U.S. District Court District of Delaware (Wilmington) CIVIL DOCKET FOR CASE #: 1:05-cv JJF

US District Court Civil Docket as of 01/29/2007 Retrieved from the court on Wednesday, June 06, 2007 U.S. District Court District of Delaware (Wilmington) CIVIL DOCKET FOR CASE #: 1:05-cv-00162-JJF Hyland v. Harrison et al Assigned to: Honorable Joseph J. Farnan, Jr. Demand: $7,000,000 Related Case: 1:06-cv-00224-JJF Cause: 15:78m(a) Securities Exchange Act Plaintiff Samuel I. Hyland Individually and on behalf of all others similarly situated Date Filed: 03/17/2005 Date Terminated: 09/07/2006 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Joseph N. Gielata Joseph N. Gielata, Esq. 501 Silverside Road Suite 90 Wilmington, DE 19809 (302) 798-1096 Fax: (302) 792-0777 Email: joe@gielatalaw.com LEAD ATTORNEY Plaintiff Stephanie Speakman represented by Joseph N. Gielata LEAD ATTORNEY V. William B. Harrison, Jr. Saul Ewing LLP 222 Delaware Avenue Suite 1200 P.O. Box 1266 Wilmington, DE 19899-1266 302-421-6895 Fax: 302-421-5888 Email: mrobinson@saul.com

Hans W. Becherer Riley P. Bechtel LEAD ATTORNEY Frank A. Bennack, Jr. John H. Biggs Lawrence A. Bossidy M. Anthony Burns Ellen V. Futter William H. Gray, III

Helene L. Kaplan Lee R. Raymond John R. Stafford JP Morgan Chase & Co James Dimon Movant Dr. Stephen Blau TERMINATED: 02/07/2006 represented by Robert Ray Davis Chimicles & Tikellis, LLP One Rodney Square P.O. Box 1035 Wilmington, DE 19899 (302) 656-2500 Email: robertdavis@chimicles.com V. Intervenor Dr. Stephen Blau represented by A. Zachary Naylor Chimicles & Tikellis, LLP One Rodney Square P.O. Box 1035

Wilmington, DE 19899 (302) 656-2500 Fax: (302) 656-9053 Email: zacharynaylor@chimicles.com Daniel J. Brown McCarter & English, LLP 919 N. Market Street, Suite 1800 P.O. Box 111 Wilmington, DE 19899 (302)984-6300 Email: djbrown@mccarter.com TERMINATED: 01/29/2007 Date Filed # Docket Text 03/17/2005 1 COMPLAINT filed with Jury Demand against Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs - Magistrate Consent Notice to Pltf. ( Filing fee $ 250, receipt number 138519.) - filed by Samuel I. Hyland. (Attachments: # 1 Civil Cover Sheet)(els, ) Additional attachment(s) added on 3/18/2005 (els, ). (Entered: 03/18/2005) 03/17/2005 No Summons Issued (els, ) (Entered: 03/18/2005) 03/21/2005 2 First MOTION to Enjoin Related State Court Class Actions - filed by Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Barring Related State Court Class Actions)(Gielata, Joseph) (Entered: 03/21/2005) 03/21/2005 3 First OPENING BRIEF in Support re 2 First MOTION to Enjoin Related State Court Class Actions filed by Samuel I. Hyland.Answering Brief/Response due date per Local Rules is 4/4/2005. (Attachments: # 1 Exhibit Consolidated Complaint filed in the Court of Chancery)(Gielata, Joseph) (Entered: 03/21/2005) 03/23/2005 Case assigned to Judge Joseph J. Farnan, Jr. Please include the initials of the Judge (JJF) after the case number on all documents filed. (rjb, ) (Entered: 03/23/2005) 04/06/2005 4 REQUEST for Default as to all defendants - filed by Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Barring Related State Court Class Actions# 2 Affidavit Declaration of Joseph N. Gielata Transmitting Exhibit# 3 Exhibit March 17, 2005 Letter from Joseph N. Gielata to the Honorable Stephen P. Lamb)(Gielata, Joseph) (Entered: 04/06/2005) 04/06/2005 5 Letter to Judge Farnan from Jesse A. Finkelstein regarding Seeking immediate relief in opposition to plaintiff's motion for entry of order by default. re 3 Opening Brief in Support,, 4 REQUEST for Default as to all defendants, 2 First MOTION to Enjoin Related State Court Class Actions. (Robinson, Michael) (Entered:

