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1 Poli Sci 249 East Asian Regionalism (Spring 07) Thursday Th 2-4P, 775A BARROWS Office Hours: Thursday 4-5 and by app t T.J. Pempel <pempel@berkeley.edu> This seminar will examine the postwar experiences of the Asian region in a comparative framework. Postwar Europe was integrated as a region rather early through the European Coal and Steel Community and NATO; today close intra-european ties are institutionalized in the European Union. In contrast, Asia was long divided by colonialism, the Cold War, and America's 'hub and spoke' alliance system. Since the formation of ASEAN in 1967 closer ties have developed across parts of Asia but these have been driven less by states entering formal alliances and more by corporations through investment, trade and production networks. Regional links have been bolstered as well as by state-to-state cooperation on specific nonmilitary problems such as immigration, environmental pollution or crime control. But here too, many states, especially in Northeast Asia, have resisted making deep institutional commitments that would limit sovereignty. These low levels of Asian regional institutionalization have been blamed by some for the rapidity with which the economic crisis of 1997-98 spread across the region. Since then various efforts have been made to strengthen formal regional ties to prevent the recurrence of any similar financial meltdown. Security and defense collaboration, however, have been far slower to develop and today many hot spots and continued national competition divide the region. This seminar will examine the various tensions between establishing closer Asian ties and the preservation of national sovereignty. REQUIREMENTS: All members of the seminar will be expected to do two major things beyond the major writing assignments: 1. Complete the assigned readings prior to the seminar meeting and come prepared to discuss the readings, their relationship to one another, and their links to earlier readings and seminar discussions. 2. Be one of two primary discussants for two weeks readings (each session will begin with two discussants circulating a short 2-4 page think piece and then taking 5-8 minutes to recap the key themes in the week s readings and raising one or two key issues for subsequent discussion. (The assignment of discussant roles will be made in the second class.) In addition, all seminar participants must complete one of the following two writing assignments: Option A: Complete a 20-25 page research paper on some theoretically and empirically interesting aspect of East Asian regionalism. Hard or electronic copies of these papers should be distributed to all seminar members one week in advance. They will be discussed in seminar sessions on May 3.

2 By March 23, those taking this option should complete and circulate a 5-8 page outline of their research paper. Distribute copies of these to all seminar members. Outlines will be discussed in seminar sessions on April 5. Option B: Complete four 7-10 page critical review essays, each dealing with one of the week s readings. These essays should be based on the required readings assigned. They may focus on differences in the analysis of any two or more readings, your own assessment of strengths or weaknesses in several of the readings, recent developments that reinforce or challenge the conclusions of the readings, etc. The point is these are critical reviews, not simple summaries of the readings. Two of these may be coordinated with the oral required presentations. READINGS: All required readings should be done prior to the seminar. All efforts have been made to make these available electronically and through library reserve. The books and issues of the journal The Pacific Review prior to the year 2000 will be located in GRDS in room 208 Doe Library (Graduate Services). The journals Cooperation and Conflict, Foreign Affairs, and Survival are available non-circulating in the 2nd Floor of Doe Library in the Rosberg Reading Room. Links to articles available electronically can be found on the Pol Sci 249 Asian Regionalism course page on the Library's Electronic Reserve Service at http://eres.berkeley.edu/. The password to the page is asre. The electronic articles are listed in order of appearance on the syllabus. There are a number of additional readings on the syllabus. These are designed to be a first-cut bibliography for anyone wishing to explore specific topics in more depth. Some items may be a bit dated in the interests of offering more rather than less information. Students may also wish to purchase the following paperback books which will be read in whole or in large part during the semester: Acharya, Amitav, Constructing a Security Community in Southeast Asia (London: Routledge, 2001). Alagappa, Muthiah (ed.), Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press, 2003). Ikenberry,G. John and Michael Mastanduno (eds.), International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003). Katzenstein, Peter J. and Takashi Shiraishi (eds.), Network Power: Japan and Asia (Ithaca: Cornell University Press, 1997). Katzenstein, Peter J., A World of Regions (Ithaca: Cornell University Press, 2005). Pempel, T.J. (ed.), Remapping East Asia (Ithaca: Cornell University Press, 2004). Shambaugh, David (ed.) Power Shift: China and Asia s New Dynamics (Berkeley: University of California Press, 2006)

