SUPERIOR COURT OF CALIFORNIA, COUNTY OF MARIN DATE FILED: CASE TYPE: CASE SUBTYPE: DATE OF LAST ACTIVITY: DATE/TIME RUN:

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1 INVOLVED PERSON/PARTY AND ATTORNEY SUMMARY: REGISTER OF ACTIONS: JPMORGAN CHASE BANK, NATIONAL ASSOCIATION is the PLAINTIFF and is represented by: WECHSLER, GLENN H. SERPA, GILVAN is the DEFENDANT and is represented by: MARNE, RUSSELL KEITH THOMAZ, JOSE ROBERTO is the DEFENDANT and is represented by: SERPA, GILVAN (1) is the CROSS COMPLAINANT and is represented by: MARNE, RUSSELL KEITH JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (1) is the CROSS DEFENDANT and is represented by: HARRIS, LAWRENCE D. 0 CASE OPEN / ACTIVE STATUS HON. ROY O. CHERNUS 0 FILING FEE PROCESSED: PLTF, JPMORGAN CHASE BANK, NATIONAL ASSOCIATION /FIRST PAPER Y FOR DECLARATORY RELIEF,, ETC. 0 SUMMONS ISSUED AND FILED 08/27/2013 HEARING CONFIRMED FOR: 11/06/2013 AT: 08:30 AM FOR APPEARANCE TYPE: OSCH IN DEPARTMENT: D06 08/27/2013 HEARING CONFIRMED FOR: 12/09/2013 AT: 08:30 AM FOR APPEARANCE TYPE: OSCH IN DEPARTMENT: D06 08/27/2013 HEARING CONFIRMED FOR: 01/21/2014 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 09/23/2013 ANSWER DEFT, GILVAN SERPA 09/23/2013 FILING FEE PROCESSED: DEFT, GILVAN SERPA /03/2013 PROOF OF SERVICE FILED, AS TO: DEFT, GILVAN SERPA, BY PERSONAL SERVICE ON 9/8/ /03/2013 PROOF OF SERVICE FILED, AS TO: DEFT, JOSE THOMAZ, BY PERSONAL SERVICE ON 9/8/ /03/2013 APPEARANCE DROPPED FOR 11/06/2013 AT: 08:30 AM FOR APPEARANCE TYPE: OSCH IN DEPARTMENT: D06 DROP REASON: PROOF OF SERVICE FILED 10/11/2013 REQUEST FOR DEFAULT FILED, AS TO: DEFT, JOSE THOMAZ 10/18/2013 APPEARANCE DROPPED FOR 12/09/2013 AT: 08:30 AM FOR APPEARANCE TYPE: OSCH IN DEPARTMENT: D06 DROP REASON: REQUEST FOR ENTRY OF DEFAULT FILED 12/12/2013 CROSS- FILED (1) BY ATTY RUSSELL K. MARNE OBO CRCO GILVAN SERPA (AGAINST CRDF JPMORGAN CHASE BANK, AND ROES 1-20 INCLUSIVE) 12/12/2013 SUMMONS ISSUED (ON CRCO (1)) AND FILED 12/16/2013 IT IS ORDERED: STIP AND ORDER FOR LEAVE TO FILE AMENDED ANSWER AS TO DEFT. GILVAN SERPA. JUDGE ROY CHERNUS 12/16/2013 AMENDED ANSWER (1ST) BY ATTY RUSSELL MARNE OBO DEFT. GILVAN SERPA 01/21/2014 MINUTE ORDER POSTED - Appearance: 01/21/2014 at 8:30AM for CASE MANAGEMENT CONFERENCE JUDGE/PROTEM/REFEREE ROY O. CHERNUS, REPORTER NOT REPORTED, DEP CLK D.THAI COURT CALL APPEARANCE BY DAVID PARNALL FOR PLAINTIFF ATTORNEY RUSSELL MARNE APPEARED FOR DEFENDANT SERPA CROSS HAS NOT BEEN SERVED IT IS ORDERED: FUTURE CASE MANAGEMENT CONFERENCE 03/04/14 AT 8:30 A.M.A HEARING CONTINUED TO: 03/04/2014 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 FROM DATE: 01/21/2014 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: CMGT FROM DEPARTMENT: D06 ATTORNEY MARNE MUST PROVIDE NOTICE OF THIS ORDER TO OTHER PARTIES Page 1 of 8

