Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby LOBBYING REPORT Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page 1. Registrant Name Organization/Lobbying Firm Self Employed Individual 2. Address Check if different than previously reported Address1 1299 PENNSYLVANIA AVENUE, NW Address2 SUITE 900 City WASHINGTON State DC Zip Code 20004 - Country USA 3. Principal place of business (if different than line 2) City Fairfield State CT Zip Code 06431 - Country USA 4a. Contact Name Ms. JOANNE MCMAHON b. Telephone Number International Number (847) 730-5260 c. E-mail 5. Senate ID# 15997-12 7. Client Name Self Check if client is a state or local government or instrumentality 6. House ID# 311080000 TYPE OF REPORT 8. Year 2012 Q1 (1/1-3/31) Q2 (4/1-6/30) Q3 (7/1-9/30) Q4 (10/1-12/31) 9. Check if this filing amends a previously filed version of this report 10. Check if this is a Termination Report Termination Date 11. No Lobbying Issue Activity INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 12. Lobbying 13. Organizations INCOME relating to lobbying activities for this reporting period was: Less than $5,000 $5,000 or more $ Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income from the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). EXPENSE relating to lobbying activities for this reporting period were: Less than $5,000 $5,000 or more $ 5,470,000.00 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. Method A. Method B. Method C. Reporting amounts using LDA definitions only Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Reporting amounts under section 162(e) of the Internal Revenue Code Signature Digitally Signed By: Joanne McMahon Date 04/20/2012 v6.0.1f Page 1 of 26
15. General issue area code AVI Aviation/Aircraft/Airlines (one per page) S 223 - FAA Air Transportation Modernization and Safety Improvement Act HR 658 - FAA Air Transportation Modernization and Safety Improvement Act Transportation/HUD Appropriations, FY 2013 U.S. HOUSE OF REPRESENTATIVES, Federal Aviation Administration (FAA), U.S. SENATE, Executive Office of the President (EOP) Eric Pelletier Darby Becker Nancy Dorn Peter Prowitt v6.0.1f Page 2 of 26
15. General issue area code CAW Clean Air and Water (Quality) (one per page) Water Reuse Incentive Legislation; National Water Reuse Target; Energy-Water Nexus Private Activity Bonds for Water S 787 - Clean Water Restoration Act SRF Program Funding U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA) Jon Freedman (emp by sub) Peter Prowitt Lynn Thomson Eric Pelletier Nancy Dorn Pat Casano Robert Hall III Larry Boggs v6.0.1f Page 3 of 26
15. General issue area code CPT Copyright/Patent/Trademark (one per page) Patent Reform Implementation Intellectual Property Rights U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO), William Behrens v6.0.1f Page 4 of 26
15. General issue area code DEF Defense (one per page) Defense Appropriations, FY 2013 The National Defense Authorization Act for FY 2013 H53 and H60 - Helicopters F/A-18; Adaptive Engine Technology Development; Abrams Tank Program U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Stanley O'Connor Peter Prowitt Lynn Thomson Tom McGovern Stephen bold v6.0.1f Page 5 of 26
15. General issue area code ENG Energy/Nuclear (one per page) S 3635 - Energy-Water Appropriations Renewable Energy Standards/Clean Energy Standards S 3618, Enabling the Nuclear Renaissance Act U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT), Treasury - Dept of, Energy - Dept of, State - Dept of (DOS), Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Executive Office of the President (EOP) Eric Pelletier Theresa Peterson Lynn Thomson Peter Prowitt George Pickart Timothy Richards Nancy Dorn Karan Bhatia Amanda Campbell v6.0.1f Page 6 of 26
