Tennessee Athlete Agent Application for Registration or Renewal

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Tre Hargett Secretary of State Tennessee Athlete Agent Application for Registration or Renewal Division of Charitable Solicitations, Fantasy Sports, and Gaming Department of State State of Tennessee 312 Rosa L. Parks Avenue, 8th Floor Nashville, Tennessee 37243 Phone 615-741-2555 Fax 615-253-5173 sos.tn.gov/charitable Initial Filing Fee $500.00 Renewal Filing Fee $200.00 For Office Use Only Please print or type. Attach additional pages as necessary. Regarding renewals, if this office has not received your completed renewal form and the filing fee prior to the date your athlete agent certificate expires, the certificate will be canceled. Pursuant to T.C.A. 67-4-1702, you are required to pay a professional privilege tax to the Tennessee Department of Revenue. Check one box: Initial OR Renewal Please list your Tennessee Athlete Agent Certificate Number if this is a renewal 1. Applicant s full name: First Name Middle Name Last Name Suffix 2. Applicant s date of birth: / / Month Day Year 3. Applicant s place of birth: City State 4. Name of business or employer: 5. Principal Business Address: Address City State Zip 6. Work telephone number ( ) - 7. Mobile telephone number ( ) - 8. Fax number ( ) - 9. Email: 10. Personal business websites: 11. Employer s business organization form and nature of business: 12. Is the business registered with the Tennessee Secretary of State or any other state? If so please list: SS-3067 (Revised 5/18), RDA 2490 All information on this form is public record. Page 1 of 5

13. Please list each social media account affiliated with the applicant s business or employer: 14. List all business or occupations engaged in for the last five (5) years before the date of the application, including self-employment and employment of others. 15. List any professional or occupational license, registration or certification held by the applicant during the last five (5) years. 16. Describe applicant s formal training as an athlete agent. 17. Describe applicant s practical experience as an athlete agent. 18. Describe applicant s educational background, relating to the applicant s activities as an athlete agent. 19. List the name of each student athlete for whom the applicant acted as an athlete agent within five (5) years before the date of the application or, if the individual is a minor, the name of the parent or guardian of the minor, together with the athlete s sport and last known team. SS-3067 (Revised 5/18), RDA 2490 All information on this form is public record. Page 2 of 5

20. List names and addresses of the following persons: a. If applicant s business is not a corporation, list all partners, members, officers, managers, associates, or profit-sharers of the business. b. If applicant is employed by a corporation, list all officers, directors and any shareholders of the corporation having an interest of five percent (5%) or greater. 21. Describe the status of any application by the applicant, or any person named in Question 20 above, for a state or federal professional, business, or occupational license, other than as an athlete agent, from a state or federal agency including any denial, refusal to renew, suspension, withdrawal or termination of the license and any reprimand or censure related to the license. 22. Has the applicant or any person in Question 20 above pleaded guilty or no contest to, been convicted of, or has charges pending for a crime that, if committed in Tennessee, would be a crime involving moral turpitude or a felony? Yes No If the answer is Yes, identify the crime, the law enforcement agency involved, and the date of the conviction and the fine or penalty imposed if applicable. 23. In the previous fifteen (15) years, has the applicant, or any person named in Question 20 above, been a defendant or respondent in a civil proceeding, including a proceeding seeking an adjudication of legal incompetence? Yes No If the answer to question 23 above is Yes, please list the date and a full explanation of each proceeding. SS-3067 (Revised 5/18), RDA 2490 All information on this form is public record. Page 3 of 5

24. In the previous ten (10) years, has the applicant, or any person named in Question 20 above, been adjudicated bankrupt or was an owner of a business that was adjudicated bankrupt? Yes No 25. Has the applicant or any person named in Question 20 above been found by an administrative or judicial determination to have made a false, misleading, deceptive or fraudulent representation? Yes No 26. Has the applicant or any person named in Question 20 above exhibited conduct that resulted in the imposition of a sanction, suspension, or declaration of ineligibility to participate in an interscholastic athletic event on a student athlete or educational institution? Yes No If the answer is Yes, give the name of the student athlete or educational institution and the year of the sanction, suspension, or declaration of ineligibility. 27. Has the applicant or any person named in Question 20 above incurred any sanction, suspension, or disciplinary action arising out of occupational or professional conduct? Yes No If the answer is Yes, give details (including, but not limited to, the jurisdiction and year of the sanction, suspension or disciplinary action). 28. Has the applicant or any person named in Question 20 above experienced any denial of an application for, suspension or revocation of, or refusal to renew the registration or licensure as an athlete agent in any state? Yes No 29. List all other states or jurisdictions in which you are licensed or have applied to be registered as an Athlete Agent. 30. List all certifications or registrations by a professional league or players association, including the name of the league or association, the date of certification or registration, and the date of the expiration of the certification or registration if any. 31. Has the applicant been denied an application, suspended, revoked, refused renewal, withdrawn, or terminated a certification or registration by a professional league or players association or reprimanded or censured related to the certification or registration by a professional league or players association? Yes No If the answer is Yes, please describe each instance and include dates. SS-3067 (Revised 5/18), RDA 2490 All information on this form is public record. Page 4 of 5

An athlete agent must notify the Tennessee Secretary of State within thirty (30) days whenever the information contained in any application for registration as an athlete agent in this state changes in a material way or becomes inaccurate or incomplete in any respect. I SUBMIT THE APPLICATION AND AFFIRM ITS CONTENTS UNDER PENALTY OF PERJURY. Executed this day of, 20. Signature Title/Signer s Capacity Printed Name Date SS-3067 (Revised 5/18), RDA 2490 All information on this form is public record. Page 5 of 5