2 ENTERED BY: D.THAI 02/14/2014 HEARING CONFIRMED FOR: 04/02/2014 AT: 08:30 AM FOR APPEARANCE TYPE: LMCV IN DEPARTMENT: D06 02/14/2014 DEMURRER FILED BY: CRDF JPMORGAN CHASE BANK NATL ASSOC 03/04/2014 MINUTE ORDER POSTED - Appearance: 03/04/2014 at 8:30AM for CASE MANAGEMENT CONFERENCE COURT CALL APPEARANCE BY DENNIS LUCEY FOR PLAINTIFF ATTORNEY RUSSELL MARNE APPEARED FOR DEFENDANT SERPA A DEMURRER IS CURRENTLY SET IN THIS MATTER ON AT 8:30 A.M. IN DEPT. B. THE CASE MANAGEMENT CONFERENCE SHALL BE CONTINUED TO AT 8:30 A.M. IN DEPT. B TO COINCIDE WITH THE DEMURRER HEARING. HEARING CONTINUED TO: 04/02/2014 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 FROM DATE: 03/04/2014 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: CMGT FROM DEPARTMENT: D06 MR. LUCEY TO SERVE THE DEMURRER DOCUMENTS UPON MR. MARNE TODAY VIA . 03/20/2014 OPPOSITION/RESPONSE TO MOTION FILED BY ATTY OBO DEFT, GILVAN SERPA, TO DEMURRER AND TO STRIKE. (4/2/14) 04/02/2014 MINUTE ORDER POSTED - Appearance: 04/02/2014 at 8:30AM for CASE MANAGEMENT CONFERENCE NO APPEARANCE BY OR FOR THE PLAINTIFF COURT CALL APPEARANCE BY DENNIS LUCEY FOR DEFENDANT SERPA FIRST AMENDED CROSS- TO BE FILED. THIS MATTER SHALL BE CONTINUED FOR FURTHER CASE MANAGEMENT CONFERENCE AND OSC AS TO DEFT. COUNSEL FOR FAILURE TO APPEAR TODAY TO AT 8:30 A.M. IN DEPT. B. HEARING CONTINUED TO: 06/19/2014 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 FROM DATE: 04/02/2014 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: CMGT FROM DEPARTMENT: D06 HEARING CONFIRMED FOR: 06/19/2014 AT: 08:30 AM FOR APPEARANCE TYPE: OSCO IN DEPARTMENT: D06 COUNSEL LUCEY MUST PROVIDE NOTICE OF THIS ORDER TO OTHER PARTIES NOTICE OF HEARING MAILED NOTICE OF OSC MAILED TO DEFENDANT SERPA'S COUNSEL, MR. MARNE. 04/02/2014 MINUTE ORDER POSTED - Appearance: 04/02/2014 at 8:30AM for NOTICE OF MOTION NO APPEARANCE BY OR FOR THE PLAINTIFF COURT CALL APPEARANCE BY DENNIS LUCEY FOR DEFENDANT SERPA MR. LUCEY IS PRESENT FOR THE COINCIDING CASE MANAGEMENT CONFERENCE AND NOT TO ARGUE THE COURT'S TENTATIVE RULING ON THE DEMURRER AND MOTION TO STRIKE. THE MATTER IS NOT HEARD OR REPORTED. THE TENTATIVE RULING IS FINAL. Page 2 of 8

