U.S. District Court Western District of Virginia (Roanoke) CIVIL DOCKET FOR CASE #: 7:01-cv jct

US District Court Civil Docket as of 01/24/2005 Retrieved from the court on Wednesday, September 27, 2006 U.S. District Court Western District of Virginia (Roanoke) CIVIL DOCKET FOR CASE #: 7:01-cv-00653-jct Smith v. CNA Financial Corp., et al Assigned to: Judge James C. Turk Demand: $0 Case in other court: WD/VA, 7:00cv00100 Cause: 28:1332 Diversity-Breach of Contract Plaintiff Reverend Allen E. Smith individually and for the benefit of the trusts established for him by Clearview Baptist Church, and on behalf of all others similarly situated Date Filed: 08/27/2001 Jury Demand: Plaintiff Nature of Suit: 110 Insurance Jurisdiction: Diversity CLARK, BLOSS & WALL, PLLC P.O. BOX 1349 GREENSBORO, NC 27401 336-275-7275 Fax: 275-7276 CLARK, BLOSS & WALL, PLLC P.O. BOX 1349 GREENSBORO, NC 27401 336-275-7275 Fax: 275-7276 John Thomas Jessee LECLAIR RYAN FLIPPIN DENSMORE DRAWER 1200 DRAWER 1200 ROANOKE, VA 24006 540-510-3000 Fax: 510-3050 V. David Armbrister

Jacqueline Armbrister Larry Armbrister Carolyn Armbrister Sherman H. Blankenship

Francis Lentz Helen Lentz Leslie Hollowell Phyl Wigal Personal Representative of the Estate of Larry Wigal

Westminster Presbyterian Church Corporation of Greensboro, Inc. Elvis H. Hester, Jr. Draper Valley Baptist Church V. Defendant CNA Financial Corporation a foreign corporation, and its divisions, subsidiaries, and affiliates represented by Anne G. Kimball WILDMAN, HARROLD, ALLEN & DIXON 225 WEST WACKER DRIVE

CHICAGO, IL 60606-1229 312-201-2000 Fax: 201-2555 John Palmer Fishwick, Jr. LICHTENSTEIN, FISHWICK & JOHNSON, PLC PO BOX 601 ROANOKE, VA 24004-0601 540-345-5890 Fax: 540-345-5789 Email: jpf@vaonline.com Lucy C. Lisiecki WILDMAN, HARROLD, ALLEN & DIXON 225 WEST WACKER DRIVE CHICAGO, IL 60606-1229 312-201-2000 Fax: 201-2555 Vilia M. Drazdys WILDMAN, HARROLD, ALLEN & DIXON 225 WEST WACKER DRIVE CHICAGO, IL 60606-1229 312-201-2000 Fax: 201-2555 Defendant Continental Corporation a foreign corporation represented by Anne G. Kimball John Palmer Fishwick, Jr.

Lucy C. Lisiecki Vilia M. Drazdys Defendant Continental Insurance Company a foreign corporation represented by Anne G. Kimball Devon James Munro LICHTENSTEIN, FISHWICK & JOHNSON, PLC PO BOX 601 ROANOKE, VA 24004-0601 540-343-5890 Fax: 345-5789 Email: devon@vaonline.com John Palmer Fishwick, Jr. Lucy C. Lisiecki Vilia M. Drazdys

Defendant Retirement Accounts, Inc. a foreign corporation represented by Kenneth B. Siegel SHERMAN & HOWARD LLC SUITE 3000 633 SEVENTEENTH STREET DENVER, CO 80202 303-299-8408 Fax: 303-298-0940 Email: ksiegel@sah.com Michael F. Urbanski WOODS ROGERS & HAZLEGROVE PLC PO BOX 14125 ROANOKE, VA 24038-4125 540-983-7600 Fax: 983-7711 Noel M. Franklin SHERMAN & HOWARD LLC SUITE 3000 633 SEVENTEENTH STREET DENVER, CO 80202 Defendant FISERV, Inc. a foreign corporation represented by Kenneth B. Siegel Michael F. Urbanski Noel M. Franklin

