Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby LOBBYING REPORT Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page 1. Registrant Name Organization/Lobbying Firm Self Employed Individual GENERAL ELECTRIC COMPANY 2. Address Address1 1299 PENNSYLVANIA AVENUE, NW Address2 SUITE 900 City WASHINGTON State DC Zip Code 20004 Country USA 3. Principal place of business (if different than line 2) City Fairfield State CT Zip Code 06431 Country USA 4a. Contact Name b. Telephone Number c. E-mail 5. Senate ID# 15997-12 7. Client Name Self Check if client is a state or local government or instrumentality GENERAL ELECTRIC COMPANY 6. House ID# 311080000 TYPE OF REPORT 8. Year 2014 Q1 (1/1-3/31) Q2 (4/1-6/30) Q3 (7/1-9/30) Q4 (10/1-12/31) 9. Check if this filing amends a previously filed version of this report 10. Check if this is a Termination Report Termination Date 11. No Lobbying Issue Activity INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 12. Lobbying 13. Organizations INCOME relating to lobbying activities for this reporting period was: Less than $5,000 Less than $5,000 EXPENSE relating to lobbying activities for this reporting period were: $5,000 or more $ $5,000 or more $ 5,320,000.00 Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income from the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. Method A. Reporting amounts using LDA definitions only Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code Signature Digitally Signed By: Joanne McMahon, Leader Governmental Compliance Date 10/20/2014 http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 1/15
15. General issue area code AVI AVIATION/AIRCRAFT/AIRLINES Implementation of FAA Reauthorization Law Transportation/HUD Appropriations U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Aviation Administration (FAA) Darby Becker Peter Prowitt http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 2/15
15. General issue area code CAW CLEAN AIR AND WATER (QUALITY) Private Activity Bonds for Water SRF Program Funding, Water Infrastructure Financing Innovation Act Water Infrastructure Finance and Innovation Act U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA) Larry Boggs Nancy Dorn Jon Freedman Peter Prowitt Lynn Thomson http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 3/15
15. General issue area code CPT COPYRIGHT/PATENT/TRADEMARK Intellectual Property Rights International IP Protection HR 5233 / S 2267 - Trade Secret Protection U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO), U.S. Trade Representative (USTR) Thaddeus Burns IP Attache to US Missions at WTO and UN http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 4/15
15. General issue area code DEF DEFENSE Adaptive Engine Technology Development AH-1Z/UH-1Y Re-Engining Program B-1 Bomber Modifications CH-53K Helicopter Program Combat Rescue Helicopter (CRH) Comprehensive Subcontracting Program (CSP) Defense Appropriations, FY 2015 F/A-18 E/G Enhanced Durability Engine FY 2014 Omnibus Reprogramming Request Improved Turbine Engine Program (ITEP) The National Defense Authorization Act for FY 2015 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Defense - Dept of (DOD) Darby Becker Tom McGovern Peter Prowitt Gary Reese Lynn Thomson http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 5/15
15. General issue area code ENG ENERGY/NUCLEAR Cybersecurity Export Import Bank (EXIM) Authorization Federal data center consolidation HR 1587 - Energy Infrastructure Improvement Act HR 1900 - Natural Gas Pipeline Permitting Reform Act HR 2202/ S 1103 - LNG Excise Tax Equalization Act of 2013 HR 2728 - Protecting States' Rights to Promote American Energy Security Act HR 3301 - North American Energy Infrastructure HR 3760 - Expedited Liquefied Natural Gas (LNG) Exports HR 4923 - Energy and Water Appropriations HR 580/ S 192 - Expedited LNG for America Allies Act of 2013 HR 6 - LNG Exports Natural Gas Production Nuclear Exports Overseas Private Investment Corporation (OPIC) Authorization Resolution Wind Production Tax Credit (PTC) S 761, S 1392 - Energy Savings & Industrial Competitiveness Act Taiwan 123 Agreement Unconventional Gas Policy Vietnam 123 Agreement U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT), Treasury - Dept of, Energy - Dept of, Executive Office of the President (EOP), Environmental Protection Agency (EPA), Interior - Dept of (DOI), William Behrens Larry Boggs Chrissy Borskey Amanda Campbell Nancy Dorn Paul Doucette Jon Freedman George Pickart Joshua Raymond James C. Sandberg Lynn Thomson Pamela Venzke Lisa Wolski http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 6/15
15. General issue area code ENV ENVIRONMENT/SUPERFUND Chemical Risk Assessment Issues Regulatory Reform Issues S 1009 - Chemical Safety Improvement Act U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Darby Becker Larry Boggs Nancy Dorn Peter Prowitt Lynn Thompson http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 7/15
15. General issue area code FIN FINANCIAL INSTITUTIONS/INVESTMENTS/SEC HR 677 - The Inter-Affiliate Swap Classification Act Inclusion of Financial Products in Transatlantic Trade and Investment Partnership Agreement Issues related to the implementation of Dodd Frank Overseas Private Investment Corporation (OPIC) Authorization Terrorism Risk Insurance Act Reauthorization U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), Federal Reserve System, Treasury - Dept of, Commodity Futures Trading Commission (CFTC), William Behrens George Pickart Joshua Raymond Gary Reese Pamela Venzke http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 8/15
15. General issue area code HCR HEALTH ISSUES Health IT regulation HR 3230 - Veterans' Access to Care through Choice, Accountability, and Transparency Act of 2014 HR 3303 - Sensible Oversight for Technology which Advances Regulatory Efficiency Act of 2013 HR 4299 - Improving Regulatory Transparency for New Medical Therapies Act HR 4494 - Regenerative Medicine Promotion Act of 2014 HR 523 - Protect Medical Innovation Act of 2013 S 2007 - Preventing Regulatory Overreach To Enhance Care Technology Act of 2014 S 2126 - Regenerative Medicine Promotion Act of 2014 S 232 - Medical Device Access and Innovation Act of 2013 S 2450 - Veterans' Access to Care through Choice, Accountability, and Transparency Act of 2014 Veterans Health Care U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Health & Human Services - Dept of (HHS), Veterans Affairs - Dept of (VA), Food & Drug Administration (FDA), Justice - Dept of (DOJ) Nancy Dorn Orrin Marcella John Schaeffler Madeleine Smith Lisa Wolski http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 9/15