3 IT IS ORDERED: TENTATIVE RULING: 1. DEMURRERS BY JPMORGAN CHASE BANK, N.A. ("CHASE"): CHASE'S GENERAL DEMURRERS TO THE FIRST THROUGH THIRD CAUSES OF ACTION IN THE CROSS- OF GILVAN SERPA ("SERPA") ARE SUSTAINED. THE DEMURRER ON GROUNDS SET FORTH IN SECTION , SUBDIVISION (G), ALSO IS SUSTAINED. THE DEMURRER FOR UNCERTAINTY TO THE ENTIRE CROSS- IS OVERRULED. LEAVE TO AMEND: THE COURT GRANTS SERPA LEAVE TO AMEND AS TO THE FIRST AND SECOND CAUSES OF ACTION ONLY. SERPA HAS NOT EXPLAINED HOW THE THIRD CAUSE OF ACTION MIGHT BE RE-FRAMED TO STATE AN "INDEMNITY" CAUSE OF ACTION. (TENTATIVE RULING, CONTINUED:) ANY FIRST AMENDED CROSS- MUST BE FILED WITHIN 20 DAYS OF THE DATE SERPA IS SERVED WITH NOTICE OF THE COURT'S WRITTEN ORDER ON THIS DEMURRER. 2. CHASE'S MOTION TO STRIKE: CHASE'S MOTION TO STRIKE IS GRANTED WITH LEAVE TO AMEND AS TO THE PRAYER FOR PUNITIVE DAMAGES. CHASE'S MOTION TO STRIKE IS GRANTED WITHOUT LEAVE TO AMEND AS TO THE PRAYER FOR ATTORNEY'S FEES. **********************************SEE COURT'S FILE FOR COMPLETE TENTATIVE RULING************************************************ 04/10/2014 IT IS ORDERED: ORDER SUSTAINING DEMURRERS AND GRANTING MOTION TO STRIKE PORTIONS OF CROSS-. CHASE'S GENERAL DEMURRERS TO THE 1ST THROUGH THE 3RD CAUSES OF ACTION IN THE CROSS- ARE SUSTAINED. THE DEMURRER ON GROUNDS SET FORTH IN SECTION , SUBDIVISION (G), IS ALSO SUSTAINED. DEMURRER FOR UNCERTAINTY TO THE ENTIRE CROSS- IS OVERRULED. THE COURT GRANTS SERPA LEAVE TO AMEND AS TO 1ST AND 2ND CAUSES OF ACTION ONLY. ANY FIRST AMENDED CROSS- MUST BE FILED WITHIN 20 DAYS OF THE DATE SERPA IS SERVED WITH NOTICE OF THE COURT'S WRITTEN ORDER ON THIS DEMURRER. CHASE'S MOTION TO STRIKE IS GRANTED WITH LEAVE TO AMEND AS TO THE PRAYER FOR PUNITIVE DAMAGES. THE MOTION TO STRIKE IS GRANTED WITHOUT LEAVE TO AMEND AS TO THE PRAYER FOR ATTORNEY'S FEES. (SEE FILE FOR DETAILED ORDER) JUDGE ROY O. CHERNUS 04/11/2014 HEARING CONFIRMED FOR: 06/04/2014 AT: 08:30 AM FOR APPEARANCE TYPE: LMCV IN DEPARTMENT: D06 04/11/2014 INCLUSION IN DISCOVERY FACILITATOR PROGRAM 04/15/2014 INTENT TO OPT OUT OF DISCOVERY FACILITATOR PROGRAM BY PLTF 04/30/2014 CROSS- FILED (1ST AMENDED) BY ATTY RUSSELL MARNE OBO CROSS-COMPLAINANT GILVAN SERPA, AGAINST CROSS-DEFTS JPMORGAN CHASE BANK AND ROES 1-20 INCLUSIVE, FOR DAMAGES. 04/30/2014 SUMMONS ISSUED ON 1ST AMENDED CRCO (1) AND FILED. 05/08/2014 HEARING CONFIRMED FOR: 06/25/2014 AT: 08:30 AM FOR APPEARANCE TYPE: LMCV IN DEPARTMENT: D06 05/08/2014 DEMURRER FILED BY: CRDF JP MORGAN CHASE BANK 05/27/2014 OPPOSITION/RESPONSE TO MOTION FILED BY ATTY OBO DEFT, TO COMPEL.(6/4/14) 06/04/2014 MINUTE ORDER POSTED - Appearance: 06/04/2014 at 8:30AM for MOTION TO COMPEL NO APPEARANCE BY OR FOR THE PARTIES THE MATTER IS NOT HEARD OR REPORTED. THE TENTATIVE RULING IS FINAL. IT IS ORDERED: TENTATIVE RULING: PLAINTIFF JP MORGAN CHASE BANK'S MOTION TO COMPEL RESPONSES TO FORM AND SPECIAL INTERROGATORIES AND REQUEST FOR PRODUCTION AND FOR SANCTIONS ARE GRANTED. THE RESPONSES ATTACHED TO DEFENDANT GILVAN SERPA'S LATE-FILED OPPOSITION ARE NOT VERIFIED BY DEFENDANT'S SIGNATURE ON THE VERIFICATION, AND THUS ARE THE EQUIVALENT OF NO RESPONSE AT ALL. DEFENDANT'S OPPOSITION IS NOT SUPPORTED BY AN ATTORNEY DECLARATION UNDER PENALTY OF PERJURY. PLAINTIFF'S REQUEST FOR SANCTIONS IS GRANTED IN THE AMOUNT OF $1, (FOUR HOURS PLUS FILING FEES). 06/11/2014 OPPOSITION/RESPONSE TO MOTION FILED BY ATTY OBO DEFT, TO DEMURRER. (6/25/14) Page 3 of 8