Date Filed # Docket Text 08/27/2001 1 COMPLAINT Filing Fee $ 150.00 Receipt # 106138 100 Day Notice due 12/5/01 for Retirement Accounts, for Continental Ins., for Continental Corp., for CNA Financial Corp. Service due 12/25/01 for Retirement Accounts, for Continental Ins., for Continental Corp., for CNA Financial Corp. (lfc) (Entered: 08/28/2001) 08/27/2001 SUMMONS(ES) issued for CNA Financial Corp., Continental Corp., Continental Ins., Retirement Accounts (lfc) (Entered: 08/28/2001) 08/27/2001 1 JURY DEMAND by Allen E. Smith (lfc) (Entered: 08/28/2001) 08/27/2001 **Set Jury Demand flag. (lfc) (Entered: 08/28/2001) 09/28/2001 SUMMONS Returned Executed as to Continental Ins. on 9/12/01 Answer due on 10/2/01 for Continental Ins. (rkc) 09/28/2001 SUMMONS Returned Executed as to Retirement Accounts on 9/12/01 Answer due on 10/2/01 for Retirement Accounts (rkc) 09/28/2001 SUMMONS Returned Executed as to CNA Financial Corp. on 9/18/01. Answer due on 10/8/01 for CNA Financial Corp. (rkc) 10/10/2001 2 MOTION to Amend [1-1] complaint by Allen E. Smith (rkc) 10/10/2001 3 BRIEF in Support of [2-1] motion to Amend [1-1] complaint by Allen E. Smith (rkc) 10/10/2001 4 AMENDED COMPLAINT by Allen E. Smith amending [1-1] complaint adding FISERV, Inc. as party deft. Service due 2/7/02 for FISERV, Inc. (rkc) 10/10/2001 SUMMONS(ES) issued for FISERV, Inc. (rkc) 10/10/2001 5 ORDER granting [2-1] motion to Amend [1-1] complaint ( signed by Judge James C. Turk ) [EOD Date 10/10/01] (rkc) 10/11/2001 6 MOTION for David M Clark to Appear Pro Hac Vice by Allen E. Smith (rkc) 10/11/2001 7 ORDER granting [6-1] motion for David M Clark to Appear Pro Hac Vice ( signed by Judge James C. Turk ) [EOD Date 10/11/01] (rkc) 11/02/2001 8 MOTION to Dismiss by Retirement Accounts, FISERV, Inc. (Attorney Michael F. Urbanski) (lmh) 11/02/2001 9 POSITIVE CORPORATE DISCLOSURE STATEMENT by Continental Corp. (lmh) 11/02/2001 10 POSITIVE CORPORATE DISCLOSURE STATEMENT by CNA Financial Corp. (lmh) 11/02/2001 11 POSITIVE CORPORATE DISCLOSURE STATEMENT by Continental Ins. (lmh) 11/02/2001 12 MOTION to Dismiss for lack of personal jurisdiction by CNA Financial Corp., Continental Corp. (Attorney John Palmer Fishwick Jr.) (lmh)

