PENDER STRATEGIC GROWTH & INCOME FUND PROXY VOTING RECORD - JULY 1, 2016 TO JUNE 30, 2017 NAME OF ISSUER DIAGEO PLC MICROSOFT CORPORATION TRANSFORCE INC. AIR PRODUCTS CHEMICALS, INC. VISA INC. THE TORONTO- DOMINION BANK LIST OF VOTED ON AT G OTHER ON MANAGEMENT 21-Sep-16 REPORT AND ACCOUNTS 2016 DIRECTORS' REMUNERATION REPORT 2016. DECLARATION OF FINAL DIVIDEND. ELECTION OF DIRECTORS. REAPPOINTMENT OD AUDITOR. REMUNERATION OF AUDITOR. AUTHORITY TO ALLOT SHARES. DISAPPLICATION OF PRE-EMPTION RIGHTS. AUTHORITY TO PURCHASE OWN ORDINARY SHARES AT 28 101/108 PENCE (THE "ORDINARY SHARES"). AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. 30-Nov-16 ELECTION OF DIRECTORS. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017. APPROVAL OF AMENDMENT TO OUT AMENDED AND RESTATED ARTICLES OF INCORPORATION. APPROVAL OF FRENCH SUB PLAN UNDER 2001 STOCK PLAN. REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS. SHAREHOLDERS FOR 23-Dec-16 THE SPECIAL RESOLUTION IN THE FORM ANNEXED AS SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION AUTHORIZING AN AMENDMENT TO THE ARTICLES OF THE CORPORATION SO AS TO CHANGE THE NAME OF THE CORPORATION TO "TFI INTERNATIONAL INC." OR SUCH OTHER NAME AS MAY BE SELECTED BY THE BAORD OF DIRECTORS OF THE CORPORATION IN ITS DESCRIPTION. 26-Jan-17 ELECTION OF DIRECTORS. ADVISORY VOTE ON EXECUTIVE OFFICER FREQUENCY OF ADVISORY VOTES ON EXECUTIVE OFFICER MANAGEMENT 1 YR. FOR 31-Jan-17 30-Mar-17 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. ELECTION OF DIRECTORS. ADVISORY VOTE TO APPROVE EXECUTIVE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE MANAGEMENT 1 YR. FOR RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. ELECTION OF DIRECTORS. APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR.
LIST OF VOTED ON AT G APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR "ADVISORY VOTE." OTHER ON MANAGEMENT THE BANK OF NOVA SCOTIA ROYAL BANK OF CANADA CANADIAN NATIONAL RAILWAY TFI INTERNATIONAL INC. JOHNSON AND JOHNSON UNILEVER PLC 4-Apr-17 6-Apr-17 25-Apr-17 SHAREHOLDER PROROSALS A, B, C, D, E, F, G SHAREHOLDERS FOR ELECTION OF DIRECTORS. APPOINTMENT OF KPMG LLP AS AUDITORS. ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. WITHDRAWAL FROM TAX HAVENS. SHAREHOLDERS FOR ELECTION OF DIRECTORS. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR. SHAREHOLDER ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE SHAREHOLDER PROROSAL NO.'s 1, 2, 3, 4, 5, 6, 7 SHAREHOLDERS FOR ELECTION OF DIRECTORS. APPOINTMENT OF KPMG LLP AS AUDITORS. NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROUCH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION IS SET OUT ON P. 9 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. 26-Apr-17 ELECTION OF DIRECTORS. APPOINTMENT OF KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION. 27-Apr-17 ELECTION OF DIRECTORS. ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE MANAGEMENT 1 YR. FOR OFFICER COMPENSATION ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN MANAGEMENT FOR 27-Apr-17 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016. TO APPROVE THE DIRECTORS' REMUNERATION REPORT. TO APPROVE THE DIRECTORS' REMUNERATION POLICY. TO APPROVE THE UNILEVER SHARE PLAN 2017. ELECTION OF DIRECTORS. TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY. TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS. TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE. TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES.