4 06/13/2014 IT IS ORDERED: ORDER GRANTING PLAINTIFF'S MOTIONS TO COMPEL RESPONSES TO FORM INTERROGATORIES, SPECIAL INTERROGATORIES, AND REQUESTS FOR PRODUCTION, AND FOR SANCTIONS. PLAINTIFF JPMORGAN CHASE BANK'S MOTIONS TO COMPEL, REQUESTS FOR PRODUCTION, AND FOR SANCTIONS ARE GRANTED; SANCTIONS ARE GRANTED IN THE AMOUNT OF $1, (4 HOURS PLUS FILING FEES). JUDGE ROY O. CHERNUS. 06/19/2014 MINUTE ORDER POSTED - Appearance: 06/19/2014 at 8:30AM for CASE MANAGEMENT CONFERENCE COURT CALL APPEARANCE BY NATALIE MANDELIN FOR PLAINTIFF NO APPEARANCE BY OR FOR THE DEFENDANT JOSE THOMAZ THIS MATTER COMES BEFORE THE COURT FOR CASE MANAGEMENT CONFERENCE AND ON AN OSC RE: FAILURE TO APPEAR AS TO DEFENDANT GILVAN SERPA. IT IS ORDERED: THE ORDER TO SHOW CAUSE IS DISCHARGED. THE COURT WILL CONTINUE TODAY'S CASE MANAGEMENT CONFERENCE TO COINCIDE WITH THE DEMURRER SCHEDULED ON 6/25/14 AT 8:30 A.M. IN DEPT. B. HEARING CONTINUED TO: 06/25/2014 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 FROM DATE: 06/19/2014 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: CMGT FROM DEPARTMENT: D06 06/25/2014 MINUTE ORDER POSTED - Appearance: 06/25/2014 at 8:30AM for NOTICE OF MOTION JUDGE/PROTEM/REFEREE ROY O. CHERNUS, REPORTER CATHERINE HEEFNER, DEP CLK S. HENDRYX COURT CALL APPEARANCE BY LAWRENCE HARRIS FOR PLAINTIFF NO APPEARANCE BY OR FOR THE DEFENDANT JOSE THOMAZ THIS MATTER COMES BEFORE THE COURT FOR CASE MANAGEMENT CONFERENCE AND FOR ARGUMENT ON THE TENTATIVE RULING RE: CROSS-DEFENDANT JP MORGAN CHASE BANK'S MOTION TO STRIKE AND DEMURRER. MOTION(S) HEARD AND ARGUED. TENTATIVE RULING PARTIALLY ADOPTED. THE COURT WILL ADOPT ITS TENTATIVE RULING AS TO THE MOTION TO STRIKE. THE COURT REVERSES ITS TENTATIVE RULING AS TO THE DEMURRER. IT IS ORDERED: THE DEMURRERS OF CROSS-DEFENDANT JP MORGAN CHASE BANK ARE OVERRULED. CHASE'S MOTION TO STRIKE IS GRANTED WITHOUT LEAVE TO AMEND. PUNITIVE DAMAGES: THE FACC INCLUDES TWO CAUSES OF ACTION "FOR BREACH OF AN OBLIGATION...ARISING FROM CONTRACT." (SEE CIV. CODE 3294, SUBD. (A)). SERPA CITES NO AUTHORITY ALLOWING THE COURT TO AWARD PUNITIVE DAMAGES IN A CONTRACT CASE, OR IN A BREACH OF COVENANT CASE OUTSIDE THE INSURANCE CONTEXT. WITH RESPECT TO THE LATTER, HE SEEMS TO RELY ON CASE LAW PRE-DATING FOLEY V. INTERACTIVE DATA CORP. IN ANY EVENT, SERPA SEEMS TO CONCEDE THAT HIS PRESENT