ADDENDUM for General Lobbying Issue Area: ENG - Energy/Nuclear HR 3307 - American Renewable Energy Production Tax Credit Extension Act S 2201 - American Energy and Job Promotion Act BICAD DOE Loan Guarantees Fossil Energy R&D Solar and Wind R&D S 1462 - American Clean Energy Leadership Act Cybersecurity Nuclear Used Fuel Surface Transportation Authorization Electric Vehicle Policy Clean Coal Radiation Measurement Solutions Transmission Siting Alternative Fuels Unconventional Gas Policy S 298 - Charging America Forward Act HR 1280 - Amend the Atomic Energy Act of 1954 to require Congressional approval of agreements for peaceful nuclear cooperation with foreign countries, and for other purposes S 400 - Amend the Federal Power Act to ensure that rates and charges for electric energy are assessed in proportion to measurable reliability or economic benefit, and for other purposes HR 2750 - To amend the Internal Revenue Code of 1986 to modify the investment tax credit for combined heat and power system property HR 2784 - Innovative Energy Systems Act S 1000 - Energy Savings and Industrial Competitiveness Act HR 2937 - Pipeline Infrastructure and Community Protection Act HR 1280 - To amend the Atomic Energy Act of 1954 to require Congressional approval of agreements for peaceful nuclear cooperation with foreign countires, and for other purposes HR 2354 - Energy and Water Development and Related Agencies Appropriations Act of 2012 v6.0.1f Page 7 of 26
ADDENDUM for General Lobbying Issue ENG - Energy/Nuclear Name First James Joshua Last Renigar Raymond Pamela Farrell Venzke Paul Doucette Ruth Smith (emp by sub) Larry Boggs Robert Hall III v6.0.1f Page 8 of 26
15. General issue area code ENV Environment/Superfund (one per page) Chemical risk assessment issues Clean Air Transport Rule HR 3862 - Sunshine for Regulating Decrees and Settlements Act of 2012 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Nancy Dorn Larry Boggs Peter Prowitt Pat Casano Timothy Richards Eric Pelletier Lynn Thomson Darby Becker v6.0.1f Page 9 of 26
15. General issue area code FIN Financial Institutions/Investments/Sec (one per page) Dodd-Frank Act Implementation HR 1062 - The Burdensome Data Collection Review Act HR 2072 - Securing American Jobs Through Exports Act of 2011 HR 940 - The United States Covered Bonds Act of 2011 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), Federal Reserve System, Treasury - Dept of, Securities & Exchange Commission (SEC), Federal Deposit Insurance Commission (FDIC), Commodity Futures Trading Commission (CFTC), Export-Import Bank of the United States (EXIM Bank) Eric Pelletier James Mitchell Jr William Nancy Joshua Steve Pamela Karan Darby Behrens Dorn Raymond Howlett Farrell Venzke Bhatia Becker v6.0.1f Page 10 of 26
ADDENDUM for General Lobbying Issue Area: FIN - Financial Institutions/Investments/Sec HR 1081 - Consumer Payment System Protection Act Bank Tax HR 1610 - The Business Risk Mitigation and Price Stabilization Act HR 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. HR 2682 - Business Risk Mitigation and Price Stabilization Act HR 1840 - A Bill to improve the CFTC's Cost Benefit Analysis HR 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act HR 2533 - The Chapter 11 Bankruptcy Venue Reform Act of 2011 S 2055 - To Amend the Federal Deposit Insurance Act with respect to the protection of certain information HR 3606 - JumpStart our Business Startups Act HR 3871 - The Proprietary Information Protection Act of 2012 v6.0.1f Page 11 of 26
15. General issue area code HCR Health Issues (one per page) S 17 - Medical Device Access and Innovation Protection Act of 2011 HR 436 - Protect Medical Innovation Act of 2011 S 223 - FAA Air Transportation Modernization and Safety Improvement Act U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Health & Human Services - Dept of (HHS), Executive Office of the President (EOP), Veterans Affairs - Dept of (VA), Food & Drug Administration (FDA) Nancy Dorn Matthew Williams John Schaeffler Orrin Marcella Madeleine Smith Lisa Wolski v6.0.1f Page 12 of 26