11/02/2001 13 MEMORANDUM by CNA Financial Corp., Continental Corp. in support of [12-1] motion to Dismiss for lack of personal jurisdiction by Continental Corp., CNA Financial Corp. (lmh) 11/02/2001 14 MOTION to Dismiss Amended Complaint by Continental Ins. (Attorney John Palmer Fishwick Jr.) (lmh) 11/02/2001 15 MEMORANDUM by Continental Ins. in support of [14-1] motion to Dismiss Amended Complaint by Continental Ins. (lmh) 11/05/2001 16 MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF MOTION TO COMPEL ARBITRATION AND STAY THE PROCEEDINGS by Retirement Accounts, FISERV, Inc. (rkc) 11/23/2001 17 MOTION for Vilia M. Drazdys to Appear Pro Hac Vice by CNA Financial Corp. (Attorney John P. Fishwick) (lmh) 11/23/2001 18 MOTION for Anne G. Kimball to Appear Pro Hac Vice by CNA Financial Corp. (Attorney John P. Fishwick, Jr. ) (lmh) 11/23/2001 19 MOTION for Lucy C. Lisiecki to Appear Pro Hac Vice by CNA Financial Corp. (Attorney John P. Fishwick, Jr. ) (lmh) 12/06/2001 20 ORDER granting [18-1] motion for Anne G. Kimball to Appear Pro Hac Vice ( signed by Judge James C. Turk ) [EOD Date 12/6/01] (rkc) 12/06/2001 21 ORDER granting [17-1] motion for Vilia M. Drazdys to Appear Pro Hac Vice ( signed by Judge James C. Turk ) [EOD Date 12/6/01] (rkc) 12/06/2001 22 ORDER granting [19-1] motion for Lucy C. Lisiecki to Appear Pro Hac Vice ( signed by Judge James C. Turk ) [EOD Date 12/6/01] (rkc) 12/10/2001 SUMMONS Returned Executed as to FISERV, Inc. on 10/22/01 Answer due on 11/11/01 for FISERV, Inc. (rkc) 12/21/2001 23 CERTIFICATION OF Allen E. Smith (rkc) 12/21/2001 24 NOTICE OF PUBLICATION by Allen E. Smith (rkc) 01/14/2002 25 MEMORANDUM by Allen E. Smith in opposition to [8-1] motion to Dismiss by FISERV, Inc., Retirement Accounts (rkc) 01/14/2002 26 MEMORANDUM by Allen E. Smith in opposition to [12-1] motion to Dismiss for lack of personal jurisdiction by Continental Corp., CNA Financial Corp. (rkc) 01/14/2002 27 MEMORANDUM by Allen E. Smith in opposition to [14-1] motion to Dismiss Amended Complaint by Continental Ins. (rkc) 01/31/2002 NOTICE of law firm name change, etc. by Allen E. Smith (emh) 01/31/2002 28 NOTICE of Hearing Motion Hearing set for 10:30 2/19/02 for [12-1] motion to Dismiss for lack of personal jurisdiction, set for 10:30 2/19/02 for [14-1] motion to Dismiss Amended Complaint by CNA Financial Corp., Continental Corp., Continental Ins. (emh) 02/01/2002 29 NOTICE of Hearing Motion Hearing set for 10:30 2/19/02 for Motion to Compel

Arbitration and to Stay the Proceedings of Retirement Accounts and FISERV by Retirement Accounts, FISERV, Inc. (emh) (Entered: 02/04/2002) 02/05/2002 30 MOTION to Compel Arbitration and to Stay the Proceedings of Retirement Accounts and Fiserv, Inc. by Retirement Accounts, FISERV, Inc. (emh) (Entered: 02/06/2002) 02/07/2002 31 MOTION for Kenneth B Siegel and Noel M Franklin to Appear Pro Hac Vice by Retirement Accounts, FISERV, Inc. (rkc) 02/07/2002 32 ORDER granting [31-1] motion for Kenneth B Siegel and Noel M Franklin to Appear Pro Hac Vice for defts Retirement Accounts, Inc and FISERV, Inc ( signed by Judge James C. Turk ) [EOD Date 2/7/02] (rkc) 02/08/2002 **Set Pro Hac Vice flag. (rkc) 02/11/2002 33 REPLY BRIEF w/ Exhibits in Support of [30-1] motion to Compel Arbitration and [30-2] motion to Stay the Proceedings of Retirement Accounts and Fiserv, Inc. (rkc) 02/11/2002 34 REPLY in Support of [14-1] motion to Dismiss Amended Complaint by Continental Ins. (rkc) 02/11/2002 35 REPLY MEMORANDUM in support of [12-1] motion to Dismiss for lack of personal jurisdiction by Continental Corp., CNA Financial Corp. (rkc) 02/15/2002 36 SECOND AFFIDAVIT of G Craig Fidler, Esq filed by Retirement Accounts, Inc and Fiserv, Inc (rkc) (Entered: 02/19/2002) 02/19/2002 37 SUPPLEMENTAL RESPONSE by Allen E. Smith to Recent Filings by Defendants (rkc) 02/19/2002 COURT HEARING: Court heard arguments and took following motions under advisement: Defts' [14-1] motion to Dismiss Amended Complaint, [12-1] motion to Dismiss for lack of personal jurisdiction, [8-1] motion to Dismiss, [30-1] motion to Compel Arbitration and [30-2] motion to Stay the Proceedings of Retirement Accounts and Fiserv, Inc. (Judge James C Turk; OCR Clara Whitlock) (rkc) 03/14/2002 38 MEMORANDUM OPINION AND ORDER denying [14-1] motion to Dismiss Amended Complaint, [12-1] motion to Dismiss for lack of personal jurisdiction under advisement, granting [30-1] motion to Compel Arbitration, granting [30-2] motion to Stay the Proceedings of Retirement Accounts and Fiserv, Inc. ( signed by Judge James C. Turk ) (emh) 03/27/2002 39 ORDER ent., setting deadline for defendant to respond until 4/8/02 set Response Due Deadline to 4/8/02 ( signed by Judge James C. Turk ) [EOD Date 3/27/02] (lmh) 03/28/2002 40 MOTION UNDER RULE 59(e) to Alter or Amend [38-1] order w/ attachments by Allen E. Smith (rkc) 04/08/2002 41 ANSWER to amended complaint by Continental Ins. (lmh) 05/07/2002 42 RESPONSE by Retirement Accounts, FISERV, Inc. in Opposition to [40-1] Rule 59(e) motion to Alter or Amend [38-1] order by Allen E. Smith (rkc)