04/06/2005) 04/07/2005 6 Letter to Honorable Joseph J. Farnan, Jr. from Joseph N. Gielata regarding Response to Jesse A. Finkelstein re 5 Letter,. (Gielata, Joseph) (Entered: 04/07/2005) 04/07/2005 7 MOTION for Pro Hac Vice Appearance of Attorney Nancy E. Schwarzkopf - filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Frank A. Bennack, Jr, John H. Biggs. (Robinson, Michael) (Entered: 04/07/2005) 04/07/2005 8 MOTION for Pro Hac Vice Appearance of Attorney Michael A. Cooper - filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Frank A. Bennack, Jr, John H. Biggs. (Robinson, Michael) (Entered: 04/07/2005) 04/07/2005 9 ANSWERING BRIEF in Opposition re 2 First MOTION to Enjoin Related State Court Class Actions filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Frank A. Bennack, Jr, John H. Biggs.Reply Brief due date per Local Rules is 4/14/2005. (Robinson, Michael) (Entered: 04/07/2005) 04/07/2005 10 AFFIDAVIT of Michael A. Cooper re 9 Answering Brief in Opposition, filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Frank A. Bennack, Jr, John H. Biggs. (Robinson, Michael) (Entered: 04/07/2005) 04/11/2005 11 MOTION to Strike 9 Answering Brief in Opposition, as Untimely - filed by Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Striking as Untimely s' Answering Brief)(Gielata, Joseph) (Entered: 04/11/2005) 04/11/2005 12 REPLY BRIEF re 2 First MOTION to Enjoin Related State Court Class Actions filed by Samuel I. Hyland. (Gielata, Joseph) (Entered: 04/11/2005) 04/11/2005 13 Letter to Judge Joseph J. Farnan from Jesse A. Finkelstein regarding s will not file a further response to Plaintiff's Motion to Strike unless the Court directs defendants to do so. re 12 Reply Brief, 11 MOTION to Strike 9 Answering Brief in Opposition, as Untimely, 4 REQUEST for Default as to all defendants, 10 Affidavit,, 9 Answering Brief in Opposition,, 5 Letter,, 6 Letter. (Robinson, Michael) (Entered: 04/11/2005) 04/12/2005 14 ORDER Setting Hearing on Motion 2 MOTION for Injunction: Motion Hearing set for 4/19/2005 at 08:30 AM in Courtroom 4B before Honorable Joseph J. Farnan, Jr. Signed by Judge Joseph J. Farnan, Jr. on 04/12/05. (afb, ) (Entered: 04/12/2005) 04/12/2005 15 ORDER denying Pltf.'s 4 Motion for Entry of Default. Signed by Judge Joseph J. Farnan, Jr. on 04/12/05. (afb, ) (Entered: 04/12/2005) 04/13/2005 16 Letter to The Honorable Joseph J. Farnan, Jr. from Jesse A. Finkelstein regarding Letter on behalf of defendants in response to Your Honor's order of April 12, 2005

(D.I. 14) re 14 Order Setting Hearing on Motion. (Robinson, Michael) (Entered: 04/13/2005) 04/14/2005 17 WAIVER OF SERVICE returned executed by Samuel I. Hyland: For Lawrence A. Bossidy waiver sent on 4/6/2005, answer due 6/6/2005; M. Anthony Burns waiver sent on 4/6/2005, answer due 6/6/2005; Ellen V. Futter waiver sent on 4/6/2005, answer due 6/6/2005; William H. Gray, III waiver sent on 4/6/2005, answer due 6/6/2005; Helene L. Kaplan waiver sent on 4/6/2005, answer due 6/6/2005; Lee R. Raymond waiver sent on 4/6/2005, answer due 6/6/2005; John R. Stafford waiver sent on 4/6/2005, answer due 6/6/2005; JP Morgan Chase & Co waiver sent on 4/6/2005, answer due 6/6/2005; James Dimon waiver sent on 4/6/2005, answer due 6/6/2005; William B. Harrison, Jr waiver sent on 4/6/2005, answer due 6/6/2005; Hans W. Becherer waiver sent on 4/6/2005, answer due 6/6/2005; Frank A. Bennack, Jr waiver sent on 4/6/2005, answer due 6/6/2005; John H. Biggs waiver sent on 4/6/2005, answer due 6/6/2005. (Gielata, Joseph) (Entered: 04/14/2005) 04/15/2005 Reset Hearings: Oral Argument set for 4/18/2005 at 12:00 PM in Courtroom 4B before Honorable Joseph J. Farnan, Jr. per calenadar ntc. (afb, ) (Entered: 04/18/2005) 04/18/2005 SO ORDERED, re 7 MOTION for Pro Hac Vice Appearance of Attorney Nancy E. Schwarzkopf filed by William H. Gray, III, JP Morgan Chase & Co, William B. Harrison, Jr., Hans W. Becherer, Frank A. Bennack, Jr., John H. Biggs, Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, James Dimon. Signed by Judge Joseph J. Farnan, Jr. on 04/18/05. (afb, ) (Entered: 04/19/2005) 04/18/2005 SO ORDERED, re 8 MOTION for Pro Hac Vice Appearance of Attorney Michael A. Cooper filed by William H. Gray, III, JP Morgan Chase & Co, William B. Harrison, Jr., Hans W. Becherer, Frank A. Bennack, Jr., John H. Biggs, Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, Helene L. Kaplan, Lee R. Raymond, James Dimon. Signed by Judge Joseph J. Farnan, Jr. on 04/18/05. (afb, ) (Entered: 04/19/2005) 04/18/2005 18 ORDER denying Pltf.'s 11 Motion to Strike. Signed by Judge Joseph J. Farnan, Jr. on 04/18/05. (afb, ) (Entered: 04/19/2005) 04/18/2005 19 ORDER denying without prejudice Pltf.'s 2 Motion for an Injunction Barring the Prosecution of Related State Court Actions. Signed by Judge Joseph J. Farnan, Jr. on 04/18/05. (afb, ) (Entered: 04/19/2005) 04/18/2005 Minute Entry for proceedings held before Judge Joseph J. Farnan, Jr. : Motion Hearing held on 4/18/2005 DECISION: The Court DENIED 11 MOTION to Strike 9 Answering Brief in Opposition, as Untimely filed by Samuel I. Hyland. (Court Reporter V. Gunning.) (afb, ) (Entered: 04/19/2005) 04/21/2005 20 TRANSCRIPT of Oral Argument held on 04/18/05 before Judge Farnan, Jr. Court Reporter: Valerie Gunning. (Transcript on file in Clerk's Office) (afb, ) (Entered: 04/25/2005) 05/02/2005 Summons Issued as to Riley P. Bechtel on 5/2/2005. (bad, ) (Entered: 05/02/2005) 05/02/2005 21 WAIVER OF SERVICE returned executed by Samuel I. Hyland: For Riley P.

