Polycentric governance as an instrument for promoting benefit sharing

Similar documents
Common-Pool Resources: Over Extraction and Allocation Mechanisms

Introduction to Elinor Ostrom. Bob Jessop

Foundations of the Ostrom workshop: institutional analysis, polycentricity, and self-governance of the commons

POLS Y673 Spring Institutions and the Governance of Natural Resources. Workshop 1, Room

Experimental economics and public choice

1 The Drama of the Commons

Stakeholders Involvement, Indigenous Rights and Equity issues in REDD

SPECIAL ISSUE. Institutional capacity and good governance for an effective implementation of the SDGs. on the Sustainable Development Goals

Polycentric systems as one approach for solving collectiveaction

Chapter Ten Concluding Remarks on the Future of Natural Resource Management in Borneo

Global environmental and climate governance

Asia-Pacific Security-Economics Dynamics: Insights from Negotiation Analysis

Common Pool Resources

1. Collective action theory

The Knowledge Commons: Theory and Collective Action; or Kollektive Aktionismus?

BIODIVERSITY LAW AND GOVERNANCE: CONTRIBUTIONS OF INTERNATIONAL LAW AND GOVERNANCE TO MAINSTREAMING BIODIVERSITY

Papers of the Second International Conference on Development Studies in Ethiopia. Sisay Asefa

Federalism and Polycentric Governance. Marilyn A. Brown Professor of Energy Policy Georgia Institute of Technology

Rights to land, fisheries and forests and Human Rights

making GovernAnce WorK for sectors

Child labour (CL) in the primary production of sugarcane: summary of CL-related findings. Ergon Associates ILO Child Labour Platform 2017

RRI ER-PIN Assessment Mexico Date of ER-PIN: April 2014; Date of R-Package: April 2016

Call for Papers. Special Issue of the Journal of Business Ethics. The Ethics of the Commons. Submission Deadline: 15 December 2018

COMPLEX GOVERNANCE NETWORKS

Call for Papers. Special Issue of the Journal of Business Ethics. The Ethics of the Commons. Submission Deadline: 15 December 2018

Cross-Scale and Cross-Level Dynamics: Governance and Capacity for Resilience in a Social-Ecological System in Taiwan

A Role for Cooperatives in Managing and Governing Common Pool Resources and Common Property Systems

TST Issue Brief: Global Governance 1. a) The role of the UN and its entities in global governance for sustainable development

Feed the Future. Civil Society Action Plan

TEWS Governance in Indonesia:

Measures To Eradicate Poverty Using a Commons-Based Approach

CONTENTS 20 YEARS OF ILC 4 OUR MANIFESTO 8 OUR GOAL 16 OUR THEORY OF CHANGE 22 STRATEGIC OBJECTIVE 1: CONNECT 28 STRATEGIC OBJECTIVE 2: MOBILISE 32

Disentangling adaptive multi-level governance designs and their outcomes: a comparative analysis of water- and wildlife management in Sweden

INSTITUTIONAL ANALYSIS AND DEVELOPMENT: ELEMENTS OF THE FRAMEWORK IN HISTORICAL PERSPECTIVE

THE AFRICAN PEER REVIEW MECHANISM (APRM): its role in fostering the implementation of Sustainable development goals

Part 1. Understanding Human Rights

Gender and Climate change:

ETFRN News 55: March 2014

THESys Discussion Paper No The polycentricity approach and the research challenges confronting environmental governance

A Comparison of Two Different Theoretical Approaches to Commons

Linkages between corruption and wildlife crime: UNDP Lessons learned

Community-based Solid Waste Management: the Case of Bank Sampah 1

HAMISH VAN DER VEN, PH.D. Curriculum Vitae

SOCIAL PROTECTION IN AFRICA: A WAY FORWARD 1

Institutional Economics The Economics of Ecological Economics!