3 January 18 - Overview and Introduction No required readings January 25 - Regionalism and Integration Theory: These readings cover some of the theoretical literature on regional international relations. Key questions include: What is the 'dependent variable' in the study of East Asian IR? What constitutes a region, that is, what are the defining characteristics of a regional subsystem? On what basis can East Asia be characterized as a regional subsystem having its own international relations? Do different characteristics have different implications for levels of conflict and cooperation? What hypotheses about regional interaction, and about the relationship between global and local systems come out of this literature? Ikenberry and Mastanduno, International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003), Introduction (pp.1-22). Katzenstein, Peter J., Introduction: Asian Regionalism in Comparative Perspective, in Katzenstein and Shiraishi (eds.) Network Power: Japan and Asia (Ithaca: Cornell University Press, 1997): 1-44. Katzenstein, Peter J., A World of Regions (Ithaca: Cornell University Press, 2005), Chapter 1. Mansfield, Edward D. and Helen Milner, The New Wave of Regionalism, International Organization 53, 3 (summer 1999): 589-627. Breslin, Shaun, et al. (eds.), New Regionalisms in the Global Political Economy (London: Routledge, 2002). Buzan, Barry and Ole Weaver, Regions and Powers (Cambridge: Cambridge University Press, 2003). Hansen, Roger D., Regional Integration: Reflections on a Decade of Theoretical Efforts World Politics 21, 2 (January 1969): 242-271. Mansfield, Edward D. and Helen Milner (eds.), The Political Economy of Regionalism (New York: Columbia University Press, 1997). Solingen, Etel, Regional Orders at Century s Dawn: Global and Domestic Influences on Grand Strategy (Princeton University Press, 1998).

4 February 1- East Asia as a Region Acharya, Amitav, Introduction Constructing a Security Community in Southeast Asia (London: Routledge, 2001 or revised edition if available): 1-14 Berger, Thomas U., "Power and Purpose in Pacific East Asia: A Constructivist Interpretation" in Ikenberry and Mastanduno (eds.), International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 387-420. Kang, David, "Hierarchy and Stability in Asian International Relation" in Ikenberry and Mastanduno (eds.), International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 163-190. Kirshner, Jonathan, "States, Markets, and Great Power Relations in the Pacific: Some Realist Expectations" in Ikenberry and Mastanduno (eds.), International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 273-298. McNicoll, Geoffrey, Demographic Futures of East Asian Regional Integration in T.J. Pempel (ed.), Remapping East Asia (Ithaca: Cornell University Press, 2004). Anderson, Benedict, From Miracle to Crash, London Review of Books 20 (April 16, 1998). Woodside, Alexander, "The Asia-Pacific Idea as a Mobilization Myth" in Arif Dirlik (ed), What's in a Rim: Critical Perspectives on the Pacific Region Idea. (Westview Press, 1994): 13-28. February 8 - The East Asian Historical Legacy Cummings, Bruce, Japan and Northeast Asia into the Twenty-first Century, in Katzenstein and Shiraishi (eds.), Network Power: Japan and Asia (Ithaca, Cornell University Press, 1997): 113-135. Fairbank, John K., "A Preliminary Framework" in John K. Fairbank (ed.), The Chinese World Order (Harvard University Press, 1973): 1-19.

5 Hamashita, Takeshi, The Intra-Regional System in East Asia in Modern Times in Katzenstein and Shiraishi (eds.), Network Power: Japan and Asia (Ithaca: Cornell University Press, 1997): 113-35. Katzenstein, Peter J., A World of Regions (Ithaca: Cornell University Press, 2005), Chapter 2, 3. Shiraishi, Takashi, Japan and Southeast Asia, in Katzenstein and Shiraishi (eds.), Network Power: Japan and Asia (Ithaca, Cornell University Press, 1997): 169-194. Duus, P., R. Myers and M. Peattie (eds.), The Japanese Wartime Empire, 1931-1945 (Princeton University Press, 1996). Hamilton, Gary G., Overseas Chinese Capitalism in Tu Wei-Ming (ed.), Confucian Traditions in East Asian Modernity (Harvard University Press, 1996): 328-342. Myers, R.M. and M. Peattie (eds.), The Japanese Colonial Empire, 1985-1945 (Princeton University Press, 1984). Petri, Peter, The East Asian Trading Bloc: An Analytic History in Frankel and Kahler (eds.), Regionalism and Rivalry: Japan and the United States in Pacific Asia (Chicago: Chicago University Press, 1993): 21-52. Shiraishi, Saya and Takashi Shiraishi, The Japanese in Colonial Southeast Asia: An Overview in S. Shiraishi and T. Shiraishi (eds.), The Japanese in Colonial Southeast Asia (Southeast Asia Program, Cornell University Press, 1993): 5-20. Yahuda, Michael B., The International Politics of the Asia-Pacific, 1945-1995 (2 nd ed.) (London, New York: Routledge Curzon, 2004): 5-99. February 15- Beginnings of the The East Asian Model and the Economic Miracle : Much of contemporary East Asia s success, and subsequent interlinkage grew out of the early postwar economic success of Japan and the perception that the Japanese model represented an alternative model of capitalist economics. Chalmers Johnson popularized the notion of Japan as a developmental state and subsequent success by South Korea and Taiwan added to the perception that the model was creating an economic miracle across the region.