Bechtel waiver sent on 4/6/2005, answer due 6/6/2005. (Gielata, Joseph) (Entered: 05/02/2005) 05/02/2005 22 NOTICE of Appearance by Michael Ray Robinson on behalf of all defendants (Robinson, Michael) (Entered: 05/02/2005) 05/03/2005 23 Letter to the Honorable Joseph J. Farnan, Jr. from Joseph N. Gielata regarding Request for Leave to Serve Document Preservation Subpoenas on Third Parties. (Gielata, Joseph) (Entered: 05/03/2005) 05/20/2005 24 Letter to Joseph N. Gielata, Esq. from The Court regarding May 3, 2005 letter requesting leave to serve document preservation subpoenas on two parties. You may file a motion for the relief you suggest with a proposed order staying the production until further order of the Court. (afb, ) (Entered: 05/20/2005) 05/23/2005 25 MOTION Leave to Serve Third-Party Subpoenas re 24 Letter, Inviting Counsel to Move for Leave - filed by Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Granting Leave to Serve Third-Party Subpoenas)(Gielata, Joseph) (Entered: 05/23/2005) 05/23/2005 26 First AMENDED COMPLAINT for BREACHES OF FIDUCIARY DUTY and VIOLATIONS OF FEDERAL SECURITIES LAWS against all defendants- filed by Stephanie Speakman, Samuel I. Hyland.(Gielata, Joseph) (Entered: 05/23/2005) 05/23/2005 27 MOTION for Appointment as Lead Plaintiffs and Appointment of Lead Counsel - filed by Stephanie Speakman, Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Appointing Lead Plaintiffs and Lead Counsel)(Gielata, Joseph) (Entered: 05/23/2005) 05/23/2005 28 OPENING BRIEF in Support re 27 MOTION for Appointment as Lead Plaintiffs and Appointment of Lead Counsel filed by Stephanie Speakman, Samuel I. Hyland.Answering Brief/Response due date per Local Rules is 6/7/2005. (Attachments: # 1 Affidavit of Joseph N. Gielata)(Gielata, Joseph) (Entered: 05/23/2005) 05/31/2005 29 ORDER granting Pltf.'s 25 MOTION Leave to Serve Third-Party Subpoenas upon Wachtell, Lipton, Rosen & Katz and Lazard Freres & Co. LLC ordering the preservation of documents relevant to this action. IT IS FURTHER ORDERED that production shall be stayed until further action or order of this Court. Signed by Judge Joseph J. Farnan, Jr. on 05/31/05. (afb, ) (Entered: 06/01/2005) 06/02/2005 30 STIPULATION proposed scheduling order for filing of motion to dismiss amended complaint, plaintiffs' opposition thereto and defendants' reply re 26 Amended Complaint by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs. (Robinson, Michael) (Entered: 06/02/2005) 06/03/2005 31 Letter to Honorable Joseph J. Farnan, Jr. from Jesse A. Finkelstein regarding Plaintiffs' Motion for Appointment as Lead Plaintiffs and Appointment of Lead Counsel re 27 MOTION for Appointment as Lead Plaintiffs and Appointment of Lead Counsel. (Robinson, Michael) (Entered: 06/03/2005)

06/03/2005 SO ORDERED, re 30 Stipulation, filed by William H. Gray, III, JP Morgan Chase & Co, William B. Harrison, Jr., Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr., John H. Biggs, Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, James Dimon. Signed by Judge Joseph J. Farnan, Jr. on 06/03/05. (afb, ) (Entered: 06/06/2005) 06/17/2005 32 MOTION to Dismiss for Failure to State a Claim - filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs. (Robinson, Michael) (Entered: 06/17/2005) 06/17/2005 33 OPENING BRIEF in Support re 32 MOTION to Dismiss for Failure to State a Claim filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs.Answering Brief/Response due date per Local Rules is 7/1/2005. (Robinson, Michael) Additional attachment(s) added on 6/23/2005 (afb, ). Additional attachment(s) added on 6/23/2005 (afb, ). (Entered: 06/17/2005) 06/17/2005 CORRECTING ENTRY: D.I. 34 thru D.I. 45 were removed and added to D.I. 33. (afb, ) (Entered: 06/23/2005) 06/21/2005 46 ORDER granting 27 Motion Appointing Lead Plaintiffs and Lead Counsel. Signed by Judge Joseph J. Farnan, Jr. on 06/21/05. (afb, ) (Entered: 06/22/2005) 06/23/2005 47 NOTICE OF SERVICE of Request for Preservation of Documents by Lazard Freres & Co. LLC re 29 Order, by Stephanie Speakman, Samuel I. Hyland. Related document: 29 Order,. (Attachments: # 1 Exhibit Schedule A)(Gielata, Joseph) (Entered: 06/23/2005) 06/23/2005 48 NOTICE OF SERVICE of Request for Preservation of Documents by Wachtell Lipton Rosen & Katz re 29 Order, by Stephanie Speakman, Samuel I. Hyland. Related document: 29 Order,. (Attachments: # 1 Exhibit Schedule A)(Gielata, Joseph) (Entered: 06/23/2005) 06/23/2005 49 MOTION to Amend/Correct 26 Amended Complaint - filed by Stephanie Speakman, Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Granting Leave to File Corrected Amended Complaint)(Gielata, Joseph) (Entered: 06/23/2005) 06/24/2005 50 ORDER granting Lead Pltf.'s 49 Assented To Motion to File a Corrected Complaint. Signed by Judge Joseph J. Farnan, Jr. on 06/24/05. (afb, ) (Entered: 06/24/2005) 06/27/2005 51 AMENDED COMPLAINT for BREACHES OF FIDUCIARY DUTY and VIOLATIONS OF FEDERAL SECURITIES LAWS (Corrected) against all defendants- filed by Stephanie Speakman, Samuel I. Hyland.(Gielata, Joseph) (Entered: 06/27/2005) 07/11/2005 52 ANSWERING BRIEF in Opposition re 32 MOTION to Dismiss for Failure to State a Claim filed by Stephanie Speakman, Samuel I. Hyland.Reply Brief due date