Revisiting Socio-economic policies to address poverty in all its dimensions in Middle Income Countries

FAO MIGRATION FRAMEWORK IN BRIEF

The ESPON National Network and the role of the Contact Point (ECP) ESPON Information Session 7 November 2016, Malta. Role of ECPs

PARIS AGREEMENT. Being Parties to the United Nations Framework Convention on Climate Change, hereinafter referred to as "the Convention",

Nairobi, Kenya, April 7th, 2009

FCCC/CP/2015/10/Add.1 Annex Paris Agreement

Princeton University, Department of Politics. Ph.D. (June 2000). Princeton University, Department of Politics. M.A. (October 1995).

Gladman Thondhlana. International Conference on Sustainable Development of Natural Resources in Africa. 5-7 December 2011, Accra, Ghana.

W Du Plessis* Abstract. Keywords Energy; energy regulation; climate change. W DU PLESSIS PER / PELJ 2017 (20) 1

Master of Arts in Social Science (International Program) Faculty of Social Sciences, Chiang Mai University. Course Descriptions

Statement by the Tulalip Tribes of Washington on Folklore, Indigenous Knowledge, and the Public Domain July 09, 2003

Consultancy service to develop a Background Paper for the 9 th SADC Multi-Stakeholder Water Dialogue

Terms of Reference National and International Consultant

Tenure Conditions and Challenges at REDD+ Project Sites in Five Countries

About the programme MA Comparative Public Governance

THE CONGO BASIN FOREST PARTNERSHIP (CBFP) EU FACILITATION ROAD MAP

Conceptualising Meso-Level Governance in the Management of Commons: Lessons from Nepal s Community Forestry 1

Integrating Human Rights in the Paris Implementation Guidelines State of Play after the COP-23

Robust Political Economy. Classical Liberalism and the Future of Public Policy

Forum Report. #AfricaEvidence. Written by Kamau Nyokabi. 1

The Conflict-Free Gold Standard:

1. Globalization, global governance and public administration

MAIN SURE CALL US JOIN NOW. Olympia Chambers. Chandrasekharan Nair Stadium

ACORD Strategy Active citizenship and more responsive institutions contributing to a peaceful, inclusive and prosperous Africa.

PGA for REDD+ pilots: Overview for Indonesia. Funding allocation 2012: USD 300 K

Risks of corruption in REDD+ in Indonesia

Polycentricity in Disaster Relief

IMPROVING INSTITUTIONAL SUPPORT TO PROMOTE SUSTAINABLE LIVELIHOODS IN SOUTHERN AFRICA

WINDHOEK DECLARATION A NEW PARTNERSHIP BETWEEN THE SOUTHERN AFRICAN DEVELOPMENT COMMUNITY AND THE INTERNATIONAL CORPORATING PARTNERS

New Directions for Social Policy towards socially sustainable development Key Messages By the Helsinki Global Social Policy Forum

CURRICULUM VITAE. Oregon State University Rural Studies Program Director (February 2003 October 2015; Associate Director (July 2001 January 2003)

Initiatives within the UN system to increase environmental security in relation to armed conflicts

Partnership Accountability

GENERAL OVERVIEW OF THE RESEARCH AND EVIDENCE-INFORMED DECISION-MAKING LANDSCAPE (EIDM) FOR CAMEROON.

Climate and Conservation With Justice: People, Planet, Power

REPORT OF THE STAKEHOLDERS WORKSHOP ON IMPLEMENTATION OF THE AFRICAN UNION S POST CONFLICT RECONSTRUCTION AND DEVELOPMENT (PCRD) POLICY

#GoverningMPAs

research presentation venues including the Alaska Salmon Symposium and the North American Association of Fisheries Economists. We believe that the

Ensuring inclusion, resilience and sustainability in the implementation of the SDGs. Joan Carling, Indigenous Peoples Major Group