6 Cummings, Bruce, The Origins and Development of the Northeast Asian Political Economy International Organizations 38, 1 (1984): 1-40. Johnson, Chalmers, MITI and the Japanese Miracle (Stanford: Stanford University Press, 1982), chapter 1 The Japanese Miracle ; chapter 9 A Japanese Model? Pempel, T.J. The Developmental Regime in a Changing World Economy, in Meredith Woo-Cumings, The Developmental State (Ithaca, Cornell University Press, 1999): 137-181. Wade, Robert, East Asia s Economic Success: Conflicting Perspectives, Partial Insights, Shaky Evidence World Politics 44, 2 (January 1992): 270-320. World Bank, The East Asian Miracle: Economic Growth and Public Policy (New York: Oxford University Press, 1993): esp. 1-59, 347-68. Amsden, Alice, Asia's Next Giant: South Korea and Late Industrialization (London: Oxford University Press, 1989):3-78, 79-155, 319-326. Bernard, Mitchell and John Ravenhill, "Beyond Product Cycles and Flying Geese: Regionalization, Hierarchy, and the Industrialization of East Asia" World Politics 47, 2 (January 1995): 171-209. Bresnan, John, From Dominoes to Dynamos: The Transformation of Southeast Asia (New York: Council on Foreign Relations, 1994). Clifford, Mark, Chaebol in Troubled Tiger: The Business of Authoritarianism in South Korea (Armonk, NY: M.E. Sharpe, 1994): 113-27. Deyo, Frederic (ed.), The Political Economy of the New Asian Industrialism (Ithaca: Cornell University Press, 1987). Haggard, Stephan, Pathways from the Periphery: The Politics of Growth in the Newly Industrializing Countries (Ithaca: Cornell University Press, 1990): 1-48. Howe, Christopher, "The Taiwan Economy: The Transition to Maturity and the Political Economy of Its Changing International Status" The China Quarterly 148 (December 1996): 1171-95. Jomo K.S. (ed.), Southeast Asia's Misunderstood Miracle (Boulder, CO: Westview Press, 1997): 1-88.

7 Oh, John Kie-chiang, Korean Politics: The Quest for Democratization and Economic Development (Ithaca: Cornell University Press, 1999): 48-73. Rowen, Henry S.(ed.), Behind East Asian Growth (London: Routledge, 1998). Vogel, Ezra F., The Four Little Dragons: The Spread of Industrialization in East Asia (Cambridge: Harvard University Press, 1991), chapter 3 "South Korea" (pp. 42-65); chapter 4 "Hong Kong and Singapore" (pp. 66-82). Wade, Robert, Governing the Market: Economic Theory and the Role of Government in East Asian Industrialization (Princeton: Princeton University Press, 1990). Woo-Cumings, Meredith (ed.), The Developmental State (Ithaca: Cornell University Press, 1999). February 22 - Emerging Regionalization: Economic success began a process of weaving closer links among many parts of Asia. ASEAN emerged primarily as a security arrangement in Southeast Asia. Japanese investments in parts of Asia further wove different links creating trans-border production networks. Changes in Chinese domestic politics combined with the search for capital investments led to growing economic ties in South China and along the Chinese East Coast. All resulted in a regionalization driven largely by corporate activities. Copeland, Dale, "Economic Interdependence and the Future of U.S.-Chinese Relations" in Ikenberry and Mastanduno (eds.), International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 323-352. Doner, Richard, Japan in East Asia: Institutions and Regional Leadership in Katzenstein and Shiraishi (eds.), Network Power: Japan and Asia (Ithaca, Cornell University Press, 1997): 197-233. Hamilton-Hart, Natasha, The Regionalization of Southeast Asian Business in Pempel (ed.) Remapping East Asia (Ithaca: Cornell University Press, 2004):170-191. Ohashi, Hideo, China s Regional Trade and Investment Profile, in Shambaugh: 71-95. Pempel, T.J., Trans-Pacific Torii: Japan and the Emerging Asian Regionalism" in Katzenstein and Shiraishi (eds.), Network Power: Japan in Asia (Ithaca: Cornell University Press, 1997): 47-82. Tachiki, Dennis, Between FDI and Regionalism, in Pempel (ed.), Remapping East Asia (Ithaca: Cornell University Press, 2004): 149-169.