per Local Rules is 7/18/2005. (Attachments: # 1 Exhibit A# 2 Exhibit B & C)(Gielata, Joseph) (Entered: 07/11/2005) 07/22/2005 53 REQUEST for Oral Argument by Stephanie Speakman, Samuel I. Hyland re 32 MOTION to Dismiss for Failure to State a Claim. (Gielata, Joseph) (Entered: 07/22/2005) 08/01/2005 54 REPLY BRIEF in Support of s Motion to Dismiss Plaintiffs Amended Complaint (D.I. 32) filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs. (Attachments: # 1 Exhibit Tabs A and B# 2 Exhibit Tab C)(Robinson, Michael) Modified on 8/3/2005 (afb, ). (Entered: 08/01/2005) 08/02/2005 55 Letter to Judge Farnan from Michael Robinson regarding Requesting oral argument on motion to dismiss. (Robinson, Michael) (Entered: 08/02/2005) 08/03/2005 CORRECTING ENTRY: clerk linked Reply Brf. (D.I. 54) to Motion to Dismiss (D.I. 32). (afb, ) (Entered: 08/03/2005) 08/05/2005 56 NOTICE of Submission of Subsequent Authority by Stephanie Speakman, Samuel I. Hyland re 52 Answering Brief in Opposition, (Attachments: # 1 Exhibit A - In re Tower Air# 2 Exhibit B - Cantor v Perelman)(Gielata, Joseph) (Entered: 08/05/2005) 08/10/2005 57 Letter to the Honorable Joseph J. Farnan, Jr. from Joseph N. Gielata regarding Notification. (Gielata, Joseph) (Entered: 08/10/2005) 08/26/2005 58 MOTION to Intervene in Order to Further Move that this Action be Stayed - filed by Stephen Blau. (Attachments: # 1 Proposed Complaint in Intervention# 2 Text of Proposed Order # 3 Certificate of Service)(Davis, Robert) (Entered: 08/26/2005) 08/26/2005 59 OPENING BRIEF in Support re 58 MOTION to Intervene in Order to Further Move that this Action be Stayed filed by Stephen Blau.Answering Brief/Response due date per Local Rules is 9/12/2005. (Attachments: # 1 Exhibit Unreported Cases# 2 Certificate of Service)(Davis, Robert) (Entered: 08/26/2005) 08/26/2005 60 AFFIDAVIT of Gregory M. Nespole re 58 MOTION to Intervene in Order to Further Move that this Action be Stayed filed by Stephen Blau. (Attachments: # 1 Exhibit A through C to Affidavit# 2 Certificate of Service)(Davis, Robert) (Entered: 08/26/2005) 09/12/2005 61 Letter to Judge Farnan from Michael Robinson regarding defendants take no position on motion to intervene re 59 Opening Brief in Support,, 58 MOTION to Intervene in Order to Further Move that this Action be Stayed, 60 Affidavit. (Robinson, Michael) (Entered: 09/12/2005) 09/12/2005 62 ANSWERING BRIEF in Opposition re 58 MOTION to Intervene in Order to Further Move that this Action be Stayed filed by Stephanie Speakman, Samuel I. Hyland.Reply Brief due date per Local Rules is 9/19/2005. (Attachments: # 1 Affidavit of Joseph N. Gielata, Esq.# 2 Exhibit Part 1# 3 Exhibit Part 2# 4 Exhibit Part 3# 5 Exhibit Part 4)(Gielata, Joseph) (Entered: 09/12/2005)