05/14/2002 43 RENEWED MOTION to Dismiss by CNA Financial Corp., Continental Corp (rkc) 05/14/2002 44 MEMORANDUM w/ exhibits in support of [43-1] motion to Dismiss by Continental Corp., CNA Financial Corp. (rkc) 05/21/2002 45 REPLY by Allen E. Smith to [42-1] opposition response to Plaintiff Smith's Motion Under Rule 59(3) by FISERV, Inc., Retirement Accounts (rkc) 05/21/2002 46 MOTION FOR DETERMINATION OF SUFFICIENCY OF ANSWERS AND FOR SANCTIONS w/ exhibits by Allen E. Smith (rkc) 05/30/2002 47 MOTION to Certify Class by Allen E. Smith (lmh) (Entered: 05/31/2002) 05/30/2002 48 MEMORANDUM by Allen E. Smith in support of [47-1] motion to Certify Class by Allen E. Smith (lmh) (Entered: 05/31/2002) 06/05/2002 DISCOVERY LETTER re: Rule 26(f) by Allen E. Smith (rkc) 06/05/2002 49 RESPONSE by CNA Financial Corp., Continental Corp., Continental Ins. to [46-1] Motion for Determination of Sufficiency of Answers to Discovery by Allen E. Smith (rkc) 07/02/2002 50 RESPONSE by Allen E. Smith to [43-1] renewed motion to Dismiss by Continental Corp., CNA Financial Corp. (lmh) 07/08/2002 51 Supplement to RESPONSE by Allen E. Smith to [50-1] motion response by Allen E. Smith (lmh) 07/08/2002 52 MOTION to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church (lmh) 07/08/2002 53 BRIEF by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corporation of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley in Support of [52-1] motion to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church (lmh) 08/05/2002 54 NOTICE of Hearing Motion Hearing set for 10:30 9/13/02 for [43-1] motion to Dismiss by CNA Financial Corp., Continental Corp., Continental Ins. (rkc) 08/15/2002 55 NOTICE of Hearing Motion Hearing set for 10:30 9/13/02 for [46-2] motion for determination of sufficiency of answers and sanctions, [52-1] motion to Intervene, [40-1] motion to Alter or Amend [38-1] order by Allen E. Smith (rkc) (Entered: 08/16/2002) 09/10/2002 56 REPLY MEMORANDUM in support of [43-1] Renewed Motion to Dismiss by Continental Corp., CNA Financial Corp. (rkc)