ADDENDUM for General Lobbying Issue Area: HCR - Health Issues HR 658 - FAA Reauthorization and Reform Act of 2011 HR 2461 - Physician Pathology Services Continuity Act of 2011 HR 2020 and S 1096 - Preservation of Access to Osteoporosis Testing for Medicare Beneficiaries Act of 2011 HR 2832 - To extend the Generalized System of Preferences, and for other purposes FDA 510(k) Reform Health Information Technology Medicare Reimbursement for Imaging Services Medicare Reimbursement for Radiopharmaceuticals Medicare Coverage of Technologies United States Preventive Services Task Force Issues Patient Safety Organizations Laboratory Developed Tests Physician Payments Sunshine HR 3630 - Middle Class Tax Relief and Job Creation Act of 2012 HR 3207 - Modernizing Laboratory Test Standards for Patients Act of 2011 HR 3269 - Diagnostic Imaging Services Access Protection Act of 2011 Helium Shortage S 1995 - Medical Device Patient Safety Act v6.0.1f Page 13 of 26
15. General issue area code SCI Science/Technology (one per page) HR 3433 Grant Reform and Transparency Act of 2011 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS), Defense - Dept of (DOD), Executive Office of the President (EOP), Energy - Dept of Lynn Thomson Theresa Peterson Nancy Dorn Larry Boggs Jon Freedman (emp by sub) Peter Prowitt v6.0.1f Page 14 of 26
15. General issue area code TAX Taxation/Internal Revenue Code (one per page) HR 749 - Permanent Extension of Subpart F Deferral for Financial Services Business Activity Tax Simplification Act Taxation of International Operations (Including Chairman Camp discussion draft) Tax Extenders (expiring tax provisions) U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Executive Office of the President (EOP), Energy - Dept of Barbara Mattox Eric Pelletier Nancy Dorn Peter Prowitt Lynn Thomson Robert Hall III Theresa Lisa Cathy Peterson Wolski Koch v6.0.1f Page 15 of 26
ADDENDUM for General Lobbying Issue Area: TAX - Taxation/Internal Revenue Code Streamlined State Sales Taxes Water Private Activity Bonds Water Reuse Incentives Mobile Workforce State Income Tax Extension of Sections 954(h) and 954(i) Corporate Tax Rate Renewable Energy Incentives (Including S45 PTC) S 652 - Building and Upgrading Infrastructure for Long-Term Development, including rail and locomotive investment tax credits HR 2735 - CFC Look-through Rule S 2091 - United States Job Creation and International Reform Act of 2012 (Enzi) HR 3630 - Middle Class Tax Relief and Job Creation Act of 2012 v6.0.1f Page 16 of 26
ADDENDUM for General Lobbying Issue TAX - Taxation/Internal Revenue Code Name First James Joshua Last Mitchell Raymond Jr Jon Freedman (emp by sub) v6.0.1f Page 17 of 26
15. General issue area code TRA Transportation (one per page) PL 112-102 - Surface Transportation Extension Act of 2012 High speed and intercity passenger rail, Amtrak, commuter and freight rail development and funding Freight rail economic and freight and passenger rail safety including positive train control HR 7 - American Energy and Infrastructure Jobs Act of 2012; S 1813/ HR 14 - MAP 21 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation - Dept of (DOT), Energy - Dept of, Transportation - Dept of (DOT) Nancy Dorn Larry Boggs Eric Pelletier Peter Prowitt Lynn Thomson Darby Becker George Pickart Donald Itzkoff v6.0.1f Page 18 of 26
ADDENDUM for General Lobbying Issue Area: TRA - Transportation Rail equipment manufacturing, export promotion, and high speed passenger locomotive standards development and procurement Natural gas and hybrid locomotives EV Infrastructure and transportation funding eligibility v6.0.1f Page 19 of 26