ALLEGATIONS ARE INSUFFICIENT TO SUPPORT A PUNITIVE DAMAGES PRAYER. HE SUGGESTS NO WAY IN WHICH THE CROSS- COULD BE AMENDED TO STATE A CLAIM FOR PUNITIVE DAMAGES. (TENTATIVE RULING RE: MOTION TO STRIKE, CONTINUED:) ATTORNEY'S FEES: THE COURT PREVIOUSLY GRANTED CHASE'S MOTION TO STRIKE THE ATTORNEY'S FEE PRAYER FROM THE CROSS- WITHOUT LEAVE TO AMEND. WITHOUT OBTAINING MODIFICATION OF THAT ORDER, SERPA RETAINED THE PRAYER IN HIS FACC. *********************************SEE COURT'S FILE FOR COMPLETE TENTATIVE RULING RE: MOTION TO STRIKE**************************************************** Page 4 of 8

5 RE: CASE MANAGEMENT CONFERENCE: THE CMC SHALL BE CONTINUED TO AT 8:30 A.M. IN DEPT. B. HEARING CONTINUED TO: 09/25/2014 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 FROM DATE: 06/25/2014 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: CMGT FROM DEPARTMENT: D06 07/15/2014 ANSWER (1) CRDF, JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (1ST AMENDED CROSS-). 08/07/2014 IT IS ORDERED: ORDER ON DEMURRERS AND MOTION TO STRIKE AS TO FIRST AMENDED CROSS- OF DEFENDANT GILVAN SERPA. CROSS-DEFT JP MORGAN'S DEMURRERS AS TO THE FIRST AND SECOND CAUSES OF ACTION ARE OVERRULED; THE MOTION TO STRIKE IS GRANTED WITHOUT LEAVE TO AMEND; ITEMS NO. 3 AND 6 ARE STIRICKEN; JP MORGAN SHALL FILE ITS ANSWER WITHIN 10 DAYS FOLLOWING NOTICE OF ENTRY OF THIS ORDER. JUDGE ROY O. CHERNUS. 09/15/2014 HEARING CONFIRMED FOR: 10/15/2014 AT: 08:30 AM FOR APPEARANCE TYPE: LMCV IN DEPARTMENT: D06 09/24/2014 OPPOSITION/RESPONSE TO MOTION FILED BY ATTY OBO DEFT, TO COMPEL. (10/15/14) 09/25/2014 MINUTE ORDER POSTED - Appearance: 09/25/2014 at 8:30AM for CASE MANAGEMENT CONFERENCE COURT CALL APPEARANCE BY LAWRENCE D. HARRIS FOR PLAINTIFF NO APPEARANCE BY OR FOR THE OTHER PARTIES THERE IS A MOTION CALENDARED IN THIS CASE ON THE CASE MANAGEMENT CONFERENCE SHALL BE CONTINUED TO AT 8:30 A.M. IN DEPT. B TO COINCIDE WITH THE MOTION ALREADY ON CALENDAR. HEARING CONTINUED TO: 10/15/2014 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 FROM DATE: 09/25/2014 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: CMGT FROM DEPARTMENT: D06 10/15/2014 MINUTE ORDER POSTED - Appearance: 10/15/2014 at 8:30AM for NOTICE OF MOTION JUDGE/PROTEM/REFEREE ROY O. CHERNUS, REPORTER DEBORAH BARTUNEK, DEP CLK J. LANGFORD COURT CALL APPEARANCE BY LAWRENCE D. HARRIS FOR PLAINTIFF ATTORNEY RUSSELL MARNE APPEARED FOR DEFENDANT MOTION(S) HEARD AND ARGUED. THE TENTATIVE RULING IS AFFIRMED AND MADE FINAL. IT IS ORDERED: TENTATIVE RULING: THE COURT FINDS DEFENDANT HAS FAILED TO COMPLY WITH THIS COURT'S ORDER DATED JUNE 13, 2014, GRANTING PLAINTIFF'S MOTIONS TO COMPEL RESPONES TO FORM INTERROGATORIES, SPECIAL