09/12/2002 57 RESPONSE by Continental Ins. in Opposition to [52-1] motion to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church (rkc) 09/13/2002 COURT HEARING: Parties present w/by counsel for hearing on various motions. Arguments. [52-1] motion to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Larry R. Wigal, Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church under advisement, [46-1] motion under advisement, [43-1] motion to Dismiss under advisement, [40-1] motion to Alter or Amend [38-1] order under advisement, [12-1] motion to Dismiss for lack of personal jurisdiction under advisement, [8-1] motion to Dismiss under advisement. Mtn. to certify case addressed but not heard. Order forthcoming (Judge James C. Turk; Janeal Mundy, CR sworn) (emh) 09/30/2002 58 MEMORANDUM OPINION ( signed by Judge James C. Turk ) (rkc) 09/30/2002 59 ORDER denying pltf's [40-1] motion to Alter or Amend [38-1] order; denying pltf's [46-1] motion for determination of sufficiency of answers, granting [52-1] motion to Intervene by David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Phyl Wigal - Personal Representative of the Estate of Larry Wigal, Westminster Presby. Church Corp. of Greensboro, Inc., Elvis H. Hester Jr., Draper Valley Baptist Church; and granting defts CNA's and Continental's [43-1] motion to Dismiss, [12-1] motion to Dismiss for lack of personal jurisdiction ( signed by Judge James C. Turk ) [EOD Date 9/30/02] (rkc) Modified on 11/06/2002 10/04/2002 COURT REPORTER NOTES filed in Roanoke Division by Court Reporter Janelle Mundy, CCR for hearing date September 13, 2002 for Pretrial Motions (rtb) 10/18/2002 DISCOVERY LETTER by Allen E. Smith (rkc) 10/30/2002 60 NOTICE OF APPEAL by Allen E. Smith. FILING FEE $ 105.00 RECEIPT # 119463; Order appealed: Final Order entered 9/30/2002 Order by Judge James C. Turk) (jcf) Modified on 11/06/2002 (Entered: 10/31/2002) 10/31/2002 Transmittal Letter w/ Notice of Appeal and certified copy of docket to USCA: [60-1] appeal by Allen E. Smith (jcf) 11/07/2002 NOTICE of Docketing ROA from USCA Re: [60-1] appeal by Allen E. Smith USCA Number: 02-2281 Docket Clerk Margaret Thomas (emh) 11/12/2002 Transcript requested as to [60-1] appeal by Allen E. Smith for dates of 9/13/02 (emh) 11/13/2002 61 NOTICE of Attorney Appearance for Allen E. Smith by John Thomas Jessee (jcf) 11/22/2002 62 MOTION to Compel Production of Documents By Plaintiff Smith by Continental Ins. (jcf) Modified on 11/22/2002

11/22/2002 63 MEMORANDUM by Continental Ins. in support of [62-1] motion to Compel Production of Documents By Plaintiff Smith by Continental Ins. (jcf) 11/26/2002 JUDGMENT OF USCA (certified copy) Dismissing [60-1] appeal by Allen E. Smith (emh) 12/03/2002 64 TRANSCRIPT of Hearing on Motion to Dismiss for date of 02/19/02 (OCR Clara Whitlock) (rkc) 01/03/2003 65 AMENDED MOTION to Certify Class Action by Allen E. Smith, Carolyn Q. Armbrister, Sherman H. Blankenship, Draper Valley(jcf) Modified on 01/03/2003 01/03/2003 66 MEMORANDUM OF POINTS AND AUTHORITIES by Allen E. Smith, Carolyn Q. Armbrister, Sherman H. Blankenship, Draper Valley in support of [66-1] support memorandum by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (jcf) 01/06/2003 67 MOTION to Compel s' Responses to Document Production Requests by Continental Ins. (emh) 01/06/2003 68 MEMORANDUM w/exhibits by Continental Ins. in support of [67-1] motion to Compel s' Responses to Document Production Requests by Continental Ins. (emh) 01/23/2003 69 CERTIFICATION by Sherman H. Blankenship Re: [65-1] motion to Certify Class Action by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (rkc) 01/23/2003 70 CERTIFICATION by Carolyn Q. Armbrister Re: [65-1] motion to Certify Class Action by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (rkc) 01/23/2003 71 CERTIFICATION by Draper Valley Re: [65-1] motion to Certify Class Action by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (rkc) 02/12/2003 72 MOTION to Take DepositionOf Raphael Levy by Allen E. Smith, David Armbrister, Jacqueline Armbrister, Larry Armbrister, Carolyn Armbrister, Sherman H. Blankenship, Francis Lentz, Helen Lentz, Leslie Hollowell, Phyl Wigal, Westminster Church, Elvis H. Hester Jr., Draper Valley (Attorney ) (emh) (Entered: 02/13/2003) 02/12/2003 73 BRIEF by Allen E. Smith, David Armbrister, Jacqueline Armbrister, Larry Armbrister, Carolyn Armbrister, Sherman H. Blankenship, Francis Lentz, Helen Lentz, Leslie Hollowell, Phyl Wigal, Westminster Church, Elvis H. Hester Jr., Draper Valley in Support of [72-1] motion to Take Deposition Of Raphael Levy (emh) (Entered: 02/13/2003) 02/12/2003 74 ORDER ent. 2/11/03 granting [72-1] motion to Take Deposition Of Raphael Levy (also spelled Levey) ( signed by Judge James C. Turk ) [EOD Date 2/13/03] (emh) (Entered: 02/13/2003) 02/14/2003 75 MOTION to Take Deposition Of Raphael Levy by Allen E. Smith (jcf) 02/14/2003 76 BRIEF by Allen E. Smith in Support of [75-1] motion to Take Deposition Of