09/12/2005 63 Supplemental EXHIBIT re 62 Answering Brief in Opposition, Exhibits I through M by Stephanie Speakman, Samuel I. Hyland. (Gielata, Joseph) (Entered: 09/12/2005) 09/15/2005 64 MOTION to Disqualify Counsel - filed by Stephanie Speakman, Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Disqualifying Wolf Haldenstein Adler Freeman & Herz LLP from appearing as counsel for any purported class member in this litigation)(gielata, Joseph) (Entered: 09/15/2005) 09/15/2005 65 OPENING BRIEF in Support re 64 MOTION to Disqualify Counsel filed by Stephanie Speakman, Samuel I. Hyland.Answering Brief/Response due date per Local Rules is 9/29/2005. (Attachments: # 1 Affidavit of Joseph N. Gielata# 2 Exhibit 1-3# 3 Exhibit 4a# 4 Exhibit 4b# 5 Exhibit 4c# 6 Exhibit 5-17# 7 Exhibit 8-24)(Gielata, Joseph) (Entered: 09/15/2005) 09/19/2005 66 REPLY BRIEF re 58 MOTION to Intervene in Order to Further Move that this Action be Stayed filed by Stephen Blau. (Attachments: # 1 Exhibit Unreported Case# 2 Certificate of Service)(Davis, Robert) (Entered: 09/19/2005) 09/19/2005 67 AFFIDAVIT of Gregory Mark Nespole re 66 Reply Brief filed by Stephen Blau. (Attachments: # 1 Exhibit 1 to Affidavit# 2 Exhibit 2 and 3 to Affidavit# 3 Exhibit 4 to Affidavit# 4 Exhibit 5 to Affidavit# 5 Exhibit 6 through 10 to Affidavit# 6 Exhibit 11 to Affidavit# 7 Certificate of Service)(Davis, Robert) (Entered: 09/19/2005) 09/22/2005 68 MOTION to Enjoin Further Prosecution of Blau v. Harrison et al. - filed by Stephanie Speakman, Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Enjoining Further Prosecution of Blau v. Harrison et al.)(gielata, Joseph) (Entered: 09/22/2005) 09/22/2005 69 OPENING BRIEF in Support re 68 MOTION to Enjoin Further Prosecution of Blau v. Harrison et al. filed by Stephanie Speakman, Samuel I. Hyland.Answering Brief/Response due date per Local Rules is 10/6/2005. (Attachments: # 1 Affidavit of Joseph N. Gielata# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F)(Gielata, Joseph) (Entered: 09/22/2005) 09/22/2005 70 REQUEST for Oral Argument by Stephanie Speakman, Samuel I. Hyland re 58 MOTION to Intervene in Order to Further Move that this Action be Stayed. (Gielata, Joseph) (Entered: 09/22/2005) 09/27/2005 72 DEFICIENCY NOTICE by the Court issued to Joseph Gielata re 70 Request for Oral Argument, 69 Opening Brief in Support, 68 MOTION to Enjoin Further Prosecution of Blau v. Harrison et al. regarding courtesy copies not received by next business day. (afb, ) (Entered: 09/28/2005) 09/28/2005 71 Letter to Judge Farnan from Michael Robinson regarding Taking no position on motion to disqualify and reserving right to oppose any future motion for class certification re 64 MOTION to Disqualify Counsel, 65 Opening Brief in Support,. (Robinson, Michael) (Entered: 09/28/2005) 09/28/2005 Remark : copies received of D.I. 68, 69 and 70 to correct deficiency (D.I. 72). (afb, ) (Entered: 09/28/2005) 09/29/2005 73 ANSWERING BRIEF in Opposition re 64 MOTION to Disqualify Counsel filed by Stephen Blau.Reply Brief due date per Local Rules is 10/6/2005. (Attachments:

# 1 Unreported Cases Cited in Answering Brief# 2 Certificate of Service)(Davis, Robert) (Entered: 09/29/2005) 09/29/2005 74 AFFIDAVIT of Gregory Mark Nespole re 73 Answering Brief in Opposition filed by Stephen Blau. (Attachments: # 1 Exhibit A through G to Affidavit# 2 Certificate of Service)(Davis, Robert) (Entered: 09/29/2005) 10/06/2005 75 MEMORANDUM in Opposition re 73 Answering Brief in Opposition, 69 Opening Brief in Support,, 68 MOTION to Enjoin Further Prosecution of Blau v. Harrison et al. filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs.Reply Brief due date per Local Rules is 10/14/2005. (Robinson, Michael) (Entered: 10/06/2005) 10/06/2005 76 REPLY BRIEF re 64 MOTION to Disqualify Counsel filed by Stephanie Speakman, Samuel I. Hyland. (Attachments: # 1 Exhibit 1 through 3)(Gielata, Joseph) (Entered: 10/06/2005) 10/06/2005 77 NOTICE of Appearance of the law firm Berger & Montague, P.C. as co-cnsl. for pltfs. filed by Joseph N. Gielata on behalf of Stephanie Speakman, Samuel I. Hyland (Gielata, Joseph) Modified on 10/18/2005 (afb, ). (Entered: 10/06/2005) 10/06/2005 78 ANSWERING BRIEF in Opposition re 68 MOTION to Enjoin Further Prosecution of Blau v. Harrison et al. filed by Stephen Blau.Reply Brief due date per Local Rules is 10/14/2005. (Attachments: # 1 Certificate of Service)(Davis, Robert) (Entered: 10/06/2005) 10/07/2005 79 REQUEST for Oral Argument by Stephanie Speakman, Samuel I. Hyland re 64 MOTION to Disqualify Counsel. (Gielata, Joseph) (Entered: 10/07/2005) 10/13/2005 80 REPLY BRIEF re 68 MOTION to Enjoin Further Prosecution of Blau v. Harrison et al. filed by Stephanie Speakman, Samuel I. Hyland. (Gielata, Joseph) (Entered: 10/13/2005) 10/14/2005 81 REPLY BRIEF re 68 MOTION to Enjoin Further Prosecution of Blau v. Harrison et al. and in Opposition to s' Memorandum of Law in Response filed by Stephen Blau. (Attachments: # 1 Certificate of Service)(Davis, Robert) (Entered: 10/14/2005) 10/17/2005 82 NOTICE of Withdrawal of Appearance of Counsel by Stephanie Speakman, Samuel I. Hyland re 77 Notice of Appearance by Berger & Montague P.C. (Gielata, Joseph) (Entered: 10/17/2005) 10/18/2005 CORRECTING ENTRY: the docket text to D.I. 77 was updated to reflect the entry of appearance of the law firm of Berger & Montague,P.C. (afb, ) (Entered: 10/18/2005) 10/19/2005 83 REQUEST for Oral Argument by Stephanie Speakman, Samuel I. Hyland re 68 MOTION to Enjoin Further Prosecution of Blau v. Harrison et al.. (Gielata, Joseph) (Entered: 10/19/2005) 11/30/2005 84 MOTION to Take Deposition of Stephen Blau on t/b/d - filed by Stephanie Speakman, Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order Granting