INTERROGATORIES AND REQUESTS FOR PRODUCTION, AND FOR SANCTIONS. PLAINTIFF JP MORGAN CHASE BANK'S MOTION FOR TERMINATING, OR ALTERNATIVELY, EVIDENTIARY SANCTIONS IS CONTINUED TO OCTOBER 29, 2014 TO VERIFY DEFENDANT'S COMPLIANCE. IF DEFENDANT COMPLIES WITH THE ABOVE ORDER, PLAINTIFF SHALL TAKE THE MOTION OFF CALENDAR. MATTER CONTINUED TO 8:30AM IN DEPT. B FOR EVIDENTIARY SANCTIONS HEARING CONTINUED TO: 10/29/2014 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 FROM DATE: 10/15/2014 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: LMCV FROM DEPARTMENT: D06 NOTICE OF HEARING MAILED TO PARTIES ENTERED BY: J. LANGFORD 10/15/2014 MINUTE ORDER POSTED - Appearance: 10/15/2014 at 8:30AM for CASE MANAGEMENT CONFERENCE Page 5 of 8

6 JUDGE/PROTEM/REFEREE ROY O. CHERNUS, REPORTER MATTER NOT REPORTED, DEP CLK J. LANGFORD COURT CALL APPEARANCE BY LAWRENCE D. HARRIS FOR PLAINTIFF ATTORNEY RUSSELL MARNE APPEARED FOR DEFENDANT DISCUSSION HELD BETWEEN COURT AND COUNSEL THIS MATTER SHALL BE CONTINUED FOR MANDATORY SETTLEMENT CONFERENCE TO 8:30AM IN DEPT. B TRIAL DATE SET FOR 8:30AM IN DEPT. B FOR JURY TRIAL. ESTIMATED LENGTH OF TRIAL IS TWO (2) DAYS ALL PARTIES WITH SETTLEMENT AUTHORITY IS TO BE PERSONALLY PRESENT ALL PARTIES WAIVE NOTICE OF TRIAL HEARING CONTINUED TO: 02/23/2015 AT: 08:30 AM FOR APPEARANCE TYPE: STLC IN DEPARTMENT: D06 FROM DATE: 10/15/2014 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: CMGT FROM DEPARTMENT: D06 HEARING CONFIRMED FOR: 04/07/2015 AT: 08:30 AM FOR APPEARANCE TYPE: TRCL IN DEPARTMENT: D06 ENTERED BY: J. LANGFORD 10/17/2014 IT IS ORDERED: ORDER ON PLAINTIFF'S MOTION FOR TERMINATING, OR ALTERNATIVELY, EVIDENTIARY SANCTIONS, AND FOR MONETARY SANCTIONS. PLAINTIFF'S MOTION IS GRANTED IN PART; DEFT GILVAN SERPA IS ORDERED TO HAND SERVE ON PLTF'S COUNSEL PROPER ORIGINAL VERIFIED RESPONSES TO PLTF'S FORM INTERROGATORIES, SET 2, SPECIAL INTERROGATORIES, SET 1, AND REQUEST FOR PRODUCTION, SET 1, ON OR BEFORE 10/22/14, AND TO PAY PLAINTIFF SANCTIONS IN THE AMOUNT OF $2, ON OR BEFORE 10/22/14; PLTF'S MOTION IS CONTINUED TO 10/29/14 AT 8:30 AM IN DEPT B TO VERIFY COMPLIANCE; IF DEFT COMPLIES WITH THIS ORDER, PLTF WILL TAKE THE MOTION OFF CALENDAR. JUDGE ROY O. CHERNUS. 10/21/2014 COPY OF ORDER PLACED IN WILL CALL UNDER 'W' 10/21/2014 IT IS ORDERED: ORDER ON PLAINTIFF'S MOTION FOR TERMINATING, OR ALTERNATIVELY, EVIDENTIARY SANCTIONS, AND FOR MONETARY SANCTIONS. PLAINTIFF'S MOTION IS GRANTED IN PART: DEFT GILVAN SERPA IS ORDERED TO HAND-SERVE ON PLTF'S COUNSEL, PROPER ORIGINAL VERIFIED RESPONSES TO PLTF'S FORM INTERROGATORIES, SET 2, SPECIAL INTERROGATORIES, SET 1, AND REQUEST FOR PRODUCTION, SET 1 BY 10/22/14, AND PAY PLTF'S COUNSEL SANCTIONS OF $2, BY 10/22/14; PLTF'S MOTION IS CONTINUED TO 10/29/14 AT 8:30 AM IN DEPT B TO VERIFY COMPLAIANCE WITH ORDER; PLTF WILL REMOVE MOTION FROM CALENDAR IF DEFT COMPLIES WITH THIS ORDER. JUDGE ROY O. CHERNUS. 