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ommissioner of Lobbyists Annual Report 2015-16

Message from the Commissioner In keeping with the requirements of a Category 3 entity under the Transparency and Accountability Act, I am pleased to present the 2015-16 Annual Report of the Office of the Commissioner of Lobbyists. This report covers the period of April 1, 2015 to March 31, 2016. On October 11, 2005, the Government of Newfoundland and Labrador introduced the Lobbyist Registration Act. Its introduction was a demonstration of the government s commitment to upholding standards of openness and accountability. The Government recognizes that lobbying is a legitimate activity, but one that must be conducted in a transparent manner. All stakeholders within government and, most importantly, members of the general public have the right to know who is doing the lobbying and who is being lobbied. The Act also provides for the establishment of a Registry of Lobbyists, governed by a Registrar and the creation of the Office of the Commissioner of Lobbyists. In addition, the Government put in place a Code of Conduct which also upholds its commitment to transparency. This Code outlines the rationale that governs appropriate activities of lobbyists. Serious disciplinary measures may be imposed by the Commissioner if it is determined that a lobbyist has breached the strict provisions of the Act or Code. As Commissioner of Lobbyists, I am accountable for the preparation of this report and the actual results reported. LEEANN MONTGOMERY Commissioner of Lobbyists Commissioner of Lobbyists Annual Report 2015 16 i

Table of Contents Message from the Commissioner... i Overview... 1 Vision... 2 Mandate... 2 Highlights of Accomplishments... 2 Activities... 3 Opportunities and Challenges Ahead... 4 Financial Report... 5 Commissioner of Lobbyists Annual Report 2015 16

Overview The Office of the Commissioner of Lobbyists is located at 689 Topsail Road, St. John s. Administrative support is shared among the Royal Newfoundland Constabulary Public Complaints Commission (RNCPCC), the Criminal Code Mental Disorder Review Board (CCMDRB) and the Office of the Commissioner of Lobbyists and is provided by a manager (RNCPCC) and a secretary. The Registry of Lobbyists is maintained by the Director of Commercial Registrations, Service NL. This office is located at 59 Elizabeth Avenue, St. John s, and the Registry of Lobbyists is available at https://cado.eservices.gov.nl.ca/lobbyist/menu.aspx. During the fiscal year, there were 90 active lobbyist registrations. Of these, 32 were consultant lobbyists and 58 were organizations with in-house lobbyists. A consultant lobbyist is one who, for remuneration or other gain, reward or benefit, undertakes to lobby on behalf of a client. A consultant lobbyist is not an employee of the client or organization, whereas an in-house lobbyist is employed by the organization to lobby on its behalf. An in-house lobbyist is defined by section 6(1)(b) of the Lobbyist Registration Act, which states: "in-house lobbyist" means a person who is employed by an organization:(i) 20% of whose duties as an employee, as assessed in a 3-month period, are to lobby on behalf of that organization; or (ii) a part of whose duties as an employee is to lobby on behalf of that organization if the employee's duties to lobby together with the duties of other employees to lobby would constitute 20% of time at work of one full-time employee, assessed in a 3 month period, were those duties to lobby to be performed by only one employee. Who We Are Commissioner of Lobbyists: LeeAnn Montgomery Tel: (709) 729-2918 Administrative Support: Randy Doyle Tel: (709) 729-1009 Gerry Peach Tel: (709) 729-0950 Commissioner of Lobbyists Annual Report 2015 16 1