8 Wan, Ming, Economic Interdependence and Economic Cooperation: Mitigating Conflict and Transforming Security Order in Asia" in Alagappa (ed.), Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press: 2003): 280-310. de Brouwer Gordon, Financial Integration in Asia (Cambridge: Cambridge University Press, 1999). Encarnation, Dennis (ed.), Japanese Multinationals in Asia (Oxford, Oxford University Press, 1999). Hatch, Walter and Kozo Yamamura, Asia in Japan s Embrace: Building a Regional Production Alliance (Cambridge, Cambridge University Press, 1996). Lim, Linda and A. Peter Gosling (ed.), The Chinese in Southeast Asia (Singapore: Maruzen Asia, 1983). Naughton, Barry (ed.), The China Circle: Economics and Technology in the PRC, Taiwan, and Hong Kong (Washington, D.C.: Brookings Institution Press, 1997), chapter 1 "The Emergence of the China Circle" (pp. 3-37); chapter 3 Economic Policy Reform in the PRC and Taiwan (pp. 81-110). Saxenian, Annalee, "Transnational Entrepreneurs ad Regional Industrialization The Silicon Vally-Hsinchu Connection" in R. Tseng and B. Uzzi (eds.), Embeddedness and Corporate Change in Global Economy (New York: Peter Lang, 2000). Selden, Mark, China, Japan, and the Regional Economy of East Asia, 1945-1995 in Katzenstein and Shiraishi (eds.), Network Power: Japan and Asia (Ithaca, Cornell University Press, 1997): 275-305. Yue, Ming, Chinese Networks and Asian Regionalism, in Peter J. Katzenstein, et al. Asian Regionalism (Ithaca: Cornell University, East Asia Series, 2000). March 1 Early Regionalism: The previous week examined the processes of bottom-up linkage across national borders. From the top down certain activities were also attempting to tie parts of East Asia more closely together. The three most important of these were ASEAN, APEC and ARF. But these regional links were also in competition with a variety of longstanding bilateral security arrangements. Northeast Asia in particular seemed particularly resistant to formal ties.

9 Acharya, Amitav, Constructing a Security Community in Southeast Asia (London: Routledge, 2001), Chapters 1, 2, 3. Duffield, John S., "Asia-Pacific Security Institutions in Comparative Perspective" in Ikenberry and Mastanduno, International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 243-270. Kahler, Miles, Legalization as Strategy: The Asia-Pacific Case International Organization 54, 3 (summer 2000): 549-572. Naughton, Barry and Andrew McIntyre, The Decline of the Japan-led Model in Pempel (ed.), Remapping East Asia (Ithaca: Cornell University Press, 2004). Solingen, Etel, "East Asian Regional Institutions: Characteristics, Sources, Distinctiveness" in Pempel (ed.) Remapping East Asia (Ithaca: Cornell University Press 2004). Also familiarize yourselves with the APEC and ASEAN websites (www.apecsec.org.sg) (www.aseansec.org/1024x768.html). Aggarwal, Vinod K., "Analyzing Institutional transformation in the Asia-Pacific" in Vinod K. Aggarwal and Charles Morrison (eds.), Asia-Pacific Crossroads: Regime Creation and the Future of APEC (Palgrave Macmillan, 1998). Baker, Richard W., The United States and APEC Regime Building, in Aggarwal and Morrison (eds.), Asia-Pacific Crossroads: Regime Creation and the Future of APEC ( Palgrave Macmillan, 1998): 164-189. Cohen, Stephen S., Mapping Asian Integration: Transnational Transactions in the Pacific Rim The American Asian Review 20, 3: 1-30. Dauvergne, P., Shadows in the Forest: Japan and the Politics of Timber in Southeast Asia (Cambridge, MA: MIT Press, 1997). Funabashi, Yoichi, The Asianization of Asia Foreign Affairs (November / December. 1993): 75-85 Garnaut, Ross, and Peter Drysdale (eds.), Asia Pacific Regionalism (New York: Harper, 1994).