15. General issue area code SCI SCIENCE/TECHNOLOGY Advanced Manufacturing Competitiveness HR 2996 / S 1468 - Revitalize American Manufacturing and Innovation Act U.S. HOUSE OF REPRESENTATIVES, Energy - Dept of, Theresa Peterson http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 10/15
15. General issue area code TAX TAXATION/INTERNAL REVENUE CODE Business Activity Tax Simplification Act CFC Look-through Rule Corporate Tax Rate Highway Trust Fund Funding Liquefied Natural Gas Excise Tax Parity Medical Device Tax Mobile Workforce State Income Tax Permanent Extension of Subpart F Deferral for Financial Services Renewable Energy Standards (Including Section 45 PTC) Streamlined State Sales Taxes Tax Extenders (expiring tax provisions) Taxation of International Operations Water Private Activity Bonds Water Reuse Incentives Ways & Means Chairman Camp's Comprehensive Tax Reform Draft U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Nancy Dorn Barbara Mattox Peter Prowitt Joshua Raymond James C. Sandberg Lynn Thomson Lisa Wolski http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 11/15
15. General issue area code TRA TRANSPORTATION Freight Rail Economic Issues and Balanced Regulation, including S 2777 Surface Transportation Board Reauthorization Act of 2014 Freight/passenger rail safety including positive train control and hazardous materials transportation (rail tank car safety and petroleum shipment), including S 2784, Rail Safety Improvement Act of 2014 High speed and intercity passenger rail, Amtrak, commuter and freight rail development and funding, including HR 5449, Passenger Rail Reform and InvestmentAct of 2014 Natural gas locomotives and natural gas transportation Rail equipment manufacturing and export promotion and financing (including Export-Import Bank financing), ), P.L. 113-164 Continuing Appropriations Resolution, FY 2015 HR 721/ S 411 - Short Line Railroad Rehabilitation and Investment Act of 2013 S 2438 - Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2015 HR 4745 - Transportation, Housing, and Urban Development and Related Agencies Appropriations, 2015 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation - Dept of (DOT), Energy - Dept of, Office of Management & Budget (OMB), Transportation Security Administration (TSA), Export-Import Bank of the United States (EXIM Bank) Darby Becker Larry Boggs Nancy Dorn Donald Itzkoff Joshua Raymond Lynn Thomson http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 12/15
15. General issue area code TRD TRADE (DOMESTIC/FOREIGN) Export Import Bank (EXIM) Authorization Overseas Private Investment Corporation (OPIC) Authorization Trade Promotion Authority Trans Pacific Partnership Transatlantic Trade and Investment Partnership (TTIP) U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Executive Office of the President (EOP), U.S. Trade Representative (USTR), State - Dept of (DOS), William Behrens Orit Frenkel Thomas McGovern George Pickart Joshua Raymond http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 13/15
15. General issue area code RRR RAILROADS Freight Rail Economic Issues and Balanced Regulation, including S 2777 Surface Transportation Board Reauthorization Act of 2014 Freight/passenger rail safety including positive train control and hazardous materials transportation (rail tank car safety and petroleum shipment), including S 2784, Rail Safety Improvement Act of 2014 High speed and intercity passenger rail, Amtrak, commuter and freight rail development and funding, including HR 5449, Passenger Rail Reform and Investment Act of 2014 Natural gas locomotives and natural gas transportation Rail equipment manufacturing and export promotion and financing (including Export-Import Bank financing), P.L. 113-164 Continuing Appropriations Resolution, FY 2015 HR 721/ S 411 - Short Line Railroad Rehabilitation and Investment Act of 2013 S 2438 - Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2015 HR 4745 - Transportation, Housing, and Urban Development and Related Agencies Appropriations, 2015 HR 5021 - Highway & Transportation Funding Act of 2014 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation - Dept of (DOT), Energy - Dept of, Office of Management & Budget (OMB), Transportation Security Administration (TSA), Export-Import Bank of the United States (EXIM Bank) Darby Becker Larry Boggs Nancy Dorn Donald Itzkoff Joshua Raymond Lynn Thomson Information Update Page - Complete ONLY where registration information has changed. 20. Client new address Address City State Zip Code Country 21. Client new principal place of business (if different than line 20) City State Zip Code Country 22. New General description of client s business or activities LOBBYIST UPDATE 23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client First Name Last Name Suffix First Name Last Name Suffix 1 5 http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 14/15
2 6 3 7 4 8 ISSUE UPDATE 24. General lobbying issue that no longer pertains AFFILIATED ORGANIZATIONS 25. Add the following affiliated organization(s) Internet Address: Name Address Street Address City State/Province Zip Country Principal Place of Business (city and state or country) City State Country 26. Name of each previously reported organization that is no longer affiliated with the registrant or client 1 3 5 2 4 6 FOREIGN ENTITIES 27. Add the following foreign entities: Name Address Street Address City State/Province Country Principal place of business (city and state or country) Amount of contribution for lobbying activities Ownership percentage in client City State Country % 28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization 1 5 9 2 6 10 3 7 11 4 8 12 http://disclosures.house.gov/ld/ldxmlrelease/2014/q3/300687098.xml 15/15