schick, for Thomas E. Rutenberg, for David B. Spector (signed by Judge Joanna Seybert, on 12/13/99) c/m (fe) (Entered: 12/14/1999) 01/31/ MOTION by dft PricewaterhouseCoopers LLP to dismiss the second amended and consolidated complaint as to dft PricewatersCoopers LLP No Motion hearing Motion file stamped: 1/31/00 and mailed/served: 1/31/00 (Jafer, Halide) (Entered: 05/17/2000) 01/31/ MEMORANDUM in support of [37-1] motion to dismiss the second amended and consolidated complaint as to dft PricewatersCoopers LLP (Jafer, Halide) (Entered: 05/17/2000) 01/31/ DECLARATION by Renee C. Redman on behalf of PricewatersCoopers LLP Re: [37-1] motion to dismiss the second amended and consolidated complaint as to dft PricewatersCoopers LLP (Jafer, Halide) (Entered: 05/17/2000) 02/02/ Letter MOTION by David B. Spector, Thomas E. Rutenberg, David B. Schick, Schick Technologies requesting the opportunity to file papers as soon as possible & no later than 2/11/00 Motion hearing (fe) (Entered: 02/11/2000) 02/02/2000 Endorsed order granting [30-1] motion requesting the opportunity to file papers as soon as possible & no later than 2/11/00. In accordance with the request, defense counsel shall file its response to the 2nd amended complaint on or before 2/11/00. (Signed by Judge Joanna Seybert, on 2/2/00) c/m (fe) (Entered: 02/11/2000) 02/11/ LETTER dated 2/11/00 from Paul C. Curnin to Judge Seybert RE: requesting oral argument on our motion to dismiss the complaint. (fe) (Entered: 02/15/2000)

10 02/11/ MOTION by David B. Spector, Thomas E. Rutenberg, David B. Schick, Schick Technologies to dismiss the 2nd amended & consolidated complaint as to the defts Motion hearing (fe) (Entered: 02/15/2000) 02/11/ AFFIDAVIT of Paul c. Curnin on behalf of David B. Spector, Thomas E. Rutenberg, David B. Schick, Schick Technologies in support of [32-1] motion to dismiss the 2nd amended & consolidated complaint as to the defts (fe) (Entered: 02/15/2000) 02/11/ MEMORANDUM OF LAW by David B. Spector, Thomas E. Rutenberg, David B. Schick, Schick Technologies in support of [32-1] motion to dismiss the 2nd amended & consolidated complaint as to the defts (fe) (Entered: 02/15/2000) 02/16/ STIPULATION and ORDER extending time to oppose defts' motions to dismiss the complaint & to file their reply briefs Response to motion reset to 5/1/00 for [32-1] motion to dismiss the 2nd & consolidated complaint as to the defts NO further extensions shall be granted. (signed by Judge Joanna Seybert, on 2/16/00) c/m (fe) (Entered: 02/16/2000) 03/09/ LETTER dated 3/1/00 from William R. Maguire to Judge Seybert RE: requesting clarification of the court's order dated 2/16/00. (fe) (Entered: 03/10/2000) 03/09/2000 Endorsed order, entered on the bottom of document #36, Defts shall file their reply papers, if any, on or before 5/11/00. The Court's order dated 2/16/00 is accordingly amended to reflect the foregoing sentence. (Signed by Judge Joanna Seybert, on 3/9/00) c/m (fe) (Entered: 03/10/2000) 04/11/ MEMORANDUM by Idesco Corporation, Idesco Corporation in opposition to [37-1] motion to dismiss the second amended and consolidated complaint as to dft PricewatersCoopers LLP (Jafer, Halide) (Entered: 05/17/2000) 04/11/ MEMORANDUM by Idesco Corporation, Idesco Corporation in opposition to [32-1] motion to dismiss the 2nd amended & consolidated complaint as to the defts (Jafer, Halide) (Entered: 05/17/2000) 04/11/ DECLARATION by Robert J. Axelrod on behalf of Idesco Corporation, Idesco Corporation in opposition Re: [37-1] motion to dismiss the second amended and consolidated complaint as to dft PricewatersCoopers LLP (Jafer, Halide) (Entered: 05/17/2000) 04/11/ DECLARATION by Robert J. Axelrod on behalf of Idesco Corporation, Idesco Corporation in opposition of Re: [32-1] motion to dismiss the 2nd amended & consolidated complaint as to the defts (Jafer, Halide) (Entered: 05/17/2000) 05/11/ REPLY MEMORANDUM by