CHINA AND MEKONG SUB-REGIONAL COOPERATION: A PERSPECTIVE FROM VIETNAM

STUTI KHEMANI H Street, NW, Washington, DC 20433, USA Tel: (202) , Fax: (202) ,

Understanding Vulnerability and Property Rights

Analysis of REDD+ policy networks in Peru

City of Johannesburg: 12 June 2012 GFMD Preparatory Workshop, Mauritius

Indonesia: Enhanced Water Security Investment Project

EU Contribution to Strengthening Regional Development and Cooperation in the Black Sea Basin

Research Programme Summary

Summary of the Online Discussion on Linking Gender, Poverty, and Environment for Sustainable Development May 2 June 17, 2011

(RE) - CREATING THE COMMONS: SOCIAL CONSTRUCTION OF NEW COMMONS

STUTI KHEMANI H Street, NW, Washington, DC 20433, USA Tel: (202) , Fax: (202) ,

Statement of. Prof. Dr. Balthasar Kambuaya, MA. The State Minister of Environment. for

ECUADOR S SUBMISSION ON LOCAL COMMUNITIES AND INDIGENOUS PEOPLES PLATFORM, REFERRED TO IN PARAGRAPH 135 OF DECISION 1/CP.21

FAIR REPUTATIONS: A GAME-THEORETIC MECHANISM FOR E-COMMERCE DISPUTES*

INTERACTIVE DIALOGUE LIVING IN HARMONY WITH NATURE

Wilson Okaka NAME OF PRESENTER NAMES OF AUTHORS

Transcription:

Polycentric governance as an instrument for promoting benefit sharing Presentation by: Busani Masiri & Nkosinomusa N. Ncube MONASH SOUTH AFRICA

BENEFIT SHARING The distribution of both the monetary and non-monetary benefits generated through the implementation of natural resources management programmes (Pham, et al., 2013) Two dimensions to benefit sharing: o The benefit and the associated beneficiaries o The sharing of the benefits (Chandrasekharan, et al., 2012)

THE ISSUE... o Conflicting interests and knowledge claims amongst stakeholders o Unjust distribution of benefits and involuntary risks o Lack of access to contextual knowledge o A top-down approach to decision making (Diduck, 2010)

WILDERNESS LAKES, WESTERN CAPE Sedgefield South Africa. 2015. Garden Route Lakes [Online]. Available: http://www.discover-sedgefieldsouth-africa.com/garden-route-lakes.html [Accessed 8 June 2015 2015].

WILDERNESS LAKES STAKEHOLDER MAP (ROSS, 2015) Wilderness Lakes stakeholder map (Ross, 2015)

THE KAFUE FLATS, ZAMBIA Map Key Cane Growers Area Under Sugar Cane 2015 Zambia Sugar Cane Area 16 729 ha Large Scale Outgrowers 8 950 ha Small Scale Outgrowers 2 834 ha Total Cane area 28 512 ha Food and Agriculture Organization of the United Nations. Perspectives, Prospects, Planning and Problems in River Basin Management and Development Perspectives [Online]. Available: http://www.fao.org/3/aad793b/ad793b04.htm [Accessed 10 June 2015].

PROBLEMS & CONSEQUENCES o Increased number of stakeholders of a resource means an increased value of resource units o Harvests withdrawn from a common pool resource affect other stakeholders *subtractability (Ostrom et al., 1994)

OPTIONS FOR BENEFIT SHARING MECHANISMS MONOCENTRIC GOVERNANCE POLYCENTRIC GOVERNANCE

POLYCENTRIC GOVERNANCE AS A SCHEME OF BENEFIT SHARING Polycentric governance systems are: o Systems in which political authority is dispersed to separately constituted bodies with overlapping jurisdictions that do not stand in hierarchical relationship to each other (Skelcher, 2005) o Multiple decision-making centres (Ostrom et al., 1961, Ostrom et al., 1999)

