Biometrics in Border Management Grand Challenges for Security, Identity and Privacy

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Boston, 14-18 February 2008 AAAS Annual Meeting 1 Joint Research Centre (JRC) The European Commission s Research-Based Policy Support Organisation Biometrics in Border Management Grand Challenges for Security, Identity and Privacy AAAS Annual Meeting 2008 Boston 17 February 2008

Boston, 14 18 February 2008 AAS Annual Meeting 2 Biometric Passports at European Border Controls Pravir Chawdhry Institute for the Protection and Security of the Citizen Joint Research Centre European Commission AAAS Annual Meeting - Boston - 17 February 2008

Boston, 14-18 February 2008 AAAS Annual Meeting 3 About JRC and IPSC Joint Research Centre: Scientific and technical support to the European Commission Conception, development, implementation and monitoring of EU policies Reference centre of science and technology for the EU Institute for the Protection and Security of the Citizen (IPSC) Border Security - Identification and detection technologies - Privacy and identity management - Support successful rollout of epassports in the EU

Boston, 14-18 February 2008 AAAS Annual Meeting 4 About JRC and IPSC

Boston, 14-18 February 2008 AAAS Annual Meeting 5 Outline Motivation & Background epassport Challenges Conclusions

Boston, 14-18 February 2008 AAAS Annual Meeting 6 Motivation Global Security U.S. Visa Waiver Program in 2004 Securing external borders of the EU 11,400km land border + 75,000 km coastline 1,792 external border crossings 300 million crossings per year Keep the bad guys out! Let the citizens and genuine visitors pass Convenience Speed Accuracy Reduce the risk of impersonation Strongly link the passport to the real person

Boston, 14-18 February 2008 AAAS Annual Meeting 7 Passport a brief history First introduced in 1414 (Henry V) Commonly required for international travel since WW-I After WW-II, ICAO introduced worldwide standardization of passports 1980s: machine readable passport P<GBRDOE<<JOHN<<<<<<<<<<<<<<<<<<<<<<<<<<<<<< 83246329<7GBR5012066M1005220<<<<<<<<<<<<<<00 2004: Biometrics in travel documents

Boston, 14-18 February 2008 AAAS Annual Meeting 8 Passport A Personal Asset of Global Value Identity Unique official document for the citizen s identity recognized worldwide Privacy Personal data Security Tamper-proof Non-transferable Identity State Passport Holder Privacy Border Control Security

Boston, 14-18 February 2008 AAAS Annual Meeting 9 Identity and Biometrics Three ways to establish identity 1. Something you have Passport / id card 2. Something you know Secret password 3. Something you are Personal traits / characteristics = Biometrics

Boston, 14-18 February 2008 AAAS Annual Meeting 10 Biometrics something you are Personal traits Unique, distinguishable Physical (face, finger, iris) Behavioural (handwriting, voice, gait) Soft v. hard biometrics

Boston, 14-18 February 2008 AAAS Annual Meeting 11 Biometric Passport Something you are + Something you have All European Union countries since August 2007 Legacy features Printed Page (biodata and photo) Machine readable zone Can be read by human as before

Boston, 14-18 February 2008 AAAS Annual Meeting 12 Biometric Passport now & tomorrow New Features: Embedded RFID Chip and antenna Facial image Fingerprint images (in EU from 2009) Security Improved security markings (infra-red, ultraviolet, watermarks) Access control mechanisms to read the chip Additional protection for sensitive data

Boston, 14-18 February 2008 AAAS Annual Meeting 13 Biometrics Passports in the EU Three Principles 1. FULLY readable at all EU borders by authorized readers (biodata, photo, fingerprint) 2. BASIC readability at all border controls worldwide with the holder s consent (biodata and photo) 3. Resistant to Eavesdropping

Boston, 14-18 February 2008 AAAS Annual Meeting 14 Biometric Passport: Three-way verification 1. Immigration officer: Does the person in front of me look like the one on the printed page? 2. Immigration officer + chip reader: Do the data on the printed page match with the data stored on the chip? 3. Biometric matcher: Do the biometrics of the person match with those stored on the chip?

Boston, 14-18 February 2008 AAAS Annual Meeting 15 Security and Privacy in epassport Access control mechanisms who can read the data on the chip and how much? Holder s consent required Basic Access Control Allows reading of chip data same as on printed page Border control authorities worldwide Extended Access Control Allows reading of all biometric data Only the EU border control authorities

Boston, 14-18 February 2008 AAAS Annual Meeting 16 Basic Access Control (Worldwide) 1. Holder presents the passport 2. Printed page on the passport is scanned (Machinereadable zone) 3. Reader generates a cryptographic key based on the passport data 4. Passport allows the reader to read the basic data using the cryptographic key

Boston, 14-18 February 2008 AAAS Annual Meeting 17 Extended Access Control (EU Only) European Innovation in Security Chip Authentication strong session encryption Terminal Authentication Access restricted to authorized reading terminals Digital certificates from 30+ passport issuing authorities Complex PKI infrastructure

Boston, 14-18 February 2008 AAAS Annual Meeting 18 Overview of Security Features Risks mitigated Security features Shielding Basic access control + Random UID BAC + Passive Authentication BAC + Active Authentication Skimming Eavesdropping Tampering Cloning Tracking Chip Authentication Terminal Authentication

Boston, 14-18 February 2008 AAAS Annual Meeting 19 Political Challenges at EU Borders Internal borders removed Common standard for passports for visa (Schengen area) Several implementations 30+ European countries Issuing passports Managing border control 30+ National border control agencies Securely read all the EU Passports Read all non-eu passports

Boston, 14-18 February 2008 AAAS Annual Meeting 20 epassport Operational Challenges Trust and Security of the passport issuing process Interoperability Future technical evolutions in epassport Electronic visa Immigration endorsement Travel records Further demands Automated border clearance Large-scale, distributed infrastructure Trusted traveller and cross-border processes

Boston, 14-18 February 2008 AAAS Annual Meeting 21 Identity, Privacy and Security Challenges Identity challenges How to acquire new identity Managing partial / multiple identities Privacy challenges Proliferation of biometrics beyond national borders Losing control on own biometrics Security challenges Continuously moving target Counter new threats and vulnerabilities

Boston, 14-18 February 2008 AAAS Annual Meeting 22 Biometrics at JRC Working with EU Member States and technology providers Interoperability testing of epassport protocols harmonization Support to standardization Scientific R&D Multi-modal biometrics Biometric security Bio-Crypto convergence Privacy enhancing technologies Distributed identity management

Boston, 14-18 February 2008 AAAS Annual Meeting 23 A) Same biometric and different sensors Multimodal Imaging Biometrics B) Same biometric, different sensors and multiple views C) Temporal variation of the same biometric with the same sensor.

Boston, 14-18 February 2008 AAAS Annual Meeting 24 Conclusions Passport is just one element of border management The biometric genie is out of the bottle Scientific and technical challenges are just beginning to emerge Aim for a positive sum game between security, privacy and convenience International collaboration is paramount for success