10/27/2014 HEARING CONFIRMED FOR: 11/26/2014 AT: 08:30 AM FOR APPEARANCE TYPE: LMCV IN DEPARTMENT: D06 10/29/2014 MINUTE ORDER POSTED - Appearance: 10/29/2014 at 8:30AM for NOTICE OF MOTION COURT CALL APPEARANCE BY DENNIS LUCEY FOR PLAINTIFF THIS MATTER COMES BEFORE THE COURT FOR STATUS OF COMPLIANCE WITH THE ORDER. MR. LUCEY REQUESTS MR. MARNE SEND SANCTIONS CHECK TO PLAINTIFF'S ATTORNEY AND NOT TO PLAINTIFF. MR. MARNE HAS SENT SANCTIONS CHECK TO JP MORGAN CHASE, AS ORDERED. THE COURT WILL NOT ORDER MR. MARNE TO SEND ANY CHECK TO PLAINTIFF'S COUNSEL, AS OPPOSED TO PLAINTIFF. THIS MATTER REMAINS CALENDARED FOR MANDATORY SETTLEMENT CONFERENCE AND TRIAL, AS PREVIOUSLY SET. 11/12/2014 MINUTE ORDER POSTED Page 6 of 8

7 JUDGE/PROTEM/REFEREE ROY O. CHERNUS, REPORTER MATTER NOT REPORTED, DEP CLK J. LANGFORD ATTORNEY DENNIS LUCEY APPEARED FOR PLAINTIFF NO APPEARANCE BY OR FOR THE DEFENDANT EX PARTE MINUTE ORDER CASE FILE NOT IN COURT THIS MATTER COMES BEFORE THE COURT ON PLAINTIFF'S EX PARTE APPLICATION FOR ORDER EXTENDING TIME TO RESPOND TO INTERROGATORIES IT IS ORDERED: PLAINTIFF'S EX PARTE APPLICATION IS DENIED CHECK #3160 FROM GLENN WECHSLER ON BEHALF OF PLAINTIFF IN THE AMOUNT OF $ RECEIVED FOR THIS EX PARTE APPLICATION. CLERK'S RECEIPT # ENTERED BY: J. LANGFORD 11/14/2014 APPEARANCE DROPPED FOR 11/26/2014 AT: 08:30 AM FOR APPEARANCE TYPE: LMCV IN DEPARTMENT: D06 DROP REASON: PER ATTY. WECHSLER'S OFFICE 02/03/2015 MINUTE ORDER POSTED NO APPEARANCE BY OR FOR THE PLAINTIFF NO APPEARANCE BY OR FOR THE DEFENDANT JOSE THOMAZ (DEFAULTED) EX PARTE MINUTE ORDER CASE FILE NOT IN COURT THIS MATTER COMES BEFORE THE COURT ON DEFENDANT GILVAN SERPA'S STIPULATED EX PARTE APPLICATION TO VACATE THE MANDATORY SETTLEMENT CONFERENCE AND TRIAL DATES. IT IS ORDERED: DEFENDANT GILVAN SERPA'S STIPULATED EX PARTE APPLICATION TO VACATE THE MANDATORY SETTLEMENT CONFERENCE AND TRIAL DATES IS GRANTED. THE MSC AND TRIAL DATES ARE VACATED. A STATUS CONFERENCE SHALL BE HELD ON AT 8:30 A.M. IN DEPT. B. APPEARANCE DROPPED FOR 02/23/2015 AT: 08:30 AM FOR APPEARANCE TYPE: STLC IN DEPARTMENT: D06 DROP REASON: PER STIPULATION AND ORDER APPEARANCE DROPPED FOR 04/07/2015 AT: 08:30 AM FOR APPEARANCE TYPE: TRCL IN DEPARTMENT: D06 DROP REASON: PER STIPULATION AND ORDER HEARING CONFIRMED FOR: 05/22/2015 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 NOTICE OF HEARING MAILED TO ALL PARTIES ORDER SIGNED IN OPEN COURT AND GIVEN TO MR. MARNE FOR FILING IN THE CLERK'S OFFICE. FEE FOR THIS EX PARTE APPLICATION PAID THROUGH THE CLERK'S OFFICE. 