10 Grieco, Joseph M., Systematic Sources of Variation in Regional Institutionalization in Western Europe, Asia and the Americas in Edward Mansfield and Helen V. Milner (eds.), The Political Economy of Regionalism (Columbia University Press, 1997). Park, Young-il, Toward Regional Financial and Monetary Cooperation in East Asia in Global Economic Review 32, 4 (2003): 21-44. Pekkanen, Saadia, "Aggressive Legalism: The Rules of the WTO and Japan's Emerging Trade Strategy." The World Economy 24, 5 (May 2001): 707-737. Rapkin, David P., The United States, Japan, and the power to block: the APEC and AMF cases Pacific Review 14, 3 (2001): 373-410. March 8 East Asian Security Pre-Crisis: As East Asia gained economically and as regional institutions took hold, and particularly in the post-cold War period, the question emerged as whether the East Asian region is ripe for rivalry as many realists would contend, or whether security relations are developing that are more prone to generate stability and cooperation. Alagappa, Muthiah, in Alagappa (ed.) Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press: 2003), "Introduction", Chapters 1-2. Christensen, Thomas J., "China, the US-Japan Alliance, and the Security Dilemma in East Asia" in Ikenberry and Mastanduno International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 23-56. Goldstein, Avery, "Balance-of-Power Politics: Consequences for Asian Security Order" in Alagappa (ed.) Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press: 2003): 171-209. Katzenstein, Peter J., A World of Regions (Ithaca: Cornell University Press, 2005), Chapter 4, 6. Mastanduno, Michael, "Incomplete Hegemony: The United States and Security Order in Asia" in Alagappa (ed.) Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press: 2003): 141-170. Ball, Desmond, "Arms and Affluence: Military Acquisitions in the Asia-Pacific Region" (in Peril and Promise on the Pacific Rim) International Security 18, 3 (winter 1993 / 1994): 78-112.

11 Friedberg, Aaron, Ripe for Rivalry: Prospects for Peace in a Multipolar Asia, International Security 18, 3 (winter 1993). Hemmer, Christopher, and Peter J. Katzenstein, Why is There no NATO in Asia? Collective Identity, Regionalism, and the Origins of Multilateralism International Organization 56, 3 (2002): 575-608. Higenbotham, Eric, and Richard J. Samuels, Mercantile Realism and Japanese Foreign Policy in Ethan B. Kapstein and Michael Mastanduno (eds.), Unipolar Politics: Realism and State Strategies After the Cold War (New York: Columbia University Press, 1999). Nye, Jr., Joseph, Chalmers Johnson and E.B. Keehn, The U.S. in East Asia: Stay or Go? Foreign Affairs (July/August 1995). Ohkawara, Nobuo, and Peter Katzenstein, Japan and Asian-Pacific Security: Regionalization, Entrenched Bilateralism and Incipient Multilateralism Pacific Review 14, 2 (2001): 165-94. Samuels, Richard J., and Christopher P. Twomey, The Eagle Eyes the Pacific: US Foreign Policy Options after the Cold War in Michael J. Green and Patrick M. Cronin (eds.), The U.S.-Japan Alliance: Past, Present, and Future (Brookings Institution Press, 1999): 1-19. Tan, See Seng, and Amitav Acharya (eds.), Asia-Pacific Security Cooperation (Armonk: M.E. Sharp, 2004). Yamakage, Susumu, Japan s National Security and Asia-Pacific s Regional Institutions in Katzenstein and Shiraishi (eds.) Network Power: Japan and Asia (Ithaca, Cornell University Press, 1997): 275-306. Zelikow, Philip, American Engagement in Asia in Robert D. Blackwill and Paul Dibb (eds.), America s Asian Alliances (Cambridge: The MIT Press, 2000): 19-30. March 15 - The East Asian Economic Crisis And Its Aftermath: In 1990-91, the Japanese economy suffered a bursting of its burgeoning asset bubble and the country s macro-economy began a downturn from which it has yet to recover. 1997-98, the currencies of Thailand, Indonesia, Malaysia, South Korea and the Philippines all came under intense speculative attack; most fell sharply sending severe shocks through all, and leading to IMF bailout packages for three. The causes and consequences of the crisis have been subject to wide analysis; however, the events themselves proved a turning point for many governments and organizations across the Asia-Pacific. Indonesia, for example, witnessed longstanding economic chaos; South Korea, on the other hand, restructured important elements of its

12 chaebol system and recovered rather quickly. Equally importantly, there was a burst of new regional institutions and processes. Amyx, Jennifer, Regional Financial Cooperation in East Asia since the Asian Financial Crisis, unpublished paper Hamilton-Hart, Natasha Banking Systems a Decade After the Crisis unpublished paper McIntyre, Andrew, "Political Institutions and the Economic Crisis in Thailand and Indonesia" in Pempel The Politics of the Asian Economic Crisis (Ithaca: Cornell University Press, 1999): 143-162. Pempel, T.J. (ed.), The Politics of the Asian Economic Crisis (Ithaca: Cornell University Press, 1999), Introduction and Conclusion. Shambaugh, Power Shift Chaps. 2, 4 Winters, Jeffrey A., "The Determinant of Financial Crisis in Asia" in Pempel The Politics of the Asian Economic Crisis (Ithaca: Cornell University Press, 1999): 79-97. : Crisis Asia Financial Crisis webpage <http://www.stern.nyu.edu/globalmacro/nav_asian_crisis.html> Haggard, Stephan, The Political Economy of the Asian Financial Crisis (Washington, D.C.: Institute of International Economics, 2000). IMF Staff, The Asian Crisis: Causes and Cures, Finance & Development 35, 2 (June 1998) found at the IMF Homepage: http://www.imf.org/external/pubs/ft/fandd/1998/06/imfstaff.htm IMF, The IMF's Response to the Asian Crisis, (January 17, 1999) http://www.imf.org/external/np/exr/facts/asia.htm (Electronic). IMF Staff, The Asian Crisis: Causes and Cures, Finance & Development 35, 2 (June 1998) found at the IMF Homepage: http://www.imf.org/external/pubs/ft/fandd/1998/06/imfstaff.htm (Electronic).