Raphael Levy by Allen E. Smith (jcf) 03/04/2003 77 MOTION to Move Date Of Deposition (Ray Levy) by Continental Ins. (jcf) 03/04/2003 78 NOTICE of Hearing set Telephone Conference for 10:00 A.M. 3/4/03 by CNA Financial Corp., Continental Corp., Continental Ins. (jcf) 03/04/2003 In-Chambers Conference held on deft.'s motion to move date of deposition. Court ruling: Motion denied. Plaintiff deposition may go as scheduled. Honorable James C. Turk, Senior U. S. District Judge. (jcf) 03/04/2003 ORAL ORDER denying [77-1] motion to Move Date Of Deposition (Ray Levy), granting [75-1] motion to Take Deposition Of Raphael Levy ( Entered by Judge James C. Turk ) [EOD Date 3/4/03] (jcf) 04/01/2003 79 ORDER set Response Due Deadline to 4/22/03 for defendants to file a response to plaintiff's Motion for Class Certification, and plaintiffs are allowed 15 days thereafter to serve and file a reply to defendants' response to the motion ( signed by Judge James C. Turk ) [EOD Date 4/2/03] (jcf) (Entered: 04/02/2003) 04/22/2003 80 RESPONSE w/appendix by Continental Ins. in Opposition to [65-1] motion to Certify Class Action by Draper Valley, Sherman H. Blankenship, Carolyn Q. Armbrister, Allen E. Smith (jcf) (Entered: 04/23/2003) 04/22/2003 81 MOTION for Summary Judgment by Continental Ins. (jcf) (Entered: 04/23/2003) 04/22/2003 82 MEMORANDUM w/appendix I & Appendix II by Continental Ins. in support of [81-1] motion for Summary Judgment by Continental Ins. (jcf) (Entered: 04/23/2003) 05/12/2003 83 RESPONSE by Allen E. Smith to [80-1] opposition response by Continental Ins. (emh) 05/15/2003 In-Chambers Conference held and order forthcoming. (tob) (Entered: 05/16/2003) 05/15/2003 84 ORDER, Establishing a Schedule for Discovery and Briefing of Defendant's Motion for Summary Judgment and Oral Argument of All Pending Motions as Listed in Items 1-4 of the Order ( signed by Judge James C. Turk ) [EOD Date 5/19/03] (tob) (Entered: 05/19/2003) 08/13/2003 85 MOTION to Compel by Allen E. Smith, David Armbrister, Jacqueline Armbrister, Larry Armbrister, Carolyn Armbrister, Sherman H. Blankenship, Francis Lentz, Helen Lentz, Leslie Hollowell, Phyl Wigal, Westminster Church, Elvis H. Hester Jr., Draper Valley (ham) 08/25/2003 86 RESPONSE by Continental Ins. to [85-1] motion to Compel by plaintiff (ham) 09/11/2003 87 REPLY by Allen E. Smith to response to [85-1] motion to Compel by intervenorplaintby movant, intervenor-plaint, movant, intervenor-plaint, movant, intervenorplaint, plaintiff (sas) 09/15/2003 88 MEMORANDUM by Allen E. Smith, David Armbrister, Jacqueline Armbrister, Larry Armbrister, Carolyn Armbrister, Sherman H. Blankenship, Francis Lentz, Helen Lentz, Leslie Hollowell, Phyl Wigal, Westminster Church, Elvis H. Hester Jr., Draper Valley in opposition to [81-1] motion for Summary Judgment by