Leave to Take Limited Discovery of Stephen Blau# 2 Exhibit A - Refco certification from www.whafh.com# 3 Exhibit B - Clair v. DeLuca)(Gielata, Joseph) (Entered: 11/30/2005) 12/12/2005 85 Letter to The Honorable Judge Joseph J. Farnan, Jr. from Robert R. Davis regarding Plaintiffs' Motion To Take Limited Discovery Of Stephen Blau - re 84 MOTION to Take Deposition of Stephen Blau on t/b/d. (Davis, Robert) (Entered: 12/12/2005) 12/16/2005 86 REPLY to Response to Motion re 84 MOTION to Take Deposition of Stephen Blau on t/b/d filed by Stephanie Speakman, Samuel I. Hyland. (Gielata, Joseph) (Entered: 12/16/2005) 12/30/2005 87 Second NOTICE of SUBMISSION OF SUBSEQUENT AUTHORITY by Stephanie Speakman, Samuel I. Hyland re 52 Answering Brief in Opposition, (Attachments: # 1 Exhibit A - In re NYSE/Archipelago Merger Litigation - 1 of 2# 2 Exhibit A - In re NYSE/Archipelago Merger Litigation - 2 of 2)(Gielata, Joseph) (Entered: 12/30/2005) 01/10/2006 88 Letter to Judge Farnan from Michael R. Robinson regarding response to plaintiffs December 30, 2005 submission to the Court - re 33 Opening Brief in Support,,, 52 Answering Brief in Opposition,, 54 Reply Brief,, 87 Notice (Other), Notice (Other), 56 Notice (Other). (Robinson, Michael) (Entered: 01/10/2006) 01/27/2006 89 Third NOTICE of SUBMISSION OF SUBSEQUENT AUTHORITY by Stephanie Speakman, Samuel I. Hyland re 52 Answering Brief in Opposition, (Attachments: # 1 Exhibit A - Makor Issues & Rights, Ltd. v. Tellabs Inc.)(Gielata, Joseph) (Entered: 01/27/2006) 02/07/2006 90 OPINION RE: D.I. 91. Signed by Judge Joseph J. Farnan, Jr. on 02/07/06. (afb, ) (Entered: 02/07/2006) 02/07/2006 91 ORDER that Dr. Stephen Blau's 58 Motion to Intervene is GRANTED; The abovecaptioned case is STAYED pending the resolution of the Illinois action; Pltfs.' Hyland and Speakman's 68 Motion to Enjoin is DENIED as moot. Signed by Judge Joseph J. Farnan, Jr. on 02/07/06. (afb, ) (Entered: 02/07/2006) 02/08/2006 92 Letter to the Honorable Joseph J. Farnan, Jr. from Joseph N. Gielata, Esq. regarding Unresolved Motions - re 91 Order on Motion to Intervene,, Order on Motion to Enjoin,, 90 Opinion. (Gielata, Joseph) (Entered: 02/08/2006) 02/09/2006 93 ORDER that (1) The above-captioned action is ADMINISTRATIVELY CLOSED; (2) The parties shall file a status report with the Court every 6 months and may seek to reopen this action upon written request; (3) Defts.'32 Motion to Dismiss is DENIED with leave to renew; (4) Pltfs.' 64 Motion to Disqualify Wolf Haldenstein Adler Freeman & Herz LLP is DENIED with leave to renew; (5) Pltfs.' 84 Motion to Take Limited Discovery of Stephen Blau is DENIED with leave to renew. Signed by Judge Joseph J. Farnan, Jr. on 02/09/06. (afb, ) (Entered: 02/09/2006) 02/09/2006 CASE ADMINISTRATIVELY CLOSED per D.I. 93. (afb, ) (Entered: 02/09/2006) 02/17/2006 94 MOTION for Reconsideration re 91 Order on Motion to Intervene,, Order on Motion to Enjoin,, 90 Opinion, 93 Order on Motion to Dismiss/Failure to State Claim,,, Order on Motion to Disqualify Counsel,,, Order on Motion to Take