13 Islam, Iyanatul, and Anis Chowdhury, The Political Economy of East Asia: Post-crisis Debates (New York: Oxford University Press, 2000). Jackson, Karl D. (ed.), Asian Contagion: The Causes and Consequences of a Financial Crisis (Boulder, CO: Westview Press, 1999). Jayasuriya, Kanishka and Andrew Rosser, Economic Orthodoxy and the East Asian Crisis Third World Quarterly 22, 3 (2001): 381-96. Noble, Gregory W. and John Ravenhill (eds.), The Asian Financial Crisis and the Architecture of Global Finance (Cambridge: Cambridge University Press, 2000): 1-35. Radelet, Steven and Jeffrey Sachs, The East Asian Financial Crisis: Diagnosis, Remedies, Prospects Brookings Papers on Economic Activity 1: 1-90 (Electronic). Solingen, Etel, ASEAN, Quo Vadis? Domestic Coalitions and Regional Cooperation. Contemporary Southeast Asia 21, 1 (April 1999): 30-53. Wade, Robert, The Asian Debt-and-Development Crisis of 1997-? World Development 26, 8 (1998): 1535-53. Wade, Robert, "The US Role in the Long Asian Crisis of 1990-2000" in Lukauskas and Rivera-Batiz (eds.), The Political Economy of the East Asian Crisis and its Aftermath (Cheltenham: Edward Elgar, 2001): 195-226. : Post Crisis Beeson, Mark, "Reshaping Regional Institutions: APEC and the IMF in East Asia" Pacific Review 12:1 (1999):1-24. Beeson, Mark (ed.), Reconfiguring East Asia: Regional Institutions and Organizations after the Crisis (London: Curzon, 2002). Foot, Rosemary, "China in the ASEAN Regional Forum" Asian Survey 38, 5 (1998): 425-441. Harris, Stuart, Asian Multilateral Institutions and their Response to the Asian Economic Crisis in Shaun Breslin et al.(eds.) New Regionalisms in the Global Political Economy (London: Routledge, 2002). Katada, Saori, "Japan s Approach to Shaping a New Financial Architecture" in Kirton and von Furstenberg (eds.), New Directions in Global Economic Governance: Managing Globalization in the Twenty-first Century (Aldershot: Ashgate, 2001): 113-26.

14 March 22 New Security Threats, Potential Trouble Spots and Global Integration: The 1990s saw a number of important developments in military security across Asia. Many appeared to reopen old territorial rivalries yet in no case did overt state-tostate conflict break out. Interpretations differed on how to interpret these events. To some they suggested that East Asia was still highly vulnerable to open warfare; to others, the implication was that East Asia had become increasingly able to cope peacefully with internal tensions. Buzan, Barry, Security Architecture in Asia: The Interplay of Regional and Global Levels, The Pacific Review 16, 2 (2003): 143-173. Cha, Victor D., "Nuclear Weapons, Missile Defense, and Stability: A Case for 'Sober Optimism'" in Alagappa (ed.) Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press: 2003): 458-496. Gill, Bates China s Evolving Regional Security Strategy, and Michael D. Swaine China s Regional Military Posture, in Shambaugh, Power Shift: 247-265, 266-283. Mochizuki, Mike M. China-Japan Relations: Downward Spiral or a New Equlibrium? ; Chung, Jae Ho, China s Ascendancy and the Korean Peninsula and Bush Taiwan Faces China: Attraction and Repulsion, All in Shambaugh (ed.) Power Shift: 135-150; 151-169; 170-186. Wang, Jianwei, "Territorial Disputes and Asian Security: Sources, Management, and Prospect" in Alagappa (ed.) Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press: 2003): 380-423. Armacost, Michael H. and Kenneth B. Pyle, "Japan and the Engagement of China: Challenges for U.S. Policy Coordination" NBR Analysis 12, 5 (December 2001). Bracken, Paul, "How to Think about Korean Unification" Orbis 24, 3 (summer 1998): 409-22. Bracken, Paul, Fire in the East (New York: Harper Collins, 1999). Brown, Michael et al. (eds.), East Asian Security (Cambridge: MIT Press, 1996). Colby, Hunter, et al, "China's WTO Accession: Conflicts with Domestic Agricultural Policies and Institutions" The Estey Center Journal of International Law and Trade Policy 2, 1 (2001).