Continental Ins. (supporting Appendix in binder) (ham) 09/16/2003 Letter with corrected pages for Plaintiff's Memorandum in Opposition to Motion for Summary Judgment of Defendant (ham) 09/26/2003 89 MOTION for Leave to File Surreply to Pla's. Motion to Compel by Continental Ins. (Attorney Devon James Munro) (ham) 09/26/2003 Dft's. Surreply to Pla's. Motion to Compel lodged in file until further order of court (ham) 09/26/2003 90 MEMORANDUM by Continental Ins. in support of [81-1] motion for Summary Judgment by Continental Ins. (in binder) (ham) 10/01/2003 91 NOTICE of Hearing Motion Hearing set for 10:00 10/23/03 for [81-1] motion for Summary Judgment, set for 10:00 10/23/03 for [65-1] motion to Certify Class Action, set for 10:00 10/23/03 for [47-1] motion to Certify Class by Continental Ins. (ham) 10/23/2003 COURT HEARING: Court reporter Janeal Mundy sworn. Parties present by counsel for hearing on 47-1, 65-1, and 81-1 Motions. Arguments. Ct. addresses mediation and gives counsel 10 days to file additional pleadings. Counsel to inform Ct. as to mediation. [47-1] motion to Certify Class under advisement, [65-1] motion to Certify Class Action under advisement, [81-1] motion for Summary Judgment under advisement (Judge James C. Turk; CR Janeal Mundy) (emh) (Entered: 10/27/2003) 10/23/2003 EXHIBIT LIST by Clerk (emh) (Entered: 10/27/2003) 10/28/2003 92 TRANSCRIPT of Motions Hearing for dates of October 23, 2003 (OCR Janelle A. Mundy) (jcf) 10/30/2003 COURT REPORTER NOTES as to defendant CNA Financial Corp. filed in Roanoke Division by Court Reporter Janelle Mundy for hearing date 10/24/03 for PTMH. (bkd) 11/03/2003 93 POST-HEARING BRIEF by Continental Ins. in Support of [81-1] motion for Summary Judgment by Continental Ins. (ham) 11/03/2003 93 POST-HEARING BRIEF by Continental Ins. in Opposition to Class Certification (ham) 11/07/2003 94 MOTION to Strike [93-1] brief by Continental Ins., [93-1] brief by Continental Ins. by Allen E. Smith (Attorney ) (ham) 11/24/2003 95 ORDER denying [94-1] motion to Strike [93-1] brief by Continental Ins., [93-1] brief by Continental Ins. (signed by Judge James C. Turk) [EOD Date 11/24/03] (sas) 11/26/2003 96 BRIEF/SUPPLEMENTAL CITATIONS INVITED BY THE COURT by Allen E. Smith (rkc) (Entered: 11/28/2003) 11/28/2003 97 MEMORANDUM OPINION ( signed by Judge James C. Turk ) (rkc) 11/28/2003 98 FINAL ORDER granting [81-1] motion for Summary Judgment, denying [65-1]