PricewaterhouseCoopers LLP in further support of [37-1] motion to dismiss the second amended and consolidated complaint as to dft PricewatersCoopers LLP (Jafer, Halide) (Entered: 05/17/2000) 05/11/ DECLARATION by Renee C. Redman on behalf of PricewaterhouseCoopers LLP Re: in support of submission that plaintiffs should not be permitted to replead against Pricewaterhousecoopers LLP (Jafer, Halide) (Entered: 05/17/2000) 05/15/ LETTER dated 5/12/00 from William R. Maguire to Judge Seybert re: Submit that the ct deny plaintiffs' request to hold PwC's motion "in abeyance" and any further

11 requests for delay, and proceed w/ PwC's motion to dismiss, which is now fully briefed. (Jafer, Halide) (Entered: 05/17/2000) 05/15/ Letter MOTION by Idesco Corporation, Idesco Corporation requesting that the ct hold that motion in abeyance pending the completion of settlement process w/ the Schick dfts NO Motion hearing (Jafer, Halide) (Entered: 05/17/2000) 05/15/2000 Endorsed order denying [47-1] motion requesting that the ct hold that motion in abeyance pending the completion of settlement process w/ the Schick dfts ( Signed by Judge Joanna Seybert on 5/15/00) eod#47 c/m (Jafer, Halide) (Entered: 05/17/2000) 05/15/ LETTER dated 5/11/00 from Paul C. Curnin to Judge Seybert re: Advising ct that Schick dfts have reached an agreement to settle this matter w/ plaintiffs. (Jafer, Halide) (Entered: 05/17/2000) 05/15/2000 Endorsed order withdrawing [32-1] motion to dismiss the 2nd amended & consolidated complaint as to the defts. Accordingly, the Schick dfts' pending motion is deemed w.d w/o prejudice to reinstate the motion if the parties are unable to finalize a settlement. (Signed by Judge Joanna Seybert, on 5/15/00) eod#48 c/m (Jafer, Halide) (Entered: 05/17/2000) 07/05/2000 CASE NO LONGER REFERRED TO Magistrate E. T. Boyle (Lundy, Lisa) (Entered: 07/05/2000) 07/31/ MEMORANDUM and ORDER granting [37-1] motion to dismiss the second amended and consolidated complaint as to dft PricewatersCoopers LLP ( signed by Judge Joanna Seybert, on 7/31/00) c/m (Jafer, Halide) (Entered: 08/03/2000) 06/12/ LETTER dated 6/11/01 from D. Brian Hufford to Judge Seybert RE: I am pleased to inform the Court that we have reached final agreement with certain dfts to settle this action on a classwide basis. (Valle, Christine) (Entered: 09/10/2001) 08/10/ Letter MOTION by Idesco Corporation request that the Court schedule a conference regarding the proposed settlement and preliminary order. No motion hearing. (Valle, Christine) (Entered: 08/13/2001) 08/10/2001 Endorsed order granting [50-1] motion request that the Court schedule a conference regarding the proposed settlement and preliminary order. The parties shall appear for a conference on 8/24/01; set status conference for 2:00 on 8/24/01 before Judge Joanna Seybert. (Signed by Judge Joanna Seybert, on 8/10/01) EOD #50 C/M (Valle, Christine) (Entered: 08/13/2001) 08/20/ NOTICE OF ENTRY OF ORDER SETTING CONFERENCE DATE - Please take notice that on 8/10/01, Judge Seybert signed an order setting the date for a conference regarding the proposed settlement and preliminary order for 8/24/01 at 2:00PM. (Valle, Christine) (Entered: 08/23/2001) 08/20/ CERTIFICATE OF SERVICE by Carolyn S. Moskowitz RE: Copy of Notice of Order Setting Conference Date served upon Paul C. Curnin, Esq. on 8/17/01. (Valle, Christine) (Entered: 08/23/2001) 08/22/ Letter MOTION by David B. Spector, Thomas E. Rutenberg, David B. Schick, Schick Technologies request to extend time of the conference set for 8/24/01. No