15 Eglin, Richard, "Challenges and Implications of China Joining the WTO" (June 19, 2000). Emmerson, Donald K., Americanizing Asia? Foreign Affairs 77 (1998), 3: 46-. Hosokawa, Morihiro, "Are U.S. Troops in Japan Needed?" Foreign Affairs 77, 4 (July / August 1998): 2-5. Hosoya, Chihiro and Tomohito Shinoda (eds.), Redefining the Partnership: The United States and Japan in East Asia (Lanham: University Press of America, 1998). Hughes, Christopher W., Japan s Strategy-less North Korea Strategy: Shifting Policies of Dialogue and Deterrence and Implications for Japan-U.S. South Korea Security Cooperation The Korea Journal of Defense Analysis 12, 2 (winter 2000): 153-181. Kerr, William and Anna Hobbs, "Taming the Dragon: The WTO After China's Accession" The Estey Center Journal of International Law and Trade Policy 2, 1 (2001). Lim, Robyn, "The ASEAN Regional Forum: Building on Sand" Contemporary Southeast Asia 20, 2, (1998): 115-137. Maull, Hanns W. and Sebastian Harnisch, Embedding Korea s Unification Multilaterally Pacific Review 15, 1 (2002): 29-62. Mochizuki, Mike M., "A New Bargain for a Stronger Alliance," in Mike M. Mochizuki (ed.), Toward a True Alliance: Restructuring U.S.-Japan Security Relations (Washington, D.C.: Brookings Institution Press, 1997): 5-40. Mulgan, Aurelia George, "Beyond Self-Defense? Evaluating Japan's Regional Security Role under the New Defense Cooperation Guidelines Pacific Review 12, 3 (October 2000): 225-248. Narine, Shaun, "ASEAN and the ARF: The limits of the ASEAN Way." Asian Survey 37 (1997), 10, 961-979. Robinson, Thomas W., "America in Taiwan's Post-Cold War Foreign Relations'" The China Quarterly 148 (December 1996): 1340-1361. Roy, Denny, Hegemon on the Horizon? China s Threat to East Asian Security International Security 19, 1 (summer 1994). Schubert, James, "Toward a Working Peace System in Asia" International Organization 32, 2 (1978): 425-462. Segal, Gerald, "How insecure is Pacific Asia?" International Affairs 73, 2 (1997): 235-249.

16 Shambaugh, David, "Taiwan's Security: Maintaining Deterrence Amid Political Accountability" The China Quarterly 148 (December 1996): 1284-1318. Simon, Sheldon W., "Security Prospects in Southeast Asia: Collaborative Efforts and the ASEAN Regional Forum" Pacific Review 11, 2 (1998): 195-212. Tellis, Ashley J. and Michael Willis, Strategic Asia 204-2005 (Seattle: NBR). March 29 - Spring Break April 5 - Seminar paper outlines and discussion April 12--The Rise of Non-State Terror and Terrorist States: Traditional defense and military security issues in East Asia, as elsewhere, have focused heavily on stateto-state conflicts and the possibilities of interstate warfare. The post-cold War period has seen North Korea branded as a terrorist state and a rogue nation, while in the wake of Sept. 11, considerable attention has been given to Islamist threats linked to al Quada and other nonstate generated groups. This section explores some of these issues with an eye toward how best to reconceptualize new security problems in the region. Hamilton-Hart, Natasha, Terrorism in Southeast Asia: Expert Analysis, Myopia and Fantasy The Pacific Review 18, 3 (September 2005): 303-326. Ikenberry, G. John, American Grand Strategy in the Age of Terror Survival 43, 4 (winter 2001-2002): 49-64. Leheney, David, The War on Terror and the Possibility of Secret Regionalism in Pempel (ed.), Remapping East Asia (Ithaca: Cornell University Press, 2004). Swamy, Arun R. and John Gershman, "Managing Internal Conflicts: Dominance of the State" in Alagappa (ed.), Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press: 2003: 497-535. Something will likely be added on SE Asian terrorism.