POLYCENTRICITY IN BENEFIT SHARING Creates opportunities for understanding and for servicing needs in spatially heterogeneous contexts (Imperial, 1999, Lebel et al., 2006, McGinnis, 1999) Polycentric governance spans across the two dimensions 1. The benefit and the associated beneficiaries 2. The sharing of the benefits (Chandrasekharan et al., 2012) through I. The way the beneficiaries self-organise II. The distribution of the benefits and the decision-making centre

Meta-identities for a stakeholder map (Ross, 2015)

POLYCENTRICITY IN BENEFIT SHARING o Helps solve collective-action problems by developing systems of governance at multiple scales with an emphasis on local participation (Berkes, 2002) o Important for handling scale-dependent governance challenges as well as cross-scale interactions (Ostrom, 2009)

POLYCENTRICITY IN BENEFIT SHARING o Harnesses local knowledge (Dietz et al., 2003, Hayek, 1937, Ostrom et al., 1993) o Communities can manage their interrelationships and natural resources o Larger group provides a platform for resource users to self-organise and develop networks (Ostrom et al., 1993) o Actors in the local space may be the more appropriate source of rule-making

POLYCENTRICITY IN BENEFIT SHARING o An example from the South African Sugar Industry o Self-organise to manage the risk to the benefit they draw from the industry a guaranteed market

POLYCENTRICITY IN BENEFIT SHARING o Legitimisation through recognition (Ostrom et al., 1993) o Creates opportunities for locally appropriate institutions to evolve o Tightens monitoring and feedback loops (Berkes, 2002) o The development of SUSFARMS in the SA Sugar Industry o Sugar Act (1936) (South Africa)

CONSTRAINTS TO INSTITUTIONALISING POLYCENTRIC GOVERNANCE o Concerns that polycentric institutions have an inefficient overlapping of co-ordination and administrative responsibilities o Assumption that locals lack capacity to self govern o Fear of decentralisation of power

LESSONS LEARNED FROM POLYCENTRIC SYSTEMS Multilayered institutions allow the possibility for level-dependent management interventions Indigenous knowledge is vital for successful natural resources management and benefit-sharing Polycentric institutional arrangements are important for equitable benefit sharing Examples from the South African sugar industry have shown that polycentric systems can be resilient and adaptive