Vision An environment where lobbying of government entities can take place in an open and transparent manner. Mandate The mandate of the Office of the Commissioner of Lobbyists is contained in the Lobbyist Registration Act, Chapter L-24.1, SNL 2004. The Commissioner of Lobbyists is responsible for investigating alleged violations of the Act or the Code of Conduct, denying or cancelling a lobbyist s registration where the Act or Code has been breached and ordering, upon application, that some or all registration information be kept confidential. The Commissioner may also recommend changes to the Code of Conduct. Highlights of Accomplishments Registrants An online registry for registrants exists and there is no fee to access this information. The online registry can be found at https://cado.eservices.gov.nl.ca/lobbyist/menu.aspx. Historical Total: There were 18 new lobbyist registrations between April 1, 2015 and March 31, 2016. There have been 225 lobbyist registrations since the Act came into force in 2005-77 by consultant lobbyists and 148 by organizations with in-house lobbyists. Active Registrations: 90 registrations are active and ongoing - 32 by consultant lobbyists and 58 by organizations with in-house lobbyists. Commissioner of Lobbyists Annual Report 2015 16 2

Activities Issue 1: Investigating Alleged Violations of the Act or Code of Conduct The Commissioner of Lobbyists is responsible for investigating alleged violations of the Lobbyist Registration Act or the Code of Conduct. Section 27(1) of the Act states: Where the commissioner believes, on reasonable grounds, that a provision of this Act or of the Code of Conduct has been violated, he or she may investigate that violation and where the commissioner believes there is sufficient reason to proceed, may conduct an inquiry into that violation. The focus of the Commissioner of Lobbyists will remain consistent over the next year, and the Commissioner will report on this objective and associated indicators again in 2016-17. Objective: Measure: By March 31, 2016, the Commissioner of Lobbyists will have addressed all alleged violations of the Lobbyist Registration Act or Code of Conduct. All alleged violations addressed Indicators Actual Results All alleged violations investigated There were no alleged violations reported or investigated. Reports prepared for each alleged violation There were no reports prepared as there were no alleged violations. Commissioner of Lobbyists Annual Report 2015 16 3

Issue 2: Confidentiality Orders Pursuant to section 18(1) of the Lobbyist Registration Act, a lobbyist may request the Commissioner of Lobbyists to issue a confidentiality order. This is done when the lobbyist feels that the disclosure of some or all of the information contained in the registration may seriously prejudice his or her economic or financial interest or enterprise. In smaller jurisdictions like Newfoundland and Labrador, it is not uncommon to receive no formal requests for Confidentiality Orders. However, this does not diminish the important function the office serves. Today, lobbying is more necessary, wide-spread and complicated and it requires oversight to ensure that it is open, professional and practiced within legislative requirements. The focus of the Commissioner of Lobbyists remains consistent over the next year, and the Commissioner will report on this objective and associated indicators again in 2016-17. Objective: Measure: Indicators By March 31, 2016, the Commissioner of Lobbyists will have addressed all requests for Confidentiality Orders. All requests for Confidentiality Orders addressed Actual Results Investigations conducted for each request There were no requests for confidentiality orders and thus no investigations were needed. Decisions rendered for each request There were no requests for confidentiality orders and thus no decisions required. Opportunities and Challenges Ahead Ensuring the public is informed about the mandate and authority of the Office of the Commissioner of Lobbyists continues to be an ongoing challenge. The Office relies on the public to report alleged non-compliance with the Lobbyist Registration Act and/or the Code, which will only happen if individuals know their rights and responsibilities under the Act. The public has an opportunity to become part of the process and contribute to ensuring that transparency and accountability remain key elements in any lobbying activity. Commissioner of Lobbyists Annual Report 2015 16 4

Financial Report The budget of the Office of the Commissioner of Lobbyists is contained within the Administrative Support (Professional Services) budget of the Department of Justice and Public Safety and, as a result, the Office is not required to provide a separate audited statement. While the Office of the Commissioner of Lobbyists does not appear as a separate line in the Program Expenditures and Revenues of the Consolidated Revenue Fund, the approximate budget is provided below: Approximate Budget Office of the Commissioner of Lobbyists Salaries $25,000 Operating Costs $20,000 Total $45,000 Commissioner of Lobbyists Annual Report 2015 16 5

To Reach Us Office of the Commissioner of Lobbyists 689 Topsail Road Box 8700 St. John s, NL A1B 4J6 Telephone: (709) 729-2918 Fax: (709) 729-1302 Email: LeeAnnMontgomery@gov.nl.ca