15. General issue area code TRD Trade (Domestic/Foreign) (one per page) Export Controls Reform S 1547 - Export Import Bank Reauthorization Russia PNTR; Trans Pacific Partnership; Free Trade Areas U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Defense - Dept of (DOD), Executive Office of the President (EOP), U.S. Trade Representative (USTR), State - Dept of (DOS), Energy - Dept of Eric Pelletier Lynn Thomson Peter Prowitt Timothy Richards Karan Bhatia Nancy Dorn James Renigar William Behrens James Mitchell Jr v6.0.1f Page 20 of 26
ADDENDUM for General Lobbying Issue TRD - Trade (Domestic/Foreign) Name First Selig Orit Last Merber Frenkel v6.0.1f Page 21 of 26
15. General issue area code RRR Railroads (one per page) PL 112-102 - Surface Transportation Extension Act of 2012 High speed and intercity passenger rail, Amtrak, commuter and freight rail development and funding Freight rail economic and freight and passenger rail safety including positive train control HR 7 - American Energy and Infrastructure Jobs Act of 2012; S 1813/ HR 14 - MAP 21 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation Security Administration (TSA), Energy - Dept of, Office of Management & Budget (OMB), Transportation - Dept of (DOT) Nancy Dorn Larry Boggs Eric Pelletier Peter Prowitt Lynn Thomson Darby Becker Donald Itzkoff v6.0.1f Page 22 of 26
ADDENDUM for General Lobbying Issue Area: RRR - Railroads Rail equipment manufacturing, export promotion, and high speed passenger locomotive standards development and procurement Natural gas and hybrid locomotives v6.0.1f Page 23 of 26
15. General issue area code LBR Labor Issues/Antitrust/Workplace (one per page) HR 3094 - Workforce Democracy and Fairness Act S 1843 - Representation Fairness Restoration Act HR 2587 - Protecting Jobs From Government Interference Act HR 2926 - The National Labor Relations Reorganization Act U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE James Mitchell Jr Nancy Dorn Eric Pelletier v6.0.1f Page 24 of 26
ADDENDUM for General Lobbying Issue Area: LBR - Labor Issues/Antitrust/Workplace Dept. of Labor (OFCCP) Proposed Affirmative Action & Nondiscrimination obligations for contractors & Subcontractors Regarding Individuals with Disabilities S1747 - Amendment to the Fair Labor Standards Act of 1938 Workforce Investment Act Reauthorization Employee Free Choice Act (Cardcheck Provisions) FY 2012 Labor, Health & Human Services Funding Bill (House & Senate) Arbitration Fairness Act of 2011 HR 2587 - Protecting Jobs from Government Interference Act HR 2926 - National Labor Relations Reorganization Act HR 3094 - Workforce Democracy and Fairness Act S 1843 - Representation Fairness Restoration Act v6.0.1f Page 25 of 26
Information Update Page - Complete ONLY where registration information has changed. 20. Client new address Address City State Zip Code - Country 21. Client new principal place of business (if different than line 20) City State Zip Code - Country 22. General description of client's business or activities LOBBYIST UPDATE 23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client 1 George Wallace (eff 3/2/2012) 3 2 4 ISSUE UPDATE 24. General lobbying issue that no longer pertains AFFILIATED ORGANIZATIONS 25. Add the following affiliated organization(s) Internet Address: Name Address Street Address City State/Province Zip Country Principal Place of Business (city and state or country) GE Betz, Inc. 4636 Somerton Road City Trevose Trevose PA 19053 USA State PA Country USA GEHitachi Nuclear Eng America LLC 3901 Castle Hayne Road City Wilmington Wilmington NC 28402 USA State NC Country USA 26. Name of each previously reported organization that is no longer affiliated with the registrant or client 1 2 3 FOREIGN ENTITIES 27. Add the following foreign entities Name Address Street Address City State/Province Country Principal place of business (city and state or country) Amount of contribution for lobbying activities Ownership percentage in client City State Country % 28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization 1 3 5 2 4 6 v6.0.1f Page 26 of 26