REFERENCES BERKES, F. 2002. Cross-scale institutional linkages for commons management: perspectives from the bottom up. In: OSTROM, E., DIETZ, T., DOLSAK, N., STERN, P. C., STONICH, S. & WEBER, E. U. (eds.) The drama of the commons. Washington D.C., USA.: National Academy Press. CASH, D. W. 2000. Distributed assessment systems: an emerging paradigm of research, assessment and decision-making for environmental change. Global Environmental Change, 10, 241. CHANDRASEKHARAN, B., DIJI,, CUNNINGHAM, E., MAIRENA,, GIMBAGE, M., KAJEMBE, G., NSITA, S. & ROSENBAUM, K., L., 2012. Benefit Sharing in Practice: Insights for REDD+ Initiatives. Washington, DC: Program on Forests (PROFOR) DIDUCK, A. 2010. The Learning Dimension of Adaptive Capacity: Untangling the Multi level Connections. In: ARMITAGE, D. & PLUMMER, R. (eds.) Adaptive Capacity and Environmental Governance. Heidelberg: Springer. DIETZ, T., OSTROM, E. & STERN, P. 2003. The struggle to govern the commons. Science, 302, 1907. ENSMINGER, J. 1990. Co-opting the elders: The political economy of state incorporation in Africa. American Anthropologist, 92, 662. FORSYTH, T. 2003. Critical political ecology: the politics of environmental science, London, UK., Routledge. HAYEK, F. 1937. Economics and knowledge. Economica, 33. HESS, C. & OSTROM, E. E. 2007. Understanding Knowledge as a Commons: From Theory to Practice, Cambridge, MA, MIT Press. IMPERIAL, M. T. 1999. Institutional analysis and ecosystem-based management: the institutional analysis and development framework.. Environmental Management, 24, 449. JOHNSON, R. N. & LIBECAP, G. D. 1982. Contracting problems and regulation: The case of the fishery. American Economic Review, 72, 1005. LEBEL, L., ANDERIES, J. M., CAMPBELL, B., FOLKE, C., HATFIELD-DODDS, S., HUGHES, T. P. & WILSON, J. 2006. Governance and the Capacity to Manage Resilience in Regional Social-Ecological Systems. Marine Sciences Faculty Scholarship, 52. LOW, N. & GLEESON, B. 1998. Justice, society, and nature: an exploration of political ecology., London, UK., Routledge. MCGINNIS, M. 1999. Polycentric governance and development: readings from the workshop in Political Theory and Policy Analysis., Lansing, Michigan, USA., University of Michigan Press. OSTROM, E. 2009. Polycentric systems as one approach to solving collective-action problems. In: SALIH, M. A. M. (ed.) Climate change and sustainable development: New challenges for poverty reduction. Cheltenham, UK: Edward Elgar Publishing. OSTROM, E., GARDNER, R. & WALKER, J. 1994. Rules, Games, and Common-Pool Resources, Ann Arbor, MI, University of Michigan Press. OSTROM, E., SCHROEDER, L. & WYNNE, S. 1993. Institutional incentives and sustainable development: infrastructure policies in perspective, Westview Press. OSTROM, V. 1997. The Meaning of Democracy and the Vulnerability of Democracies: A Response to Tocqueville s Challenge, Ann Arbor, MI, University of Michigan Press. OSTROM, V. 2008. The Political Theory of a Compound Republic: Designing the American Experiment, Lanham, MD, Lexington Books. OSTROM, V., TIEBOUT, C. M. & WARREN, R. 1961. The organization of government in metropolitan areas: a theoretical inquiry. American political science review, 55, 831. OSTROM, V., TIEBOUT, C. M. & WARREN, R. The organization of government in metropolitan areas: A theoretical inquiry. Polycentricity and local public economies: Readings from the workshop in political theory and policy analysis, 1999. University of Michigan Press, 31. PLATTEAU, J.-P. Community based development in the context of within group heterogeneity - paper presented at the Annual Bank Conference on Development Economics, Bangalore, India. 2003. PLATTEAU, J.-P. 2004. Monitoring elite capture in community-driven development. Development and Change, 35, 223. PHAM, T. T., BROCKHAUS, M., WONG, G., DUNG, L. N., TJAJADI, J. S., LOFT, L., LUTTRELL, C. & ASSEMBE MVONDO, S. 2013. Approaches to benefit sharing: A preliminary comparative analysis of 13 REDD+ countries. Working Paper 108. Bogor, Indonesia: CIFOR ROBBINS, P., HINTZ, J. & MOORE, S. A. 2010. Environment and Society, West Sussex, Wiley-Blackwell. ROSS, A. 2015. Perspectives of stakeholders on engagement around benefits and use of the Wilderness and Swartvlei lakes. Master of Science, Nelson Mandela Metropolitan University. SKELCHER, C. 2005. Jurisdictional integrity, polycentrism, and the design of democratic governance. Governance, 18, 89. SNEDDON, C. & FOX, C. 2007. Power, Development and Institutional Change: Participatory Governance in the Lower Mekong Basin. World Development, 35, 2161. UNION, PARLIAMMENT OF SOUTH AFRICA 1938. Union Parliament of South Africa Debate on Sugar Bill (9 and 10 June 1936). Eshowe: Zululand Times WAMPLER, B. & MCNULTY, S. 2011. Does participatory governance matter? Exploring the nature and impact of participatory reforms.. Washington, DC.: Woodrow Wilson International Center for Scholars

ACKNOWLEDGEMENT www.watersecuritynetwork.org www.twitter.com/water_network Acknowledgement The project is funded by Lloyd s Register Foundation, a charitable foundation helping to protect life and property by supporting engineering-related education, public engagement and the application of research. For more information, see: www.lrfoundation.org.uk