12 motion hearing. (Valle, Christine) (Entered: 08/30/2001) 08/22/2001 Endorsed order granting [53-1] motion request to extend time of the conference set for 8/24/01; terminated past due deadlines. Reset status conference for 2:00 on 9/7/01 before Judge Joanna Seybert. (Signed by Judge Joanna Seybert, on 8/22/01) EOD #53 C/M (Valle, Christine) (Entered: 08/30/2001) 09/07/2001 Status conference held (Valle, Christine) (Entered: 09/10/2001) 09/07/ Calendar entry: Before Judge Seybert on 9/7/01 at 2:00PM. Civil Cause for Status Conference. Case called. Counsel for all sides present. Conference held. Court issues scheduling order for class settlement proceedings; hearing set for 1:30 on 2/12/02 before Judge Joanna Seybert. (Valle, Christine) (Entered: 09/10/2001) 09/07/ PRELIMINARY ORDER IN CONNECTION WITH SETTLEMENT PROCEEDINGS - Whereas, on 6/5/01, the parties to this action entered into a stipulation and agreement of settlement, which is subject to review under Rule 23 of the FRCP and which, together with the exhibits thereto, sets forth the terms and conditions for the proposed settlment of the claims alleged in the complaint on the merits and with prejudice upon the terms and conditions set forth in the stipulation. See order for further details. (Signed by Judge Joanna Seybert, on 9/7/01) C/M (Valle, Christine) (Entered: 09/10/2001) 09/27/ Letter MOTION by Idesco Corporation request to extend time to mail the notice of pendency and proof of claim to members of the class. No motion hearing. (Valle, Christine) (Entered: 10/05/2001) 09/27/2001 Endorsed order granting [57-1] motion request to extend time to mail the notice of pendency and proof of claim to members of the class. The application, and the proposed dates specified herein, are hereby so ordered. (Signed by Judge Joanna Seybert, on 9/27/01) EOD #57 C/M (Valle, Christine) (Entered: 10/05/2001) 10/17/ CERTIFICATE OF SERVICE OF NOTICE OF ENTRY by Carolyn S. Moskowitz on behalf of Idesco Corporation RE: Copy of order dated 9/27/01 served upon Paul C. Curnin, Esq on 10/15/01. (Valle, Christine) (Entered: 10/22/2001) 02/06/ MEMORANDUM by Idesco Corporation in support of settlement and plan of allocation. (Valle, Christine) (Entered: 02/11/2002) 02/06/ DECLARATION of Jeffrey M. Haber on behalf of Idesco Corporation Re: in support of proposed class action settlement and class counsels' joint petition for fees and reimbursements of expenses. (Valle, Christine) (Entered: 02/11/2002) 02/06/ CERTIFICATE OF SERVICE - Copy of Pltff's Memo in Support of of Settlement and Plan of Allocation, Declaration of Jeffrey M. Haber, compendium of law firm affidavits; affidavit of mailing and publication, affidavit of costs, memo of law in support of joint application for an award of attorneys' fees and reimbursement of expenses; and proposed order and final judgment served upon Neil L. Selinger, Joseph H. Weiss, Thomas G. Shapiro, Aaron Brody, David Jaroslawicz, Jeffrey C. Block, Steven G. Schulman, Jonathan M. Plasse Steven J. Toll and Richard J. Vita via first class mail and Judge Joanna Seybert, H. Brian Hufford, Paul C. Curnin and Clerk of Court via Federal Express on 2/4/02. (Valle, Christine) (Entered: 02/11/2002)

13 02/06/ MEMORANDUM by Idesco Corporation in support of joint application for an award of attorneys' fees and reimbursement of expenses. (Valle, Christine) (Entered: 02/11/2002) 02/06/ AFFIDAVIT OF COSTS of Michael Rosenbaum on behalf of Idesco Corporation (Valle, Christine) (Entered: 02/11/2002) 02/06/ AFFIDAVIT OF MAILING AND PUBLICATION of Michael Rosenbaum on behalf of Idesco Corporation (Valle, Christine) (Entered: 02/11/2002) 02/06/ COMPENDIUM OF LAW FIRM AFFIDAVITS submitted in support of pltffs' counsel's joint application for an award of attorneys' fees and reimbursement of expenses. (Valle, Christine) (Entered: 02/11/2002) 02/06/ AFFIDAVIT of D. Brian Hufford on behalf of Idesco Corporation Re: in support of joint petition for attorneys' fees and disbursements. (Valle, Christine) (Entered: 02/11/2002) 02/06/ PROPOSED ORDER & FINAL JUDGMENT (unsigned by Chambers) (Valle, Christine) (Entered: 02/11/2002) 02/11/ Letter MOTION by Idesco Corporation request that this Court allow the late filing of my proof of claim form. No motion