11/28/2003 Case closed (rkc) motion to Certify Class Action and [47-1] motion to Certify Class, Dismissing pltf's claims against defts Retirement Accounts, Inc and FISERV, Inc, and Striking this case from the active docket of the Court ( signed by Judge James C. Turk ) [EOD Date 11/28/03] (rkc) 12/19/2003 99 BILL OF COSTS TAXED IN THE AMOUNT OF $11,272.13 (emh) 12/19/2003 CERTIFICATE OF SERVICE to be attached to Doc. #99 (emh) 12/24/2003 100 NOTICE OF APPEAL by Allen E. Smith, David L. Armbrister, Jacqueline M Armbrister, Larry W. Armbrister, Carolyn Q. Armbrister, Sherman H. Blankenship, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Westminster Presby., Elvis H. Hester Jr., Draper Valley, Phyl Wigal. FILING FEE $ 255.00 RECEIPT # 702081 Order appealed: 11/28/03 & 3/14/02 & 9/30/02 Orders by Judge James C. Turk) (ham) Modified on 12/24/2003 12/24/2003 Transmittal Letter w/ Notice of Appeal and certified copy of docket to USCA: [100-1] appeal by Phyl Wigal, Draper Valley, Elvis H. Hester Jr., Westminster Presby., Leslie S. Hollowell, Helen M. Lentz, Francis T. Lentz, Sherman H. Blankenship, Carolyn Q. Armbrister, Larry W. Armbrister, Jacqueline M Armbrister, David L. Armbrister, Allen E. Smith (ham) 01/20/2004 Transcript requested [100-1] appeal by Phyl Wigal, Draper Valley, Elvis H. Hester Jr., Westminster Presby., Leslie S. Hollowell, Helen M. Lentz, Francis T. Lentz, Sherman H. Blankenship, Carolyn Q. Armbrister, Larry W. Armbrister, Jacqueline M Armbrister, David L. Armbrister, Allen E. Smith for dates of 9/13/02 & 10/23/03 Transcript due 3/15/04 (ham) 01/20/2004 NOTICE of Docketing ROA from USCA Re: [100-1] appeal by Phyl Wigal, Draper Valley, Elvis H. Hester Jr., Westminster Presby., Leslie S. Hollowell, Helen M. Lentz, Francis T. Lentz, Sherman H. Blankenship, Carolyn Q. Armbrister, Larry W. Armbrister, Jacqueline M Armbrister, David L. Armbrister, Allen E. Smith USCA Number: 04-1065 Docket Clerk Rowe (ham) 01/30/2004 101 TRANSCRIPT [100-1] appeal by Phyl Wigal, Draper Valley, Elvis H. Hester Jr., Westminster Presby., Leslie S. Hollowell, Helen M. Lentz, Francis T. Lentz, Sherman H. Blankenship, Carolyn Q. Armbrister, Larry W. Armbrister, Jacqueline M Armbrister, David L. Armbrister, Allen E. Smith for dates of 9/13/02 (OCR Janelle Mundy) (ham) 02/20/2004 102 CERTIFICATE of Clerk to the Fourth Circuit. (ham) 02/25/2004 103 USCA Notice of receipt of transmittal of certificate. (ham) 03/01/2004 104 USCA Notice of receipt of updated docket sheet on 2/27/04. (ham) 12/13/2004 105 USCA Memorandum Opinion from 4th Circuit re [100] Notice of Appeal, Affirming (emh) 12/13/2004 106 USCA JUDGMENT as to [100] Notice of Appeal, filed by Elvis H. Hester, Allen E. Smith, Francis T. Lentz, Helen M. Lentz, Leslie S. Hollowell, Sherman H. Blankenship, David L. Armbrister, Jacqueline M Armbrister, Draper Valley Baptist

Church, Westminster Presbyterian Church Corporation Of Greensboro, N. C., Larry W. Armbrister, Carolyn Q. Armbrister, Phyl Wigal (emh) Additional attachment(s) added on 12/13/2004 (emh, ). 12/28/2004 107 USCA Notice of timely petition for rehearing and rehearing en banc having been filed. (sas, ) (Entered: 12/29/2004) 01/14/2005 108 USCA Notice of rehearing for en banc has been denied (filed in 4th Circuit on 1/10/05) (med, ) (Entered: 01/20/2005) 01/24/2005 109 USCA JUDGMENT as to [100] Notice of Appeal, filed by Elvis H. Hester, Jr., Allen E. Smith,, Francis T. Lentz,, Helen M. Lentz,, Leslie S. Hollowell,, Sherman H. Blankenship,, David L. Armbrister,, Jacqueline M Armbrister,, Draper Valley Baptist Church,, Westminster Presbyterian Church Corporation Of Greensboro, N. C.,, Larry W. Armbrister,, Carolyn Q. Armbrister,, Phyl Wigal, (med, ) (Entered: 01/26/2005) 01/24/2005 110 MANDATE of USCA as to [60] Notice of Appeal filed by Allen E. Smith,, [100] Notice of Appeal, filed by Elvis H. Hester, Jr., Allen E. Smith,, Francis T. Lentz,, Helen M. Lentz,, Leslie S. Hollowell,, Sherman H. Blankenship,, David L. Armbrister,, Jacqueline M Armbrister,, Draper Valley Baptist Church,, Westminster Presbyterian Church Corporation Of Greensboro, N. C.,, Larry W. Armbrister,, Carolyn Q. Armbrister,, Phyl Wigal, (med, ) (Entered: 01/26/2005) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html