17 Haggard, Stephan and Marcus Noland, (title not set) Leheny, David, "Tokyo Confronts Terror" Policy Review 110 (December 2001 / January 2002):37 47. Miyasaka, Naofumi. Terrorism and Antiterrorism in Japan: Aum Shinrikyo and After in Michael Green Terrorism Prevention and Preparedness: New Approaches to U.S.- Japan Security Cooperation (New York: Japan Society, 2001): 67-81. Okawara, Nobuo and Peter J. Katzenstein, Japan and Asian Pacific Security: Regionalization, Entrenched Bilateralism and Incipient Multilateralism The Pacific Review 14, 2 (2001): 165-94. Tan, Andrew and J. D. Kenneth Boutin (eds.), Non-Traditional Security Issues in Southeast Asia (Singapore: IESS, 2001). Special Edition: US-Asia Relations after 9/11: Hegemony or Partnership? The Pacific Review 17, 2 (2004) April 19 - Creating an Asian Identity : This section examines the question of Asian values. To what extent are such underlying values real and meaningful? To what extent are they politically created or emerging through mass culture? Are we seeing a clash of civilizations between East Asia and the rest of the world? Within East Asia? Acharya, Amitav, How Ideas Spread: Whose Norms Matter? Norm Localization and Institutional Change in Asian Regionalism International Organization 58, 2 (spring 2004): 239-275. Evans, Paul, Between Regionalization and Regionalism: Policy Networks and the Nascent East Asian Institutional Identity in Pempel (ed.), Remapping East Asia (Ithaca: Cornell University Press, 2004). Goldstein, Avery, "An Emerging China's Emerging Institutions: The ASEAN Way and International Relations Theory" in Ikenberry and Mastanduno International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 57-106. Job, Brian, "The Track II process in Asia" in Alagappa (ed.) Asian Security Order: Instrumental and Normative Features (Stanford: Stanford University Press, 2003): 241-279.

18 Katzenstein, Peter J., A World of Regions (Ithaca: Cornell University Press, 2005), Chapter 5. Nau, Henry R., "Identity and the Balance of Power in Asia" in Ikenberry and Mastanduno International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 213-242. Acharya, Amitav, "Ideas, Identity and Institution-Building: From the ASEAN Way to the Asia-Pacific Way" Pacific Review 10, 3 (1997). Acharya, Amitav, Constructing a Security Community in Southeast Asia (London: Routledge, 2001), Chapters 4, 5, 6 and Conclusion Englehart, Neil A., "Rights and Culture in the Asian Values Argument: The Rise and Fall of Confucian Ethics in Singapore" Human Rights Quarterly 22, 2 (2000): 548-568. Igarashi, Akio, From Americanization to Japanization in East Asia The Journal of Pacific Asia 4 (1997): 3-19. Kim, Samuel S. Regionalization and Regionalism in East Asia, Journal of East Asian Studies, 4, 1 (Jan.-April 2004): 39-67. McGray, Douglas, Japan s Gross National Cool Foreign Policy (May-June): XX-XX. Robison, Richard, "The Politics of 'Asian Values'" Pacific Review 9, 3 (1996): 309-327. Rodan, Gary, "The Internationalization of Ideological Conflict: Asia's New Significance" Pacific Review 9, 3 (1996): 328-351. Root, Hilton, "What Democracy Can Do For East Asia" Journal of Democracy 13, 1 (January 2002): 113-126. http://muse.jhu.edu/journals/journal_of_democracy/v013/13.1root.html Tamamoto, Masaru, "Ambiguous Japan: Japanese National Identity at Century's End" in Ikenberry and Mastanduno International Relations Theory and the Asia Pacific (New York: Columbia University Press, 2003): 191-212. Thompson, Mark, Whatever Happened to Asian Values? Journal of Democracy 12, 4 (2001): 154-65. Wigen, Kären, "Culture, Power, and Place: The New Landscapes of East Asian Regionalism" The American Historical Review 104, 4 (1999): 40 pars. 2 Sep. 2002. <http://www.historycoop.org/journals/ahr/104.4/ah001183.html>.

19 April 26- The Current Regional Picture- A number of recent developments reinforce and challenge patterns that seemed to have been unfolding. Among the most interesting have been the meetings of the East Asia Summit. But this section will attempt to examine recent events in light of broader regional developmental patterns. The East Asia Summit, Cebu, 2007: issues and prospects at http://www.aph.gov.au/library/intguide/fad/eastasia_summit2007.htm Pempel, T.J. The Race to Connect East Asia: An Unending Steeplechase, In Asian Economic Policy Review (2006), 1: 239-259 at http://www.polisci.berkeley.edu/faculty/bio/permanent/pempel,t/racetoconnectasia.pdf Shambaugh, Power Shift, Chaps. 2, 4, 16 May 3- Seminar paper presentations and discussion and Conclusion