Deposition,, - filed by Stephanie Speakman, Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order)(Gielata, Joseph) (Entered: 02/17/2006) 02/17/2006 95 OPENING BRIEF in Support re 94 MOTION for Reconsideration re 91 Order on Motion to Intervene,, Order on Motion to Enjoin,, 90 Opinion, 93 Order on Motion to Dismiss/Failure to State Claim,,, Order on Motion to Disqualify Counsel,,, Order on Motion to Take Deposition,, filed by Stephanie Speakman, Samuel I. Hyland.Answering Brief/Response due date per Local Rules is 3/6/2006. (Attachments: # 1 Exhibit Unreported Decision)(Gielata, Joseph) (Entered: 02/17/2006) 03/06/2006 96 ANSWERING BRIEF in Opposition re 94 MOTION for Reconsideration re 91 Order on Motion to Intervene,, Order on Motion to Enjoin,, 90 Opinion, 93 Order on Motion to Dismiss/Failure to State Claim,,, Order on Motion to Disqualify Counsel,,, Order on Motion to Take Deposition,, s' Memorandum of Law In Response to Plaintiffs' Motion for Reconsideration filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs.Reply Brief due date per Local Rules is 3/13/2006. (Robinson, Michael) (Entered: 03/06/2006) 03/06/2006 97 ANSWERING BRIEF in Opposition re 94 MOTION for Reconsideration re 91 Order on Motion to Intervene,, Order on Motion to Enjoin,, 90 Opinion, 93 Order on Motion to Dismiss/Failure to State Claim,,, Order on Motion to Disqualify Counsel,,, Order on Motion to Take Deposition,, filed by Stephen Blau.Reply Brief due date per Local Rules is 3/13/2006. (Attachments: # 1 Certificate of Service)(Davis, Robert) (Entered: 03/06/2006) 03/06/2006 98 AFFIDAVIT of Gregory M. Nespole re 97 Answering Brief in Opposition, filed by Stephen Blau. (Attachments: # 1 Exhibit A to Affidavit# 2 Exhibit B to Affidavit# 3 Certificate of Service)(Davis, Robert) (Entered: 03/06/2006) 03/06/2006 99 Compendium of Unreported Decisions re 97 Answering Brief in Opposition, by Stephen Blau. (Attachments: # 1 Certificate of Service)(Davis, Robert) (Entered: 03/06/2006) 03/09/2006 100 NOTICE of Supplemental Authority by Stephen Blau re 94 MOTION for Reconsideration re 91 Order on Motion to Intervene,, Order on Motion to Enjoin,, 90 Opinion, 93 Order on Motion to Dismiss/Failure to State Claim,,, Order on Motion to Disqualify Counsel,,, Order on Motion to Take Deposition,, (Attachments: # 1 Exhibit A# 2 Certificate of Service)(Davis, Robert) (Entered: 03/09/2006) 04/06/2006 101 NOTICE of FILING OF MOTION FOR COORDINATED PRE-TRIAL PROCEEDINGS PURSUANT TO 28 U.S.C. 1407 by Stephanie Speakman, Samuel I. Hyland (Attachments: # 1 Exhibit Motion for Centralization)(Gielata, Joseph) (Entered: 04/06/2006) 04/17/2006 102 STATEMENT Corporate Disclosure Statement Pursuant to Rule of Procedure 5.3 of the Judicial Panel on Multidistrict Litigation by JP Morgan Chase & Co. (Tucker, Elizabeth) (Entered: 04/17/2006)

04/17/2006 105 Letter to The Court from Wm. Terrell Hodges, Chairman of the United States of America Judicial Panel on Multidistrict Litigation, dated 04/14/06, regarding Motion of Transfer presently before the Panel pursuant to 28 U.S.C. 1407. (afb, ) Additional attachment(s) added on 4/19/2006 (afb, ). (Entered: 04/18/2006) 04/17/2006 CORRECTING ENTRY: Clerk added the correct pdf attachment to Letter (D.I. 105). (afb, ) (Entered: 04/19/2006) 04/18/2006 103 MOTION to Consolidate Cases and to Enforce this Court's Stay Order and Stay Co-Lead Plaintiff Samuel I. Hyland's Related Civil Action - filed by Stephen Blau. (Attachments: # 1 Text of Proposed Order # 2 Certificate of Service)(Brown, Daniel) (Entered: 04/18/2006) 04/18/2006 104 OPENING BRIEF in Support re 103 MOTION to Consolidate Cases and to Enforce this Court's Stay Order and Stay Co-Lead Plaintiff Samuel I. Hyland's Related Civil Action, 7 MOTION to Consolidate Cases filed by Stephen Blau.Answering Brief/Response due date per Local Rules is 5/2/2006. (Attachments: # 1 Exhibit Unreported cases# 2 Certificate of Service)(Brown, Daniel) (Entered: 04/18/2006) 04/18/2006 106 AFFIDAVIT of Aya Bouchedid re 103 MOTION to Consolidate Cases and to Enforce this Court's Stay Order and Stay Co-Lead Plaintiff Samuel I. Hyland's Related Civil Action, 7 MOTION to Consolidate Cases filed by Stephen Blau. (Attachments: # 1 Exhibit A# 2 Certificate of Service)(Brown, Daniel) (Entered: 04/18/2006) 04/27/2006 107 MEMORANDUM OPINION re: D.I. 108. Signed by Judge Joseph J. Farnan, Jr. on 04/27/06. (afb, ) (Entered: 04/27/2006) 04/27/2006 108 ORDER that Pltfs.' 94 Motion To Reopen And For Reconsideration is DENIED. Signed by Judge Joseph J. Farnan, Jr. on 04/27/06. (afb, ) (Entered: 04/27/2006) 05/02/2006 109 RESPONSE to Motion re 103 MOTION to Consolidate Cases and to Enforce this Court's Stay Order and Stay Co-Lead Plaintiff Samuel I. Hyland's Related Civil Action 1:05cv162 filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs. (Robinson, Michael) (Entered: 05/02/2006) 05/02/2006 110 ANSWERING BRIEF in Opposition re 103 MOTION to Consolidate Cases and to Enforce this Court's Stay Order and Stay Co-Lead Plaintiff Samuel I. Hyland's Related Civil Action filed by Samuel I. Hyland.Reply Brief due date per Local Rules is 5/9/2006. (Gielata, Joseph) (Entered: 05/02/2006) 05/02/2006 Set Briefing Schedule: Reply Brief due 5/9/2006 per D.I. 109. (afb, ) (Entered: 05/03/2006) 05/08/2006 111 Letter to The Court from Michael R. Robinson, Esq., dated 05/05/06, regarding enclosed copies of documents submitted to the Judical Panel on Multidistrict Litigation. (Attachments: # 1 Defts.' Response# 2 Defts.' Memorandum of Law# 3 Appendix A# 4 Affidavit# 5 Reasons Why Oral Argument Need Not Be Heard# 6 Proof of Service# 7 Letter to Michael J. Beck, Clerk of the Panel)(afb, ) (Entered:

