Limited Power of Attorney Effective date: 3 January 2018
Account Holder with LMAX Hong Kong Limited The Attorney Name Full address Name Full address Email Account number(s) Email Phone number(s) Reason for appointing an attorney AUTHORITY BY THIS POWER OF ATTORNEY made by way of deed, the Account Holder hereby appoints the Attorney (with no power of substitution) and in the Account Holder's name or otherwise and on his behalf, as from the date of signature of this Power of Attorney: a) to give instructions to trade and to give investment orders on behalf of the Account Holder in connection with all funds and other assets in the Account Holder s account(s) listed above under LMAX Account Number(s) (the Accounts ); and b) to give such instructions and orders freely and repeatedly and without limitation, thereby increasing or diminishing the funds or other assets in the Accounts. LIMITATION The Attorney is not authorised to withdraw or pledge funds or other assets from any of the Accounts or transfer funds or other assets between the Accounts. The Attorney is not authorised to make payments into the Accounts other than from the Account Holder s own credit card or bank accounts. The Attorney shall only be authorised to the extent that the Account Holder provides him with the login details and passwords of the Accounts. 1
REVOCATION This Power of Attorney shall remain in full force and effect until such time as LMAX Hong Kong Limited receives and confirms receipt of: a) a written notice of revocation from the Account Holder; or b) valid documentary evidence of the death, presumed death, bankruptcy or loss of legal or mental capacity of either the Account Holder or the Attorney. Any revocation or termination of the Power of Attorney pursuant to a) or b) above shall not affect the validity, ratification or indemnity in respect of any instructions/orders given or transactions begun prior to LMAX Hong Kong Limited receiving such notice or evidence. RATIFICATION The Account Holder hereby ratifies and confirms whatever the Attorney does or purports to do in the exercise of any power conferred by this Power of Attorney. This Power of Attorney in no way affects any and all rights* conferred to LMAX Hong Kong Limited under any agreements between the Account Holder and LMAX Hong Kong Limited. INDEMNITY The Account Holder will fully indemnify and hold harmless LMAX Hong Kong Limited, and its successors and assigns, against all claims, losses, costs, expenses, damages or liability which the Account Holder or LMAX Hong Kong Limited sustain or incur as a result of any act or omission of the Attorney (including any cost incurred in enforcing this indemnity). 2
GOVERNING LAW AND JURISDICTION This Power of Attorney (and any dispute, controversy, proceedings or claim of whatever nature arising out of or in any way relating to this Power of Attorney or its formation or any act performed or claimed to be performed under it) shall be governed by and construed in accordance with Hong Kong law and the Hong Kong Courts shall have exclusive jurisdiction to hear and decide any suit, action or proceedings and/or settle any disputes which may arise in connection with this Power of Attorney or its formation or any act performed or claimed to be performed under it. SIGNATURES This Power of Attorney must be signed as a deed: the Account Holder must sign this Power of Attorney in the presence of a witness (not the Attorney) who must fill in the relevant section below. The Attorney should also complete the relevant section below. This Power of Attorney will not be effective until the Account Holder has received a written confirmation from LMAX Hong Kong Limited that the completed Power of Attorney has been received and is in force. IN WITNESS whereof this Power of Attorney has been executed and delivered as a deed on the following date. Date: 3
Executed as a deed by the Account Holder Account Holder name Signature Witness name Signature Account numbers Full address Occupation Attorney I hereby acknowledge receipt of the power described above and accept my appointment as agent and attorney-in-fact for the Account Holder. Signature *IMPORTANT NOTE It is your responsibility to monitor your Account at all times including when you have authorized an Attorney to exercise specific limited activities on your behalf under this Power of Attorney. For the avoidance of doubt you will be responsible for any losses on your Account even when you have allowed another person to use your Account. NEXT STEPS Please send a scan of this form to us by email to onboarding@lmax.com or to your Account manager. 4
Additionally the Account Holder must send in a scanned proof of their signature if this has not already been provided as part of the registration process. This could be in the form of a scan or copy of: Passport Hong Kong Identity Card Hong Kong Driving Licence Website: hk.lmax.com Email address: info@lmax.com Telephone: +852 3175 7753 5