LIST OF VOTED ON AT G OTHER ON TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS. MANAGEMENT TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS. TO RENEW THE AUTHORITY OF THE COMPANY TO PURCHASE ITS OWN SHARES. BADGER DAYLIGHTING LTD. THOMSON REUTERS CORPORATION ALLERGAN PLC TO SHORTEN THE NOTICE PERIOD FOR GENERAL GS. 28-Apr-17 ELECTION OF DIRECTORS. TO FIX THE NUMBER OF DIRECTORS OF BADGER TO BE ELECTED AT THE G TO NOT MORE THAN SEVEN (7). TO APPOINT DELOITTE LLP, CHARTED ACCOUNTANTS, AS AUDITORS OF BADGER FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF BADGER TO FIX THE REMUNERATION OF SUCH AUDITORS. TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2017 ANNUAL G OF THE SHAREHOLDERS OF BADGER. 3-May-17 RECEIPT OF OUR 2016 AUDITED FINANCIAL STATEMENTS. N/A N/A N/A ELECTION OF DIRECTORS. WE ARE PROPOSING TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR ANOTHER YEAR UNTIL THE 2018 ANNUAL G OF SHAREHOLDERS. WE ARE PROPOSING AN AMENDMENT TO THE THOMSON REUTERS STOCK INCENTIVE PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER IT BY 22 MILLION SHARES. THE PLAN WAS PREVIOUSLY APPROVED BY SHAREHOLDERS. AS IN RECENT YEARS, WE ARE PROPOSING A NON-BINDING ADVISORY SAY ON PAY RESOLUTION RELATED TO EXECUTIVE IF ANY OTHER ITEMS OF BUSINESS ARE PROPERLY BROUGHT BEFORE THE G (OR ANY ADJOURNED OR POSTPONED G), SHAREHOLDERS WILL BE ASKED TO VOTE. WE ARE NOT AWARE OF ANY OTHER ITEMS OF BUSINESS AT THIS TIME. N/A N/A N/A 4-May-17 ELECTION OF DIRECTORS. TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO MANAGEMENT 1 YR. FOR APPROVE THE COMPENSATION OF THE COMPANY S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH ITS AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP S REMUNERATION. TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR THE PURPOSES OF SECTION 162(M) UNDER THE ALLERGAN PLC 2017 ANNUAL INCENTIVE COMPENSATION PLAN.
STARWOOD PROPERTY TRUST INC DREAM OFFICE REAL ESTATE INVESTMENT TRUST CANADIAN NATURAL RESOURCES LIMITED 4-May-17 LIST OF VOTED ON AT G OTHER ON MANAGEMENT TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD SHAREHOLDERS FOR CHAIRMAN, IF PROPERLY PRESENTED AT THE G. ELECTION OF DIRECTORS. TO APPROVE, ON AN ADVISORY BASIS THE COMPANY S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON MANAGEMENT 1 YR. FOR THE COMPANY S EXECUTIVE TO APPROVE THE STARWOOD PROPERTY TRUST, INC. 2017 MANAGER EQUITY PLAN, WHICH SUCCEEDS AND REPLACES THE STARWOOD PROPERTY TRUST, INC. MANAGER EQUITY PLAN, AS AMENDED, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. TO APPROVE THE STARWOOD PROPERTY TRUST, INC. 2017 EQUITY PLAN, WHICH SUCCEEDS AND REPLACES THE STARWOOD PROPERTY TRUST, INC. EQUITY PLAN AS AMENDED, AND THE STARWOOD PROPERTY TRUST. INC. NON-EXECUTIVE DIRECTOR STOCK PLAN, AS AMENDED, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CALENDAR YEAR ENDING DECEMBER 31,2017. 4-May-17 ELECTION OF TRUSTEES APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE TRUST AND ITS SUBSIDIARIES AND AUTHORIZING THE TRUSTEES OF THE TRUST TO FIX REMUNERATION OF THE AUDITOR. 4-May-17 ELECTION OF DIRECTORS. THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, AlBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION ON AN ADVISORY BASIS, ACCEPTING THE CORPORATIONS APPROACH TO EXECUTIVE COMPENSATION AS SET FORTH IN THE ACCOMPANYING INFORMATION CIRCULAR. ARC RESOURCES INC. BERKSHIRE HATHAWAY INC. 4-May-17 ELECTION OF DIRECTORS. TO APPOINT PRICEWATERHOUSECOOPERS LLP (PWC), CHARTERED ACCOUNTANTS. AS AUDITORS TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL G OF THE CORPORATION, AT SUCH REMUNERATION AS MAY BE DETERMINED BY THE BOARD OF DIRECTORS OF THE CORPORATION. A RESOLUTION TO APPROVE THE CORPORATIONS ADVISORY VOTE ON EXECUTIVE 6-May-17 ELECTION OF DIRECTORS. NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT.