hearing. (Valle, Christine) (Entered: 02/13/2002) 02/11/2002 Endorsed order granting [69-1] motion request that this Court allow the late filing of my proof of claim form. (Signed by Judge Joanna Seybert, on 2/11/02) EOD #69 C/M (Valle, Christine) (Entered: 02/13/2002) 02/12/2002 Settlement conference held (Valle, Christine) (Entered: 02/13/2002) 02/12/ Calendar entry: Before Judge Joanna Seybert on 2/12/02 at 1:30PM. Civil Cause for Settlement Hearing. Case called. Counsel for all sides present. Conference held. No testimony necessary. Court approves settlement and issues order and final judgment. Court Reporter: M. Steiger. (Valle, Christine) (Entered: 02/13/2002) 02/12/ ORDER AND FINAL JUDGMENT - It is hereby ordered that this action satisfies the applicable prerequisites for class action treatment under Fed. R. Civ. P. 23(a) and (b). The settlement class members and the parties are directed to consummate the stipulation in accordance with its terms and provisions. Exclusive jurisdiction is hereby retained over the parties and the settlement class members for all matters relating to this litigation, including the administration, interpretation, effectuation or enforcement of the stipulation and this order and final judgment. (Signed by Judge Joanna Seybert, on 2/12/02) C/G, (Valle, Christine) (Entered: 02/13/2002) 02/12/2002 Case closed (Valle, Christine) (Entered: 02/13/2002) 09/24/ LETTER dated 9/23/02 from Robert J. Axelrod to R. Heinemann, Clerk of Court enclosing documents for this litigation. (Barhome, Sydelle) (Entered: 09/26/2002) 09/24/ PROPOSED ORDER, authorizing distribution of the net settlement fund (unsigned ) (Barhome, Sydelle) (Entered: 09/26/2002) 09/24/ MOTION by Idesco Corporation, (and all plfs) for leave to Distribute the Net settlement Fund, Motion hearing [73-1] motion Motion file stamped: 9/24/02 and

14 mailed/served: 9/23/02 (Barhome, Sydelle) (Entered: 09/26/2002) 09/24/ AFFIDAVIT of Robert J. Axelrod, associated with the firm of Pomerantz Haudek Block Grossman & Gross LLP, co-lead counsel in this litigation Re: Requesting the Court's approval to distribute to authorized claimants the proceeds of the $3,400,000 settlement of this action, less certain deductions authorized by the court. (Barhome, Sydelle) (Entered: 09/26/2002) 09/24/ AFFIDAVIT of Michael Rosenbaum, claims administrator for this action of the firm of Berdon LLP Re: Requesting that Berdon's fees and balance of expenses in the aggregate amount of $61, be approved for payment out of the Net Settlement Funds. (Barhome, Sydelle) (Entered: 09/26/2002) 09/24/ CERTIFICATE OF SERVICE, 9/23/02, of motion papers and affidavits, proposed order authorizing distribution of funds mailed to all dfts' attorneys, with copies to all plfs' counsel (Barhome, Sydelle) (Entered: 09/26/2002) 01/08/ LETTER dated 1/7/03 from Robert J. Axelrod to Hon. J. Seybert, advising they are ready to distribute of the net settlement proceeds to each of the eligible Class Members. (Barhome, Sydelle) (Entered: 01/28/2003) 01/22/ NOTICE OF ENTRY OF ORDER - Please take notice that on 1/10/03, the Honorable Joanna Seybert, USDJ, entered an order, attached herewith, authorizing distribution of the net settlement fund. (Valle, Christine) (Entered: 02/04/2003) 01/22/ CERTIFICATE OF SERVICE - Copy of Notice of Entry of Order served upon Paul C. Curnin, Esq via U.S. Postal Service on 1/21/03. (Valle, Christine) (Entered: 02/04/2003) 11/08/ NOTICE of Change of Firm Name - Please take notice that the firm Abraham & Associates has changed its name to Abraham Fruchter & Twersky, LLP. The office address, telephone and facsimile number have also been changed and are now: Abraham, Fruchter & Twersky LLP, One Penn Plaza, Suite 2805, New York, New York, 10119; Telephone: (212) ; Facsimile: (212) , filed by Emanuel Schmalz (Valle, Christine) (Entered: 12/07/2004) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at