05/09/2006) 05/09/2006 112 REPLY BRIEF re 103 MOTION to Consolidate Cases and to Enforce this Court's Stay Order and Stay Co-Lead Plaintiff Samuel I. Hyland's Related Civil Action, 7 MOTION to Consolidate Cases filed by Stephen Blau. (Attachments: # 1 Exhibit 1 through 4 of Unreported Cases# 2 Exhibit 5 through 7 of Unreported Cases# 3 Certificate of Service)(Brown, Daniel) (Entered: 05/09/2006) 06/21/2006 113 NOTICE of Hearing Session by the United States Of America Judicial Panel On Multidistrict Litigation. Date of Hearing Session: 07/27/06. (Attachments: # 1 Order# 2 Schedule A)(afb, ) (Entered: 06/22/2006) 06/26/2006 114 MOTION to Amend/Correct 51 Amended Complaint - filed by Stephanie Speakman, Samuel I. Hyland. (Attachments: # 1 Text of Proposed Order # 2 Exhibit A - Proposed Pleading# 3 Exhibit B - Redlined Pleading)(Gielata, Joseph) (Entered: 06/26/2006) 06/26/2006 115 OPENING BRIEF in Support re 114 MOTION to Amend/Correct 51 Amended Complaint filed by Stephanie Speakman, Samuel I. Hyland.Answering Brief/Response due date per Local Rules is 7/11/2006. (Attachments: # 1 Appendix of Unreported Decisions)(Gielata, Joseph) (Entered: 06/26/2006) 06/27/2006 116 Letter to the Honorable Joseph J. Farnan, Jr. from Joseph N. Gielata, Esq. regarding Motion for Leave to File a Second Amended Complaint - re 115 Opening Brief in Support,, 114 MOTION to Amend/Correct 51 Amended Complaint. (Gielata, Joseph) (Entered: 06/27/2006) 07/06/2006 117 Letter to the Honorable Joseph J. Farnan, Jr. from Pamela S. Tikellis regarding Hyland Motion for Leave to File a Second Amended Complaint - re 115 Opening Brief in Support,, 114 MOTION to Amend/Correct 51 Amended Complaint, 116 Letter. (Tikellis, Pamela) (Entered: 07/06/2006) 07/07/2006 118 Letter RESPONSE to Motion re 114 MOTION to Amend/Correct 51 Amended Complaint filed by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs. (Robinson, Michael) (Entered: 07/07/2006) 08/09/2006 119 STATUS REPORT Pursuant to the Court's February 7 and 9 2006 Orders Staying and Adminsistratively Closing Case No. 05-162 by Stephen Blau. (Attachments: # 1 Exhibit A and B to Dr. Blau's Status Report# 2 Exhibit C through E to Dr. Blau's Status Report# 3 Certificate of Service)(Tikellis, Pamela) (Entered: 08/09/2006) 08/09/2006 120 STATUS REPORT by Lawrence A. Bossidy, M. Anthony Burns, Ellen V. Futter, William H. Gray, III, Helene L. Kaplan, Lee R. Raymond, John R. Stafford, JP Morgan Chase & Co, James Dimon, William B. Harrison, Jr, Hans W. Becherer, Riley P. Bechtel, Frank A. Bennack, Jr, John H. Biggs. (Robinson, Michael) (Entered: 08/09/2006) 08/28/2006 121 NOTICE (information copy) Conditional Transfer Order, MDL 1783, pursuant to 28 U.S.C. 1407, case to be transferred to the Northern District of Illinois assigned to the Honorable Judge David H. Coar. (dab, ) (Entered: 08/28/2006)

09/05/2006 122 CONDITIONAL TRANSFER ORDER FROM MDL PANEL - see order for details (Attachments: # 1 Cover Letter)(dab, ) (Entered: 09/05/2006) 09/07/2006 123 Letter to Clerk USDC/ND/Illinois from Deputy Clerk regarding Transfer of MDL matter - re 122 Conditional Transfer Order. (dab, ) (Entered: 09/07/2006) 09/07/2006 Case transferred to Northern District of Illinois. Original file, certified copy of conditional transfer order, and docket sheet sent. (dab, ) (Entered: 09/07/2006) 09/19/2006 124 ACKNOWLEDGMENT OF RECEIPT of record by Northern District of Illinois. (dab, ) (Entered: 09/20/2006) 01/29/2007 125 NOTICE of Appearance by A. Zachary Naylor on behalf of Stephen Blau (Naylor, A.) (Entered: 01/29/2007) 01/29/2007 126 NOTICE of Withdrawal of Daniel J. Brown as Attorney for intervenor Dr. Stephen Blau by Stephen Blau (Brown, Daniel) (Entered: 01/29/2007) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html