Alternate Security Strategies: The Strategic Feasibility of Various Notions of Security

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Alternate Security Strategies: The Strategic Feasibility of Various Notions of Security Paper Prepared for the 40th Annual Meeting of the International Peace Research Association Sopron,, Hungary, July 5-9, 2004 by Dr. John Garofano U.S. Naval War College Newport, RI 02806 garofanoj@nwc.navy.mil

From Security to Security Strategies a. Not as easy as it looks b. Linkage is unclear c. Strategy is difficult or impossible d. Key question: will it work? (prescription vs. description, explanation) e. Start at end and work backwards: what works strategically?

Strategy Defined a. A plan for matching means to ends b. Increasing capabilities and defining and prioritizing goals c. Adjusting to changes on either side of the means-ends equation d. Dynamic, sophisticated plan e. Requires the management of complex organizations f. Multiple audiences (public, bureaucratic, allied, future legacy) g. Multiple executors (military, national, grand, international

Strategy is Difficult a. Impossible to judge costs and risks ahead of time b. Policymakers and publics are not rational i. Cognitive and emotional limitations Ignorance and lack of information c. Operational and organizational hindrances d. Democracy works against strategy i. Clear preferences, calculations and consistency of choice vs compromise and consensus-building [Jablonsky,, Betts]

Relevance to Re-conceptualizing Security a. Targets (Effectiveness) b. Coherence (Effectiveness) c. Audiences (Resources): Ability to unify i. Governments Sub-national groups i International organizations iv International society

Relevance to Re-conceptualizing Security. Who makes new security policies? (What level?) i. Individuals i iv. Bureaucracies Governments International Organizations Transnational/Global Public b. Whose consciousness must change?

Traditional Notions of Security a. Sovereignty, protection of citizens and territory b. National in focus c. State executes strategy d. Targets: clear, persistent e. Coherence: mixed f. Audiences: domestic coalitions possible

a. Rights Human Security b. Individual/ group focus c. Identity, development d. Targets: how clear and persistent? e. Coherence: mixed and contingent upon normative hold f. Audiences: are coalitions possible? National or global? [Liotta and Rogers, eds.]

Ecological Security a. Global sustainability and related goals b. Ecosystem is focus c. Global action d. Targets: global vs. transnational vs. national e. Coherence: high but science (information) dependent f. Audiences: are coalitions possible?

Re-conceived Security: An Idea or a Norm? a. Ideas i. Powerful but sticky Social psychology i IR theory/ foreign policy studies b. Norms i. Weber, Durkheim vs. Marx, Mannheim Norm diffusion i Normative staying power

Indicators of Effective Global/Regional Strategies: Three Examples a. Realism (Traditional security) b. Liberalism c. Security Communities [Garofano, ]

a. Process Realism i. Leaders are concerned with relative gains Leaders do worst-case scenario development and procure accordingly b. Outcomes i. Policies aim at maximizing power and traditional conceptions of security Cooperative acts are narrowly self-interested

Liberalism a. Motivating Perceptual Factors i. Evidence, and shared views, that conflicts of interest can be ameliorated through shared information Evidence of a concern among leaders for the shadow of the future b. Outcomes i. Evidence that new information alters prior perceptions, policies or behavior in the security realm Evidence that regime-type arrangements effectively lowers the costs of acquiring critical information i Evidence of regime-constraining effects on traditional behaviors and interests

a. Consciousness Security Community... i. Density of transactions Extent of transactions i Evidence of "we-feeling" iv Evidence of Trust v. Evidence of shared images a. Impact on Significant Groups i. Evidence of these issues revealing themselves in key policy making groups or in public Evidence of changes in self-conception, conceptions of others, and conceptions of future relations with others.

a. Outcomes... Security Community i. Evidence of convergent interests Evidence of spillover when agreement is not reached in on area i Overall decrease in tensions

Human Security: What should we see? Growing normative concerns Among which polities, publics, international institutions What kind of policies What kinds of progress, where Whose consciousness must change?

Conclusions... a. History of strategy has implications for re- conceptualizing security b. Targets, Coherence, and Audiences are critical and closely related c. We need metrics for gauging progress d. How are we doing re: human security, environmenta security etc.?

... Conclusions a. What other conceptions have strategic value? i. Security Insurance Long-term security i Social Security b. Advantages and Disadvantages of Dropping Security Label i. Human Rights Slavery i Civil Rights