02/03/2015 IT IS ORDERED: ORDER APPROVING STIPULATION TO CONTINUE TRIAL AND MANDATORY SETTLEMENT CONFERENCE AND EXTENDING DISCOVERY CUT-OFF. ALL DATES FOR THE ABOVE HEARINGS ARE OFF CALENDAR AND A STATUS CONFERNCE IS ON CALENDAR FOR 5/22/15. JUDGE ROY O. CHERNUS 05/21/2015 APPEARANCE DROPPED FOR 05/22/2015 AT: 08:30 AM FOR APPEARANCE TYPE: CMGT IN DEPARTMENT: D06 DROP REASON: NOTICE OF SETTLEMENT FILED 05/28/2015 HEARING CONFIRMED FOR: 07/28/2015 AT: 08:30 AM FOR APPEARANCE TYPE: OSCH IN DEPARTMENT: D06 Page 7 of 8

8 07/28/2015 MINUTE ORDER POSTED - Appearance: 07/28/2015 at 8:30AM for OSC RE: DISMISSAL JUDGE/PROTEM/REFEREE ROY O CHERNUS, REPORTER MATTER NOT REPORTED, DEP CLK J. LANGFORD ATTORNEY DENNIS S LUCEY APPEARED FOR PLAINTIFF NO APPEARANCE BY OR FOR THE DEFENDANT DISCUSSION HELD BETWEEN COURT AND COUNSEL RE: STIPULATION FOR ENTRY OF JUDGMENT COUNSEL ADVISED TO SUBMIT A NEW STIPULATION FOR ENTRY OF JUDGMENT TO THE CLERK'S OFFICE FOR PROCESSING THIS MATTER IS CONTINUED FOR ORDER TO SHOW CAUSE RE: CASE MANAGEMENT CONFERENCE TO 8:30AM IN DEPT B HEARING CONTINUED TO: 0 AT: 08:30 AM FOR APPEARANCE TYPE: OSCH IN DEPARTMENT: D06 FROM DATE: 07/28/2015 FROM TIME: 08:30 AM FROM APPEARANCE TYPE: OSCH FROM DEPARTMENT: D06 ENTERED BY: J. LANGFORD 08/05/2015 JUDGMENT FOR IN FAVOR OF PLAINTIFF JPMORGAN CHASE BANK,NATIONAL ASSOCIATION AND AGAINST DEFENDANTS GILVAN SERPA AND JOSE ROBERTO THOMAZ, AND EACH OF THEM, AS TO THE FIRST,SECOND AND THIRD CAUSES OF ACTION CONTAINED IN THE IN THIS ACTION AGAINST FOR DECLARATORY RELIEF, AND EQUITABLE SUBROGATION, RESPECTIVELY. JUDGE ROY O. CHERNUS 08/19/2015 NOTICE OF ENTRY OF JUDGMENT MAILED TO ALL PARTIES; COPY FILED W/POS BY MAIL. BY ATTY GLENN H. WECHSLER OBO PLTF. MAILED ON 8/18/15 0 MINUTE ORDER POSTED - Appearance: 0 at 8:30AM for OSC JUDGE/PROTEM/REFEREE ROY O. CHERNUS, REPORTER NOT REPORTED, DEP CLK S. DIENER NO APPEARANCE BY OR FOR THE PARTIES JUDGMENT ON THE HAS BEEN ENTERED. IT IS ORDERED: BASED ON NO APPEARANCE BY OR FOR THE CROSS-COMPLAINANT, THAT ACTION IS DISMISSED. CASE DISPOSED BEFORE TRIAL - OTHER JUDGMENTS CASE DISPOSED IN ENTIRETY FOR SD 0 NOTICE OF CHANGE OF ADDRESS FILED BY ATTORNEY GLENN WECHSLER FOR PLAINTIFF Page 8 of 8

SUPERIOR COURT OF CALIFORNIA, COUNTY OF MARIN DATE FILED: CASE TYPE: CASE SUBTYPE: DATE OF LAST ACTIVITY: DATE/TIME RUN:

SUPERIOR COURT OF CALIFORNIA, COUNTY OF MARIN DATE FILED: CASE TYPE: CASE SUBTYPE: DATE OF LAST ACTIVITY: DATE/TIME RUN: INVOLVED PERSON/PARTY AND ATTORNEY SUMMARY: REGISTER OF ACTIONS: KNAPP-SAMET, MARY is the PLAINTIFF and is represented by: JARET, PHILLIP A; SIEGEL, ARTHUR R. MIDDLETON, JANE ANN is the PLAINTIFF and is