DREAM UNLIMITED CORP MAGNA INTERNATIONAL INC. PEYTO EXPLORATION & DEVELOPMENT CORP. ONEX CORPORATION TELUS CORPORATION TOURMALINE OIL CORP. LIST OF VOTED ON AT G NON-BINDING RESOLUTION TO DETERMINE THE FREOUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE OTHER ON MANAGEMENT MANAGEMENT 3 YR. FOR SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. SHAREHOLDERS FOR SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS SHAREHOLDERS FOR SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES SHAREHOLDERS FOR INVOLVED WITH FOSSIL FUELS. 9-May-17 ELECTION OF DIRECTORS. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE TRUST AND ITS SUBSIDIARIES AND AUTHORIZING THE TRUSTEES OF THE TRUST TO FIX THE REMUNERATION OF THE AUDITOR. TO PASS A RESOLUTION TO AUTHORIZE AND APPROVE THE ADOPTION OF A PERFORMANCE SHARE UNIT PLAN AND TO RATIFY CERTAIN GRANTS OF PERFORMANCE SHARE UNITS AND TIME VESTED PERFORMANCE SHARE UNITS, ALL AS MORE PARTICULARLY SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF DREAM UNLIMITED CORP DATED MARCH 22, 2017. 11-May-17 ELECTION OF DIRECTORS. REAPPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITORS REMUNERATION. RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR PROXY STATEMENT. 11-May-17 ELECTION OF DIRECTORS. FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT THE G AT SEVEN (7). THE APPOINTMENT OF DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. 11-May-17 ELECTION OF DIRECTORS. IN RESPECT OF THE APPOINTMENT OF AN AUDITOR OF THE CORPORATION IN RESPECT OF THE AUTHORIZATION OF THE DIRECTORS TO FIX TNE REMUNERATION OF THE AUDITOR. 11-May-17 ELECTION OF DIRECTORS. APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION. ACCEPT THE COMPANY S APPROACH TO EXECUTIVE 7-Jun-17 ELECTION OF DIRECTORS. AN ORDINARY RESOLUTION TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED BY SHAREHOLDERS FROM TIME TO TIME AT ELEVEN (11).
BROOKFIELD ASSET MANAGEMENT INC. LIST OF VOTED ON AT G AN ORDINARY RESOLUTION TO APPOINT KPMG LLP. CHARTERED PROFESSIONAL ACCOUNTANTS, CALGARY. ALBERTA, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION AS SUCH. OTHER ON MANAGEMENT AN ORDINARY RESOLUTION TO ADOPT NEW BY-LAWS. AN ORDINARY RESOLUTION APPROVING THE UNALLOCATED OPTIONS UNDER THE COMPANYS SHARE OPTION PlAN. 16-Jun-17 ELECTION OF DIRECTORS. THE APPOINTMENT OF DELOITTE LLP AS THE EXTERNAL AUDITOR AND AUTHORIZING THE DIRECTORS TO SET ITS REMUNERATION. THE SAY ON PAY RESOLUTION SET OUT IN THE CORPORATIONS MANAGEMENT INFORMATION CIRCULAR DATED MAY 1, 2017.